Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Mechanics BancorpHMST · Entity 4145 | Sr. EVP-SF Lending Dir. | January 29, 2019 | January 31, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Mechanics Bancorp
Report date January 29, 2019 · Filed January 31, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,746 |
Ending reported balance
After 2019-01-29 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-01-29 · Exercise / conversion · Acquired 386 · Balance 23,837 F1: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018. Row 2 · 2019-01-29 · Tax withholding · Disposed 91 · Balance 23,746 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,020 |
Reported balance
After 2019-01-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-01-29 · Exercise / conversion · Disposed 386 · Balance 1,020 F2: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3: On January 29, 2018, the reporting person was granted 1,158 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4: The reporting person's remaining RSUs includes 248 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 772 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. |
Filing footnotes · ownership attribution and instrument terms
F1: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018.
F2: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.
F3: On January 29, 2018, the reporting person was granted 1,158 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
F4: The reporting person's remaining RSUs includes 248 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 772 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2019 Filed Jan 31, 2019 22:10 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 386 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000033 · wf-form4_154897259638029.xml · derivative · entry 3 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,020 Underlying: Common Stock · 386 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 1,158 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F3 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 1,158 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · balance_after: The reporting person's remaining RSUs includes 248 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 772 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:10 UTC | Mechanics Bancorp HMST · Entity 4145 | Tax withholdingCommon Stock | 91 | $24.58 | $2,236.78 |
DisclosureSEC source: 0001518715-19-000033 · wf-form4_154897259638029.xml · nonDerivative · entry 2 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,746 Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:10 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 386 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000033 · wf-form4_154897259638029.xml · nonDerivative · entry 1 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018. Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 01:21 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 331 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000016 · wf-form4_154881129418813.xml · derivative · entry 6 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,406 Underlying: Common Stock · 331 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F5 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 993 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F5 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 993 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F6 · balance_after: As of January 28, 2019, the reporting person's remaining RSUs includes 248 RSUs granted on January 26, 2017, which vest on January 26, 2020, and 1,158 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 01:21 UTC | Mechanics Bancorp HMST · Entity 4145 | Tax withholdingCommon Stock | 78 | $24.55 | $1,914.90 |
DisclosureSEC source: 0001518715-19-000016 · wf-form4_154881129418813.xml · nonDerivative · entry 4 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,451 Read SEC document |
| January 28, 2019 Filed Jan 30, 2019 01:21 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 331 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000016 · wf-form4_154881129418813.xml · nonDerivative · entry 3 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,529 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Common stock acquired upon vesting of RSUs granted on January 28, 2016. Read SEC document |
| January 26, 2019 Filed Jan 30, 2019 01:21 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 248 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000016 · wf-form4_154881129418813.xml · derivative · entry 5 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,737 Underlying: Common Stock · 248 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F4 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 744 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F4 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 744 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 26, 2019 Filed Jan 30, 2019 01:21 UTC | Mechanics Bancorp HMST · Entity 4145 | Tax withholdingCommon Stock | 59 | $24.32 | $1,434.88 |
DisclosureSEC source: 0001518715-19-000016 · wf-form4_154881129418813.xml · nonDerivative · entry 2 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,198 Read SEC document |
| January 26, 2019 Filed Jan 30, 2019 01:21 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 248 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-19-000016 · wf-form4_154881129418813.xml · nonDerivative · entry 1 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,257 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017. Read SEC document |
| March 14, 2018 Filed Mar 15, 2018 23:07 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionPerformance Share Units · Derivative | 698 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000106 · wf-form4_152115524156367.xml · derivative · entry 2 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 698 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of HomeStreet common stock. F1 · derivative.exercise_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 1,697 shares. Any portion of the award not vested terminated as of the date of this issuance. F1 · derivative.expiration_date: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 1,697 shares. Any portion of the award not vested terminated as of the date of this issuance. Read SEC document |
| March 14, 2018 Filed Mar 15, 2018 23:07 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 698 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000106 · wf-form4_152115524156367.xml · nonDerivative · entry 1 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Shares of common stock of HomeStreet, Inc. ("HomeStreet") were issued to the reporting person without payment of any consideration in connection with the vesting of a Performance Share Unit award ("PSU") granted to the reporting person on January 29, 2015. The number of shares issued on the vesting of the PSU was determined based on the achievement of certain performance factors set forth in the PSU. This PSU was previously reported on a Form 4 filed February 2, 2015 with a maximum award amount of 1,697 shares. Any portion of the award not vested terminated as of the date of this issuance. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 02:35 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantRestricted Stock Units · Derivative | 1,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000038 · wf-form4_151736612761372.xml · derivative · entry 7 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,985 Underlying: Common Stock · 1,158 shares Expires not disclosed F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F8 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 1,158 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F8 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 1,158 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F9 · balance_after: The reporting person's remaining RSUs includes 331 RSUs granted on January 28, 2016, which vest on January 28, 2019, and 496 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 29, 2018 Filed Jan 31, 2018 02:35 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 377 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000038 · wf-form4_151736612761372.xml · nonDerivative · entry 3 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Common stock acquired upon vesting of RSUs granted on January 29, 2015. Read SEC document |
| January 28, 2018 Filed Jan 31, 2018 02:35 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 331 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000038 · wf-form4_151736612761372.xml · derivative · entry 5 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,204 Underlying: Common Stock · 331 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F6 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 993 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F6 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 993 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 28, 2018 Filed Jan 31, 2018 02:35 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 331 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000038 · wf-form4_151736612761372.xml · nonDerivative · entry 2 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Common stock acquired upon vesting of RSUs granted on January 28, 2016. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 02:35 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 377 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000038 · wf-form4_151736612761372.xml · derivative · entry 6 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 827 Underlying: Common Stock · 377 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F7 · derivative.exercise_date: On January 29, 2015, the reporting person was granted 1,131 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017, and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F7 · derivative.expiration_date: On January 29, 2015, the reporting person was granted 1,131 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017, and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 02:35 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 248 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000038 · wf-form4_151736612761372.xml · derivative · entry 4 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,535 Underlying: Common Stock · 248 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F5 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 744 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. F5 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 744 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date. Read SEC document |
| January 26, 2018 Filed Jan 31, 2018 02:35 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 248 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-18-000038 · wf-form4_151736612761372.xml · nonDerivative · entry 1 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017. Read SEC document |
| May 29, 2017 Filed Jun 1, 2017 00:18 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 371 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000136 · wf-form4_149627630452076.xml · derivative · entry 2 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,783 Underlying: Common Stock · 371 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting. F3 · derivative.exercise_date: On May 29, 2014, the reporting person was granted 1,113 RSUs, which vested incrementally in equal amounts on May 29, 2015, May 29, 2016 and May 29, 2017, respectively. F3 · derivative.expiration_date: On May 29, 2014, the reporting person was granted 1,113 RSUs, which vested incrementally in equal amounts on May 29, 2015, May 29, 2016 and May 29, 2017, respectively. F4 · balance_after: The reporting person's remaining RSUs also include 377 RSUs granted on January 29, 2015, which vest on January 29, 2018; 662 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively; and 744 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| May 29, 2017 Filed Jun 1, 2017 00:18 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 371 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000136 · wf-form4_149627630452076.xml · nonDerivative · entry 1 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on May 29, 2014. Read SEC document |
| March 08, 2017 Filed Mar 10, 2017 22:58 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantCommon Stock | 995 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000068 · wf-form4_148918672579631.xml · nonDerivative · entry 1 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,984 F1 · price: Delivery of shares of the company's common stock was made to the reporting person without payment of any consideration in connection with the vesting of underlying Performance Share Units ("PSUs") awarded as compensation in 2014 and converted to common stock on the basis of the achievement of certain performance factors. These PSUs were previously reported on a Form 4 filed June 2, 2014 with a maximum award amount of 1,670 shares. Any portion of the award not vested terminated as of the date of this issuance. Read SEC document |
| January 29, 2017 Filed Jan 30, 2017 22:36 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 377 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000044 · wf-form4_148581580191121.xml · derivative · entry 6 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,154 Underlying: Common Stock · 377 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F8 · derivative.exercise_date: On January 29, 2015, the reporting person was granted 1,131 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017, and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F8 · derivative.expiration_date: On January 29, 2015, the reporting person was granted 1,131 RSUs, which vest incrementally in equal amounts on January 29, 2016, January 29, 2017, and January 29, 2018, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F9 · balance_after: The reporting person's remaining RSUs also include 371 RSUs granted on May 29, 2014, which vest on May 29, 2017, 377 RSUs granted on January 29, 2015, which vest on January 29, 2018 and 662 RSUs granted on January 28, 2016, which vest incrementally in equal amounts on January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| January 29, 2017 Filed Jan 30, 2017 22:36 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 377 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000044 · wf-form4_148581580191121.xml · nonDerivative · entry 2 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,989 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Common stock acquired upon vesting of RSUs granted on January 29, 2015. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 22:36 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionRestricted Stock Units · Derivative | 331 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000044 · wf-form4_148581580191121.xml · derivative · entry 5 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,531 Underlying: Common Stock · 331 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F7 · derivative.exercise_date: On January 28, 2016, the reporting person was granted 993 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F7 · derivative.expiration_date: On January 28, 2016, the reporting person was granted 993 RSUs, which vest incrementally in equal amounts on January 28, 2017, January 28, 2018 and January 28, 2019, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
| January 28, 2017 Filed Jan 30, 2017 22:36 UTC | Mechanics Bancorp HMST · Entity 4145 | Exercise / conversionCommon Stock | 331 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000044 · wf-form4_148581580191121.xml · nonDerivative · entry 1 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,612 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 28, 2016. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 22:36 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantPerformance Share Units · Derivative | 1,116 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000044 · wf-form4_148581580191121.xml · derivative · entry 4 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,973 Underlying: Common Stock · 1,116 shares Expires not disclosed F5 · shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 744 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019. F5 · price: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 744 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019. F6 · derivative.exercise_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control. F6 · derivative.expiration_date: The PSUs are scheduled to vest in the first quarter of 2020 when the HomeStreet, Inc. Human Resources and Corporate Governance Committee certifies the achievement of the performance goals in accordance with the provisions of the reporting person's award agreement. In the event of a change in control, all outstanding PSUs may vest under certain circumstances at the target award level on the effective date of the change in control. F5 · derivative.underlying_shares: The number of performance share units ("PSUs") represents the maximum number of shares of HomeStreet common stock to which the reporting person will be entitled. The target number of shares associated with the grant is 744 shares of common stock. Each PSU represents one share of common stock and will vest depending on the achievement of certain specified performance criteria including the return on average equity for each of HomeStreet's 12 fiscal quarters completed from January 1, 2017 through December 31, 2019. Read SEC document |
| January 26, 2017 Filed Jan 30, 2017 22:36 UTC | Mechanics Bancorp HMST · Entity 4145 | GrantRestricted Stock Units · Derivative | 744 | $0.00 | $0.00 |
DisclosureSEC source: 0001518715-17-000044 · wf-form4_148581580191121.xml · derivative · entry 3 DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,862 Underlying: Common Stock · 744 shares Expires not disclosed F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. F4 · price: On January 26, 2017, the reporting person was granted 744 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F4 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 744 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F4 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 744 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. F4 · derivative.underlying_shares: On January 26, 2017, the reporting person was granted 744 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.