Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Mechanics BancorpHMST · Entity 4145 | EVP - Human Resources Dir | May 20, 2019 | May 28, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Mechanics Bancorp
Report date May 20, 2019 · Filed May 28, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 30,915.4 |
Ending reported balance
After 2019-05-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-05-20 · Exercise / conversion · Acquired 11,624 · Balance 37,123.4 Row 2 · 2019-05-20 · Tax withholding · Disposed 6,208 · Balance 30,915.4 F1: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding taxes incurred upon the above-reported exercise of the option. The amount of shares withheld is based on the closing price on May 20, 2019. |
| Employee Stock Option (Right To Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.00 · Expires 2022-02-10 | Direct | 0 |
Reported balance
After 2019-05-20 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2019-05-20 · Exercise / conversion · Disposed 11,624 · Balance 0 F3: This option vested in three equal installments on February 10, 2013, 2014 and 2015. |
| Common StockSEC Table I · non-derivative | IndirectHomeStreet, Inc. 401(k) Savings Plan | 891.796 |
Reported balance
Holding disclosure · report date 2019-05-20 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 891.796 F2: Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding taxes incurred upon the above-reported exercise of the option. The amount of shares withheld is based on the closing price on May 20, 2019.
F2: Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan.
F3: This option vested in three equal installments on February 10, 2013, 2014 and 2015.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2019 Filed May 28, 2019 23:33 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionEmployee Stock Option (Right To Buy) · Derivative | 11,624 | $0.00 Strike: $11.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000114 · wf-form4_155908636802445.xml · derivative · entry 4 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,624 shares Expires 2022-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option vested in three equal installments on February 10, 2013, 2014 and 2015. Read SEC document |
| May 20, 2019 Filed May 28, 2019 23:33 UTC | Mechanics Bancorp HMST · Entity 4145 | Tax withholdingCommon Stock | 6,208 | $28.64 | $177,797.12 |
DisclosureSEC source: 0001518715-19-000114 · wf-form4_155908636802445.xml · nonDerivative · entry 2 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,915.4 F1 · shares: Shares withheld by the Issuer in payment of the aggregate option exercise price and withholding taxes incurred upon the above-reported exercise of the option. The amount of shares withheld is based on the closing price on May 20, 2019. Read SEC document |
| May 20, 2019 Filed May 28, 2019 23:33 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 11,624 | $11.00 | $127,864.00 |
DisclosureSEC source: 0001518715-19-000114 · wf-form4_155908636802445.xml · nonDerivative · entry 1 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,123.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 23:52 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantRestricted Stock Units · Derivative | 1,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000073 · wf-form4_155416271886443.xml · derivative · entry 1 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,336 Underlying: Common Stock · 1,797 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F2 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 1,797 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F2 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 1,797 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · balance_after: The reporting person's remaining RSUs includes 543 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 996 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:40 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 498 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000041 · wf-form4_154897438346198.xml · derivative · entry 4 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,539 Underlying: Common Stock · 498 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 1,494 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 1,494 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F5 · balance_after: The reporting person's remaining RSUs includes 543 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 996 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:40 UTC | Mechanics Bancorp HMST · Entity 4145 | Tax withholdingCommon Stock | 148 | $24.58 | $3,637.84 |
DisclosureSEC source: 0001518715-19-000041 · wf-form4_154897438346198.xml · nonDerivative · entry 2 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,499.4 Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:40 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 498 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000041 · wf-form4_154897438346198.xml · nonDerivative · entry 1 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,647.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018. Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 01:23 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 670 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000017 · wf-form4_154881137152423.xml · derivative · entry 7 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,037 Underlying: Common Stock · 670 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F6 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 2,010 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F6 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 2,010 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F7 · balance_after: As of January 28, 2019, the reporting person's remaining RSUs includes 543 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 1,494 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 01:23 UTC | Mechanics Bancorp HMST · Entity 4145 | Tax withholdingCommon Stock | 199 | $24.55 | $4,885.45 |
DisclosureSEC source: 0001518715-19-000017 · wf-form4_154881137152423.xml · nonDerivative · entry 4 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,149.4 Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 01:23 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 670 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000017 · wf-form4_154881137152423.xml · nonDerivative · entry 3 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,348.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Common stock acquired upon vesting of RSUs granted on January 28, 2016. Read SEC document |
| January 26, 2019 Filed Jan 30, 2019 01:23 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 543 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000017 · wf-form4_154881137152423.xml · derivative · entry 6 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,707 Underlying: Common Stock · 543 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F5 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 1,629 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F5 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 1,629 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 26, 2019 Filed Jan 30, 2019 01:23 UTC | Mechanics Bancorp HMST · Entity 4145 | Tax withholdingCommon Stock | 161 | $24.32 | $3,915.52 |
DisclosureSEC source: 0001518715-19-000017 · wf-form4_154881137152423.xml · nonDerivative · entry 2 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,678.4 Read SEC document |
| January 26, 2019 Filed Jan 30, 2019 01:23 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 543 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000017 · wf-form4_154881137152423.xml · nonDerivative · entry 1 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,839.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017. Read SEC document |
| March 23, 2018 Filed Mar 26, 2018 20:00 UTC | Mechanics Bancorp HMST · Entity 4145 | SaleCommon Stock | 185 | $28.52 | $5,275.35 |
DisclosureSEC source: 0001518715-18-000120 · wf-form4_152209439917181.xml · nonDerivative · entry 1 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,296.4 F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Performance Share Units on March 14, 2018. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.50 to $28.5719, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 14, 2018 Filed Mar 15, 2018 23:08 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionPerformance Share Units · Derivative | 698 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000107 · wf-form4_152115528538831.xml · derivative · entry 3 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 698 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of HomeStreet common stock. F1 · derivative.exercise_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 1,697 shares. Any portion of the award not vested terminated as of the date of this issuance. F1 · derivative.expiration_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 1,697 shares. Any portion of the award not vested terminated as of the date of this issuance. Read SEC document |
| March 14, 2018 Filed Mar 15, 2018 23:08 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 698 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000107 · wf-form4_152115528538831.xml · nonDerivative · entry 1 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,481.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 1,697 shares. Any portion of the award not vested terminated as of the date of this issuance. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 19:30 UTC | Mechanics Bancorp HMST · Entity 4145 | SaleCommon Stock | 500 | $29.75 | $14,875.00 |
DisclosureSEC source: 0001518715-18-000056 · wf-form4_151759981796485.xml · nonDerivative · entry 1 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,783.4 F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Restricted Stock Units on January 26, 2018, January 28, 2018 and January 29, 2018. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 22:13 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantRestricted Stock Units · Derivative | 1,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000050 · wf-form4_151743679296468.xml · derivative · entry 8 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,250 Underlying: Common Stock · 1,494 shares Expires not disclosed F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F9 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 1,494 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F9 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 1,494 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F10 · balance_after: The reporting person's remaining RSUs includes 670 RSUs granted on January 28, 2016, which vest on January 28, 2019, and 1,086 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 22:13 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 377 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000050 · wf-form4_151743679296468.xml · derivative · entry 7 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,756 Underlying: Common Stock · 377 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F8 · derivative.exercise_date: On January 29, 2015, the reporting person was granted 1,131 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017, and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F8 · derivative.expiration_date: On January 29, 2015, the reporting person was granted 1,131 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017, and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 22:13 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 377 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000050 · wf-form4_151743679296468.xml · nonDerivative · entry 3 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,283.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Common stock acquired upon vesting of RSUs granted on January 29, 2015. Read SEC document |
| January 28, 2018 Filed Jan 31, 2018 22:13 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 670 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000050 · wf-form4_151743679296468.xml · derivative · entry 6 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,133 Underlying: Common Stock · 670 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F7 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 2,010 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F7 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 2,010 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 28, 2018 Filed Jan 31, 2018 22:13 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 670 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000050 · wf-form4_151743679296468.xml · nonDerivative · entry 2 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,906.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Common stock acquired upon vesting of RSUs granted on January 28, 2016. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 22:13 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 543 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000050 · wf-form4_151743679296468.xml · derivative · entry 5 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,803 Underlying: Common Stock · 543 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F6 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 1,629 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F6 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 1,629 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 22:13 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 543 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000050 · wf-form4_151743679296468.xml · nonDerivative · entry 1 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,236.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017. Read SEC document |
| June 01, 2017 Filed Jun 1, 2017 22:25 UTC | Mechanics Bancorp HMST · Entity 4145 | SaleCommon Stock | 105 | $27.10 | $2,845.19 |
DisclosureSEC source: 0001518715-17-000147 · wf-form4_149635594213843.xml · nonDerivative · entry 1 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,693.4 F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Restricted Stock Units on May 29, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $27.05 to $27.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request of the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 29, 2017 Filed Jun 1, 2017 00:54 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 371 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000141 · wf-form4_149627848146927.xml · derivative · entry 3 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,346 Underlying: Common Stock · 371 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4 · derivative.exercise_date: On May 29, 2014, the reporting person was granted 1,113 RSUs, which vested incrementally in equal amounts on May 29, 2015, May 29, 2016 and May 29, 2017, respectively. F4 · derivative.expiration_date: On May 29, 2014, the reporting person was granted 1,113 RSUs, which vested incrementally in equal amounts on May 29, 2015, May 29, 2016 and May 29, 2017, respectively. F5 · balance_after: The reporting person's remaining RSUs also include 377 RSUs granted on January 29, 2015, which vest on January 29, 2018; 1,340 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively; and 1,629 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| May 29, 2017 Filed Jun 1, 2017 00:54 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 371 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000141 · wf-form4_149627848146927.xml · nonDerivative · entry 1 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,798.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on May 29, 2014. Read SEC document |
| March 13, 2017 Filed Mar 13, 2017 21:52 UTC | Mechanics Bancorp HMST · Entity 4145 | SaleCommon Stock | 332 | $26.42 | $8,770.58 |
DisclosureSEC source: 0001518715-17-000075 · wf-form4_148944191240135.xml · nonDerivative · entry 1 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,427.4 F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Performance Share Units on March 8, 2017. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 22:52 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantCommon Stock | 995 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000060 · wf-form4_148918630947066.xml · nonDerivative · entry 1 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,759.4 F1 · price: Delivery of shares of the company's common stock was made to the reporting person without payment of any consideration in connection with the vesting of underlying Performance Share Units ("PSUs") awarded as compensation in 2014 and converted to common stock on the basis of the achievement of certain performance factors. These PSUs were previously reported on a Form 4 filed June 2, 2014 with a maximum award amount of 1,670 shares. Any portion of the award not vested terminated as of the date of this issuance. Read SEC document |
| January 29, 2017 Filed Jan 30, 2017 22:31 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 377 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000039 · wf-form4_148581547327860.xml · derivative · entry 7 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,717 Underlying: Common Stock · 377 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F9 · derivative.exercise_date: On January 29, 2015, the reporting person was granted 1,131 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017 and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F9 · derivative.expiration_date: On January 29, 2015, the reporting person was granted 1,131 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017 and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F10 · balance_after: The reporting person's remaining RSUs includes 371 RSUs granted on May 29, 2014, which vest on May 29, 2017, 377 RSUs granted on January 29, 2015, which vest on January 29, 2018, and 1,340 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| January 29, 2017 Filed Jan 30, 2017 22:31 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 377 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000039 · wf-form4_148581547327860.xml · nonDerivative · entry 2 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,764.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Common stock acquired upon vesting of RSUs granted on January 29, 2015. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 22:31 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 670 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000039 · wf-form4_148581547327860.xml · derivative · entry 6 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,094 Underlying: Common Stock · 670 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F8 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 2,010 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F8 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 2,010 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 22:31 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 670 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000039 · wf-form4_148581547327860.xml · nonDerivative · entry 1 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,387.4 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 28, 2016. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 22:31 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantPerformance Share Units · Derivative | 2,444 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000039 · wf-form4_148581547327860.xml · derivative · entry 5 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,826 Underlying: Common Stock · 2,444 shares Expires not disclosed F6 · shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 1,629 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019. F6 · price: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 1,629 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019. F7 · derivative.exercise_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control. F7 · derivative.expiration_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control. F6 · derivative.underlying_shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 1,629 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 22:31 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantRestricted Stock Units · Derivative | 1,629 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000039 · wf-form4_148581547327860.xml · derivative · entry 4 TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,764 Underlying: Common Stock · 1,629 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F5 · price: On January 26, 2017, the reporting person was granted 1,629 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F5 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 1,629 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F5 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 1,629 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F5 · derivative.underlying_shares: On January 26, 2017, the reporting person was granted 1,629 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.