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ISEMAN JAY C

Disclosed activity across 1 company

Tapewire entity
75783
SEC CIK
0001529667

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Mechanics Bancorp

Report date September 02, 2025 · Filed September 05, 2025

Section 16 reporting ended · disclosed 2025-09-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect93,329 Ending reported balance After 2025-09-02 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2025-09-02 · Grant · Acquired 2,545 · Balance 88,058

F1: Reflects shares of Issuer Class A common stock received upon vesting of performance stock units ("PSUs"). Pursuant to the Agreement and Plan of Merger, dated as of March 28, 2025, among HomeStreet, Inc., HomeStreet Bank, a subsidiary of HomeStreet, Inc., and Mechanics Bank, at the effective time of the merger on September 2, 2025, each outstanding PSU held by the Reporting Person was accelerated and entitled the Reporting Person to receive shares of Issuer Class A common stock, plus a cash amount for any accrued but unpaid dividends on the PSUs. In the merger, HomeStreet, Inc. was renamed Mechanics Bancorp.

F2: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2023. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled.

Row 2 · 2025-09-02 · Tax withholding · Disposed 689 · Balance 87,369

F3: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of PSUs.

Row 3 · 2025-09-02 · Grant · Acquired 8,169 · Balance 95,538

F1: Reflects shares of Issuer Class A common stock received upon vesting of performance stock units ("PSUs"). Pursuant to the Agreement and Plan of Merger, dated as of March 28, 2025, among HomeStreet, Inc., HomeStreet Bank, a subsidiary of HomeStreet, Inc., and Mechanics Bank, at the effective time of the merger on September 2, 2025, each outstanding PSU held by the Reporting Person was accelerated and entitled the Reporting Person to receive shares of Issuer Class A common stock, plus a cash amount for any accrued but unpaid dividends on the PSUs. In the merger, HomeStreet, Inc. was renamed Mechanics Bancorp.

F4: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2024. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled.

Row 4 · 2025-09-02 · Tax withholding · Disposed 2,209 · Balance 93,329

F3: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of PSUs.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects shares of Issuer Class A common stock received upon vesting of performance stock units ("PSUs"). Pursuant to the Agreement and Plan of Merger, dated as of March 28, 2025, among HomeStreet, Inc., HomeStreet Bank, a subsidiary of HomeStreet, Inc., and Mechanics Bank, at the effective time of the merger on September 2, 2025, each outstanding PSU held by the Reporting Person was accelerated and entitled the Reporting Person to receive shares of Issuer Class A common stock, plus a cash amount for any accrued but unpaid dividends on the PSUs. In the merger, HomeStreet, Inc. was renamed Mechanics Bancorp.

F2: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2023. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled.

F3: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of PSUs.

F4: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2024. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 02, 2025 Filed Sep 5, 2025 01:30 UTC Mechanics Bancorp MCHB · Entity 4145 Tax withholdingCommon Stock 2,209 $13.87 $30,638.83
Disclosure

SEC source: 0001518715-25-000153 · wk-form4_1757035810.xml · nonDerivative · entry 4

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,329

F3 · shares: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of PSUs.

Read SEC document
September 02, 2025 Filed Sep 5, 2025 01:30 UTC Mechanics Bancorp MCHB · Entity 4145 GrantCommon Stock 8,169 $0.00 $0.00
Disclosure

SEC source: 0001518715-25-000153 · wk-form4_1757035810.xml · nonDerivative · entry 3

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,538

F1 · shares: Reflects shares of Issuer Class A common stock received upon vesting of performance stock units ("PSUs"). Pursuant to the Agreement and Plan of Merger, dated as of March 28, 2025, among HomeStreet, Inc., HomeStreet Bank, a subsidiary of HomeStreet, Inc., and Mechanics Bank, at the effective time of the merger on September 2, 2025, each outstanding PSU held by the Reporting Person was accelerated and entitled the Reporting Person to receive shares of Issuer Class A common stock, plus a cash amount for any accrued but unpaid dividends on the PSUs. In the merger, HomeStreet, Inc. was renamed Mechanics Bancorp.

F4 · price: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2024. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled.

Read SEC document
September 02, 2025 Filed Sep 5, 2025 01:30 UTC Mechanics Bancorp MCHB · Entity 4145 Tax withholdingCommon Stock 689 $13.87 $9,556.43
Disclosure

SEC source: 0001518715-25-000153 · wk-form4_1757035810.xml · nonDerivative · entry 2

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,369

F3 · shares: Shares withheld by the Issuer in payment of the withholding tax liability incurred upon the above-reported settlement of PSUs.

Read SEC document
September 02, 2025 Filed Sep 5, 2025 01:30 UTC Mechanics Bancorp MCHB · Entity 4145 GrantCommon Stock 2,545 $0.00 $0.00
Disclosure

SEC source: 0001518715-25-000153 · wk-form4_1757035810.xml · nonDerivative · entry 1

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,058

F1 · shares: Reflects shares of Issuer Class A common stock received upon vesting of performance stock units ("PSUs"). Pursuant to the Agreement and Plan of Merger, dated as of March 28, 2025, among HomeStreet, Inc., HomeStreet Bank, a subsidiary of HomeStreet, Inc., and Mechanics Bank, at the effective time of the merger on September 2, 2025, each outstanding PSU held by the Reporting Person was accelerated and entitled the Reporting Person to receive shares of Issuer Class A common stock, plus a cash amount for any accrued but unpaid dividends on the PSUs. In the merger, HomeStreet, Inc. was renamed Mechanics Bancorp.

F2 · price: Shares of Issuer Class A common stock were issued to the Reporting Person without payment of any consideration in connection with the vesting of a PSU award granted to the Reporting Person on January 1, 2023. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. The unvested portion of the PSU was cancelled.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:52 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 2,723 $0.00 $0.00
Disclosure

SEC source: 0001518715-25-000005 · wk-form4_1735951961.xml · derivative · entry 9

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,446

Underlying: Common Stock · 2,723 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2024, the reporting person was granted 8,169 RSUs, of which 2,723 shares vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2024, the reporting person was granted 8,169 RSUs, of which 2,723 shares vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:52 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 848 $0.00 $0.00
Disclosure

SEC source: 0001518715-25-000005 · wk-form4_1735951961.xml · derivative · entry 8

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 849

Underlying: Common Stock · 848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 2,545 RSUs, of which 848 shares vest on each of January 1, 2024 and January 1, 2025, and 849 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 2,545 RSUs, of which 848 shares vest on each of January 1, 2024 and January 1, 2025, and 849 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:52 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 441 $0.00 $0.00
Disclosure

SEC source: 0001518715-25-000005 · wk-form4_1735951961.xml · derivative · entry 7

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 441 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,321 RSUs, of which 440 shares vest on each of January 1, 2023 and January 1, 2024, and 441 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,321 RSUs, of which 440 shares vest on each of January 1, 2023 and January 1, 2024, and 441 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:52 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 842 $11.42 $9,615.64
Disclosure

SEC source: 0001518715-25-000005 · wk-form4_1735951961.xml · nonDerivative · entry 6

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,513

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:52 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 2,723 $0.00 $0.00
Disclosure

SEC source: 0001518715-25-000005 · wk-form4_1735951961.xml · nonDerivative · entry 5

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:52 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 262 $11.42 $2,992.04
Disclosure

SEC source: 0001518715-25-000005 · wk-form4_1735951961.xml · nonDerivative · entry 4

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,632

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:52 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 848 $0.00 $0.00
Disclosure

SEC source: 0001518715-25-000005 · wk-form4_1735951961.xml · nonDerivative · entry 3

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:52 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 137 $11.42 $1,564.54
Disclosure

SEC source: 0001518715-25-000005 · wk-form4_1735951961.xml · nonDerivative · entry 2

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,046

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2025 Filed Jan 4, 2025 00:52 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 441 $0.00 $0.00
Disclosure

SEC source: 0001518715-25-000005 · wk-form4_1735951961.xml · nonDerivative · entry 1

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:45 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 848 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000006 · wk-form4_1704336293.xml · derivative · entry 10

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,697

Underlying: Common Stock · 848 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F6 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 2,545 RSUs, of which 848 shares vest on each of January 1, 2024 and January 1, 2025, and 849 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F6 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 2,545 RSUs, of which 848 shares vest on each of January 1, 2024 and January 1, 2025, and 849 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:45 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 440 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000006 · wk-form4_1704336293.xml · derivative · entry 9

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 441

Underlying: Common Stock · 440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,321 RSUs, of which 440 shares vest on each of January 1, 2023 and January 1, 2024, and 441 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,321 RSUs, of which 440 shares vest on each of January 1, 2023 and January 1, 2024, and 441 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:45 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 643 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000006 · wk-form4_1704336293.xml · derivative · entry 8

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 643 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 1,929 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 1,929 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:45 UTC Mechanics Bancorp HMST · Entity 4145 GrantRestricted Stock Units · Derivative 8,169 $0.00 $0.00
Disclosure

SEC source: 0001518715-24-000006 · wk-form4_1704336293.xml · derivative · entry 7

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,169

Underlying: Common Stock · 8,169 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 1, 2024, the reporting person was granted 8,169 RSUs, which vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 1, 2024, the reporting person was granted 8,169 RSUs, which vest incrementally in equal amounts on January 1, 2025, January 1, 2026 and January 1, 2027. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:45 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 261 $10.30 $2,688.30
Disclosure

SEC source: 0001518715-24-000006 · wk-form4_1704336293.xml · nonDerivative · entry 6

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,742

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:45 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 848 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000006 · wk-form4_1704336293.xml · nonDerivative · entry 5

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:45 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 136 $10.30 $1,400.80
Disclosure

SEC source: 0001518715-24-000006 · wk-form4_1704336293.xml · nonDerivative · entry 4

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,155

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:45 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 440 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000006 · wk-form4_1704336293.xml · nonDerivative · entry 3

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,291

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:45 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 198 $10.30 $2,039.40
Disclosure

SEC source: 0001518715-24-000006 · wk-form4_1704336293.xml · nonDerivative · entry 2

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,851

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2024 Filed Jan 4, 2024 02:45 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 643 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-24-000006 · wk-form4_1704336293.xml · nonDerivative · entry 1

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,049

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 19:11 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 1,005 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000056 · wf-form4_168020346570472.xml · derivative · entry 3

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,005 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 3,015 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.

F3 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 3,015 RSUs, which vested incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 19:11 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 236 $18.75 $4,425.00
Disclosure

SEC source: 0001518715-23-000056 · wf-form4_168020346570472.xml · nonDerivative · entry 2

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,406

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
March 28, 2023 Filed Mar 30, 2023 19:11 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 1,005 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000056 · wf-form4_168020346570472.xml · nonDerivative · entry 1

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 01:08 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 440 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000010 · wf-form4_167288090527146.xml · derivative · entry 7

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 881

Underlying: Common Stock · 440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,321 RSUs, of which 440 shares vest on each of January 1, 2023 and January 1, 2024, and 441 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,321 RSUs, of which 440 shares vest on each of January 1, 2023 and January 1, 2024, and 441 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 01:08 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 643 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000010 · wf-form4_167288090527146.xml · derivative · entry 6

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643

Underlying: Common Stock · 643 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 1,929 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 1,929 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 01:08 UTC Mechanics Bancorp HMST · Entity 4145 GrantRestricted Stock Units · Derivative 2,545 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000010 · wf-form4_167288090527146.xml · derivative · entry 5

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,545

Underlying: Common Stock · 2,545 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 1, 2023, the reporting person was granted 2,545 RSUs, of which 848 shares vest on each of January 1, 2024 and January 1, 2025, and 849 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 1, 2023, the reporting person was granted 2,545 RSUs, of which 848 shares vest on each of January 1, 2024 and January 1, 2025, and 849 shares vest on January 1, 2026. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 01:08 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 134 $27.58 $3,695.72
Disclosure

SEC source: 0001518715-23-000010 · wf-form4_167288090527146.xml · nonDerivative · entry 4

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,637

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 01:08 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 440 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000010 · wf-form4_167288090527146.xml · nonDerivative · entry 3

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,771

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 01:08 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 195 $27.58 $5,378.10
Disclosure

SEC source: 0001518715-23-000010 · wf-form4_167288090527146.xml · nonDerivative · entry 2

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,331

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2023 Filed Jan 5, 2023 01:08 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 643 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000010 · wf-form4_167288090527146.xml · nonDerivative · entry 1

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 23:00 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 1,005 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000072 · wf-form4_164868123707290.xml · derivative · entry 6

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,005

Underlying: Common Stock · 1,005 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 3,015 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 3,015 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 23:00 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 797 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000072 · wf-form4_164868123707290.xml · derivative · entry 5

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 797 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 2,391 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 2,391 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 23:00 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 245 $48.55 $11,894.75
Disclosure

SEC source: 0001518715-22-000072 · wf-form4_164868123707290.xml · nonDerivative · entry 4

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,883

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 23:00 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 1,005 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000072 · wf-form4_164868123707290.xml · nonDerivative · entry 3

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 23:00 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 195 $48.55 $9,467.25
Disclosure

SEC source: 0001518715-22-000072 · wf-form4_164868123707290.xml · nonDerivative · entry 2

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,123

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
March 28, 2022 Filed Mar 30, 2022 23:00 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 797 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000072 · wf-form4_164868123707290.xml · nonDerivative · entry 1

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,318

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
February 10, 2022 Filed Feb 10, 2022 23:02 UTC Mechanics Bancorp HMST · Entity 4145 SaleCommon Stock 2,904 $51.54 $149,658.22
Disclosure

SEC source: 0001518715-22-000059 · wf-form4_164453413131829.xml · nonDerivative · entry 1

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,521

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.50 to $51.585, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
January 26, 2022 Filed Jan 29, 2022 01:25 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionPerformance Share Units · Derivative 3,372 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000049 · wf-form4_164341951091276.xml · derivative · entry 3

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,372 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of HomeStreet common stock.

F1 · derivative.exercise_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on April 25, 2019. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU.

F1 · derivative.expiration_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on April 25, 2019. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU.

Read SEC document
January 26, 2022 Filed Jan 29, 2022 01:25 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 917 $49.04 $44,969.68
Disclosure

SEC source: 0001518715-22-000049 · wf-form4_164341951091276.xml · nonDerivative · entry 2

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,425

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of PSUs.

Read SEC document
January 26, 2022 Filed Jan 29, 2022 01:25 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 3,372 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000049 · wf-form4_164341951091276.xml · nonDerivative · entry 1

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on April 25, 2019. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 23:38 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 643 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000008 · wf-form4_164133950327309.xml · derivative · entry 4

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,286

Underlying: Common Stock · 643 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 1,929 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 1,929 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 23:38 UTC Mechanics Bancorp HMST · Entity 4145 GrantRestricted Stock Units · Derivative 1,321 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000008 · wf-form4_164133950327309.xml · derivative · entry 3

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,321

Underlying: Common Stock · 1,321 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,321 RSUs, of which 387 shares vest on each of January 1, 2023 and January 1, 2024, and 388 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,321 RSUs, of which 387 shares vest on each of January 1, 2023 and January 1, 2024, and 388 shares vest on January 1, 2025. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 23:38 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 194 $52.00 $10,088.00
Disclosure

SEC source: 0001518715-22-000008 · wf-form4_164133950327309.xml · nonDerivative · entry 2

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,970

F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.

Read SEC document
January 01, 2022 Filed Jan 4, 2022 23:38 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 643 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000008 · wf-form4_164133950327309.xml · nonDerivative · entry 1

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,164

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 15:07 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionEmployee Stock Option (Option To Buy) · Derivative 48,432 $11.00 Strike: $11.00 $532,752.00
Disclosure

SEC source: 0001518715-21-000151 · wf-form4_162852164744035.xml · derivative · entry 3

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 48,432 shares

Expires 2022-02-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: On February 10, 2012, the reporting person was granted 48,432 stock options, which vest in three equal installments on February 10, 2013, 2014 and 2015.

Read SEC document
August 05, 2021 Filed Aug 9, 2021 15:07 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 24,622 $38.14 $939,083.08
Disclosure

SEC source: 0001518715-21-000151 · wf-form4_162852164744035.xml · nonDerivative · entry 2

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,521

Read SEC document
August 05, 2021 Filed Aug 9, 2021 15:07 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 48,432 $11.00 $532,752.00
Disclosure

SEC source: 0001518715-21-000151 · wf-form4_162852164744035.xml · nonDerivative · entry 1

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,143

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.