Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Mechanics Bancorp
Report date November 01, 2020 · Filed November 03, 2020
Section 16 reporting ended · disclosed 2020-11-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,798 |
Ending reported balance
After 2020-11-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-11-01 · Exercise / conversion · Acquired 1,158 · Balance 10,080 F1: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on November 1, 2017. Row 2 · 2020-11-01 · Tax withholding · Disposed 282 · Balance 9,798 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 5,765 |
Reported balance
After 2020-11-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-11-01 · Exercise / conversion · Disposed 1,158 · Balance 5,765 F2: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3: On November 1, 2017, the reporting person was granted 3,474 RSUs, which vested incrementally in equal amounts on November 1, 2018, November 1, 2019, and November 1, 2020, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4: The reporting person's remaining RSUs include 744 RSUs granted on January 29, 2018, which were scheduled to vest on January 29, 2021, 1,736 RSUs granted on March 28, 2019, which were scheduled to vest in equal amounts on March 28, 2021 and March 28, 2022, respectively, and 3,285 RSUs granted on March 28, 2020 that were scheduled to vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. The reporting person resigned from the Company effective November 2, 2020, at which time all remaining RSUs were forfeited. |
Filing footnotes · ownership attribution and instrument terms
F1: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on November 1, 2017.
F2: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
F3: On November 1, 2017, the reporting person was granted 3,474 RSUs, which vested incrementally in equal amounts on November 1, 2018, November 1, 2019, and November 1, 2020, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
F4: The reporting person's remaining RSUs include 744 RSUs granted on January 29, 2018, which were scheduled to vest on January 29, 2021, 1,736 RSUs granted on March 28, 2019, which were scheduled to vest in equal amounts on March 28, 2021 and March 28, 2022, respectively, and 3,285 RSUs granted on March 28, 2020 that were scheduled to vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. The reporting person resigned from the Company effective November 2, 2020, at which time all remaining RSUs were forfeited.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 01, 2020 Filed Nov 3, 2020 19:29 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 1,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000187 · wf-form4_160444977113582.xml · derivative · entry 3 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,765 Underlying: Common Stock · 1,158 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On November 1, 2017, the reporting person was granted 3,474 RSUs, which vested incrementally in equal amounts on November 1, 2018, November 1, 2019, and November 1, 2020, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On November 1, 2017, the reporting person was granted 3,474 RSUs, which vested incrementally in equal amounts on November 1, 2018, November 1, 2019, and November 1, 2020, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · balance_after: The reporting person's remaining RSUs include 744 RSUs granted on January 29, 2018, which were scheduled to vest on January 29, 2021, 1,736 RSUs granted on March 28, 2019, which were scheduled to vest in equal amounts on March 28, 2021 and March 28, 2022, respectively, and 3,285 RSUs granted on March 28, 2020 that were scheduled to vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. The reporting person resigned from the Company effective November 2, 2020, at which time all remaining RSUs were forfeited. Read SEC document |
| November 01, 2020 Filed Nov 3, 2020 19:29 UTC | Mechanics Bancorp HMST · Entity 4145 | Tax withholdingCommon Stock | 282 | $31.07 | $8,761.74 |
DisclosureSEC source: 0001518715-20-000187 · wf-form4_160444977113582.xml · nonDerivative · entry 2 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,798 Read SEC document |
| November 01, 2020 Filed Nov 3, 2020 19:29 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 1,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000187 · wf-form4_160444977113582.xml · nonDerivative · entry 1 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,080 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on November 1, 2017. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 19:32 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 868 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000074 · wf-form4_158569752157579.xml · derivative · entry 4 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,923 Underlying: Common Stock · 868 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 2,604 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 2,604 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F5 · balance_after: The reporting person's remaining RSUs includes 1,158 RSUs granted on November 1, 2017, which vest on November 1, 2020, 744 RSUs granted on January 29, 2018, which vest on January 29, 2021, 1,736 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2021 and March 28, 2022, respectively and 3,285 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 19:32 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantRestricted Stock Units · Derivative | 3,285 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000074 · wf-form4_158569752157579.xml · derivative · entry 3 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,791 Underlying: Common Stock · 3,285 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 3,285 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 3,285 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 19:32 UTC | Mechanics Bancorp HMST · Entity 4145 | Tax withholdingCommon Stock | 212 | $21.39 | $4,534.68 |
DisclosureSEC source: 0001518715-20-000074 · wf-form4_158569752157579.xml · nonDerivative · entry 2 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,922 Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 19:32 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 868 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000074 · wf-form4_158569752157579.xml · nonDerivative · entry 1 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 28, 2019. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 17:03 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 744 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000029 · wf-form4_158050819670488.xml · derivative · entry 3 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,506 Underlying: Common Stock · 744 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 2,232 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 2,232 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · balance_after: The reporting person's remaining RSUs includes 1,158 RSUs granted on November 1, 2017, which vest on November 1, 2020, 744 RSUs granted on January 29, 2018, which vest on January 29, 2021, and 2,604 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 17:03 UTC | Mechanics Bancorp HMST · Entity 4145 | Tax withholdingCommon Stock | 223 | $31.75 | $7,080.25 |
DisclosureSEC source: 0001518715-20-000029 · wf-form4_158050819670488.xml · nonDerivative · entry 2 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,266 Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 17:03 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 744 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000029 · wf-form4_158050819670488.xml · nonDerivative · entry 1 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018. Read SEC document |
| January 26, 2020 Filed Jan 28, 2020 19:17 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 766 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000025 · wf-form4_158025704483422.xml · derivative · entry 3 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,250 Underlying: Common Stock · 766 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 2,298 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 2,298 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · balance_after: The reporting person's remaining RSUs includes 1,158 RSUs granted on November 1, 2017, which vest on November 1, 2020, 1,488 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively, and 2,604 granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 26, 2020 Filed Jan 28, 2020 19:17 UTC | Mechanics Bancorp HMST · Entity 4145 | Tax withholdingCommon Stock | 230 | $32.46 | $7,465.80 |
DisclosureSEC source: 0001518715-20-000025 · wf-form4_158025704483422.xml · nonDerivative · entry 2 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,745 Read SEC document |
| January 26, 2020 Filed Jan 28, 2020 19:17 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 766 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000025 · wf-form4_158025704483422.xml · nonDerivative · entry 1 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,975 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017. Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 15:49 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 1,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000201 · wf-form4_157290055785066.xml · derivative · entry 3 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,016 Underlying: Common Stock · 1,158 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On November 1, 2017, the reporting person was granted 3,474 RSUs, which vest incrementally in equal amounts on November 1, 2018, November 1, 2019 and November 1, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On November 1, 2017, the reporting person was granted 3,474 RSUs, which vest incrementally in equal amounts on November 1, 2018, November 1, 2019 and November 1, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · balance_after: The reporting person's remaining RSUs includes 766 RSUs granted on January 26, 2017, which vest on January 26, 2020, 1,158 RSUs granted on November 1, 2017, which vest on November 1, 2020, 1,488 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively, and 2,604 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 15:49 UTC | Mechanics Bancorp HMST · Entity 4145 | Tax withholdingCommon Stock | 282 | $30.32 | $8,550.24 |
DisclosureSEC source: 0001518715-19-000201 · wf-form4_157290055785066.xml · nonDerivative · entry 2 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,209 Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 15:49 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 1,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000201 · wf-form4_157290055785066.xml · nonDerivative · entry 1 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,491 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on November 1, 2017. Read SEC document |
| June 30, 2019 Filed Jul 1, 2019 17:15 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 5,439 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000136 · wf-form4_156201570878033.xml · derivative · entry 3 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,174 Underlying: Common Stock · 5,439 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On June 30, 2016, the reporting person was granted 16,317 RSUs, which vest incrementally in equal amounts on June 30, 2017, June 30, 2018, and June 30, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On June 30, 2016, the reporting person was granted 16,317 RSUs, which vest incrementally in equal amounts on June 30, 2017, June 30, 2018, and June 30, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · balance_after: The reporting person's remaining RSUs includes 766 RSUs granted on January 26, 2017, which vest on January 26, 2020, 2,316 RSUs granted on November 1, 2017, which vest incrementally in equal amounts on November 1, 2019 and November 1, 2020, respectively, 1,488 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively, and 2,604 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| June 30, 2019 Filed Jul 1, 2019 17:15 UTC | Mechanics Bancorp HMST · Entity 4145 | Tax withholdingCommon Stock | 1,325 | $29.64 | $39,273.00 |
DisclosureSEC source: 0001518715-19-000136 · wf-form4_156201570878033.xml · nonDerivative · entry 2 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,333 Read SEC document |
| June 30, 2019 Filed Jul 1, 2019 17:15 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 5,439 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000136 · wf-form4_156201570878033.xml · nonDerivative · entry 1 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,658 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on June 30, 2016. Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 19:50 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantRestricted Stock Units · Derivative | 2,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000072 · wf-form4_155416262592772.xml · derivative · entry 1 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,613 Underlying: Common Stock · 2,604 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F2 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 2,604 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F2 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 2,604 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · balance_after: The reporting person's remaining RSUs includes 5,439 RSUs granted on June 30, 2016, which vest on June 30, 2019, 766 RSUs January 26, 2017, which vest on January 26, 2020, and 2,316 RSUs granted on November 1, 2017, which vest incrementally in equal amounts on November 1, 2019 and November 1, 2020, and 1,488 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 17:38 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 744 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000040 · wf-form4_154897428727869.xml · derivative · entry 3 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,009 Underlying: Common Stock · 744 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 2,232 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 2,232 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · balance_after: The reporting person's remaining RSUs includes 5,439 RSUs granted on June 30, 2016, which vest on June 30, 2019, 766 RSUs granted on January 26, 2017, which vest on January 26, 2020, 2,316 RSUs granted on November 1, 2017, which vest incrementally in equal amounts on November 1, 2019 and November 1, 2020, and 1,488 granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 17:38 UTC | Mechanics Bancorp HMST · Entity 4145 | Tax withholdingCommon Stock | 221 | $24.58 | $5,432.18 |
DisclosureSEC source: 0001518715-19-000040 · wf-form4_154897428727869.xml · nonDerivative · entry 2 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,219 Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 17:38 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 744 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000040 · wf-form4_154897428727869.xml · nonDerivative · entry 1 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,440 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018. Read SEC document |
| January 26, 2019 Filed Jan 29, 2019 20:26 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 766 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000020 · wf-form4_154881159960820.xml · derivative · entry 3 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,753 Underlying: Common Stock · 766 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 2,298 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 2,298 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · balance_after: As of January 28, 2019, the reporting person's remaining RSUs includes 5,439 RSUs granted on June 30, 2016, which vest on June 30, 2019, 766 RSUs granted on January 26, 2017, which vest on January 26, 2020, 2,316 RSUs granted on November 1, 2017, which vest incrementally in equal amounts on November 1, 2019 and November 1, 2020, and 2,232 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 26, 2019 Filed Jan 29, 2019 20:26 UTC | Mechanics Bancorp HMST · Entity 4145 | Tax withholdingCommon Stock | 228 | $24.32 | $5,544.96 |
DisclosureSEC source: 0001518715-19-000020 · wf-form4_154881159960820.xml · nonDerivative · entry 2 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,696 Read SEC document |
| January 26, 2019 Filed Jan 29, 2019 20:26 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 766 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000020 · wf-form4_154881159960820.xml · nonDerivative · entry 1 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,924 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017. Read SEC document |
| November 01, 2018 Filed Nov 1, 2018 17:10 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 1,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000285 · wf-form4_154110659776876.xml · derivative · entry 2 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,519 Underlying: Common Stock · 1,158 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On November 1, 2017, the reporting person was granted 3,474 RSUs, which vest incrementally in equal amounts on November 1, 2018, November 1, 2019 and November 1, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On November 1, 2017, the reporting person was granted 3,474 RSUs, which vest incrementally in equal amounts on November 1, 2018, November 1, 2019 and November 1, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · balance_after: The reporting person's remaining RSUs includes 5,439 RSUs granted on June 30, 2016, which vest on June 30, 2019, 1,532 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2019 and January 26, 2020, 2,316 RSUs granted on November 1, 2017, which vest incrementally in equal amounts on November 1, 2019 and November 1, 2020, respectively, and 2,232 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| November 01, 2018 Filed Nov 1, 2018 17:10 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 1,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000285 · wf-form4_154110659776876.xml · nonDerivative · entry 1 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,158 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on November 1, 2017. Read SEC document |
| July 27, 2018 Filed Jul 27, 2018 17:10 UTC | Mechanics Bancorp HMST · Entity 4145 | SaleCommon Stock | 11,644 | $29.48 | $343,241.83 |
DisclosureSEC source: 0001518715-18-000260 · wf-form4_153272578549655.xml · nonDerivative · entry 1 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.40 to $29.60, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 15:09 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 5,439 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000244 · wf-form4_153064493062302.xml · derivative · entry 2 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,677 Underlying: Common Stock · 5,439 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On June 30, 2016, the reporting person was granted 16,317 RSUs, which vest incrementally in equal amounts on June 30, 2017, June 30, 2018, and June 30, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On June 30, 2016, the reporting person was granted 16,317 RSUs, which vest incrementally in equal amounts on June 30, 2017, June 30, 2018, and June 30, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · balance_after: The reporting person's remaining RSUs includes 5,439 RSUs granted on June 30, 2016, which vest on June 30, 2019, 1,532 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2019 and January 26, 2020, 3,474 RSUs granted on November 1, 2017, which vest incrementally in equal amounts on November 1, 2018, November 1, 2019 and November 1, 2020, respectively, and 2,232 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F5 · balance_after: The reporting person's Form 3 filed January 8, 2018 and the reporting person's Form 4 filed January 30, 2018, erroneously reported the number of shares granted to Mr. Schultz on November 1, 2017. The correct number is 3,474 RSUs, which is reflected in the total number of RSUs reported on this Form 4. Read SEC document |
| June 30, 2018 Filed Jul 3, 2018 15:09 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 5,439 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000244 · wf-form4_153064493062302.xml · nonDerivative · entry 1 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,644 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on June 30, 2016. Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 21:38 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantRestricted Stock Units · Derivative | 2,232 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000039 · wf-form4_151736631808026.xml · derivative · entry 3 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,016 Underlying: Common Stock · 2,232 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 2,232 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 2,232 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F5 · balance_after: The reporting person's remaining RSUs includes 10,878 RSUs granted on June 30, 2016, which vest incrementally in equal amounts on June 30, 2018 and June 30, 2019, respectively, 1,532 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2019 and January 26, 2020, respectively, and 3,374 RSUs granted on November 1, 2017, which vest incrementally in equal amounts on November 1, 2018, November 1, 2019 and November 1, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:38 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 766 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000039 · wf-form4_151736631808026.xml · derivative · entry 2 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,784 Underlying: Common Stock · 766 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 2,298 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 2,298 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 26, 2018 Filed Jan 30, 2018 21:38 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 766 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000039 · wf-form4_151736631808026.xml · nonDerivative · entry 1 Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.