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LUMN

Lumen Technologies, Inc.

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Tapewire entity
3749
SEC CIK
0000018926
Parsed reports
437

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 04, 2018 Filed Apr 5, 2018 16:04 UTC PurchaseCommon Stock, par value $1.00 per share 4,308,851 $16.94 $72,977,285.85
Disclosure

SEC source: 0000899243-18-009528 · doc4.xml · nonDerivative · entry 2

Temasek Holdings (Private) Ltd · CIK 0001021944 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 118,164,323

F1 · balance_after: As of April 4, 2018, Everitt Investments Pte. Ltd. ("Everitt") and Ellington Investments Pte. Ltd. ("Ellington") directly own 46,452,120 and 25,260,084 shares of the Issuer's common stock ("Common Stock"), respectively. Everitt and Ellington are each wholly owned by Bartley Investments Pte. Ltd., which in turn is wholly owned by Tembusu Capital Pte. Ltd. ("Tembusu Capital"). As of April 4, 2018, Aranda Investments Pte. Ltd. ("Aranda") directly own 46,452,119 shares of Common Stock. Aranda is wholly owned by Seletar Investments Pte Ltd, which in turn is wholly owned by Temasek Capital (Private) Limited ("Temasek Capital"). Tembusu Capital and Temasek Capital are each wholly owned by Temasek Holdings (Private) Limited ("Temasek Holdings"). Therefore, as of April 4, 2018, Temasek Holdings may be deemed to beneficially own the 118,164,323 shares of Common Stock beneficially owned in aggregate by Tembusu Capital and Temasek Capital.

F1 · ownership.direct: As of April 4, 2018, Everitt Investments Pte. Ltd. ("Everitt") and Ellington Investments Pte. Ltd. ("Ellington") directly own 46,452,120 and 25,260,084 shares of the Issuer's common stock ("Common Stock"), respectively. Everitt and Ellington are each wholly owned by Bartley Investments Pte. Ltd., which in turn is wholly owned by Tembusu Capital Pte. Ltd. ("Tembusu Capital"). As of April 4, 2018, Aranda Investments Pte. Ltd. ("Aranda") directly own 46,452,119 shares of Common Stock. Aranda is wholly owned by Seletar Investments Pte Ltd, which in turn is wholly owned by Temasek Capital (Private) Limited ("Temasek Capital"). Tembusu Capital and Temasek Capital are each wholly owned by Temasek Holdings (Private) Limited ("Temasek Holdings"). Therefore, as of April 4, 2018, Temasek Holdings may be deemed to beneficially own the 118,164,323 shares of Common Stock beneficially owned in aggregate by Tembusu Capital and Temasek Capital.

F1 · ownership.nature: As of April 4, 2018, Everitt Investments Pte. Ltd. ("Everitt") and Ellington Investments Pte. Ltd. ("Ellington") directly own 46,452,120 and 25,260,084 shares of the Issuer's common stock ("Common Stock"), respectively. Everitt and Ellington are each wholly owned by Bartley Investments Pte. Ltd., which in turn is wholly owned by Tembusu Capital Pte. Ltd. ("Tembusu Capital"). As of April 4, 2018, Aranda Investments Pte. Ltd. ("Aranda") directly own 46,452,119 shares of Common Stock. Aranda is wholly owned by Seletar Investments Pte Ltd, which in turn is wholly owned by Temasek Capital (Private) Limited ("Temasek Capital"). Tembusu Capital and Temasek Capital are each wholly owned by Temasek Holdings (Private) Limited ("Temasek Holdings"). Therefore, as of April 4, 2018, Temasek Holdings may be deemed to beneficially own the 118,164,323 shares of Common Stock beneficially owned in aggregate by Tembusu Capital and Temasek Capital.

Read SEC document
April 03, 2018 Filed Apr 5, 2018 16:04 UTC PurchaseCommon Stock, par value $1.00 per share 3,311,267 $16.43 $54,396,169.77
Disclosure

SEC source: 0000899243-18-009528 · doc4.xml · nonDerivative · entry 1

Temasek Holdings (Private) Ltd · CIK 0001021944 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 113,855,472

F1 · balance_after: As of April 4, 2018, Everitt Investments Pte. Ltd. ("Everitt") and Ellington Investments Pte. Ltd. ("Ellington") directly own 46,452,120 and 25,260,084 shares of the Issuer's common stock ("Common Stock"), respectively. Everitt and Ellington are each wholly owned by Bartley Investments Pte. Ltd., which in turn is wholly owned by Tembusu Capital Pte. Ltd. ("Tembusu Capital"). As of April 4, 2018, Aranda Investments Pte. Ltd. ("Aranda") directly own 46,452,119 shares of Common Stock. Aranda is wholly owned by Seletar Investments Pte Ltd, which in turn is wholly owned by Temasek Capital (Private) Limited ("Temasek Capital"). Tembusu Capital and Temasek Capital are each wholly owned by Temasek Holdings (Private) Limited ("Temasek Holdings"). Therefore, as of April 4, 2018, Temasek Holdings may be deemed to beneficially own the 118,164,323 shares of Common Stock beneficially owned in aggregate by Tembusu Capital and Temasek Capital.

F1 · ownership.direct: As of April 4, 2018, Everitt Investments Pte. Ltd. ("Everitt") and Ellington Investments Pte. Ltd. ("Ellington") directly own 46,452,120 and 25,260,084 shares of the Issuer's common stock ("Common Stock"), respectively. Everitt and Ellington are each wholly owned by Bartley Investments Pte. Ltd., which in turn is wholly owned by Tembusu Capital Pte. Ltd. ("Tembusu Capital"). As of April 4, 2018, Aranda Investments Pte. Ltd. ("Aranda") directly own 46,452,119 shares of Common Stock. Aranda is wholly owned by Seletar Investments Pte Ltd, which in turn is wholly owned by Temasek Capital (Private) Limited ("Temasek Capital"). Tembusu Capital and Temasek Capital are each wholly owned by Temasek Holdings (Private) Limited ("Temasek Holdings"). Therefore, as of April 4, 2018, Temasek Holdings may be deemed to beneficially own the 118,164,323 shares of Common Stock beneficially owned in aggregate by Tembusu Capital and Temasek Capital.

F1 · ownership.nature: As of April 4, 2018, Everitt Investments Pte. Ltd. ("Everitt") and Ellington Investments Pte. Ltd. ("Ellington") directly own 46,452,120 and 25,260,084 shares of the Issuer's common stock ("Common Stock"), respectively. Everitt and Ellington are each wholly owned by Bartley Investments Pte. Ltd., which in turn is wholly owned by Tembusu Capital Pte. Ltd. ("Tembusu Capital"). As of April 4, 2018, Aranda Investments Pte. Ltd. ("Aranda") directly own 46,452,119 shares of Common Stock. Aranda is wholly owned by Seletar Investments Pte Ltd, which in turn is wholly owned by Temasek Capital (Private) Limited ("Temasek Capital"). Tembusu Capital and Temasek Capital are each wholly owned by Temasek Holdings (Private) Limited ("Temasek Holdings"). Therefore, as of April 4, 2018, Temasek Holdings may be deemed to beneficially own the 118,164,323 shares of Common Stock beneficially owned in aggregate by Tembusu Capital and Temasek Capital.

Read SEC document
April 01, 2018 Filed Apr 3, 2018 21:07 UTC
STOREY JEFFREY KDirector · President & COO
Tax withholdingCommon Stock 48,803 $16.43 $801,833.29
Disclosure

SEC source: 0001209191-18-023145 · doc4.xml · nonDerivative · entry 1

STOREY JEFFREY K · CIK 0001214653 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,314,828

F1 · kind: Shares withheld to cover taxes due on vesting of restricted stock units.

Read SEC document
March 16, 2018 Filed Mar 20, 2018 20:56 UTC GrantPhantom Stock · Derivative 195 $17.14 $3,342.30
Disclosure

SEC source: 0001209191-18-020914 · doc4.xml · derivative · entry 1

ROBERTS MICHAEL JAMES · CIK 0001269959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,389

Underlying: Common Stock · 195 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the fair market value of one share of the Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: Each share of phantom stock represents the right to receive the fair market value of one share of the Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.expiration_date: Each share of phantom stock represents the right to receive the fair market value of one share of the Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:13 UTC
STOREY JEFFREY KDirector · President & COO
Tax withholdingCommon Stock 45,345 $17.40 $789,003.00
Disclosure

SEC source: 0001209191-18-016638 · doc4.xml · nonDerivative · entry 1

STOREY JEFFREY K · CIK 0001214653 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,363,631

F1 · kind: Shares withheld to cover taxes due on vesting of restricted stock units.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:12 UTC
PATEL SUNIT SExecutive Vice President & CFO
Tax withholdingCommon Stock 21,443 $17.40 $373,108.20
Disclosure

SEC source: 0001209191-18-016635 · doc4.xml · nonDerivative · entry 1

PATEL SUNIT S · CIK 0001233367 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,088,327

F1 · kind: Shares withheld to cover taxes due on vesting of restricted stock units.

Read SEC document
February 23, 2018 Filed Feb 26, 2018 23:16 UTC
Trezise ScottEVP, Human Resources
Tax withholdingCommon Stock 3,193 $18.21 $58,144.53
Disclosure

SEC source: 0001209191-18-013557 · doc4.xml · nonDerivative · entry 1

Trezise Scott · CIK 0001585014 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,938

F1 · kind: Shares withheld to cover the taxes due upon the vesting of shares of restricted stock.

Read SEC document
February 23, 2018 Filed Feb 26, 2018 23:14 UTC
Hussain AamirEVP, Chief Technology Officer
Tax withholdingCommon Stock 7,013 $18.21 $127,706.73
Disclosure

SEC source: 0001209191-18-013555 · doc4.xml · nonDerivative · entry 1

Hussain Aamir · CIK 0001623766 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,338

F1 · kind: Shares withheld to cover the taxes due upon the vesting of shares of restricted stock.

Read SEC document
February 23, 2018 Filed Feb 26, 2018 23:15 UTC
POST GLEN F IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 53,023 $18.21 $965,548.83
Disclosure

SEC source: 0001209191-18-013556 · doc4.xml · nonDerivative · entry 1

POST GLEN F III · CIK 0001202860 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,901,919

F1 · kind: Shares withheld to cover the taxes due upon the vesting of shares of restricted stock.

F2 · balance_after: Includes 1,402 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report.

Read SEC document
February 23, 2018 Filed Feb 26, 2018 23:14 UTC
GOFF STACEY WEVP, CAO & GC
Tax withholdingCommon Stock 5,365 $18.21 $97,696.65
Disclosure

SEC source: 0001209191-18-013553 · doc4.xml · nonDerivative · entry 1

GOFF STACEY W · CIK 0001260767 · EVP, CAO & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 479,911

F1 · kind: Shares withheld to cover the taxes due upon the vesting of shares of restricted stock.

Read SEC document
February 23, 2018 Filed Feb 26, 2018 23:13 UTC
COLE DAVID DEVP and Controller
Tax withholdingCommon Stock 4,844 $18.21 $88,209.24
Disclosure

SEC source: 0001209191-18-013551 · doc4.xml · nonDerivative · entry 1

COLE DAVID D · CIK 0001202820 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 399,853

F1 · kind: Shares withheld to cover the taxes due upon the vesting of shares of restricted stock.

F2 · balance_after: Includes 10,002 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 22:27 UTC
Trezise ScottEVP, Human Resources
Disposition to issuerCommon Stock 4,650 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013104 · doc4.xml · nonDerivative · entry 3

Trezise Scott · CIK 0001585014 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,131

F3 · kind: These shares of unvested restricted stock were forfeited due to a failure to achieve a specific level of performance required for vesting.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 22:27 UTC
Trezise ScottEVP, Human Resources
GrantCommon Stock 40,483 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013104 · doc4.xml · nonDerivative · entry 2

Trezise Scott · CIK 0001585014 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,781

F2 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning one year from the date of grant. Vesting of the performance-based portion is dependent upon the extent to which the two-year performance metric is achieved, with any earned shares vesting in two equal installments on February 21 of each of 2020 and 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 22:27 UTC
Trezise ScottEVP, Human Resources
Tax withholdingCommon Stock 1,633 $17.90 $29,230.70
Disclosure

SEC source: 0001209191-18-013104 · doc4.xml · nonDerivative · entry 1

Trezise Scott · CIK 0001585014 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,298

F1 · kind: Shares withheld to cover the taxes due upon the vesting of time-based restricted stock.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 22:25 UTC
POST GLEN F IIIDirector · Chief Executive Officer
Disposition to issuerCommon Stock 81,486 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013100 · doc4.xml · nonDerivative · entry 3

POST GLEN F III · CIK 0001202860 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,954,942

F3 · kind: These shares of unvested restricted stock were forfeited due to a failure to achieve a specific level of performance required for vesting.

F4 · balance_after: Includes 1,402 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 22:25 UTC
POST GLEN F IIIDirector · Chief Executive Officer
GrantCommon Stock 491,574 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013100 · doc4.xml · nonDerivative · entry 2

POST GLEN F III · CIK 0001202860 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,036,428

F2 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning one year from the date of grant. Vesting of the performance-based portion is dependent upon the extent to which the two-year performance metric is achieved, with any earned shares vesting in two equal installments on February 21 of each of 2020 and 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 22:25 UTC
POST GLEN F IIIDirector · Chief Executive Officer
Tax withholdingCommon Stock 13,285 $17.90 $237,801.50
Disclosure

SEC source: 0001209191-18-013100 · doc4.xml · nonDerivative · entry 1

POST GLEN F III · CIK 0001202860 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,544,854

F1 · kind: Shares withheld to cover the taxes due upon the vesting of time-based restricted stock.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 22:24 UTC
PATEL SUNIT SExecutive Vice President & CFO
GrantCommon Stock 173,497 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013098 · doc4.xml · nonDerivative · entry 1

PATEL SUNIT S · CIK 0001233367 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,109,770

F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning one year from the date of grant. Vesting of the performance-based portion is dependent upon the extent to which the two-year performance metric is achieved, with any earned shares vesting in two equal installments on February 21 of each of 2020 and 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 22:24 UTC
Hussain AamirEVP, Chief Technology Officer
Disposition to issuerCommon Stock 13,422 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013097 · doc4.xml · nonDerivative · entry 3

Hussain Aamir · CIK 0001623766 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568,351

F3 · kind: These shares of unvested restricted stock were forfeited due to a failure to achieve a specific level of performance required for vesting.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 22:24 UTC
Hussain AamirEVP, Chief Technology Officer
GrantCommon Stock 156,147 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013097 · doc4.xml · nonDerivative · entry 2

Hussain Aamir · CIK 0001623766 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,773

F2 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning one year from the date of grant. Vesting of the performance-based portion is dependent upon the extent to which the two-year performance metric is achieved, with any earned shares vesting in two equal installments on February 21 of each of 2020 and 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 22:24 UTC
Hussain AamirEVP, Chief Technology Officer
Tax withholdingCommon Stock 2,576 $17.90 $46,110.40
Disclosure

SEC source: 0001209191-18-013097 · doc4.xml · nonDerivative · entry 1

Hussain Aamir · CIK 0001623766 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,626

F1 · kind: Shares withheld to cover the taxes due upon the vesting of time-based restricted stock.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 22:23 UTC
GOFF STACEY WEVP, CAO & GC
Disposition to issuerCommon Stock 12,080 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013096 · doc4.xml · nonDerivative · entry 3

GOFF STACEY W · CIK 0001260767 · EVP, CAO & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 485,276

F3 · kind: These shares of unvested restricted stock were forfeited due to a failure to achieve a specific level of performance required for vesting.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 22:23 UTC
GOFF STACEY WEVP, CAO & GC
GrantCommon Stock 115,664 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013096 · doc4.xml · nonDerivative · entry 2

GOFF STACEY W · CIK 0001260767 · EVP, CAO & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 497,356

F2 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning one year from the date of grant. Vesting of the performance-based portion is dependent upon the extent to which the two-year performance metric is achieved, with any earned shares vesting in two equal installments on February 21 of each of 2020 and 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 22:23 UTC
GOFF STACEY WEVP, CAO & GC
Tax withholdingCommon Stock 2,042 $17.90 $36,551.80
Disclosure

SEC source: 0001209191-18-013096 · doc4.xml · nonDerivative · entry 1

GOFF STACEY W · CIK 0001260767 · EVP, CAO & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 381,692

F1 · kind: Shares withheld to cover the taxes due upon the vesting of time-based restricted stock.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 22:21 UTC
COLE DAVID DEVP and Controller
Disposition to issuerCommon Stock 10,929 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013092 · doc4.xml · nonDerivative · entry 3

COLE DAVID D · CIK 0001202820 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 404,697

F3 · kind: These shares of unvested restricted stock were forfeited due to a failure to achieve a specific level of performance required for vesting.

F4 · balance_after: Includes 10,002 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 22:21 UTC
COLE DAVID DEVP and Controller
GrantCommon Stock 65,929 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-013092 · doc4.xml · nonDerivative · entry 2

COLE DAVID D · CIK 0001202820 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,626

F2 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning one year from the date of grant. Vesting of the performance-based portion is dependent upon the extent to which the two-year performance metric is achieved, with any earned shares vesting in two equal installments on February 21 of each of 2020 and 2021.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 22:21 UTC
COLE DAVID DEVP and Controller
Tax withholdingCommon Stock 1,921 $17.90 $34,385.90
Disclosure

SEC source: 0001209191-18-013092 · doc4.xml · nonDerivative · entry 1

COLE DAVID D · CIK 0001202820 · EVP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,697

F1 · kind: Shares withheld to cover the taxes due upon the vesting of time-based restricted stock.

Read SEC document
February 01, 2018 Filed Feb 5, 2018 22:11 UTC
STOREY JEFFREY KDirector · President & COO
Tax withholdingCommon Stock 89,692 $17.95 $1,609,971.40
Disclosure

SEC source: 0001209191-18-007571 · doc4.xml · nonDerivative · entry 1

STOREY JEFFREY K · CIK 0001214653 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,408,976

F1 · kind: Shares withheld to cover taxes due on vesting of restricted stock units.

Read SEC document
December 11, 2017 Filed Dec 12, 2017 21:58 UTC PurchaseCommon Stock 500 $15.58 $7,789.95
Disclosure

SEC source: 0001209191-17-065227 · doc4.xml · nonDerivative · entry 3

CLONTZ STEVEN T · CIK 0001061410 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Son

Disclosed balance after: 500

F2 · balance_after: The Reporting Person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of these shares for purposes of Section 16 or any other purpose.

Read SEC document
December 11, 2017 Filed Dec 12, 2017 21:58 UTC PurchaseCommon Stock 30,000 $15.74 $472,056.00
Disclosure

SEC source: 0001209191-17-065227 · doc4.xml · nonDerivative · entry 2

CLONTZ STEVEN T · CIK 0001061410 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 40,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $15.60 to $15.84. The price reported above reflects the weighted average sale price. Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
December 11, 2017 Filed Dec 12, 2017 21:58 UTC PurchaseCommon Stock 5,000 $15.49 $77,446.00
Disclosure

SEC source: 0001209191-17-065227 · doc4.xml · nonDerivative · entry 1

CLONTZ STEVEN T · CIK 0001061410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,019

Read SEC document
December 11, 2017 Filed Dec 12, 2017 21:57 UTC GrantPhantom Stock · Derivative 217 $14.88 $3,228.96
Disclosure

SEC source: 0001209191-17-065225 · doc4.xml · derivative · entry 1

ROBERTS MICHAEL JAMES · CIK 0001269959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,194

Underlying: Common Stock · 217 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the fair market value of one share of the Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: Each share of phantom stock represents the right to receive the fair market value of one share of the Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.expiration_date: Each share of phantom stock represents the right to receive the fair market value of one share of the Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 11, 2017 Filed Dec 12, 2017 21:55 UTC PurchaseCommon Stock 320 $15.56 $4,977.79
Disclosure

SEC source: 0001209191-17-065223 · doc4.xml · nonDerivative · entry 2

BOULET VIRGINIA · CIK 0001202817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,140

Read SEC document
December 11, 2017 Filed Dec 12, 2017 21:55 UTC PurchaseCommon Stock 4,775 $15.47 $73,891.22
Disclosure

SEC source: 0001209191-17-065223 · doc4.xml · nonDerivative · entry 1

BOULET VIRGINIA · CIK 0001202817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,820

Read SEC document
December 08, 2017 Filed Dec 9, 2017 00:50 UTC PurchaseCommon Stock 7,000 $14.58 $102,039.00
Disclosure

SEC source: 0001209191-17-064882 · doc4.xml · nonDerivative · entry 1

ROBERTS MICHAEL JAMES · CIK 0001269959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,512

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December 08, 2017 Filed Dec 9, 2017 00:48 UTC
PERRY HARVEY PDirector · Chairman
PurchaseCommon Stock 7,500 $14.32 $107,430.00
Disclosure

SEC source: 0001209191-17-064880 · doc4.xml · nonDerivative · entry 1

PERRY HARVEY P · CIK 0001202859 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,036

F1 · balance_after: Includes 3,336 shares acquired through the Issuer's DRIP since the Reporting Person's last Section 16 filing.

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December 08, 2017 Filed Dec 9, 2017 00:45 UTC
HANKS WILLIAM BRUCEDirector · Vice Chairman
PurchaseCommon Stock 10,000 $14.41 $144,100.00
Disclosure

SEC source: 0001209191-17-064878 · doc4.xml · nonDerivative · entry 1

HANKS WILLIAM BRUCE · CIK 0001202824 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,722

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December 08, 2017 Filed Dec 9, 2017 00:39 UTC PurchaseCommon Stock 8,000 $14.42 $115,359.20
Disclosure

SEC source: 0001209191-17-064874 · doc4.xml · nonDerivative · entry 2

CLONTZ STEVEN T · CIK 0001061410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,019

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December 08, 2017 Filed Dec 9, 2017 00:39 UTC PurchaseCommon Stock 17,000 $14.17 $240,890.00
Disclosure

SEC source: 0001209191-17-064874 · doc4.xml · nonDerivative · entry 1

CLONTZ STEVEN T · CIK 0001061410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,019

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December 08, 2017 Filed Dec 9, 2017 00:42 UTC PurchaseCommon Stock 25,000 $14.25 $356,280.00
Disclosure

SEC source: 0001209191-17-064876 · doc4.xml · nonDerivative · entry 1

GLENN T MICHAEL · CIK 0001197608 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 32,143

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December 08, 2017 Filed Dec 9, 2017 00:36 UTC PurchaseCommon Stock 7,000 $14.28 $99,942.50
Disclosure

SEC source: 0001209191-17-064872 · doc4.xml · nonDerivative · entry 1

Bejar Martha Helena · CIK 0001304391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,991

F1 · price: This transaction was executed in multiple trades at prices ranging from $14.269 to $14.279. The price reported above reflects the weighted average sale price. Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected.

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December 08, 2017 Filed Dec 9, 2017 00:29 UTC
POST GLEN F IIIDirector · Chief Executive Officer
PurchaseCommon Stock 50,000 $14.17 $708,500.00
Disclosure

SEC source: 0001209191-17-064867 · doc4.xml · nonDerivative · entry 1

POST GLEN F III · CIK 0001202860 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,558,139

F1 · balance_after: Includes 1,402 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report.

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December 08, 2017 Filed Dec 9, 2017 00:33 UTC
STOREY JEFFREY KDirector · President & COO
PurchaseCommon Stock 71,000 $14.30 $1,015,129.60
Disclosure

SEC source: 0001209191-17-064870 · doc4.xml · nonDerivative · entry 1

STOREY JEFFREY K · CIK 0001214653 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,498,668

F1 · price: This transaction was executed in multiple trades at prices ranging from $14.27 to $14.325. The price reported above reflects the weighted average sale price. Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected.

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December 08, 2017 Filed Dec 12, 2017 21:56 UTC PurchaseCommon Stock 1,000 $14.47 $14,466.60
Disclosure

SEC source: 0001209191-17-065224 · doc4.xml · nonDerivative · entry 1

Chilton Kevin P. · CIK 0001516588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,732

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November 07, 2017 Filed Nov 8, 2017 22:24 UTC
Hussain AamirEVP, Chief Technology Officer
Tax withholdingCommon Stock 9,891 $16.22 $160,432.02
Disclosure

SEC source: 0001209191-17-059811 · doc4.xml · nonDerivative · entry 1

Hussain Aamir · CIK 0001623766 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 428,202

F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

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November 01, 2017 Filed Nov 3, 2017 21:10 UTC
Varma GirishPresident - IT & Managed Svcs
Tax withholdingCommon Stock 2,972 $17.85 $53,050.20
Disclosure

SEC source: 0001209191-17-059243 · doc4.xml · nonDerivative · entry 1

Varma Girish · CIK 0001623769 · President - IT & Managed Svcs

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,823

F1 · kind: Shares withheld to cover taxes due on vesting of restricted stock.

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November 01, 2017 Filed Nov 3, 2017 21:10 UTC
Douglas DeanPresident, Enterprise Markets
Tax withholdingCommon Stock 18,341 $17.85 $327,386.85
Disclosure

SEC source: 0001209191-17-059242 · doc4.xml · nonDerivative · entry 2

Douglas Dean · CIK 0001296005 · President, Enterprise Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,053

F2 · kind: Shares withheld to cover taxes due on vesting of restricted stock.

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November 01, 2017 Filed Nov 3, 2017 21:10 UTC
Douglas DeanPresident, Enterprise Markets
GrantCommon Stock 2,088 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-059242 · doc4.xml · nonDerivative · entry 1

Douglas Dean · CIK 0001296005 · President, Enterprise Markets

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,394

F1 · kind: Represents additional shares earned under restricted stock award originally granted to the Reporting Person on June 1, 2017, as determined by the Human Resources and Compensation Committee.

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November 01, 2017 Filed Nov 3, 2017 21:08 UTC
STOREY JEFFREY KDirector · President & COO
GrantCommon Stock 4,722 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-17-059237 · doc4.xml · nonDerivative · entry 4

STOREY JEFFREY K · CIK 0001214653 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 4,722

F1 · price: On November 1, 2017, the Issuer acquired Level 3 Communications, Inc. ("Level 3" and such acquisition, the "Merger") pursuant to the Agreement and Plan of Merger (the "Merger Agreement") by and among the Issuer, Level 3, Wildcat Merger Sub I LLC and WWG Merger Sub LLC. Upon the Effective Time (as defined in the Merger Agreement), each outstanding Level 3 common share held by the Reporting Person was converted into the right to receive (a) $26.50 in cash, without interest, and (b) 1.4286 shares of the Issuer's common stock, with cash paid in lieu of fractional shares.

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November 01, 2017 Filed Nov 3, 2017 21:08 UTC
STOREY JEFFREY KDirector · President & COO
GrantCommon Stock 542,590 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-059237 · doc4.xml · nonDerivative · entry 3

STOREY JEFFREY K · CIK 0001214653 · Director · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,427,668

F3 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based) that will vest on February 1, 2019, with payout on the performance-based portion ranging between 0-200% depending upon the extent to which the performance metric is achieved.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.