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MCHB

Mechanics Bancorp

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SEC CIK
0001518715
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0 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 26, 2019 Filed Jan 30, 2019 02:30 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Exercise / conversionRestricted Stock Units · Derivative 821 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000027 · wf-form4_154881540697060.xml · derivative · entry 4

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,273

Underlying: Common Stock · 821 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 2,463 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 2,463 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 26, 2019 Filed Jan 30, 2019 02:30 UTC
VAN AMEN DARRELLEVP, Chief Investment Officer
Exercise / conversionCommon Stock 821 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000027 · wf-form4_154881540697060.xml · nonDerivative · entry 1

VAN AMEN DARRELL · CIK 0001529709 · EVP, Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,038

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.

Read SEC document
January 26, 2019 Filed Jan 30, 2019 01:41 UTC
ISEMAN JAY CEVP - Chief Credit Officer
Exercise / conversionRestricted Stock Units · Derivative 710 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000022 · wf-form4_154881249142317.xml · derivative · entry 5

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,484

Underlying: Common Stock · 710 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 2,130 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 2,130 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 26, 2019 Filed Jan 30, 2019 01:41 UTC
ISEMAN JAY CEVP - Chief Credit Officer
Tax withholdingCommon Stock 211 $24.32 $5,131.52
Disclosure

SEC source: 0001518715-19-000022 · wf-form4_154881249142317.xml · nonDerivative · entry 2

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,408

Read SEC document
January 26, 2019 Filed Jan 30, 2019 01:41 UTC
ISEMAN JAY CEVP - Chief Credit Officer
Exercise / conversionCommon Stock 710 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000022 · wf-form4_154881249142317.xml · nonDerivative · entry 1

ISEMAN JAY C · CIK 0001529667 · EVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,619

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.

Read SEC document
January 26, 2019 Filed Jan 30, 2019 01:42 UTC
EVANS GODFREY BEVP - General Counsel
Exercise / conversionRestricted Stock Units · Derivative 752 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000023 · wf-form4_154881255721920.xml · derivative · entry 5

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,617

Underlying: Common Stock · 752 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 2,256 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 2,256 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 26, 2019 Filed Jan 30, 2019 01:42 UTC
EVANS GODFREY BEVP - General Counsel
Tax withholdingCommon Stock 284 $24.32 $6,906.88
Disclosure

SEC source: 0001518715-19-000023 · wf-form4_154881255721920.xml · nonDerivative · entry 2

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,149

Read SEC document
January 26, 2019 Filed Jan 30, 2019 01:42 UTC
EVANS GODFREY BEVP - General Counsel
Exercise / conversionCommon Stock 752 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000023 · wf-form4_154881255721920.xml · nonDerivative · entry 1

EVANS GODFREY B · CIK 0001529623 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.

Read SEC document
January 26, 2019 Filed Jan 30, 2019 01:24 UTC
VINCENT MARY LEVP - Chief Risk Officer
Exercise / conversionRestricted Stock Units · Derivative 278 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000018 · wf-form4_154881145648950.xml · derivative · entry 5

VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,851

Underlying: Common Stock · 278 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 834 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 834 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 26, 2019 Filed Jan 30, 2019 01:24 UTC
VINCENT MARY LEVP - Chief Risk Officer
Tax withholdingCommon Stock 83 $24.32 $2,018.56
Disclosure

SEC source: 0001518715-19-000018 · wf-form4_154881145648950.xml · nonDerivative · entry 2

VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,317.8

F2 · security: Restricted stock award subject to vesting based upon an increase in the price of the common stock in comparison to the price at which common stock was issued in the company's initial public offering.

Read SEC document
January 26, 2019 Filed Jan 30, 2019 01:24 UTC
VINCENT MARY LEVP - Chief Risk Officer
Exercise / conversionCommon Stock 278 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000018 · wf-form4_154881145648950.xml · nonDerivative · entry 1

VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,400.8

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.

Read SEC document
January 26, 2019 Filed Jan 30, 2019 01:21 UTC
DAVID ROSE MARIESr. EVP-SF Lending Dir.
Exercise / conversionRestricted Stock Units · Derivative 248 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000016 · wf-form4_154881129418813.xml · derivative · entry 5

DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,737

Underlying: Common Stock · 248 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 744 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 744 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 26, 2019 Filed Jan 30, 2019 01:21 UTC
DAVID ROSE MARIESr. EVP-SF Lending Dir.
Tax withholdingCommon Stock 59 $24.32 $1,434.88
Disclosure

SEC source: 0001518715-19-000016 · wf-form4_154881129418813.xml · nonDerivative · entry 2

DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,198

Read SEC document
January 26, 2019 Filed Jan 30, 2019 01:21 UTC
DAVID ROSE MARIESr. EVP-SF Lending Dir.
Exercise / conversionCommon Stock 248 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000016 · wf-form4_154881129418813.xml · nonDerivative · entry 1

DAVID ROSE MARIE · CIK 0001582778 · Sr. EVP-SF Lending Dir.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.

Read SEC document
January 26, 2019 Filed Jan 30, 2019 01:23 UTC
TAYLOR PAMELA JEVP - Human Resources Dir
Exercise / conversionRestricted Stock Units · Derivative 543 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000017 · wf-form4_154881137152423.xml · derivative · entry 6

TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,707

Underlying: Common Stock · 543 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 1,629 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 1,629 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 26, 2019 Filed Jan 30, 2019 01:23 UTC
TAYLOR PAMELA JEVP - Human Resources Dir
Tax withholdingCommon Stock 161 $24.32 $3,915.52
Disclosure

SEC source: 0001518715-19-000017 · wf-form4_154881137152423.xml · nonDerivative · entry 2

TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,678.4

Read SEC document
January 26, 2019 Filed Jan 30, 2019 01:23 UTC
TAYLOR PAMELA JEVP - Human Resources Dir
Exercise / conversionCommon Stock 543 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000017 · wf-form4_154881137152423.xml · nonDerivative · entry 1

TAYLOR PAMELA J · CIK 0001529682 · EVP - Human Resources Dir

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,839.4

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.

Read SEC document
January 26, 2019 Filed Jan 31, 2019 17:04 UTC Amendment
Endresen WilliamEVP, Comm'l RE & Capital Pres.
Tax withholdingCommon Stock 181 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000030 · wf-form4a_154897226467748.xml · nonDerivative · entry 2

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775

Read SEC document
January 26, 2019 Filed Jan 31, 2019 17:04 UTC Amendment
Endresen WilliamEVP, Comm'l RE & Capital Pres.
Exercise / conversionCommon Stock 743 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000030 · wf-form4a_154897226467748.xml · nonDerivative · entry 1

Endresen William · CIK 0001672215 · EVP, Comm'l RE & Capital Pres.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: This amendment is being filed to correct (a) the number of shares acquired upon vesting of an RSU on January 26, 2019, (b) the number of shares acquired upon vesting of an RSU on January 28, 2019, and (c) the aggregate share holding following such acquisition. The reporting error on the original form occurred only on Table 1.

F2 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.

F1 · balance_after: This amendment is being filed to correct (a) the number of shares acquired upon vesting of an RSU on January 26, 2019, (b) the number of shares acquired upon vesting of an RSU on January 28, 2019, and (c) the aggregate share holding following such acquisition. The reporting error on the original form occurred only on Table 1.

Read SEC document
January 09, 2019 Filed Jan 9, 2019 15:51 UTC GrantCommon Stock 467 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000010 · wf-form4_154706707191887.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,391

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

Read SEC document
January 09, 2019 Filed Jan 9, 2019 15:47 UTC GrantCommon Stock 467 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000005 · wf-form4_154706683967431.xml · nonDerivative · entry 1

BOGGS SCOTT M · CIK 0001288278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,135.4

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

F2 · ownership.direct: 7,900 shares held jointly with Patricia Boggs, Mr. Boggs' spouse.

Read SEC document
January 09, 2019 Filed Jan 9, 2019 15:46 UTC GrantRestricted Stock Units · Derivative 981 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000004 · wf-form4_154706679776277.xml · derivative · entry 1

EDERER DAVID A · CIK 0001232242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,697

Underlying: Restricted Stock Units · 981 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

Read SEC document
January 09, 2019 Filed Jan 9, 2019 20:49 UTC GrantCommon Stock 389 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000008 · wf-form4_154706695880552.xml · nonDerivative · entry 1

Cavanaugh Sandra A · CIK 0001742382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

Read SEC document
January 09, 2019 Filed Jan 9, 2019 20:50 UTC GrantRestricted Stock Units · Derivative 350 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000009 · wf-form4_154706699633172.xml · derivative · entry 1

INDIEK VICTOR H · CIK 0001529665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 957

Underlying: Common Stock · 350 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

Read SEC document
January 09, 2019 Filed Jan 9, 2019 20:48 UTC
Voss DonDirector
GrantRestricted Stock Units · Derivative 545 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000006 · wf-form4_154706687809810.xml · derivative · entry 1

Voss Don · CIK 0001538556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,329

Underlying: Common Stock · 545 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

Read SEC document
January 09, 2019 Filed Jan 9, 2019 20:48 UTC GrantCommon Stock 1,214 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000007 · wf-form4_154706692111455.xml · nonDerivative · entry 1

SMITH DOUGLAS IRVINE · CIK 0001529678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,467

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

F2 · balance_after: Includes 61,300 shares held jointly with Ann Smith, Mr. Smith's spouse.

Read SEC document
January 09, 2019 Filed Jan 9, 2019 20:45 UTC GrantCommon Stock 350 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000003 · wf-form4_154706668993709.xml · nonDerivative · entry 1

KING THOMAS E · CIK 0001529652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

Read SEC document
January 09, 2019 Filed Jan 9, 2019 20:43 UTC
KIRK GEORGEDirector
GrantRestricted Stock Units · Derivative 1,168 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000002 · wf-form4_154706661894441.xml · derivative · entry 1

KIRK GEORGE · CIK 0001529653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,658

Underlying: Common Stock · 1,168 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest as of January 1, 2020, unless he departs from the Board for any reason prior to that date, in which case the date of termination shall be the date of vesting. No additional consideration is paid for the vesting of a restricted stock unit.

F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest as of January 1, 2020, unless he departs from the Board for any reason prior to that date, in which case the date of termination shall be the date of vesting. No additional consideration is paid for the vesting of a restricted stock unit.

Read SEC document
November 02, 2018 Filed Nov 2, 2018 14:18 UTC
STRAUS DAVID HSr EVP, Comm'l Banking Dir.
GrantCommon Stock 442 $27.01 $11,938.42
Disclosure

SEC source: 0001518715-18-000287 · wf-form4_154118269010650.xml · nonDerivative · entry 2

STRAUS DAVID H · CIK 0001216679 · Sr EVP, Comm'l Banking Dir.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,856

F2 · shares: Shares sold to cover reporting person's tax liability in connection with the prorated vesting of RSUs upon his retirement from the Company.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.89 to $27.08, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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November 01, 2018 Filed Nov 1, 2018 17:10 UTC
Schultz EdwardEVP, Dir. of Comm'l Banking
Exercise / conversionRestricted Stock Units · Derivative 1,158 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000285 · wf-form4_154110659776876.xml · derivative · entry 2

Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,519

Underlying: Common Stock · 1,158 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On November 1, 2017, the reporting person was granted 3,474 RSUs, which vest incrementally in equal amounts on November 1, 2018, November 1, 2019 and November 1, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On November 1, 2017, the reporting person was granted 3,474 RSUs, which vest incrementally in equal amounts on November 1, 2018, November 1, 2019 and November 1, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 5,439 RSUs granted on June 30, 2016, which vest on June 30, 2019, 1,532 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2019 and January 26, 2020, 2,316 RSUs granted on November 1, 2017, which vest incrementally in equal amounts on November 1, 2019 and November 1, 2020, respectively, and 2,232 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

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November 01, 2018 Filed Nov 1, 2018 17:10 UTC
Schultz EdwardEVP, Dir. of Comm'l Banking
Exercise / conversionCommon Stock 1,158 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000285 · wf-form4_154110659776876.xml · nonDerivative · entry 1

Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,158

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on November 1, 2017.

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November 01, 2018 Filed Nov 2, 2018 14:18 UTC
STRAUS DAVID HSr EVP, Comm'l Banking Dir.
Exercise / conversionRestricted Stock Units · Derivative 1,817 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000287 · wf-form4_154118269010650.xml · derivative · entry 3

STRAUS DAVID H · CIK 0001216679 · Sr EVP, Comm'l Banking Dir.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,817 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F5 · derivative.exercise_date: Pursuant to the terms of the applicable award agreements, the reporting person received a prorated portion of RSUs at retirement from the Company. The prorated vesting of each outstanding RSU was as follows: 733 RSUs from an award granted on January 28, 2016, 565 RSUs from an award granted on January 26, 2017 and 519 RSUs from an award granted on January 29, 2018.

F5 · derivative.expiration_date: Pursuant to the terms of the applicable award agreements, the reporting person received a prorated portion of RSUs at retirement from the Company. The prorated vesting of each outstanding RSU was as follows: 733 RSUs from an award granted on January 28, 2016, 565 RSUs from an award granted on January 26, 2017 and 519 RSUs from an award granted on January 29, 2018.

F6 · balance_after: Upon reporting person's retirement from the Company, the remaining 2,739 unvested RSUs granted to the reporting person pursuant to such awards were cancelled.

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November 01, 2018 Filed Nov 2, 2018 14:18 UTC
STRAUS DAVID HSr EVP, Comm'l Banking Dir.
Exercise / conversionCommon Stock 1,817 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000287 · wf-form4_154118269010650.xml · nonDerivative · entry 1

STRAUS DAVID H · CIK 0001216679 · Sr EVP, Comm'l Banking Dir.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the award agreements covering Mr. Straus's Restricted Stock Units ("RSUs"), he received 1,817 shares of common stock upon his retirement from HomeStreet Bank (the "Company") on November 1, 2018 due to the prorated vestings of RSUs granted on January 28, 2016, January 26, 2017 and January 29, 2018 as further described below.

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October 05, 2018 Filed Oct 9, 2018 18:37 UTC GrantCommon Stock 381 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000274 · wf-form4_153912461108838.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 924

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

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October 05, 2018 Filed Oct 9, 2018 18:33 UTC GrantCommon Stock 381 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000271 · wf-form4_153912439016610.xml · nonDerivative · entry 1

BOGGS SCOTT M · CIK 0001288278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,668.4

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

F2 · ownership.direct: 7,900 shares held jointly with Patricia Boggs, Mr. Boggs' spouse.

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October 05, 2018 Filed Oct 9, 2018 18:39 UTC GrantRestricted Stock Units · Derivative 886 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000276 · wf-form4_153912475692334.xml · derivative · entry 1

EDERER DAVID A · CIK 0001232242 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,716

Underlying: Restricted Stock Units · 886 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

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October 05, 2018 Filed Oct 9, 2018 22:41 UTC GrantRestricted Stock Units · Derivative 285 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000277 · wf-form4_153912485108318.xml · derivative · entry 1

INDIEK VICTOR H · CIK 0001529665 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 607

Underlying: Common Stock · 285 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

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October 05, 2018 Filed Oct 9, 2018 22:42 UTC
Voss DonDirector
GrantRestricted Stock Units · Derivative 460 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000278 · wf-form4_153912491515548.xml · derivative · entry 1

Voss Don · CIK 0001538556 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 784

Underlying: Common Stock · 460 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest when he leaves the Board. No additional consideration is paid for the vesting of a restricted stock unit.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 22:38 UTC GrantCommon Stock 819 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000275 · wf-form4_153912468600548.xml · nonDerivative · entry 1

SMITH DOUGLAS IRVINE · CIK 0001529678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,253

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

F2 · balance_after: Includes 61,300 shares held jointly with Ann Smith, Mr. Smith's spouse.

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October 05, 2018 Filed Oct 9, 2018 22:36 UTC GrantCommon Stock 301 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000273 · wf-form4_153912455081263.xml · nonDerivative · entry 1

KING THOMAS E · CIK 0001529652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

Read SEC document
October 05, 2018 Filed Oct 9, 2018 22:34 UTC GrantCommon Stock 285 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000272 · wf-form4_153912447464513.xml · nonDerivative · entry 1

Cavanaugh Sandra A · CIK 0001742382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

Read SEC document
October 05, 2018 Filed Oct 10, 2018 20:21 UTC
KIRK GEORGEDirector
GrantRestricted Stock Units · Derivative 771 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000279 · wf-form4_153920287345035.xml · derivative · entry 1

KIRK GEORGE · CIK 0001529653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,490

Underlying: Common Stock · 771 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest as of January 1, 2020, unless he departs from the Board for any reason prior to that date, in which case the date of termination shall be the date of vesting. No additional consideration is paid for the vesting of a restricted stock unit.

F2 · derivative.expiration_date: RSUs issued are based on Directors' compensation policy paid quarterly. RSUs are fully vested awards of a number of shares of stock that are delivered in stock at the time a Director leaves the Board or at a stated date elected by the Director, whichever is earlier. The reporting person has elected that this RSU shall vest as of January 1, 2020, unless he departs from the Board for any reason prior to that date, in which case the date of termination shall be the date of vesting. No additional consideration is paid for the vesting of a restricted stock unit.

Read SEC document
September 11, 2018 Filed Sep 11, 2018 14:33 UTC
Ruh Mark REVP & CFO
Exercise / conversionRestricted Stock Units · Derivative 1,361 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000267 · wf-form4_153669075639141.xml · derivative · entry 2

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,179

Underlying: Common Stock · 1,361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On September 11, 2017, the reporting person was granted 4,083 RSUs, which vest incrementally in equal amounts on September 11, 2018, September 11, 2019, and September 11, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On September 11, 2017, the reporting person was granted 4,083 RSUs, which vest incrementally in equal amounts on September 11, 2018, September 11, 2019, and September 11, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 1,114 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2019 and January 26, 2020, respectively, 2,722 RSUs granted on September 11, 2017, which vest incrementally in equal amounts on September 11, 2019 and September 11, 2020, respectively, and 2,343 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
September 11, 2018 Filed Sep 11, 2018 14:33 UTC
Ruh Mark REVP & CFO
Exercise / conversionCommon Stock 1,361 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000267 · wf-form4_153669075639141.xml · nonDerivative · entry 1

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on September 11, 2017.

Read SEC document
August 28, 2018 Filed Aug 30, 2018 21:19 UTC
VINCENT MARY LEVP - Chief Risk Officer
SaleCommon Stock 8,459.156 $29.57 $250,164.31
Disclosure

SEC source: 0001518715-18-000266 · wf-form4_153566394969013.xml · nonDerivative · entry 1

VINCENT MARY L · CIK 0001529713 · EVP - Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · HomeStreet, Inc. 401(k) Savings Plan

Disclosed balance after: 0

F1 · ownership.nature: Participants in HomeStreet, Inc.'s 401(k) Savings Plan, or the "401(k) Plan", have the authority to direct voting of shares they hold through the 401(k) Plan.

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July 27, 2018 Filed Jul 27, 2018 17:10 UTC
Schultz EdwardEVP, Dir. of Comm'l Banking
SaleCommon Stock 11,644 $29.48 $343,241.83
Disclosure

SEC source: 0001518715-18-000260 · wf-form4_153272578549655.xml · nonDerivative · entry 1

Schultz Edward · CIK 0001727228 · EVP, Dir. of Comm'l Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.40 to $29.60, inclusive. The reporting person undertakes to provide to HomeStreet, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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July 10, 2018 Filed Jul 10, 2018 19:31 UTC GrantCommon Stock 276 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000249 · wf-form4_153126544820024.xml · nonDerivative · entry 1

Patterson Mark Robert · CIK 0001654917 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

Read SEC document
July 10, 2018 Filed Jul 10, 2018 19:27 UTC GrantCommon Stock 415 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000246 · wf-form4_153126525663090.xml · nonDerivative · entry 1

BOGGS SCOTT M · CIK 0001288278 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,287.4

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

F2 · ownership.direct: 7,900 shares held jointly with Patricia Boggs, Mr. Boggs' spouse.

Read SEC document
July 10, 2018 Filed Jul 10, 2018 23:29 UTC GrantCommon Stock 322 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000248 · wf-form4_153126537468138.xml · nonDerivative · entry 1

KING THOMAS E · CIK 0001529652 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 322

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

Read SEC document
July 10, 2018 Filed Jul 10, 2018 23:28 UTC GrantCommon Stock 101 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000247 · wf-form4_153126530465802.xml · nonDerivative · entry 1

Cavanaugh Sandra A · CIK 0001742382 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101

F1 · shares: Stock issued based on Directors' compensation policy paid quarterly.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.