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Nasdaq · USD

MCHB

Mechanics Bancorp

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4145
SEC CIK
0001518715
Parsed reports
718

Last 12 months

Inside the activity.

0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
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Jun 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 10, 2018 Filed Jul 10, 2018 23:26 UTC GrantCommon Stock 756 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000245 · wf-form4_153126519746231.xml · nonDerivative · entry 1

SMITH DOUGLAS IRVINE · CIK 0001529678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,434

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

F2 · balance_after: Since his last report, the reporting person has transferred 5,000 directly owned shares of HomeStreet, Inc. common stock into an account held jointly with Ann Smith, Mr. Smith's spouse. This joint account now holds 61,300 shares of HomeStreet, Inc. common stock.

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July 10, 2018 Filed Jul 11, 2018 18:00 UTC GrantRestricted Stock Units · Derivative 830 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000253 · wf-form4_153134638622606.xml · derivative · entry 1

EDERER DAVID A · CIK 0001232242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 830

Underlying: Restricted Stock Units · 830 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

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July 10, 2018 Filed Jul 11, 2018 21:57 UTC
KIRK GEORGEDirector
GrantRestricted Stock Units · Derivative 719 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000251 · wf-form4_153134620880193.xml · derivative · entry 1

KIRK GEORGE · CIK 0001529653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 719

Underlying: Common Stock · 719 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest as of January 1, 2020, unless he departs from the Board for any reason prior to that date, in which case the date of termination shall be the date of vesting. No additional consideration is paid for the vesting of a restricted stock unit.

F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest as of January 1, 2020, unless he departs from the Board for any reason prior to that date, in which case the date of termination shall be the date of vesting. No additional consideration is paid for the vesting of a restricted stock unit.

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July 10, 2018 Filed Jul 11, 2018 21:58 UTC GrantRestricted Stock Units · Derivative 322 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000252 · wf-form4_153134627195273.xml · derivative · entry 1

INDIEK VICTOR H · CIK 0001529665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322

Underlying: Common Stock · 322 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

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July 10, 2018 Filed Jul 11, 2018 21:56 UTC
Voss DonDirector
GrantRestricted Stock Units · Derivative 324 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000250 · wf-form4_153134614965159.xml · derivative · entry 1

Voss Don · CIK 0001538556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324

Underlying: Common Stock · 324 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

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June 30, 2018 Filed Jul 3, 2018 15:09 UTC
Schultz EdwardEVP, Dir. of Comm'l Banking
Exercise / conversionRestricted Stock Units · Derivative 5,439 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000244 · wf-form4_153064493062302.xml · derivative · entry 2

Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,677

Underlying: Common Stock · 5,439 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On June 30, 2016, the reporting person was granted 16,317 RSUs, which vest incrementally in equal amounts on June 30, 2017, June 30, 2018, and June 30, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On June 30, 2016, the reporting person was granted 16,317 RSUs, which vest incrementally in equal amounts on June 30, 2017, June 30, 2018, and June 30, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 5,439 RSUs granted on June 30, 2016, which vest on June 30, 2019, 1,532 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2019 and January 26, 2020, 3,474 RSUs granted on November 1, 2017, which vest incrementally in equal amounts on November 1, 2018, November 1, 2019 and November 1, 2020, respectively, and 2,232 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · balance_after: The reporting person's Form 3 filed January 8, 2018 and the reporting person's Form 4 filed January 30, 2018, erroneously reported the number of shares granted to Mr. Schultz on November 1, 2017. The correct number is 3,474 RSUs, which is reflected in the total number of RSUs reported on this Form 4.

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June 30, 2018 Filed Jul 3, 2018 15:09 UTC
Schultz EdwardEVP, Dir. of Comm'l Banking
Exercise / conversionCommon Stock 5,439 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000244 · wf-form4_153064493062302.xml · nonDerivative · entry 1

Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,644

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on June 30, 2016.

Read SEC document
June 25, 2018 Filed Jun 25, 2018 22:24 UTC
Harper TroyEVP & CIO
Exercise / conversionRestricted Stock Units · Derivative 336 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000238 · wf-form4_152996547159008.xml · derivative · entry 2

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,288

Underlying: Common Stock · 336 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On June 25, 2015 the reporting person was granted 1,008 RSUs, which vest incrementally in equal amounts on June 25, 2016, June 25, 2017, and June 25, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On June 25, 2015 the reporting person was granted 1,008 RSUs, which vest incrementally in equal amounts on June 25, 2016, June 25, 2017, and June 25, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 393 RSUs granted on January 28, 2016, which vest on January 28, 2019, 620 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2019 and January 26, 2020, and 1,275 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

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June 25, 2018 Filed Jun 25, 2018 22:24 UTC
Harper TroyEVP & CIO
Exercise / conversionCommon Stock 336 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000238 · wf-form4_152996547159008.xml · nonDerivative · entry 1

Harper Troy · CIK 0001722279 · EVP & CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on June 25, 2015.

Read SEC document
April 27, 2018 Filed May 1, 2018 15:30 UTC
Endresen WilliamEVP, Comm'l RE & Capital Pres.
SaleCommon Stock 4,250 $25.55 $108,587.50
Disclosure

SEC source: 0001518715-18-000159 · wf-form4_152520297481490.xml · nonDerivative · entry 1

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213

F1 · shares: These shares are being sold pursuant to the requirement of a property settlement agreement related to the reporting person's marital dissolution. The settlement agreement was subject to court review and approval.

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April 27, 2018 Filed May 1, 2018 19:29 UTC
MASON MARK KDirector · CEO, President
PurchaseCommon Stock 200 $25.59 $5,118.00
Disclosure

SEC source: 0001518715-18-000158 · wf-form4_152520293660517.xml · nonDerivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Indirect · Courtney Mason, Mr. Mason's spouse

Disclosed balance after: 200

F1 · kind: The purchase of shares of HomeStreet ("HMST") common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 with the reporting person's sale of shares of HMST common stock at a price of $30.50 per share on March 14, 2018, to the extent of 200 shares. The reporting person has paid to HMST $971.05, representing the full amount of the loss avoided in connection with the short-swing transaction, less transaction costs.

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April 26, 2018 Filed Apr 27, 2018 15:35 UTC PurchaseCommon Stock 5,000 $25.90 $129,500.00
Disclosure

SEC source: 0001518715-18-000152 · wf-form4_152485769609641.xml · nonDerivative · entry 2

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 95,000

F1 · ownership.nature: Mr. Patterson and his spouse, Michelle Patterson, are co-trustees and beneficiaries of the Mark & Michelle Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

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April 26, 2018 Filed Apr 27, 2018 19:36 UTC
STRAUS DAVID HSr EVP, Comm'l Banking Dir.
PurchaseCommon Stock 1,200 $25.88 $31,056.00
Disclosure

SEC source: 0001518715-18-000153 · wf-form4_152485773880361.xml · nonDerivative · entry 1

STRAUS DAVID H · CIK 0001216679 · Sr EVP, Comm'l Banking Dir.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,481

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.675 to $26.05, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Includes 400 shares held jointly with Julianne Straus, Mr. Straus's spouse.

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April 26, 2018 Filed Apr 27, 2018 19:34 UTC PurchaseCommon Stock 1,000 $25.70 $25,700.00
Disclosure

SEC source: 0001518715-18-000151 · wf-form4_152485764972318.xml · nonDerivative · entry 1

INDIEK VICTOR H · CIK 0001529665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,451.567

Read SEC document
April 26, 2018 Filed Apr 27, 2018 19:31 UTC PurchaseCommon Stock 1,500 $26.05 $39,075.00
Disclosure

SEC source: 0001518715-18-000150 · wf-form4_152485741098832.xml · nonDerivative · entry 1

BOGGS SCOTT M · CIK 0001288278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,872.4

F1 · balance_after: Includes 7,900 shares held jointly with Patricia Boggs, Mr. Boggs' spouse.

Read SEC document
April 26, 2018 Filed Apr 27, 2018 19:29 UTC PurchaseCommon Stock 5,000 $25.78 $128,880.00
Disclosure

SEC source: 0001518715-18-000149 · wf-form4_152485732684696.xml · nonDerivative · entry 1

SMITH DOUGLAS IRVINE · CIK 0001529678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,678

F1 · balance_after: Includes 56,300 shares held jointly with Ann Smith, Mr. Smith's spouse.

Read SEC document
April 26, 2018 Filed Jul 25, 2019 15:44 UTC PurchaseCommon Stock 100 $26.80 $2,680.00
Disclosure

SEC source: 0001518715-19-000154 · wf-form4_156408386437436.xml · nonDerivative · entry 1

EDERER DAVID A · CIK 0001232242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,504.6

Read SEC document
April 05, 2018 Filed Apr 5, 2018 18:24 UTC GrantCommon Stock 267 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000136 · wf-form4_152296708375199.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

Read SEC document
April 05, 2018 Filed Apr 5, 2018 22:25 UTC GrantCommon Stock 1,161 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000137 · wf-form4_152296711833337.xml · nonDerivative · entry 1

SMITH DOUGLAS IRVINE · CIK 0001529678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,678

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

F2 · balance_after: 56,300 shares held jointly with Ann Smith, Mr. Smith's spouse.

Read SEC document
April 05, 2018 Filed Apr 5, 2018 22:26 UTC
Voss DonDirector
GrantCommon Stock 357 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000138 · wf-form4_152296715302764.xml · nonDerivative · entry 1

Voss Don · CIK 0001538556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,392

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

Read SEC document
April 05, 2018 Filed Apr 5, 2018 22:24 UTC
KIRK GEORGEDirector
GrantCommon Stock 1,125 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000135 · wf-form4_152296705289020.xml · nonDerivative · entry 1

KIRK GEORGE · CIK 0001529653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,030.4

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

F2 · balance_after: 6,488.4 shares held jointly with Barbara Kirk, Mr. Kirk's spouse.

Read SEC document
April 05, 2018 Filed Apr 5, 2018 22:23 UTC GrantCommon Stock 312 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000134 · wf-form4_152296698578557.xml · nonDerivative · entry 1

INDIEK VICTOR H · CIK 0001529665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,451.567

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

Read SEC document
April 05, 2018 Filed Apr 5, 2018 22:23 UTC GrantCommon Stock 312 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000133 · wf-form4_152296701202572.xml · nonDerivative · entry 1

KING THOMAS E · CIK 0001529652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 312

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

Read SEC document
April 05, 2018 Filed Apr 5, 2018 22:22 UTC GrantCommon Stock 803 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000132 · wf-form4_152296695095176.xml · nonDerivative · entry 1

EDERER DAVID A · CIK 0001232242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,404.6

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

Read SEC document
April 05, 2018 Filed Apr 5, 2018 22:22 UTC GrantCommon Stock 401 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000131 · wf-form4_152296689993769.xml · nonDerivative · entry 1

BOGGS SCOTT M · CIK 0001288278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,372.4

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

F2 · ownership.direct: Includes 6,400 shares held jointly with Patricia Boggs, Mr. Boggs' spouse.

Read SEC document
March 23, 2018 Filed Mar 26, 2018 15:56 UTC
Endresen WilliamEVP, Comm'l RE & Capital Pres.
SaleCommon Stock 503 $28.52 $14,343.25
Disclosure

SEC source: 0001518715-18-000116 · wf-form4_152209414452578.xml · nonDerivative · entry 1

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,463

F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Performance Share Units on March 14, 2018.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.50 to $28.5719, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 23, 2018 Filed Mar 26, 2018 20:00 UTC
TAYLOR PAMELA JEVP - Human Resources Dir
SaleCommon Stock 185 $28.52 $5,275.35
Disclosure

SEC source: 0001518715-18-000120 · wf-form4_152209439917181.xml · nonDerivative · entry 1

TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,296.4

F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Performance Share Units on March 14, 2018.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.50 to $28.5719, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 23, 2018 Filed Mar 26, 2018 19:59 UTC
MASON MARK KDirector · CEO, President
SaleCommon Stock 2,208 $28.52 $62,962.00
Disclosure

SEC source: 0001518715-18-000119 · wf-form4_152209435130876.xml · nonDerivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,580

F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Performance Share Units on March 14, 2018.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.50 to $28.5719, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 23, 2018 Filed Mar 26, 2018 19:58 UTC
ISEMAN JAY CEVP - Chief Credit Officer
SaleCommon Stock 409 $28.52 $11,662.80
Disclosure

SEC source: 0001518715-18-000118 · wf-form4_152209430797306.xml · nonDerivative · entry 1

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,909

F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Performance Share Units on March 14, 2018.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.50 to $28.5719, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 23, 2018 Filed Mar 26, 2018 19:56 UTC
EVANS GODFREY BEVP - General Counsel
SaleCommon Stock 605 $28.52 $17,251.82
Disclosure

SEC source: 0001518715-18-000117 · wf-form4_152209420426505.xml · nonDerivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,681

F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Performance Share Units on March 14, 2018.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.50 to $28.5719, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 23, 2018 Filed Mar 26, 2018 19:54 UTC
BENNION RICHARD W HEVP - Res. Lending Director
SaleCommon Stock 168 $28.52 $4,790.59
Disclosure

SEC source: 0001518715-18-000115 · wf-form4_152209405142969.xml · nonDerivative · entry 1

BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Bennion Revocable Living Trust dated 12/19/02

Disclosed balance after: 22,643

F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Performance Share Units on March 14, 2018.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.50 to $28.5719, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Mr. Bennion is the co-trustee with Diane Bennion for the Bennion Revocable Living Trust dated 12/19/02.

Read SEC document
March 23, 2018 Filed Mar 26, 2018 19:53 UTC
VINCENT MARY LEVP - Chief Risk Officer
SaleCommon Stock 196 $28.52 $5,589.02
Disclosure

SEC source: 0001518715-18-000114 · wf-form4_152209400239349.xml · nonDerivative · entry 1

VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,122.8

F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Performance Share Units on March 14, 2018.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.50 to $28.5719, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 19:05 UTC
Endresen WilliamEVP, Comm'l RE & Capital Pres.
Exercise / conversionPerformance Share Units · Derivative 1,891 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000104 · wf-form4_152115512004446.xml · derivative · entry 3

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,891 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of HomeStreet common stock.

F1 · derivative.exercise_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 4,599 shares. Any portion of the award not vested terminated as of the date of this issuance.

F1 · derivative.expiration_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 4,599 shares. Any portion of the award not vested terminated as of the date of this issuance.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 19:05 UTC
Endresen WilliamEVP, Comm'l RE & Capital Pres.
Exercise / conversionCommon Stock 1,891 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000104 · wf-form4_152115512004446.xml · nonDerivative · entry 1

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,966

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 4,599 shares. Any portion of the award not vested terminated as of the date of this issuance.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 23:12 UTC
ISEMAN JAY CEVP - Chief Credit Officer
Exercise / conversionPerformance Share Units · Derivative 1,532 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000112 · wf-form4_152115551678304.xml · derivative · entry 3

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,532 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of HomeStreet common stock.

F1 · derivative.exercise_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 3,726 shares. Any portion of the award not vested terminated as of the date of this issuance.

F1 · derivative.expiration_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 3,726 shares. Any portion of the award not vested terminated as of the date of this issuance.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 23:12 UTC
ISEMAN JAY CEVP - Chief Credit Officer
SaleCommon Stock 445 $30.45 $13,550.25
Disclosure

SEC source: 0001518715-18-000112 · wf-form4_152115551678304.xml · nonDerivative · entry 2

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,318

F2 · shares: Shares sold to cover reporting person's tax liability in connection with the March 8, 2018 vesting of Restricted Stock Units.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 23:12 UTC
ISEMAN JAY CEVP - Chief Credit Officer
Exercise / conversionCommon Stock 1,532 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000112 · wf-form4_152115551678304.xml · nonDerivative · entry 1

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 3,726 shares. Any portion of the award not vested terminated as of the date of this issuance.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 23:11 UTC
EVANS GODFREY BEVP - General Counsel
Exercise / conversionPerformance Share Units · Derivative 1,719 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000111 · wf-form4_152115547502989.xml · derivative · entry 3

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,719 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of HomeStreet common stock.

F1 · derivative.exercise_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 4,181 shares. Any portion of the award not vested terminated as of the date of this issuance.

F1 · derivative.expiration_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 4,181 shares. Any portion of the award not vested terminated as of the date of this issuance.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 23:11 UTC
EVANS GODFREY BEVP - General Counsel
SaleCommon Stock 726 $30.51 $22,146.63
Disclosure

SEC source: 0001518715-18-000111 · wf-form4_152115547502989.xml · nonDerivative · entry 2

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,286

F2 · shares: Shares sold to cover reporting person's tax liability in connection with the March 8, 2018 vesting of Restricted Stock Units.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 23:11 UTC
EVANS GODFREY BEVP - General Counsel
Exercise / conversionCommon Stock 1,719 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000111 · wf-form4_152115547502989.xml · nonDerivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,012

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 4,181 shares. Any portion of the award not vested terminated as of the date of this issuance.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 23:10 UTC
MASON MARK KDirector · CEO, President
Exercise / conversionPerformance Share Units · Derivative 5,220 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000110 · wf-form4_152115542609144.xml · derivative · entry 3

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,220 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of HomeStreet common stock.

F1 · derivative.exercise_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 12,695 shares. Any portion of the award not vested terminated as of the date of this issuance.

F1 · derivative.expiration_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 12,695 shares. Any portion of the award not vested terminated as of the date of this issuance.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 23:10 UTC
MASON MARK KDirector · CEO, President
SaleCommon Stock 1,485 $30.50 $45,292.50
Disclosure

SEC source: 0001518715-18-000110 · wf-form4_152115542609144.xml · nonDerivative · entry 2

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,788

F2 · shares: Shares sold to cover reporting person's tax liability in connection with the March 8, 2018 vesting of Restricted Stock Units.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.50 to $30.55, inclusive. The reporting person undertakes to provide to HomeStreet, any security holder of HomeStreet, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 23:10 UTC
MASON MARK KDirector · CEO, President
Exercise / conversionCommon Stock 5,220 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000110 · wf-form4_152115542609144.xml · nonDerivative · entry 1

MASON MARK K · CIK 0001396928 · Director · CEO, President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,273

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 12,695 shares. Any portion of the award not vested terminated as of the date of this issuance.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 23:09 UTC
VINCENT MARY LEVP - Chief Risk Officer
Exercise / conversionPerformance Share Units · Derivative 731 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000109 · wf-form4_152115537343664.xml · derivative · entry 3

VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 731 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of HomeStreet common stock.

F1 · derivative.exercise_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 1,778 shares. Any portion of the award not vested terminated as of the date of this issuance.

F1 · derivative.expiration_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 1,778 shares. Any portion of the award not vested terminated as of the date of this issuance.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 23:09 UTC
VINCENT MARY LEVP - Chief Risk Officer
Exercise / conversionCommon Stock 731 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000109 · wf-form4_152115537343664.xml · nonDerivative · entry 1

VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,318.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 1,778 shares. Any portion of the award not vested terminated as of the date of this issuance.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 23:09 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Exercise / conversionPerformance Share Units · Derivative 1,671 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000108 · wf-form4_152115532928858.xml · derivative · entry 3

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,671 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of HomeStreet common stock.

F1 · derivative.exercise_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 4,064 shares. Any portion of the award not vested terminated as of the date of this issuance.

F1 · derivative.expiration_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 4,064 shares. Any portion of the award not vested terminated as of the date of this issuance.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 23:09 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Exercise / conversionCommon Stock 1,671 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000108 · wf-form4_152115532928858.xml · nonDerivative · entry 1

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 4,064 shares. Any portion of the award not vested terminated as of the date of this issuance.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 23:08 UTC
TAYLOR PAMELA JEVP - Human Resources Dir
Exercise / conversionPerformance Share Units · Derivative 698 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000107 · wf-form4_152115528538831.xml · derivative · entry 3

TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 698 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of HomeStreet common stock.

F1 · derivative.exercise_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 1,697 shares. Any portion of the award not vested terminated as of the date of this issuance.

F1 · derivative.expiration_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 1,697 shares. Any portion of the award not vested terminated as of the date of this issuance.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 23:08 UTC
TAYLOR PAMELA JEVP - Human Resources Dir
Exercise / conversionCommon Stock 698 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000107 · wf-form4_152115528538831.xml · nonDerivative · entry 1

TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,481.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 1,697 shares. Any portion of the award not vested terminated as of the date of this issuance.

Read SEC document
March 14, 2018 Filed Mar 15, 2018 23:07 UTC
DAVID ROSE MARIESr. EVP-SF Lending Dir.
Exercise / conversionPerformance Share Units · Derivative 698 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000106 · wf-form4_152115524156367.xml · derivative · entry 2

DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 698 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of HomeStreet common stock.

F1 · derivative.exercise_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 1,697 shares. Any portion of the award not vested terminated as of the date of this issuance.

F1 · derivative.expiration_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 1,697 shares. Any portion of the award not vested terminated as of the date of this issuance.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.