Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Mechanics Bancorp
Report date June 20, 2019 · Filed November 07, 2019
Section 16 reporting ended · disclosed 2019-11-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,672 |
Ending reported balance
After 2019-11-05 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2019-06-20 · Exercise / conversion · Acquired 1,241 · Balance 5,692.567 F1: Represents shares issued upon vesting of Restricted Stock Units (RSUs) previously issued to the reporting person as director compensation. The reporting person had elected that these RSUs vest upon his departure from the Board, which was effective on June 20, 2019. Row 2 · 2019-08-13 · Grant · Acquired 251 · Balance 5,943.567 F2: Stock issued based on Directors' compensation policy paid quarterly. Row 3 · 2019-11-05 · Sale · Disposed 3,271.567 · Balance 2,672 F3: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.2642 to $31.285, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-06-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2019-06-20 · Exercise / conversion · Disposed 1,241 · Balance 0 F5: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F6: RSUs previously issued under the director compensation policy vested upon the reporting person's departure form the Board of Directors, effective June 20, 2019. |
| Common StockSEC Table I · non-derivative | IndirectIndiek Family Trust U/A/D 5/04/1989 | 6,404 |
Reported balance
Holding disclosure · report date 2019-06-20 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 6,404 F4: Mr. Indiek is the sole trustee of the Indiek Family Trust U/A/D 5/04/1989. Mr. Indiek disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares issued upon vesting of Restricted Stock Units (RSUs) previously issued to the reporting person as director compensation. The reporting person had elected that these RSUs vest upon his departure from the Board, which was effective on June 20, 2019.
F2: Stock issued based on Directors' compensation policy paid quarterly.
F3: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.2642 to $31.285, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F4: Mr. Indiek is the sole trustee of the Indiek Family Trust U/A/D 5/04/1989. Mr. Indiek disclaims beneficial ownership of these shares except to the extent of any pecuniary interest he may have therein.
F5: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
F6: RSUs previously issued under the director compensation policy vested upon the reporting person's departure form the Board of Directors, effective June 20, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 05, 2019 Filed Nov 7, 2019 19:10 UTC | Mechanics Bancorp HMST · Entity 4145 | SaleCommon Stock | 3,271.567 | $31.28 | $102,332.98 |
DisclosureSEC source: 0001518715-19-000206 · wf-form4_157315382094618.xml · nonDerivative · entry 3 INDIEK VICTOR H · CIK 0001529665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,672 F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.2642 to $31.285, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| August 13, 2019 Filed Nov 7, 2019 19:10 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantCommon Stock | 251 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000206 · wf-form4_157315382094618.xml · nonDerivative · entry 2 INDIEK VICTOR H · CIK 0001529665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,943.567 F2 · shares: Stock issued based on Directors' compensation policy paid quarterly. Read SEC document |
| June 20, 2019 Filed Nov 7, 2019 19:10 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 1,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000206 · wf-form4_157315382094618.xml · derivative · entry 5 INDIEK VICTOR H · CIK 0001529665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,241 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F6 · derivative.exercise_date: RSUs previously issued under the director compensation policy vested upon the reporting person's departure form the Board of Directors, effective June 20, 2019. F6 · derivative.expiration_date: RSUs previously issued under the director compensation policy vested upon the reporting person's departure form the Board of Directors, effective June 20, 2019. Read SEC document |
| June 20, 2019 Filed Nov 7, 2019 19:10 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 1,241 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000206 · wf-form4_157315382094618.xml · nonDerivative · entry 1 INDIEK VICTOR H · CIK 0001529665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,692.567 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares issued upon vesting of Restricted Stock Units (RSUs) previously issued to the reporting person as director compensation. The reporting person had elected that these RSUs vest upon his departure from the Board, which was effective on June 20, 2019. Read SEC document |
| April 05, 2019 Filed Apr 8, 2019 20:35 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantRestricted Stock Units · Derivative | 284 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000083 · wf-form4_155475571481751.xml · derivative · entry 1 INDIEK VICTOR H · CIK 0001529665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,241 Underlying: Common Stock · 284 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit. F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit. Read SEC document |
| January 09, 2019 Filed Jan 9, 2019 20:50 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantRestricted Stock Units · Derivative | 350 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000009 · wf-form4_154706699633172.xml · derivative · entry 1 INDIEK VICTOR H · CIK 0001529665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 957 Underlying: Common Stock · 350 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit. F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit. Read SEC document |
| October 05, 2018 Filed Oct 9, 2018 22:41 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantRestricted Stock Units · Derivative | 285 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000277 · wf-form4_153912485108318.xml · derivative · entry 1 INDIEK VICTOR H · CIK 0001529665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 607 Underlying: Common Stock · 285 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit. F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit. Read SEC document |
| July 10, 2018 Filed Jul 11, 2018 21:58 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantRestricted Stock Units · Derivative | 322 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000252 · wf-form4_153134627195273.xml · derivative · entry 1 INDIEK VICTOR H · CIK 0001529665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322 Underlying: Common Stock · 322 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit. F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit. Read SEC document |
| April 26, 2018 Filed Apr 27, 2018 19:34 UTC | Mechanics Bancorp HMST · Entity 4145 | PurchaseCommon Stock | 1,000 | $25.70 | $25,700.00 |
DisclosureSEC source: 0001518715-18-000151 · wf-form4_152485764972318.xml · nonDerivative · entry 1 INDIEK VICTOR H · CIK 0001529665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,451.567 Read SEC document |
| April 05, 2018 Filed Apr 5, 2018 22:23 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantCommon Stock | 312 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000134 · wf-form4_152296698578557.xml · nonDerivative · entry 1 INDIEK VICTOR H · CIK 0001529665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,451.567 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. Read SEC document |
| January 04, 2018 Filed Jan 8, 2018 23:24 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantCommon Stock | 303 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000005 · wf-form4_151545388159297.xml · nonDerivative · entry 1 INDIEK VICTOR H · CIK 0001529665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,139.567 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. Read SEC document |
| October 10, 2017 Filed Oct 10, 2017 23:30 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantCommon Stock | 315 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000202 · wf-form4_150767824011572.xml · nonDerivative · entry 1 INDIEK VICTOR H · CIK 0001529665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,836.567 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. Read SEC document |
| July 07, 2017 Filed Jul 7, 2017 22:32 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000171 · wf-form4_149946671276393.xml · nonDerivative · entry 1 INDIEK VICTOR H · CIK 0001529665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. Read SEC document |
| July 07, 2017 Filed Jul 11, 2017 18:30 UTC Amendment | Mechanics Bancorp HMST · Entity 4145 | GrantCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000172 · wf-form4a_149979783073062.xml · nonDerivative · entry 1 INDIEK VICTOR H · CIK 0001529665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,521.567 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. F2 · balance_after: This amendment is being filed solely to correct the number of shares owned directly and indirectly by Mr. Indiek on July 7, 2017. It was previously reported that Mr. Indiek transferred 8,675.567 directly owned shares to the Indiek Family Trust U/A/D 5/04/1989, when in fact only 6,404 shares were transferred. Read SEC document |
| April 06, 2017 Filed Apr 6, 2017 17:30 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantCommon Stock | 232 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000098 · wf-form4_149149983050063.xml · nonDerivative · entry 1 INDIEK VICTOR H · CIK 0001529665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,675.567 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. Read SEC document |
| January 04, 2017 Filed Jan 5, 2017 23:10 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantCommon Stock | 197 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000016 · wf-form4_148365783616852.xml · nonDerivative · entry 1 INDIEK VICTOR H · CIK 0001529665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,443.567 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. Read SEC document |
| October 11, 2016 Filed Oct 11, 2016 19:05 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantCommon Stock | 265 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-16-000337 · wf-form4_147621272518810.xml · nonDerivative · entry 1 INDIEK VICTOR H · CIK 0001529665 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,246.567 F1 · shares: Stock issued based on Directors' compensation policy paid quarterly. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.