Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Mechanics BancorpHMST · Entity 4145 | EVP - Chief Risk Officer | March 28, 2022 | March 30, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Mechanics Bancorp
Report date March 28, 2022 · Filed March 30, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 24,587.8 |
Ending reported balance
After 2022-03-28 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2022-03-28 · Exercise / conversion · Acquired 501 · Balance 24,231.8 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. Row 2 · 2022-03-28 · Tax withholding · Disposed 122 · Balance 24,109.8 F2: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. Row 3 · 2022-03-28 · Exercise / conversion · Acquired 632 · Balance 24,741.8 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. Row 4 · 2022-03-28 · Tax withholding · Disposed 154 · Balance 24,587.8 F2: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-03-28 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2022-03-28 · Exercise / conversion · Disposed 501 · Balance 0 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3: On March 28, 2019, the reporting person was granted 1,503 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 632 |
Reported balance
After 2022-03-28 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2022-03-28 · Exercise / conversion · Disposed 632 · Balance 632 F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4: On March 28, 2020, the reporting person was granted 1,896 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
F2: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs.
F3: On March 28, 2019, the reporting person was granted 1,503 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
F4: On March 28, 2020, the reporting person was granted 1,896 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 28, 2022 Filed Mar 30, 2022 23:05 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 632 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-22-000076 · wf-form4_164868150990105.xml · derivative · entry 6 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632 Underlying: Common Stock · 632 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 1,896 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 1,896 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 28, 2022 Filed Mar 30, 2022 23:05 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 501 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-22-000076 · wf-form4_164868150990105.xml · derivative · entry 5 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 501 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 1,503 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 1,503 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 28, 2022 Filed Mar 30, 2022 23:05 UTC | Mechanics Bancorp HMST · Entity 4145 | Tax withholdingCommon Stock | 154 | $48.55 | $7,476.70 |
DisclosureSEC source: 0001518715-22-000076 · wf-form4_164868150990105.xml · nonDerivative · entry 4 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,587.8 F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. Read SEC document |
| March 28, 2022 Filed Mar 30, 2022 23:05 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 632 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-22-000076 · wf-form4_164868150990105.xml · nonDerivative · entry 3 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,741.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. Read SEC document |
| March 28, 2022 Filed Mar 30, 2022 23:05 UTC | Mechanics Bancorp HMST · Entity 4145 | Tax withholdingCommon Stock | 122 | $48.55 | $5,923.10 |
DisclosureSEC source: 0001518715-22-000076 · wf-form4_164868150990105.xml · nonDerivative · entry 2 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,109.8 F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. Read SEC document |
| March 28, 2022 Filed Mar 30, 2022 23:05 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 501 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-22-000076 · wf-form4_164868150990105.xml · nonDerivative · entry 1 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,231.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 01:27 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionPerformance Share Units · Derivative | 2,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-22-000053 · wf-form4_164341963224646.xml · derivative · entry 3 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,121 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of HomeStreet common stock. F1 · derivative.exercise_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on April 25, 2019. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. F1 · derivative.expiration_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on April 25, 2019. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 01:27 UTC | Mechanics Bancorp HMST · Entity 4145 | Tax withholdingCommon Stock | 639 | $49.04 | $31,336.56 |
DisclosureSEC source: 0001518715-22-000053 · wf-form4_164341963224646.xml · nonDerivative · entry 2 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,730.8 F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of PSUs. Read SEC document |
| January 26, 2022 Filed Jan 29, 2022 01:27 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 2,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-22-000053 · wf-form4_164341963224646.xml · nonDerivative · entry 1 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,369.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on April 25, 2019. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 23:32 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 520 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-22-000002 · wf-form4_164133906544147.xml · derivative · entry 4 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,040 Underlying: Common Stock · 520 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 1,560 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 1,560 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 23:32 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantRestricted Stock Units · Derivative | 1,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-22-000002 · wf-form4_164133906544147.xml · derivative · entry 3 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,068 Underlying: Common Stock · 1,068 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On January 1, 2022, the reporting person was granted 1,068 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On January 1, 2022, the reporting person was granted 1,068 RSUs, which vest incrementally in equal amounts on January 1, 2023, January 1, 2024, and January 1, 2025, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 23:32 UTC | Mechanics Bancorp HMST · Entity 4145 | Tax withholdingCommon Stock | 157 | $52.00 | $8,164.00 |
DisclosureSEC source: 0001518715-22-000002 · wf-form4_164133906544147.xml · nonDerivative · entry 2 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,248.8 F2 · kind: Shares withheld by HomeStreet in payment of the withholding tax liability incurred upon the above-reported settlement of RSUs. Read SEC document |
| January 01, 2022 Filed Jan 4, 2022 23:32 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 520 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-22-000002 · wf-form4_164133906544147.xml · nonDerivative · entry 1 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,405.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. Read SEC document |
| March 28, 2021 Filed Mar 31, 2021 01:12 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 632 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-21-000077 · wf-form4_161715315610608.xml · derivative · entry 6 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,325 Underlying: Common Stock · 632 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F5 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 1,896 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F5 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 1,896 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022, and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F6 · balance_after: The reporting person's remaining RSUs includes 501 RSUs granted on March 28 2019, which vest on March 28, 2022; 1,264 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2022 and March 28, 2023, respectively, and 1,560 RSUs granted on January 1, 2021, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023 and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 28, 2021 Filed Mar 31, 2021 01:12 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 501 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-21-000077 · wf-form4_161715315610608.xml · derivative · entry 5 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,957 Underlying: Common Stock · 501 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 1,503 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 1,503 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021, and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 28, 2021 Filed Mar 31, 2021 01:12 UTC | Mechanics Bancorp HMST · Entity 4145 | Tax withholdingCommon Stock | 154 | $45.77 | $7,048.58 |
DisclosureSEC source: 0001518715-21-000077 · wf-form4_161715315610608.xml · nonDerivative · entry 4 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,885.8 Read SEC document |
| March 28, 2021 Filed Mar 31, 2021 01:12 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 632 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-21-000077 · wf-form4_161715315610608.xml · nonDerivative · entry 3 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,039.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Common stock acquired upon vesting of RSUs granted on March 28, 2020. Read SEC document |
| March 28, 2021 Filed Mar 31, 2021 01:12 UTC | Mechanics Bancorp HMST · Entity 4145 | Tax withholdingCommon Stock | 122 | $45.77 | $5,583.94 |
DisclosureSEC source: 0001518715-21-000077 · wf-form4_161715315610608.xml · nonDerivative · entry 2 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,407.8 Read SEC document |
| March 28, 2021 Filed Mar 31, 2021 01:12 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 501 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-21-000077 · wf-form4_161715315610608.xml · nonDerivative · entry 1 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,529.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 28, 2019. Read SEC document |
| March 10, 2021 Filed Mar 15, 2021 18:33 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionEmployee Stock Option (Right To Buy) · Derivative | 6,548 | $11.00 Strike: $11.00 | $72,028.00 |
DisclosureSEC source: 0001518715-21-000066 · wf-form4_161583322429431.xml · derivative · entry 3 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,548 shares Expires 2022-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: On February 10, 2012, the reporting person was granted 7,748 stock options, which vest in three equal installments on February 10, 2013, 2014 and 2015. Read SEC document |
| March 10, 2021 Filed Mar 15, 2021 18:33 UTC | Mechanics Bancorp HMST · Entity 4145 | Tax withholdingCommon Stock | 2,715 | $48.40 | $131,406.00 |
DisclosureSEC source: 0001518715-21-000066 · wf-form4_161583322429431.xml · nonDerivative · entry 2 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,028.8 Read SEC document |
| March 10, 2021 Filed Mar 15, 2021 18:33 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 6,548 | $11.00 | $72,028.00 |
DisclosureSEC source: 0001518715-21-000066 · wf-form4_161583322429431.xml · nonDerivative · entry 1 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,743.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 21:12 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 405 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-21-000045 · wf-form4_161230031453879.xml · derivative · entry 3 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,458 Underlying: Common Stock · 405 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 1,215 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29,2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 1,215 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29,2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · balance_after: The reporting person's remaining RSUs includes 1,002 RSUs granted on March 28 2019, which vest on incrementally in equal amounts on March 28, 2021 and March 28, 2022; 1,896 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively, and 1,560 RSUs granted on January 1, 2021, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023 and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 21:12 UTC | Mechanics Bancorp HMST · Entity 4145 | Tax withholdingCommon Stock | 122 | $36.40 | $4,440.80 |
DisclosureSEC source: 0001518715-21-000045 · wf-form4_161230031453879.xml · nonDerivative · entry 2 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,195.8 Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 21:12 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 405 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-21-000045 · wf-form4_161230031453879.xml · nonDerivative · entry 1 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,317.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018. Read SEC document |
| January 01, 2021 Filed Jan 5, 2021 01:07 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantRestricted Stock Units · Derivative | 1,560 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-21-000002 · wf-form4_160980886279921.xml · derivative · entry 1 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,863 Underlying: Common Stock · 1,560 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F2 · derivative.exercise_date: On January 1, 2021, the reporting person was granted 1,560 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F2 · derivative.expiration_date: On January 1, 2021, the reporting person was granted 1,560 RSUs, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023, and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · balance_after: The reporting person's remaining RSUs includes 405 RSUs granted on January 29, 2018, which vest on January 29, 2021, 1,002 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2021 and March 28, 2022, respectively, 1,896 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively, and 1,560 RSUs granted on January 1, 2021, which vest incrementally in equal amounts on January 1, 2022, January 1, 2023 and January 1, 2024, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 23:36 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 501 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000077 · wf-form4_158569778372264.xml · derivative · entry 4 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,303 Underlying: Common Stock · 501 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F5 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 1,503 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F5 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 1,503 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F6 · balance_after: The reporting person's remaining RSUs includes 405 RSUs granted on January 29, 2018, which vest on January 29, 2021, 1,002 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2021 and March 28, 2022, respectively and 1,896 RSUs granted on March 28, 2020, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 23:36 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantRestricted Stock Units · Derivative | 1,896 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000077 · wf-form4_158569778372264.xml · derivative · entry 3 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,804 Underlying: Common Stock · 1,896 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4 · derivative.exercise_date: On March 28, 2020, the reporting person was granted 1,896 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · derivative.expiration_date: On March 28, 2020, the reporting person was granted 1,896 RSUs, which vest incrementally in equal amounts on March 28, 2021, March 28, 2022 and March 28, 2023, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 23:36 UTC | Mechanics Bancorp HMST · Entity 4145 | Tax withholdingCommon Stock | 118 | $21.39 | $2,524.02 |
DisclosureSEC source: 0001518715-20-000077 · wf-form4_158569778372264.xml · nonDerivative · entry 2 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,912.8 F2 · security: Restricted stock award subject to vesting based upon an increase in the price of the common stock in comparison to the price at which common stock was issued in the company's initial public offering. Read SEC document |
| March 28, 2020 Filed Mar 31, 2020 23:36 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 501 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000077 · wf-form4_158569778372264.xml · nonDerivative · entry 1 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,030.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 28, 2019. Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 23:18 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionEmployee Stock Option (Right To Buy) · Derivative | 1,200 | $0.00 Strike: $11.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000065 · wf-form4_158457347980475.xml · derivative · entry 2 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,548 Underlying: Common Stock · 1,200 shares Expires 2022-02-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: On February 10, 2012, the reported person was granted 7,748 stock options, which vested in three equal installments on February 10, 2013, 2014 and 2015. Read SEC document |
| March 18, 2020 Filed Mar 18, 2020 23:18 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 1,200 | $11.00 | $13,200.00 |
DisclosureSEC source: 0001518715-20-000065 · wf-form4_158457347980475.xml · nonDerivative · entry 1 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,529.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 22:11 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 405 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000037 · wf-form4_158050870064763.xml · derivative · entry 3 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,908 Underlying: Common Stock · 405 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 1,215 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 1,215 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F5 · balance_after: The reporting person's remaining RSUs includes 405 RSUs granted on January 29, 2018, which vest on January 29, 2021, and 1,503 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 22:11 UTC | Mechanics Bancorp HMST · Entity 4145 | Tax withholdingCommon Stock | 122 | $31.75 | $3,873.50 |
DisclosureSEC source: 0001518715-20-000037 · wf-form4_158050870064763.xml · nonDerivative · entry 2 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,329.8 F2 · security: Restricted stock award subject to vesting based upon an increase in the price of the common stock in comparison to the price at which common stock was issued in the company's initial public offering. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 22:11 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 405 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000037 · wf-form4_158050870064763.xml · nonDerivative · entry 1 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,451.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018. Read SEC document |
| January 26, 2020 Filed Jan 29, 2020 00:15 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 278 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000024 · wf-form4_158025693326180.xml · derivative · entry 3 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,313 Underlying: Common Stock · 278 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 834 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 834 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · balance_after: The reporting person's remaining RSUs includes 810 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively, and 1,503 granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 26, 2020 Filed Jan 29, 2020 00:15 UTC | Mechanics Bancorp HMST · Entity 4145 | Tax withholdingCommon Stock | 84 | $32.46 | $2,726.64 |
DisclosureSEC source: 0001518715-20-000024 · wf-form4_158025693326180.xml · nonDerivative · entry 2 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,046.8 Read SEC document |
| January 26, 2020 Filed Jan 29, 2020 00:15 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 278 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-20-000024 · wf-form4_158025693326180.xml · nonDerivative · entry 1 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,130.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017. Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 23:54 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantRestricted Stock Units · Derivative | 1,503 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000075 · wf-form4_155416284322732.xml · derivative · entry 1 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,591 Underlying: Common Stock · 1,503 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F2 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 1,503 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F2 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 1,503 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · balance_after: The reporting person's remaining RSUs includes 278 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 810 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:36 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 405 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000039 · wf-form4_154897419540993.xml · derivative · entry 3 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,088 Underlying: Common Stock · 405 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 1,215 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 1,215 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · balance_after: The reporting person's remaining RSUs includes 278 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 810 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:36 UTC | Mechanics Bancorp HMST · Entity 4145 | Tax withholdingCommon Stock | 121 | $24.58 | $2,974.18 |
DisclosureSEC source: 0001518715-19-000039 · wf-form4_154897419540993.xml · nonDerivative · entry 2 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,852.8 Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:36 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 405 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000039 · wf-form4_154897419540993.xml · nonDerivative · entry 1 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,973.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018. Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 01:24 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 358 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000018 · wf-form4_154881145648950.xml · derivative · entry 6 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,493 Underlying: Common Stock · 358 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F6 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 1,074 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F6 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 1,074 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F7 · balance_after: As of January 28, 2019, the reporting person's remaining RSUs includes 278 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 1,215 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 01:24 UTC | Mechanics Bancorp HMST · Entity 4145 | Tax withholdingCommon Stock | 107 | $24.55 | $2,626.85 |
DisclosureSEC source: 0001518715-19-000018 · wf-form4_154881145648950.xml · nonDerivative · entry 4 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,568.8 F2 · security: Restricted stock award subject to vesting based upon an increase in the price of the common stock in comparison to the price at which common stock was issued in the company's initial public offering. Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 01:24 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 358 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000018 · wf-form4_154881145648950.xml · nonDerivative · entry 3 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,675.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Common stock acquired upon vesting of RSUs granted on January 28, 2016. Read SEC document |
| January 26, 2019 Filed Jan 30, 2019 01:24 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 278 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000018 · wf-form4_154881145648950.xml · derivative · entry 5 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,851 Underlying: Common Stock · 278 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F5 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 834 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F5 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 834 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 26, 2019 Filed Jan 30, 2019 01:24 UTC | Mechanics Bancorp HMST · Entity 4145 | Tax withholdingCommon Stock | 83 | $24.32 | $2,018.56 |
DisclosureSEC source: 0001518715-19-000018 · wf-form4_154881145648950.xml · nonDerivative · entry 2 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,317.8 F2 · security: Restricted stock award subject to vesting based upon an increase in the price of the common stock in comparison to the price at which common stock was issued in the company's initial public offering. Read SEC document |
| January 26, 2019 Filed Jan 30, 2019 01:24 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 278 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000018 · wf-form4_154881145648950.xml · nonDerivative · entry 1 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,400.8 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017. Read SEC document |
| August 28, 2018 Filed Aug 30, 2018 21:19 UTC | Mechanics Bancorp HMST · Entity 4145 | SaleCommon Stock | 8,459.156 | $29.57 | $250,164.31 |
DisclosureSEC source: 0001518715-18-000266 · wf-form4_153566394969013.xml · nonDerivative · entry 1 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Indirect · HomeStreet, Inc. 401(k) Savings Plan Disclosed balance after: 0 F1 · ownership.nature: Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan. Read SEC document |
| March 23, 2018 Filed Mar 26, 2018 19:53 UTC | Mechanics Bancorp HMST · Entity 4145 | SaleCommon Stock | 196 | $28.52 | $5,589.02 |
DisclosureSEC source: 0001518715-18-000114 · wf-form4_152209400239349.xml · nonDerivative · entry 1 VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,122.8 F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Performance Share Units on March 14, 2018. F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.50 to $28.5719, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.