Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Mechanics BancorpHMST · Entity 4145 | EVP - Res. Lending Director | December 31, 2018 | February 13, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Mechanics Bancorp
Report date December 31, 2018 · Filed February 13, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBennion Revocable Living Trust dated 12/19/02 | 22,726 |
Reported balance
After 2018-03-12 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-03-12 · Gift · Disposed 435 · Balance 22,726 F1: On March 12, 2018, the reporting person gifted an aggregate of 435 shares from the Bennion Revocable Living Trust dated 2/19/2002. F2: Mr. Bennion is the co-trustee with Diane Bennion for the Bennion Revocable Living Trust dated 12/19/2002. |
| Common StockSEC Table I · non-derivative | Direct | 10,070.4 |
Reported balance
Holding disclosure · report date 2018-12-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 10,070.4 |
| Common StockSEC Table I · non-derivative | IndirectHomeStreet, Inc. 401(k) Savings Plan | 0.055 |
Reported balance
Holding disclosure · report date 2018-12-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 0.055 F3: Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. The amount of shares held in the 401(k) Plan is as of January 24, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 12, 2018, the reporting person gifted an aggregate of 435 shares from the Bennion Revocable Living Trust dated 2/19/2002.
F2: Mr. Bennion is the co-trustee with Diane Bennion for the Bennion Revocable Living Trust dated 12/19/2002.
F3: Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. The amount of shares held in the 401(k) Plan is as of January 24, 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2019 Filed Jan 31, 2019 22:08 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 211 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000032 · wf-form4_154897248540671.xml · derivative · entry 5 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 652 Underlying: Common Stock · 211 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F5 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 633 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F5 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 633 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F6 · balance_after: The reporting person's remaining RSUs includes 230 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 422 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:08 UTC | Mechanics Bancorp HMST · Entity 4145 | Tax withholdingCommon Stock | 63 | $24.58 | $1,548.54 |
DisclosureSEC source: 0001518715-19-000032 · wf-form4_154897248540671.xml · nonDerivative · entry 3 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Indirect · Bennion Revocable Living Trust dated 12/19/02 Disclosed balance after: 23,161 Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:08 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 211 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000032 · wf-form4_154897248540671.xml · nonDerivative · entry 2 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Indirect · Bennion Revocable Living Trust dated 12/19/02 Disclosed balance after: 23,224 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018. F2 · balance_after: Common stock awarded to the reporting person pursuant to the vesting of RSUs are immediately deposited into the Bennion Revocable Living Trust dated 12/19/02 as per the reporting person's instructions. Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 01:40 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 298 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000021 · wf-form4_154881240175239.xml · derivative · entry 8 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 863 Underlying: Common Stock · 298 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F8 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 894 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F8 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 894 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F9 · balance_after: As of January 28, 2019, the reporting person's remaining RSUs includes 230 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 633 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 01:40 UTC | Mechanics Bancorp HMST · Entity 4145 | Tax withholdingCommon Stock | 89 | $24.55 | $2,184.95 |
DisclosureSEC source: 0001518715-19-000021 · wf-form4_154881240175239.xml · nonDerivative · entry 5 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Indirect · Bennion Revocable Living Trust dated 12/19/02 Disclosed balance after: 23,013 F3 · ownership.nature: Mr. Bennion is the co-trustee with Diane Bennion for the Bennion Revocable Living Trust dated 12/19/02. Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 01:40 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 298 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000021 · wf-form4_154881240175239.xml · nonDerivative · entry 4 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Indirect · Bennion Revocable Living Trust dated 12/19/02 Disclosed balance after: 23,102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Common stock acquired upon vesting of RSUs granted on January 28, 2016. F2 · balance_after: Common stock awarded to the reporting person pursuant to the vesting of RSUs are immediately deposited into the Bennion Revocable Living Trust dated 12/19/02 as per the reporting person's instructions. F3 · ownership.nature: Mr. Bennion is the co-trustee with Diane Bennion for the Bennion Revocable Living Trust dated 12/19/02. Read SEC document |
| January 26, 2019 Filed Jan 30, 2019 01:40 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 230 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000021 · wf-form4_154881240175239.xml · derivative · entry 7 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,161 Underlying: Common Stock · 230 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F7 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 690 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F7 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 690 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 26, 2019 Filed Jan 30, 2019 01:40 UTC | Mechanics Bancorp HMST · Entity 4145 | Tax withholdingCommon Stock | 69 | $24.32 | $1,678.08 |
DisclosureSEC source: 0001518715-19-000021 · wf-form4_154881240175239.xml · nonDerivative · entry 3 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Indirect · Bennion Revocable Living Trust dated 12/19/02 Disclosed balance after: 22,804 F3 · ownership.nature: Mr. Bennion is the co-trustee with Diane Bennion for the Bennion Revocable Living Trust dated 12/19/02. Read SEC document |
| January 26, 2019 Filed Jan 30, 2019 01:40 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 230 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000021 · wf-form4_154881240175239.xml · nonDerivative · entry 2 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Indirect · Bennion Revocable Living Trust dated 12/19/02 Disclosed balance after: 22,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017. F2 · balance_after: Common stock awarded to the reporting person pursuant to the vesting of RSUs are immediately deposited into the Bennion Revocable Living Trust dated 12/19/02 as per the reporting person's instructions. F3 · ownership.nature: Mr. Bennion is the co-trustee with Diane Bennion for the Bennion Revocable Living Trust dated 12/19/02. Read SEC document |
| March 23, 2018 Filed Mar 26, 2018 19:54 UTC | Mechanics Bancorp HMST · Entity 4145 | SaleCommon Stock | 168 | $28.52 | $4,790.59 |
DisclosureSEC source: 0001518715-18-000115 · wf-form4_152209405142969.xml · nonDerivative · entry 1 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Indirect · Bennion Revocable Living Trust dated 12/19/02 Disclosed balance after: 22,643 F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Performance Share Units on March 14, 2018. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.50 to $28.5719, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · ownership.nature: Mr. Bennion is the co-trustee with Diane Bennion for the Bennion Revocable Living Trust dated 12/19/02. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 17:50 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionPerformance Share Units · Derivative | 628 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000113 · wf-form4_152122260337369.xml · derivative · entry 4 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 628 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of HomeStreet common stock. F1 · derivative.exercise_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 1,526 shares. Any portion of the award not vested terminated as of the date of this issuance. F1 · derivative.expiration_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 1,526 shares. Any portion of the award not vested terminated as of the date of this issuance. Read SEC document |
| March 14, 2018 Filed Mar 16, 2018 17:50 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 628 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000113 · wf-form4_152122260337369.xml · nonDerivative · entry 1 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,698.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 1,526 shares. Any portion of the award not vested terminated as of the date of this issuance. Read SEC document |
| March 12, 2018 Filed Feb 13, 2019 20:54 UTC | Mechanics Bancorp HMST · Entity 4145 | GiftCommon Stock | 435 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000046 · wf-form5_155009122681626.xml · nonDerivative · entry 2 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Indirect · Bennion Revocable Living Trust dated 12/19/02 Disclosed balance after: 22,726 F1 · shares: On March 12, 2018, the reporting person gifted an aggregate of 435 shares from the Bennion Revocable Living Trust dated 2/19/2002. F2 · ownership.nature: Mr. Bennion is the co-trustee with Diane Bennion for the Bennion Revocable Living Trust dated 12/19/2002. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 19:44 UTC | Mechanics Bancorp HMST · Entity 4145 | SaleCommon Stock | 275 | $29.80 | $8,195.00 |
DisclosureSEC source: 0001518715-18-000061 · wf-form4_151760066377184.xml · nonDerivative · entry 1 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Indirect · Bennion Revocable Living Trust dated 12/19/02 Disclosed balance after: 22,183 F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Restricted Stock Units on January 26, 2018, January 28, 2018 and January 29, 2018. F2 · ownership.nature: Mr. Bennion is the co-trustee with Diane Bennion for the Bennion Revocable Living Trust dated 12/19/02. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 22:11 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantRestricted Stock Units · Derivative | 633 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000049 · wf-form4_151743665570327.xml · derivative · entry 9 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,391 Underlying: Common Stock · 633 shares Expires not disclosed F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F12 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 633 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F12 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 633 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F13 · balance_after: The reporting person's remaining RSUs includes 298 RSUs granted on January 28, 2016, which vest on January 28, 2019, and 460 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 22:11 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 339 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000049 · wf-form4_151743665570327.xml · derivative · entry 8 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 758 Underlying: Common Stock · 339 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F11 · derivative.exercise_date: On January 29, 2015, the reporting person was granted 1,017 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017, and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F11 · derivative.expiration_date: On January 29, 2015, the reporting person was granted 1,017 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017, and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 22:11 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 339 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000049 · wf-form4_151743665570327.xml · nonDerivative · entry 3 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Indirect · Bennion Revocable Living Trust dated 12/19/02 Disclosed balance after: 22,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2015. F2 · balance_after: Common stock awarded to the reporting person pursuant to the vesting of RSUs are immediately deposited into the Bennion Revocable Living Trust dated 12/19/02 as per the reporting person's instructions. F3 · ownership.nature: Mr. Bennion is the co-trustee with Diane Bennion for the Bennion Revocable Living Trust dated 12/19/02. Read SEC document |
| January 28, 2018 Filed Jan 31, 2018 22:11 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 298 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000049 · wf-form4_151743665570327.xml · derivative · entry 7 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,097 Underlying: Common Stock · 298 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F10 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 894 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F10 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 894 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 28, 2018 Filed Jan 31, 2018 22:11 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 298 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000049 · wf-form4_151743665570327.xml · nonDerivative · entry 2 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Indirect · Bennion Revocable Living Trust dated 12/19/02 Disclosed balance after: 22,119 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Common stock acquired upon vesting of RSUs granted on January 28, 2016. F2 · balance_after: Common stock awarded to the reporting person pursuant to the vesting of RSUs are immediately deposited into the Bennion Revocable Living Trust dated 12/19/02 as per the reporting person's instructions. F3 · ownership.nature: Mr. Bennion is the co-trustee with Diane Bennion for the Bennion Revocable Living Trust dated 12/19/02. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 22:11 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 230 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000049 · wf-form4_151743665570327.xml · derivative · entry 6 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,395 Underlying: Common Stock · 230 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F9 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 690 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F9 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 690 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 22:11 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 230 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000049 · wf-form4_151743665570327.xml · nonDerivative · entry 1 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Indirect · Bennion Revocable Living Trust dated 12/19/02 Disclosed balance after: 21,821 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017. F2 · balance_after: Common stock awarded to the reporting person pursuant to the vesting of RSUs are immediately deposited into the Bennion Revocable Living Trust dated 12/19/02 as per the reporting person's instructions. F3 · ownership.nature: Mr. Bennion is the co-trustee with Diane Bennion for the Bennion Revocable Living Trust dated 12/19/02. Read SEC document |
| June 01, 2017 Filed Jun 1, 2017 22:26 UTC | Mechanics Bancorp HMST · Entity 4145 | SaleCommon Stock | 103 | $27.00 | $2,781.00 |
DisclosureSEC source: 0001518715-17-000148 · wf-form4_149635599405592.xml · nonDerivative · entry 1 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273 F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Restricted Stock Units on May 29, 2017. Read SEC document |
| May 29, 2017 Filed Jun 1, 2017 01:16 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 376 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000143 · wf-form4_149627979486591.xml · derivative · entry 4 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,625 Underlying: Common Stock · 376 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F7 · derivative.exercise_date: On May 29, 2014, the reporting person was granted 1,128 RSUs, which vested incrementally in equal amounts on May 29, 2015, May 29, 2016 and May 29, 2017, respectively. F7 · derivative.expiration_date: On May 29, 2014, the reporting person was granted 1,128 RSUs, which vested incrementally in equal amounts on May 29, 2015, May 29, 2016 and May 29, 2017, respectively. F8 · balance_after: The reporting person's remaining RSUs also include 339 RSUs granted on January 29, 2015, which vest on January 29, 2018; 596 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively; and 690 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| May 29, 2017 Filed Jun 1, 2017 01:16 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 376 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000143 · wf-form4_149627979486591.xml · nonDerivative · entry 2 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on May 29, 2014. F2 · balance_after: Since the reporting person's last report on Form 4 dated March 13, 2017, he has transferred 673 shares directly owned by him to the Bennion Revocable Living Trust dated 12/19/2002. Read SEC document |
| May 15, 2017 Filed Jun 1, 2017 01:16 UTC | Mechanics Bancorp HMST · Entity 4145 | GiftCommon Stock | 110 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000143 · wf-form4_149627979486591.xml · nonDerivative · entry 1 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Indirect · Bennion Revocable Living Trust dated 12/19/2002 Disclosed balance after: 31,388.4 F1 · shares: On May 15, 2017, the reporting person gifted 110 shares from the Bennion Revocable Living Trust dated 12/19/2002. This gift is being voluntarily reported on this Form 4. F2 · balance_after: Since the reporting person's last report on Form 4 dated March 13, 2017, he has transferred 673 shares directly owned by him to the Bennion Revocable Living Trust dated 12/19/2002. F3 · ownership.nature: Mr. Bennion is the co-trustee with Diane Bennion for the Bennion Revocable Living Trust dated 12/19/2002. Read SEC document |
| March 13, 2017 Filed Mar 13, 2017 21:53 UTC | Mechanics Bancorp HMST · Entity 4145 | SaleCommon Stock | 336 | $26.40 | $8,870.40 |
DisclosureSEC source: 0001518715-17-000077 · wf-form4_148944202345788.xml · nonDerivative · entry 1 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 673 F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Performance Share Units on March 8, 2017. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 22:55 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantCommon Stock | 1,009 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000064 · wf-form4_148918651434961.xml · nonDerivative · entry 1 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,009 F1 · price: Delivery of shares of the company's common stock was made to the reporting person without payment of any consideration in connection with the vesting of underlying Performance Share Units ("PSUs") awarded as compensation in 2014 and converted to common stock on the basis of the achievement of certain performance factors. These PSUs were previously reported on a Form 4 filed June 2, 2014 with a maximum award amount of 1,692 shares. Any portion of the award not vested terminated as of the date of this issuance. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 01:34 UTC | Mechanics Bancorp HMST · Entity 4145 | SaleCommon Stock | 214 | $26.20 | $5,606.80 |
DisclosureSEC source: 0001518715-17-000055 · wf-form4_148643127851497.xml · nonDerivative · entry 1 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Indirect · Bennion Revocable Living Trust dated 12/19/2002 Disclosed balance after: 30,825.4 F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Restricted Stock Units on January 28, 2017 and January 29, 2017. F2 · balance_after: The total number of HomeStreet, Inc. common stock beneficially owned by reporting person includes an additional 98 shares that were incorrectly reported in the previous Form 4 filed by the reporting person on January 30, 2017 as being sold on January 28, 2017. F3 · ownership.nature: Mr. Bennion is the co-trustee with Diane Bennion for the Bennion Revocable Living Trust dated 12/19/02. Read SEC document |
| January 29, 2017 Filed Jan 30, 2017 22:39 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 339 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000047 · wf-form4_148581596258813.xml · derivative · entry 8 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,001 Underlying: Common Stock · 339 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F11 · derivative.exercise_date: On January 29, 2015, the reporting person was granted 1,017 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017, and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F11 · derivative.expiration_date: On January 29, 2015, the reporting person was granted 1,017 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017, and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F12 · balance_after: The reporting person's remaining RSUs includes 376 RSUs granted on May 29, 2014, which vest on May 29, 2017, 339 RSUs granted on January 29, 2015, which vest on January 29, 2018, and 596 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| January 29, 2017 Filed Jan 30, 2017 22:39 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 339 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000047 · wf-form4_148581596258813.xml · nonDerivative · entry 3 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Indirect · Bennion Revocable Living Trust dated 12/19/2002 Disclosed balance after: 30,941.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Common stock acquired upon vesting of RSUs granted on January 29, 2015. F2 · ownership.nature: Mr. Bennion is the co-trustee with Diane Bennion for the Bennion Revocable Living Trust dated 12/19/02. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 22:39 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 298 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000047 · wf-form4_148581596258813.xml · derivative · entry 7 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,340 Underlying: Common Stock · 298 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F10 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 894 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F10 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 894 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 22:39 UTC | Mechanics Bancorp HMST · Entity 4145 | SaleCommon Stock | 98 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000047 · wf-form4_148581596258813.xml · nonDerivative · entry 2 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Indirect · Bennion Revocable Living Trust dated 12/19/2002 Disclosed balance after: 30,602.4 F3 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Restricted Stock Units on January 28, 2017. F2 · ownership.nature: Mr. Bennion is the co-trustee with Diane Bennion for the Bennion Revocable Living Trust dated 12/19/02. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 22:39 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 298 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000047 · wf-form4_148581596258813.xml · nonDerivative · entry 1 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Indirect · Bennion Revocable Living Trust dated 12/19/2002 Disclosed balance after: 30,700.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 28, 2016. F2 · ownership.nature: Mr. Bennion is the co-trustee with Diane Bennion for the Bennion Revocable Living Trust dated 12/19/02. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 22:39 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantPerformance Share Units · Derivative | 1,035 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000047 · wf-form4_148581596258813.xml · derivative · entry 6 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,594 Underlying: Common Stock · 1,035 shares Expires not disclosed F8 · shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 690 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019. F8 · price: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 690 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019. F9 · derivative.exercise_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control. F9 · derivative.expiration_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control. F8 · derivative.underlying_shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 690 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 22:39 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantRestricted Stock Units · Derivative | 690 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000047 · wf-form4_148581596258813.xml · derivative · entry 5 BENNION RICHARD W H · CIK 0001529616 · EVP - Res. Lending Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,638 Underlying: Common Stock · 690 shares Expires not disclosed F6 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F7 · price: On January 26, 2017, the reporting person was granted 690 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F7 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 690 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F7 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 690 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F7 · derivative.underlying_shares: On January 26, 2017, the reporting person was granted 690 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.