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Patterson Mark Robert

Disclosed activity across 2 companies

Tapewire entity
111519
SEC CIK
0001654917

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

FBR & Co.

Report date June 01, 2017 · Filed June 02, 2017

Section 16 reporting ended · disclosed 2017-06-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2017-06-01 transaction · row 1
1 source row

Row 1 · 2017-06-01 · Disposition to issuer · Disposed 229,250 · Balance 0

F1: Represents 225,042 shares of issuer common stock and 4,208 shares of restricted stock disposed of pursuant to merger agreement between issuer and B. Riley Financial, Inc. in exchange for shares of B. Riley Financial, Inc. common stock at an exchange ratio of 0.671. B. Riley Financial, Inc. common stock had a closing market value of $14.70 per share on the effective date of the merger.

Filing footnotes · ownership attribution and instrument terms

F1: Represents 225,042 shares of issuer common stock and 4,208 shares of restricted stock disposed of pursuant to merger agreement between issuer and B. Riley Financial, Inc. in exchange for shares of B. Riley Financial, Inc. common stock at an exchange ratio of 0.671. B. Riley Financial, Inc. common stock had a closing market value of $14.70 per share on the effective date of the merger.

Mechanics Bancorp

Report date July 07, 2023 · Filed July 07, 2023

Section 16 reporting ended · disclosed 2023-07-07. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect20,006 Reported balance After 2023-07-07 transaction · row 1
1 source row

Row 1 · 2023-07-07 · Grant · Acquired 1,647 · Balance 20,006

F1: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Common StockSEC Table I · non-derivativeIndirectMark and Michele Patterson Family Trust U/A dated 8/23/10287,000 Reported balance Holding disclosure · report date 2023-07-07 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 287,000

F2: Mr. Patterson and his spouse, Michelle Patterson, are co-trustees and beneficiaries of the Mark & Michelle Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

Filing footnotes · ownership attribution and instrument terms

F1: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

F2: Mr. Patterson and his spouse, Michelle Patterson, are co-trustees and beneficiaries of the Mark & Michelle Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 07, 2023 Filed Jul 7, 2023 15:52 UTC Mechanics Bancorp HMST · Entity 4145 GrantCommon Stock 1,647 Not disclosed Not disclosed
Disclosure

SEC source: 0001518715-23-000131 · wk-form4_1688759518.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,006

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
May 03, 2023 Filed May 4, 2023 11:14 UTC Mechanics Bancorp HMST · Entity 4145 PurchaseCommon Stock 49,983 $6.46 $323,055.12
Disclosure

SEC source: 0001518715-23-000098 · wf-form4_168321324402072.xml · nonDerivative · entry 3

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 287,000

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.885 to $6.70, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Mr. Patterson and his spouse, Michele Patterson, are co-trustees and beneficiaries of the Mark & Michele Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

Read SEC document
May 02, 2023 Filed May 4, 2023 11:14 UTC Mechanics Bancorp HMST · Entity 4145 PurchaseCommon Stock 20,017 $6.68 $133,613.48
Disclosure

SEC source: 0001518715-23-000098 · wf-form4_168321324402072.xml · nonDerivative · entry 2

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 237,017

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.65 to $6.70, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Mr. Patterson and his spouse, Michele Patterson, are co-trustees and beneficiaries of the Mark & Michele Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

Read SEC document
April 06, 2023 Filed Apr 7, 2023 11:26 UTC Mechanics Bancorp HMST · Entity 4145 GrantCommon Stock 883 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000072 · wf-form4_168088120831886.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,359

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
January 06, 2023 Filed Jan 9, 2023 19:06 UTC Mechanics Bancorp HMST · Entity 4145 GrantCommon Stock 651 $0.00 $0.00
Disclosure

SEC source: 0001518715-23-000018 · wf-form4_167330915569789.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,476

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
October 06, 2022 Filed Oct 6, 2022 18:23 UTC Mechanics Bancorp HMST · Entity 4145 GrantCommon Stock 529 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000158 · wf-form4_166509495797438.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,825

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
July 08, 2022 Filed Jul 8, 2022 17:46 UTC Mechanics Bancorp HMST · Entity 4145 GrantCommon Stock 416 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000129 · wf-form4_165731678226601.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,296

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
June 16, 2022 Filed Jun 16, 2022 17:53 UTC Mechanics Bancorp HMST · Entity 4145 PurchaseCommon Stock 5,000 $34.15 $170,728.50
Disclosure

SEC source: 0001518715-22-000116 · wf-form4_165541640729627.xml · nonDerivative · entry 3

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 217,000

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $33.75 to $34.15, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Mr. Patterson and his spouse, Michele Patterson, are co-trustees and beneficiaries of the Mark & Michele Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

Read SEC document
June 15, 2022 Filed Jun 16, 2022 17:53 UTC Mechanics Bancorp HMST · Entity 4145 PurchaseCommon Stock 5,000 $34.90 $174,500.00
Disclosure

SEC source: 0001518715-22-000116 · wf-form4_165541640729627.xml · nonDerivative · entry 2

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 212,000

F2 · ownership.nature: Mr. Patterson and his spouse, Michele Patterson, are co-trustees and beneficiaries of the Mark & Michele Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 17:53 UTC Mechanics Bancorp HMST · Entity 4145 PurchaseCommon Stock 15,000 $35.00 $524,983.50
Disclosure

SEC source: 0001518715-22-000116 · wf-form4_165541640729627.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 207,000

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $34.90 to $35.05, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Mr. Patterson and his spouse, Michele Patterson, are co-trustees and beneficiaries of the Mark & Michele Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

Read SEC document
May 16, 2022 Filed May 16, 2022 18:57 UTC Mechanics Bancorp HMST · Entity 4145 PurchaseCommon Stock 7,000 $38.58 $270,060.00
Disclosure

SEC source: 0001518715-22-000108 · wf-form4_165274179993475.xml · nonDerivative · entry 2

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 192,000

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $38.56 to $38.60, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Mr. Patterson and his spouse, Michele Patterson, are co-trustees and beneficiaries of the Mark & Michele Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

Read SEC document
May 13, 2022 Filed May 16, 2022 18:57 UTC Mechanics Bancorp HMST · Entity 4145 PurchaseCommon Stock 20,000 $39.46 $789,200.00
Disclosure

SEC source: 0001518715-22-000108 · wf-form4_165274179993475.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 185,000

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $39.20 to $39.63, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Mr. Patterson and his spouse, Michele Patterson, are co-trustees and beneficiaries of the Mark & Michele Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

Read SEC document
April 07, 2022 Filed Apr 8, 2022 13:26 UTC Mechanics Bancorp HMST · Entity 4145 GrantCommon Stock 277 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000085 · wf-form4_164943877981472.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,880

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
January 10, 2022 Filed Jan 12, 2022 19:25 UTC Mechanics Bancorp HMST · Entity 4145 GrantCommon Stock 273 $0.00 $0.00
Disclosure

SEC source: 0001518715-22-000023 · wf-form4_164203353951644.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,603

F1 · price: Represents fully vested shares issued pursuant to the Issuer's non-employee director compensation policy.

Read SEC document
October 07, 2021 Filed Oct 12, 2021 13:18 UTC Mechanics Bancorp HMST · Entity 4145 GrantCommon Stock 356 $0.00 $0.00
Disclosure

SEC source: 0001518715-21-000166 · wf-form4_163405909582582.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,330

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 16:21 UTC Mechanics Bancorp HMST · Entity 4145 PurchaseCommon Stock 2,000 $37.50 $75,000.00
Disclosure

SEC source: 0001518715-21-000147 · wf-form4_162819463897934.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 165,000

F1 · ownership.nature: Mr. Patterson and his spouse, Michele Patterson, are co-trustees and beneficiaries of the Mark & Michele Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

Read SEC document
July 12, 2021 Filed Jul 13, 2021 15:41 UTC Mechanics Bancorp HMST · Entity 4145 GrantCommon Stock 324 $0.00 $0.00
Disclosure

SEC source: 0001518715-21-000123 · wf-form4_162620525364733.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,974

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

Read SEC document
April 05, 2021 Filed Apr 6, 2021 17:25 UTC Mechanics Bancorp HMST · Entity 4145 GrantCommon Stock 296 $0.00 $0.00
Disclosure

SEC source: 0001518715-21-000085 · wf-form4_161774421522755.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,650

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

Read SEC document
January 08, 2021 Filed Jan 8, 2021 18:17 UTC Mechanics Bancorp HMST · Entity 4145 GrantCommon Stock 297 $0.00 $0.00
Disclosure

SEC source: 0001518715-21-000027 · wf-form4_161014785319868.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,354

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

Read SEC document
October 29, 2020 Filed Oct 29, 2020 17:30 UTC Mechanics Bancorp HMST · Entity 4145 PurchaseCommon Stock 20,000 $29.79 $595,800.00
Disclosure

SEC source: 0001518715-20-000185 · wf-form4_160400703952603.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 163,000

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $29.50 to $29.95, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Mr. Patterson and his spouse, Michele Patterson, are co-trustees and beneficiaries of the Mark & Michele Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

Read SEC document
October 06, 2020 Filed Oct 7, 2020 18:55 UTC Mechanics Bancorp HMST · Entity 4145 GrantCommon Stock 381 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000174 · wf-form4_160211130383021.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,057

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

Read SEC document
September 14, 2020 Filed Sep 14, 2020 15:17 UTC Mechanics Bancorp HMST · Entity 4145 PurchaseCommon Stock 6,163 $26.85 $165,476.55
Disclosure

SEC source: 0001518715-20-000165 · wf-form4_160011106240789.xml · nonDerivative · entry 2

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 143,000

F2 · ownership.nature: Mr. Patterson and his spouse, Michele Patterson, are co-trustees and beneficiaries of the Mark & Michele Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

Read SEC document
September 11, 2020 Filed Sep 14, 2020 15:17 UTC Mechanics Bancorp HMST · Entity 4145 PurchaseCommon Stock 8,837 $26.85 $237,273.45
Disclosure

SEC source: 0001518715-20-000165 · wf-form4_160011106240789.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 136,837

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $26.84 to $26.86, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Mr. Patterson and his spouse, Michele Patterson, are co-trustees and beneficiaries of the Mark & Michele Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

Read SEC document
July 31, 2020 Filed Jul 31, 2020 17:10 UTC Mechanics Bancorp HMST · Entity 4145 PurchaseCommon Stock 13,000 $25.63 $333,190.00
Disclosure

SEC source: 0001518715-20-000157 · wf-form4_159622984291464.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 128,000

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.50 to $25.80, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Mr. Patterson and his spouse, Michele Patterson, are co-trustees and beneficiaries of the Mark & Michele Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

Read SEC document
July 08, 2020 Filed Jul 8, 2020 20:05 UTC Mechanics Bancorp HMST · Entity 4145 GrantCommon Stock 423 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000138 · wf-form4_159425313312740.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,676

F1 · price: Stock issued based on Directors' compensation policy paid quarterly.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 14:49 UTC Mechanics Bancorp HMST · Entity 4145 PurchaseCommon Stock 10,000 $22.90 $229,000.00
Disclosure

SEC source: 0001518715-20-000124 · wf-form4_159233338034925.xml · nonDerivative · entry 2

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 115,000

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.85 to $22.95, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · ownership.nature: Mr. Patterson and his spouse, Michele Patterson, are co-trustees and beneficiaries of the Mark & Michele Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

Read SEC document
June 15, 2020 Filed Jun 16, 2020 14:49 UTC Mechanics Bancorp HMST · Entity 4145 PurchaseCommon Stock 5,000 $23.05 $115,250.00
Disclosure

SEC source: 0001518715-20-000124 · wf-form4_159233338034925.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,253

Read SEC document
May 07, 2020 Filed May 7, 2020 17:56 UTC Mechanics Bancorp HMST · Entity 4145 PurchaseCommon Stock 3,424 $22.96 $78,615.04
Disclosure

SEC source: 0001518715-20-000103 · wf-form4_158888855955324.xml · nonDerivative · entry 3

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 105,000

F1 · ownership.nature: Mr. Patterson and his spouse, Michele Patterson, are co-trustees and beneficiaries of the Mark & Michele Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

Read SEC document
May 06, 2020 Filed May 7, 2020 17:56 UTC Mechanics Bancorp HMST · Entity 4145 PurchaseCommon Stock 4,324 $22.79 $98,543.96
Disclosure

SEC source: 0001518715-20-000103 · wf-form4_158888855955324.xml · nonDerivative · entry 2

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 101,576

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.48 to $22.96, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F1 · ownership.nature: Mr. Patterson and his spouse, Michele Patterson, are co-trustees and beneficiaries of the Mark & Michele Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

Read SEC document
May 05, 2020 Filed May 7, 2020 17:56 UTC Mechanics Bancorp HMST · Entity 4145 PurchaseCommon Stock 2,252 $22.96 $51,705.92
Disclosure

SEC source: 0001518715-20-000103 · wf-form4_158888855955324.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 97,252

F1 · ownership.nature: Mr. Patterson and his spouse, Michele Patterson, are co-trustees and beneficiaries of the Mark & Michele Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

Read SEC document
April 07, 2020 Filed Apr 8, 2020 18:54 UTC Mechanics Bancorp HMST · Entity 4145 GrantCommon Stock 478 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000086 · wf-form4_158638644258864.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,253

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

Read SEC document
March 10, 2020 Filed Mar 12, 2020 20:04 UTC Mechanics Bancorp HMST · Entity 4145 PurchaseCommon Stock 5,000 $23.18 $115,900.00
Disclosure

SEC source: 0001518715-20-000058 · wf-form4_158405786862334.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,775

Read SEC document
January 08, 2020 Filed Jan 8, 2020 17:31 UTC Mechanics Bancorp HMST · Entity 4145 GrantCommon Stock 297 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000008 · wf-form4_157852270128794.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,775

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

Read SEC document
October 03, 2019 Filed Oct 4, 2019 16:44 UTC Mechanics Bancorp HMST · Entity 4145 GrantCommon Stock 372 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000183 · wf-form4_157022183641418.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,478

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

Read SEC document
August 13, 2019 Filed Aug 14, 2019 14:01 UTC Amendment Mechanics Bancorp HMST · Entity 4145 GrantCommon Stock 335 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000176 · wf-form4a_156580566253549.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,106

F1 · date: On July 8, 2019, a Form 4 for this reporting person was mistakenly filed reporting an award on July 5, 2019 of 335 shares of common stock issued pursuant to the director compensation plan that did not in fact occur until August 13, 2019. This Form 4 is amended solely to correct the date of issuance for these shares.

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July 05, 2019 Filed Jul 8, 2019 15:15 UTC Mechanics Bancorp HMST · Entity 4145 GrantCommon Stock 335 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000144 · wf-form4_156261328518320.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,106

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

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April 05, 2019 Filed Apr 8, 2019 16:37 UTC Mechanics Bancorp HMST · Entity 4145 GrantCommon Stock 380 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000086 · wf-form4_155475583184418.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,771

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

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January 09, 2019 Filed Jan 9, 2019 15:51 UTC Mechanics Bancorp HMST · Entity 4145 GrantCommon Stock 467 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000010 · wf-form4_154706707191887.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,391

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

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October 05, 2018 Filed Oct 9, 2018 18:37 UTC Mechanics Bancorp HMST · Entity 4145 GrantCommon Stock 381 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000274 · wf-form4_153912461108838.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 924

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

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July 10, 2018 Filed Jul 10, 2018 19:31 UTC Mechanics Bancorp HMST · Entity 4145 GrantCommon Stock 276 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000249 · wf-form4_153126544820024.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

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April 26, 2018 Filed Apr 27, 2018 15:35 UTC Mechanics Bancorp HMST · Entity 4145 PurchaseCommon Stock 5,000 $25.90 $129,500.00
Disclosure

SEC source: 0001518715-18-000152 · wf-form4_152485769609641.xml · nonDerivative · entry 2

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Mark and Michele Patterson Family Trust U/A dated 8/23/10

Disclosed balance after: 95,000

F1 · ownership.nature: Mr. Patterson and his spouse, Michelle Patterson, are co-trustees and beneficiaries of the Mark & Michelle Patterson Family Trust U/A dated 8/23/10, and share voting and investment power over the assets of the trust.

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April 05, 2018 Filed Apr 5, 2018 18:24 UTC Mechanics Bancorp HMST · Entity 4145 GrantCommon Stock 267 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000136 · wf-form4_152296708375199.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

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June 01, 2017 Filed Jun 2, 2017 16:22 UTC FBR & Co. FBRC · Entity 175537 Disposition to issuerCommon Stock 229,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001140361-17-023572 · doc1.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Represents 225,042 shares of issuer common stock and 4,208 shares of restricted stock disposed of pursuant to merger agreement between issuer and B. Riley Financial, Inc. in exchange for shares of B. Riley Financial, Inc. common stock at an exchange ratio of 0.671. B. Riley Financial, Inc. common stock had a closing market value of $14.70 per share on the effective date of the merger.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.