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person · Reporting owner

Ruh Mark R

Disclosed activity across 1 company

Tapewire entity
148577
SEC CIK
0001334538

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Reported relationships

Latest disclosed role at each company.

No relationships currently tracked through insider filings.

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

No balances currently tracked through insider filings.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Mechanics Bancorp

Report date June 05, 2020 · Filed June 09, 2020

Section 16 reporting ended · disclosed 2020-06-09. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect10,301 Ending reported balance After 2020-06-05 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2020-06-05 · Exercise / conversion · Acquired 1,361 · Balance 10,633

F1: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on November 11, 2017.

Row 2 · 2020-06-05 · Tax withholding · Disposed 332 · Balance 10,301

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2020-06-05 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-06-05 · Exercise / conversion · Disposed 1,361 · Balance 0

F2: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3: On November 11, 2017, the reporting person was granted 4,083 RSUs, to vest incrementally in equal amounts on November 11, 2018, November 11, 2019, and November 11, 2020, respectively. The 1,361 RSUs remaining under this award vested upon Mr. Ruh's separation from the Company on June 5, 2020 pursuant to a Resignation and Release Agreement between the Company and Mr. Ruh dated February 27, 2020. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.

F4: All remaining RSUs were forfeited upon reporting person's termination date of June 5, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on November 11, 2017.

F2: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3: On November 11, 2017, the reporting person was granted 4,083 RSUs, to vest incrementally in equal amounts on November 11, 2018, November 11, 2019, and November 11, 2020, respectively. The 1,361 RSUs remaining under this award vested upon Mr. Ruh's separation from the Company on June 5, 2020 pursuant to a Resignation and Release Agreement between the Company and Mr. Ruh dated February 27, 2020. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.

F4: All remaining RSUs were forfeited upon reporting person's termination date of June 5, 2020.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 05, 2020 Filed Jun 9, 2020 16:27 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 1,361 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000122 · wf-form4_159173445159106.xml · derivative · entry 3

Ruh Mark R · CIK 0001334538 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On November 11, 2017, the reporting person was granted 4,083 RSUs, to vest incrementally in equal amounts on November 11, 2018, November 11, 2019, and November 11, 2020, respectively. The 1,361 RSUs remaining under this award vested upon Mr. Ruh's separation from the Company on June 5, 2020 pursuant to a Resignation and Release Agreement between the Company and Mr. Ruh dated February 27, 2020. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.

F3 · derivative.expiration_date: On November 11, 2017, the reporting person was granted 4,083 RSUs, to vest incrementally in equal amounts on November 11, 2018, November 11, 2019, and November 11, 2020, respectively. The 1,361 RSUs remaining under this award vested upon Mr. Ruh's separation from the Company on June 5, 2020 pursuant to a Resignation and Release Agreement between the Company and Mr. Ruh dated February 27, 2020. Upon vesting, the reporting person received a number of shares of HomeStreet common stock equal to the number of RSUs that vested on that date.

F4 · balance_after: All remaining RSUs were forfeited upon reporting person's termination date of June 5, 2020.

Read SEC document
June 05, 2020 Filed Jun 9, 2020 16:27 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 332 $26.40 $8,764.80
Disclosure

SEC source: 0001518715-20-000122 · wf-form4_159173445159106.xml · nonDerivative · entry 2

Ruh Mark R · CIK 0001334538 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,301

Read SEC document
June 05, 2020 Filed Jun 9, 2020 16:27 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 1,361 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000122 · wf-form4_159173445159106.xml · nonDerivative · entry 1

Ruh Mark R · CIK 0001334538 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,633

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on November 11, 2017.

Read SEC document
March 28, 2020 Filed Mar 31, 2020 20:22 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 911 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000078 · wf-form4_158570051897360.xml · derivative · entry 3

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,964

Underlying: Common Stock · 911 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 2,733 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 2,733 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 1,361 RSUs granted on September 11, 2017, which vest on September 11, 2020, 781 RSUs granted on January 29, 2018, which vest on January 29, 2021, and 1,822 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
March 28, 2020 Filed Mar 31, 2020 20:22 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 222 $21.39 $4,748.58
Disclosure

SEC source: 0001518715-20-000078 · wf-form4_158570051897360.xml · nonDerivative · entry 2

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,272

Read SEC document
March 28, 2020 Filed Mar 31, 2020 20:22 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 911 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000078 · wf-form4_158570051897360.xml · nonDerivative · entry 1

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on March 28, 2019.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 17:07 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 781 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000033 · wf-form4_158050843849654.xml · derivative · entry 3

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,875

Underlying: Common Stock · 781 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 2,343 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 2,343 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 1,361 RSUs granted on September 11, 2017, which vest on September 11, 2020, 781 RSUs granted on January 29, 2018, which vest on January 29, 2021, and 2,733 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 17:07 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 234 $31.75 $7,429.50
Disclosure

SEC source: 0001518715-20-000033 · wf-form4_158050843849654.xml · nonDerivative · entry 2

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,583

Read SEC document
January 29, 2020 Filed Jan 31, 2020 17:07 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 781 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000033 · wf-form4_158050843849654.xml · nonDerivative · entry 1

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,817

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018.

Read SEC document
January 26, 2020 Filed Jan 28, 2020 18:54 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 557 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000022 · wf-form4_158025562538984.xml · derivative · entry 3

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,656

Underlying: Common Stock · 557 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 1,671 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 1,671 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 1,361 RSUs granted on September 11, 2017, which vest on September 11, 2020, 1,562 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively, and 2,733 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 26, 2020 Filed Jan 28, 2020 18:54 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 167 $32.46 $5,420.82
Disclosure

SEC source: 0001518715-20-000022 · wf-form4_158025562538984.xml · nonDerivative · entry 2

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,036

Read SEC document
January 26, 2020 Filed Jan 28, 2020 18:54 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 557 $0.00 $0.00
Disclosure

SEC source: 0001518715-20-000022 · wf-form4_158025562538984.xml · nonDerivative · entry 1

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,203

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 18:37 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 1,361 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000178 · wf-form4_156832784906568.xml · derivative · entry 3

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,213

Underlying: Common Stock · 1,361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On September 11, 2017, the reporting person was granted 4,083 RSUs, which vest incrementally in equal amounts on September 11, 2018, September 11, 2019, and September 11, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On September 11, 2017, the reporting person was granted 4,083 RSUs, which vest incrementally in equal amounts on September 11, 2018, September 11, 2019, and September 11, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 557 RSUs granted on January 26, 2017, which vest on January 26, 2020, 1,361 RSUs granted on September 11, 2017, which vest on September 11, 2020, 1,562 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively, and 2,733 RSUs granted on March 28, 2019, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 18:37 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 332 $28.27 $9,385.64
Disclosure

SEC source: 0001518715-19-000178 · wf-form4_156832784906568.xml · nonDerivative · entry 2

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,646

Read SEC document
September 11, 2019 Filed Sep 12, 2019 18:37 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 1,361 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000178 · wf-form4_156832784906568.xml · nonDerivative · entry 1

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,978

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on September 11, 2017.

Read SEC document
May 10, 2019 Filed May 10, 2019 16:16 UTC Mechanics Bancorp HMST · Entity 4145 PurchaseCommon Stock 2,000 $28.37 $56,740.00
Disclosure

SEC source: 0001518715-19-000112 · wf-form4_155751937585332.xml · nonDerivative · entry 1

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,617

Read SEC document
March 28, 2019 Filed Apr 1, 2019 19:49 UTC Mechanics Bancorp HMST · Entity 4145 GrantRestricted Stock Units · Derivative 2,733 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000071 · wf-form4_155416256504756.xml · derivative · entry 1

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,574

Underlying: Common Stock · 2,733 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · derivative.exercise_date: On March 28, 2019, the reporting person was granted 2,733 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F2 · derivative.expiration_date: On March 28, 2019, the reporting person was granted 2,733 RSUs, which vest incrementally in equal amounts on March 28, 2020, March 28, 2021 and March 28, 2022, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · balance_after: The reporting person's remaining RSUs includes 557 RSUs granted on January 26, 2017, which vest on January 26, 2020, 2,722 RSUs granted on September 11, 2017, which vest incrementally in equal amounts on September 11, 2019 and September 11, 2020, and 1,562 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 17:35 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 781 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000038 · wf-form4_154897411034041.xml · derivative · entry 3

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,841

Underlying: Common Stock · 781 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 2,343 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 2,343 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 557 RSUs granted on January 26, 2017, which vest on January 26, 2020, 2,722 RSUs granted on September 11, 2017, which vest incrementally in equal amounts on September 11, 2019 and September 11, 2020, and 1,562 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 17:35 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 232 $24.58 $5,702.56
Disclosure

SEC source: 0001518715-19-000038 · wf-form4_154897411034041.xml · nonDerivative · entry 2

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,617

Read SEC document
January 29, 2019 Filed Jan 31, 2019 17:35 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 781 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000038 · wf-form4_154897411034041.xml · nonDerivative · entry 1

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,849

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 29, 2018.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 20:25 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 557 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000019 · wf-form4_154881152734728.xml · derivative · entry 3

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,622

Underlying: Common Stock · 557 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 1,671 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 1,671 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: As of January 28, 2019, the reporting person's remaining RSUs includes 557 RSUs granted on January 26, 2017, which vest on January 26, 2020, 2,722 RSUs granted on September 11, 2017, which vest incrementally in equal amounts on September 11, 2019 and September 11, 2020, and 2,343 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020 and January 29, 2021. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

Read SEC document
January 26, 2019 Filed Jan 29, 2019 20:25 UTC Mechanics Bancorp HMST · Entity 4145 Tax withholdingCommon Stock 166 $24.32 $4,037.12
Disclosure

SEC source: 0001518715-19-000019 · wf-form4_154881152734728.xml · nonDerivative · entry 2

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,068

Read SEC document
January 26, 2019 Filed Jan 29, 2019 20:25 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 557 $0.00 $0.00
Disclosure

SEC source: 0001518715-19-000019 · wf-form4_154881152734728.xml · nonDerivative · entry 1

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.

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September 11, 2018 Filed Sep 11, 2018 14:33 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 1,361 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000267 · wf-form4_153669075639141.xml · derivative · entry 2

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,179

Underlying: Common Stock · 1,361 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On September 11, 2017, the reporting person was granted 4,083 RSUs, which vest incrementally in equal amounts on September 11, 2018, September 11, 2019, and September 11, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On September 11, 2017, the reporting person was granted 4,083 RSUs, which vest incrementally in equal amounts on September 11, 2018, September 11, 2019, and September 11, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · balance_after: The reporting person's remaining RSUs includes 1,114 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2019 and January 26, 2020, respectively, 2,722 RSUs granted on September 11, 2017, which vest incrementally in equal amounts on September 11, 2019 and September 11, 2020, respectively, and 2,343 RSUs granted on January 29, 2018, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020 and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

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September 11, 2018 Filed Sep 11, 2018 14:33 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 1,361 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000267 · wf-form4_153669075639141.xml · nonDerivative · entry 1

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,677

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on September 11, 2017.

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February 01, 2018 Filed Feb 2, 2018 19:42 UTC Mechanics Bancorp HMST · Entity 4145 SaleCommon Stock 241 $29.86 $7,196.26
Disclosure

SEC source: 0001518715-18-000060 · wf-form4_151760055410378.xml · nonDerivative · entry 1

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,316

F1 · shares: Shares sold to cover reporting person's tax liability in connection with the vesting of Restricted Stock Units on January 26, 2018.

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January 29, 2018 Filed Jan 31, 2018 02:28 UTC Mechanics Bancorp HMST · Entity 4145 GrantRestricted Stock Units · Derivative 2,343 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000036 · wf-form4_151736568637954.xml · derivative · entry 3

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,540

Underlying: Common Stock · 2,343 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F4 · derivative.exercise_date: On January 29, 2018, the reporting person was granted 2,343 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F4 · derivative.expiration_date: On January 29, 2018, the reporting person was granted 2,343 RSUs, which vest incrementally in equal amounts on January 29, 2019, January 29, 2020, and January 29, 2021, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F5 · balance_after: The reporting person's remaining RSUs includes 1,114 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2019 and January 26, 2020, respectively, and 4,083 RSUs granted on September 11, 2017, which vest incrementally in equal amounts on September 11, 2018, September 11, 2019 and September 11, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

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January 26, 2018 Filed Jan 31, 2018 02:28 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionRestricted Stock Units · Derivative 557 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000036 · wf-form4_151736568637954.xml · derivative · entry 2

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,197

Underlying: Common Stock · 557 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F3 · derivative.exercise_date: On January 26, 2017, the reporting person was granted 1,671 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

F3 · derivative.expiration_date: On January 26, 2017, the reporting person was granted 1,671 RSUs, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019, and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that vest on that date.

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January 26, 2018 Filed Jan 31, 2018 02:28 UTC Mechanics Bancorp HMST · Entity 4145 Exercise / conversionCommon Stock 557 $0.00 $0.00
Disclosure

SEC source: 0001518715-18-000036 · wf-form4_151736568637954.xml · nonDerivative · entry 1

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,557

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Common stock acquired upon vesting of Restricted Stock Units ("RSUs") granted on January 26, 2017.

Read SEC document
September 11, 2017 Filed Sep 12, 2017 20:42 UTC Mechanics Bancorp HMST · Entity 4145 GrantRestricted Stock Units · Derivative 4,083 $0.00 $0.00
Disclosure

SEC source: 0001518715-17-000193 · wf-form4_150524894140800.xml · derivative · entry 1

Ruh Mark R · CIK 0001334538 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,754

Underlying: Common Stock · 4,083 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of HomeStreet common stock. RSUs do not require the holder to pay any consideration on vesting.

F2 · shares: On September 11, 2017, the reporting person was granted 4,083 restricted stock units (RSUs), which vest incrementally in equal amounts on September 11, 2018, September 11, 2019, and September 11, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F2 · derivative.exercise_date: On September 11, 2017, the reporting person was granted 4,083 restricted stock units (RSUs), which vest incrementally in equal amounts on September 11, 2018, September 11, 2019, and September 11, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F2 · derivative.expiration_date: On September 11, 2017, the reporting person was granted 4,083 restricted stock units (RSUs), which vest incrementally in equal amounts on September 11, 2018, September 11, 2019, and September 11, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F2 · derivative.underlying_shares: On September 11, 2017, the reporting person was granted 4,083 restricted stock units (RSUs), which vest incrementally in equal amounts on September 11, 2018, September 11, 2019, and September 11, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

F3 · balance_after: The total RSUs held by the reporting person also include 1,671 RSUs granted on January 26, 2017, which vest incrementally in equal amounts on January 26, 2018, January 26, 2019 and January 26, 2020, respectively. In the event of a change in control, all unvested RSUs may vest immediately under certain circumstances. Upon vesting, the reporting person will receive a number of shares of HomeStreet common stock equal to the number of RSUs that have vested.

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May 02, 2017 Filed May 2, 2017 19:36 UTC Mechanics Bancorp HMST · Entity 4145 PurchaseCommon Stock 1,000 $25.59 $25,590.00
Disclosure

SEC source: 0001518715-17-000109 · wf-form4_149375376813152.xml · nonDerivative · entry 1

Ruh Mark R · CIK 0001334538 · Interim CFO, SVP Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.