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Lumen Technologies, Inc.

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3749
SEC CIK
0000018926
Parsed reports
437

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 23, 2019 Filed Feb 25, 2019 23:54 UTC Tax withholdingCommon Stock 1,897 $13.44 $25,495.68
Disclosure

SEC source: 0001209191-19-013205 · doc4.xml · nonDerivative · entry 2

GOFF STACEY W · CIK 0001260767 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 439,924

F1 · kind: Shares withheld to cover the taxes due upon the vesting of shares of restricted stock.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:55 UTC
Trezise ScottEVP, Human Resources
Tax withholdingCommon Stock 4,101 $13.33 $54,666.33
Disclosure

SEC source: 0001209191-19-013208 · doc4.xml · nonDerivative · entry 1

Trezise Scott · CIK 0001585014 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,564

F1 · kind: Shares withheld to cover the taxes due upon the vesting of shares of restricted stock.

F2 · balance_after: Includes an additional 3,532 shares acquired through the reinvestment of dividends.

Read SEC document
February 21, 2019 Filed Feb 25, 2019 23:54 UTC Tax withholdingCommon Stock 6,633 $13.33 $88,417.89
Disclosure

SEC source: 0001209191-19-013205 · doc4.xml · nonDerivative · entry 1

GOFF STACEY W · CIK 0001260767 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,821

F1 · kind: Shares withheld to cover the taxes due upon the vesting of shares of restricted stock.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:20 UTC
MORTENSEN ERICSVP & Controller
Tax withholdingCommon Stock 802 $14.10 $11,308.20
Disclosure

SEC source: 0001209191-19-012172 · doc4.xml · nonDerivative · entry 1

MORTENSEN ERIC · CIK 0001256844 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,314

F1 · kind: Shares withheld to cover taxes due on vesting of restricted stock units.

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:19 UTC
Dev IndraneelEVP and CFO
Tax withholdingCommon Stock 1,911 $14.10 $26,945.10
Disclosure

SEC source: 0001209191-19-012171 · doc4.xml · nonDerivative · entry 1

Dev Indraneel · CIK 0001754974 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,121

F1 · kind: Shares withheld to cover taxes due on vesting of restricted stock units.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 22:06 UTC
STOREY JEFFREY KDirector · President & CEO
Tax withholdingCommon Stock 144,258 $15.25 $2,199,934.50
Disclosure

SEC source: 0001209191-19-007399 · doc4.xml · nonDerivative · entry 1

STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,755,546

F1 · kind: Shares withheld to cover taxes due on vesting of equity awards.

F2 · balance_after: Includes 3,947 shares acquired through reinvestment of dividends since the Reporting Person's last Form 4.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:59 UTC
MORTENSEN ERICSVP & Controller
Tax withholdingCommon Stock 1,411 $15.25 $21,517.75
Disclosure

SEC source: 0001209191-19-007390 · doc4.xml · nonDerivative · entry 1

MORTENSEN ERIC · CIK 0001256844 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,116

F1 · kind: Shares withheld to cover taxes due on vesting of restricted stock units.

F2 · balance_after: Includes 3,275 shares acquired through reinvestment of dividends since the Reporting Person's last Form 4.

Read SEC document
February 01, 2019 Filed Feb 5, 2019 21:59 UTC
Dev IndraneelEVP and CFO
Tax withholdingCommon Stock 3,640 $15.25 $55,510.00
Disclosure

SEC source: 0001209191-19-007389 · doc4.xml · nonDerivative · entry 1

Dev Indraneel · CIK 0001754974 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,032

F1 · kind: Shares withheld to cover taxes due on vesting of restricted stock units.

Read SEC document
January 16, 2019 Filed Jan 18, 2019 11:05 UTC SaleCommon Stock, par value $1.00 per share 16,000,000 $15.90 $254,400,000.00
Disclosure

SEC source: 0000899243-19-001453 · doc4.xml · nonDerivative · entry 1

Temasek Holdings (Private) Ltd · CIK 0001021944 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 107,201,207

F1 · balance_after: As of January 17, 2019, Everitt Investments Pte. Ltd. ("Everitt") and Ellington Investments Pte. Ltd. ("Ellington") directly own 46,452,120 and 30,296,968 shares of the Issuer's common stock ("Common Stock"), respectively. Everitt and Ellington are each wholly owned by Bartley Investments Pte. Ltd., which in turn is wholly owned by Tembusu Capital Pte. Ltd. ("Tembusu Capital"). As of January 17, 2019, Aranda Investments Pte. Ltd. ("Aranda") directly owns 30,452,119 shares of Common Stock. Aranda is wholly owned by Seletar Investments Pte Ltd, which in turn is wholly owned by Temasek Capital (Private) Limited ("Temasek Capital"). Tembusu Capital and Temasek Capital are each wholly owned by Temasek Holdings (Private) Limited ("Temasek Holdings"). Therefore, as of January 17, 2019, Temasek Holdings may be deemed to beneficially own the 107,201,207 shares of Common Stock beneficially owned in aggregate by Tembusu Capital and Temasek Capital.

F1 · ownership.direct: As of January 17, 2019, Everitt Investments Pte. Ltd. ("Everitt") and Ellington Investments Pte. Ltd. ("Ellington") directly own 46,452,120 and 30,296,968 shares of the Issuer's common stock ("Common Stock"), respectively. Everitt and Ellington are each wholly owned by Bartley Investments Pte. Ltd., which in turn is wholly owned by Tembusu Capital Pte. Ltd. ("Tembusu Capital"). As of January 17, 2019, Aranda Investments Pte. Ltd. ("Aranda") directly owns 30,452,119 shares of Common Stock. Aranda is wholly owned by Seletar Investments Pte Ltd, which in turn is wholly owned by Temasek Capital (Private) Limited ("Temasek Capital"). Tembusu Capital and Temasek Capital are each wholly owned by Temasek Holdings (Private) Limited ("Temasek Holdings"). Therefore, as of January 17, 2019, Temasek Holdings may be deemed to beneficially own the 107,201,207 shares of Common Stock beneficially owned in aggregate by Tembusu Capital and Temasek Capital.

F1 · ownership.nature: As of January 17, 2019, Everitt Investments Pte. Ltd. ("Everitt") and Ellington Investments Pte. Ltd. ("Ellington") directly own 46,452,120 and 30,296,968 shares of the Issuer's common stock ("Common Stock"), respectively. Everitt and Ellington are each wholly owned by Bartley Investments Pte. Ltd., which in turn is wholly owned by Tembusu Capital Pte. Ltd. ("Tembusu Capital"). As of January 17, 2019, Aranda Investments Pte. Ltd. ("Aranda") directly owns 30,452,119 shares of Common Stock. Aranda is wholly owned by Seletar Investments Pte Ltd, which in turn is wholly owned by Temasek Capital (Private) Limited ("Temasek Capital"). Tembusu Capital and Temasek Capital are each wholly owned by Temasek Holdings (Private) Limited ("Temasek Holdings"). Therefore, as of January 17, 2019, Temasek Holdings may be deemed to beneficially own the 107,201,207 shares of Common Stock beneficially owned in aggregate by Tembusu Capital and Temasek Capital.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 22:01 UTC Tax withholdingCommon Stock 6,126 $17.00 $104,142.00
Disclosure

SEC source: 0001209191-18-063237 · doc4.xml · nonDerivative · entry 1

GOFF STACEY W · CIK 0001260767 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 448,454

F1 · kind: Shares withheld to cover the taxes due upon the vesting of shares of restricted stock.

Read SEC document
December 15, 2018 Filed Dec 18, 2018 22:02 UTC
Trezise ScottEVP, Human Resources
Tax withholdingCommon Stock 4,734 $17.00 $80,478.00
Disclosure

SEC source: 0001209191-18-063238 · doc4.xml · nonDerivative · entry 1

Trezise Scott · CIK 0001585014 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,133

F1 · kind: Shares withheld to cover the taxes due upon the vesting of shares of restricted stock.

Read SEC document
December 11, 2018 Filed Dec 13, 2018 22:27 UTC PurchaseCommon Stock 8,207 $17.20 $141,160.40
Disclosure

SEC source: 0001209191-18-062490 · doc4.xml · nonDerivative · entry 1

CLONTZ STEVEN T · CIK 0001061410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,970

Read SEC document
December 07, 2018 Filed Dec 10, 2018 22:18 UTC GrantPhantom Stock · Derivative 207 $17.60 $3,643.20
Disclosure

SEC source: 0001209191-18-061830 · doc4.xml · derivative · entry 1

ROBERTS MICHAEL JAMES · CIK 0001269959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,945

Underlying: Common Stock · 207 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the fair market value of one share of the Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: Each share of phantom stock represents the right to receive the fair market value of one share of the Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.expiration_date: Each share of phantom stock represents the right to receive the fair market value of one share of the Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 22:20 UTC
Trezise ScottEVP, Human Resources
SaleCommon Stock 53,164 $18.88 $1,003,784.17
Disclosure

SEC source: 0001209191-18-061343 · doc4.xml · nonDerivative · entry 1

Trezise Scott · CIK 0001585014 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,867

F1 · price: The price reported represents the weighted average price of the shares sold. Shares were sold at varying prices in the range of $18.770 - $18.990. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 21:28 UTC GrantCommon Stock 2,297 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058734 · doc4.xml · nonDerivative · entry 1

GOFF STACEY W · CIK 0001260767 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 454,580

F1 · kind: Represents additional shares of restricted stock earned under an integration award, originally granted on June 1, 2017, based on the Human Resources and Compensation Committee's evaluation of the Reporting Person's performance. All shares earned under this integration award are scheduled to vest on December 15, 2018.

Read SEC document
November 13, 2018 Filed Nov 15, 2018 21:34 UTC
Trezise ScottEVP, Human Resources
GrantCommon Stock 1,775 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-058742 · doc4.xml · nonDerivative · entry 1

Trezise Scott · CIK 0001585014 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,031

F1 · kind: Represents additional shares of restricted stock earned under an integration award, originally granted on June 1, 2017, based on the Human Resources and Compensation Committee's evaluation of the Reporting Person's performance. All shares earned under this integration award are scheduled to vest on December 15, 2018.

Read SEC document
November 06, 2018 Filed Nov 8, 2018 21:58 UTC
Hussain AamirEVP, Chief Technology Officer
Tax withholdingCommon Stock 73,578 $21.15 $1,556,174.70
Disclosure

SEC source: 0001209191-18-057765 · doc4.xml · nonDerivative · entry 2

Hussain Aamir · CIK 0001623766 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,769

F2 · kind: Shares withheld to cover the taxes due upon the vesting of time-based restricted stock.

Read SEC document
November 06, 2018 Filed Nov 8, 2018 21:58 UTC
Hussain AamirEVP, Chief Technology Officer
Disposition to issuerCommon Stock 156,147 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-057765 · doc4.xml · nonDerivative · entry 1

Hussain Aamir · CIK 0001623766 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377,347

F1 · kind: These shares of unvested restricted stock were forfeited upon the Reporting Person's termination of employment.

Read SEC document
November 01, 2018 Filed Nov 5, 2018 22:12 UTC
Dev IndraneelInterim CFO
Tax withholdingCommon Stock 7,598 $20.58 $156,366.84
Disclosure

SEC source: 0001209191-18-057241 · doc4.xml · nonDerivative · entry 1

Dev Indraneel · CIK 0001754974 · Interim CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,672

F1 · kind: Shares withheld to cover the taxes due upon the vesting of time-based restricted stock.

Read SEC document
September 14, 2018 Filed Sep 17, 2018 21:17 UTC GrantPhantom Stock · Derivative 156 $22.78 $3,553.15
Disclosure

SEC source: 0001209191-18-051258 · doc4.xml · derivative · entry 1

ROBERTS MICHAEL JAMES · CIK 0001269959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,738

Underlying: Common Stock · 156 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the fair market value of one share of the Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: Each share of phantom stock represents the right to receive the fair market value of one share of the Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.expiration_date: Each share of phantom stock represents the right to receive the fair market value of one share of the Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
August 29, 2018 Filed Aug 31, 2018 21:00 UTC
STOREY JEFFREY KDirector · President & CEO
GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-049105 · doc4.xml · nonDerivative · entry 1

STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,895,857

F1 · kind: These shares were gifted to a charitable foundation that qualifies as a tax-exempt organization under Section 501(c)(3) of the Internal Revenue Code.

Read SEC document
August 21, 2018 Filed Aug 22, 2018 21:19 UTC SaleCommon Stock 150,000 $24.00 $3,600,075.00
Disclosure

SEC source: 0001209191-18-048006 · doc4.xml · nonDerivative · entry 1

POST GLEN F III · CIK 0001202860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,233,907

F1 · price: The price reported represents the weighted average price of the shares sold. Shares were sold at varying prices in the range of $24.00 - $24.035. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 1,402 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report.

Read SEC document
August 13, 2018 Filed Aug 15, 2018 21:37 UTC SaleCommon Stock 150,000 $22.00 $3,300,000.00
Disclosure

SEC source: 0001209191-18-046867 · doc4.xml · nonDerivative · entry 1

POST GLEN F III · CIK 0001202860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,383,907

F1 · price: The price reported represents the weighted average price of the shares sold. Shares were sold at varying prices in the range of $22.00 - $22.01. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

F2 · balance_after: Includes 1,402 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 23:16 UTC
STOREY JEFFREY KDirector · President & CEO
Tax withholdingCommon Stock 58,250 $18.64 $1,085,780.00
Disclosure

SEC source: 0001209191-18-041326 · doc4.xml · nonDerivative · entry 1

STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,915,857

F1 · kind: Shares withheld to cover taxes due on vesting of restricted stock units.

Read SEC document
July 01, 2018 Filed Jul 3, 2018 23:14 UTC
MORTENSEN ERICSVP & Controller
Tax withholdingCommon Stock 2,017 $18.64 $37,596.88
Disclosure

SEC source: 0001209191-18-041324 · doc4.xml · nonDerivative · entry 1

MORTENSEN ERIC · CIK 0001256844 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,252

F1 · kind: Shares withheld to cover taxes due on vesting of restricted stock units.

Read SEC document
June 15, 2018 Filed Jun 18, 2018 21:28 UTC GrantPhantom Stock · Derivative 193 $17.86 $3,446.32
Disclosure

SEC source: 0001209191-18-038375 · doc4.xml · derivative · entry 1

ROBERTS MICHAEL JAMES · CIK 0001269959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,582

Underlying: Common Stock · 193 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the fair market value of one share of the Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: Each share of phantom stock represents the right to receive the fair market value of one share of the Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.expiration_date: Each share of phantom stock represents the right to receive the fair market value of one share of the Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 21:22 UTC
Trezise ScottEVP, Human Resources
Tax withholdingCommon Stock 20,682 $17.74 $366,898.68
Disclosure

SEC source: 0001209191-18-035825 · doc4.xml · nonDerivative · entry 1

Trezise Scott · CIK 0001585014 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,256

F1 · kind: Shares withheld to cover the taxes due upon the vesting of shares of restricted stock.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 21:20 UTC
Hussain AamirEVP, Chief Technology Officer
Tax withholdingCommon Stock 27,844 $17.74 $493,952.56
Disclosure

SEC source: 0001209191-18-035823 · doc4.xml · nonDerivative · entry 1

Hussain Aamir · CIK 0001623766 · EVP, Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 533,494

F1 · kind: Shares withheld to cover the taxes due upon the vesting of shares of restricted stock.

Read SEC document
June 01, 2018 Filed Jun 5, 2018 21:20 UTC Tax withholdingCommon Stock 27,628 $17.74 $490,120.72
Disclosure

SEC source: 0001209191-18-035818 · doc4.xml · nonDerivative · entry 1

GOFF STACEY W · CIK 0001260767 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,283

F1 · kind: Shares withheld to cover the taxes due upon the vesting of shares of restricted stock.

Read SEC document
June 01, 2018 Filed Jun 6, 2018 21:11 UTC
PATEL SUNIT SExecutive Vice President & CFO
GrantCommon Stock 104,976 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-036113 · doc4.xml · nonDerivative · entry 1

PATEL SUNIT S · CIK 0001233367 · Executive Vice President & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,193,303

F1 · kind: Represents a special performance-based grant of restricted stock, the vesting of which is dependent upon the extent to which the applicable performance metrics are met. Any earned shares will vest on the third anniversary of the date of grant.

Read SEC document
May 25, 2018 Filed Feb 14, 2019 22:05 UTC PurchaseCommon Stock 15,000 $18.33 $274,950.00
Disclosure

SEC source: 0001209191-19-010270 · doc5.xml · nonDerivative · entry 1

CLONTZ STEVEN T · CIK 0001061410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,334

F1 · price: This transaction was executed in two trades (5,000 shares at $17.99 per share and 10,000 shares at $18.50 per share). The price reported above reflects the weighted average sale price.

F2 · balance_after: This ending balance (a) has been reduced by 2 shares to correct an overreporting on the Reporting Person's November 1, 2017 Form 4 and (b) includes 366 shares acquired through reinvestment of dividends since the Reporting Person's last Form 4.

Read SEC document
May 24, 2018 Filed May 25, 2018 21:21 UTC
STOREY JEFFREY KDirector · President & CEO
GrantCommon Stock 392,176 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033603 · doc4.xml · nonDerivative · entry 2

STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,974,107

F2 · kind: Represents a special promotion grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning one year from the date of grant. Vesting of the performance-based portion is dependent upon the extent to which the applicable performance metrics are met, with any earned shares (or any cash in lieu of shares if required under the terms of the agreement) vesting on the third anniversary of the date of grant.

Read SEC document
May 24, 2018 Filed May 25, 2018 21:21 UTC
STOREY JEFFREY KDirector · President & CEO
GrantCommon Stock 267,103 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033603 · doc4.xml · nonDerivative · entry 1

STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,581,931

F1 · kind: Represents the time-based portion of the 2018 annual long-term incentive grant of restricted stock units, which will vest in three equal annual installments beginning one year from the date of grant.

Read SEC document
May 24, 2018 Filed May 25, 2018 21:20 UTC GrantCommon Stock 9,804 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033601 · doc4.xml · nonDerivative · entry 1

SIEGEL LAURIE · CIK 0001223626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,724

F1 · kind: This grant of restricted stock will vest on May 24, 2019.

Read SEC document
May 24, 2018 Filed May 25, 2018 21:19 UTC GrantCommon Stock 8,744 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033599 · doc4.xml · nonDerivative · entry 1

ROBERTS MICHAEL JAMES · CIK 0001269959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,256

F1 · kind: This grant of restricted stock will vest on May 24, 2019.

Read SEC document
May 24, 2018 Filed May 25, 2018 21:19 UTC GrantCommon Stock 8,744 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033597 · doc4.xml · nonDerivative · entry 3

POST GLEN F III · CIK 0001202860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,533,907

F3 · kind: This grant of restricted stock will vest on May 24, 2019.

F4 · balance_after: Includes 1,402 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report.

Read SEC document
May 24, 2018 Filed May 25, 2018 21:18 UTC
PERRY HARVEY PDirector · Chairman
GrantCommon Stock 8,744 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033594 · doc4.xml · nonDerivative · entry 1

PERRY HARVEY P · CIK 0001202859 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,473

F1 · kind: This grant of restricted stock will vest on May 24, 2019.

F2 · balance_after: Includes 4,693 shares acquired through the Issuer's DRIP since the Reporting Person's last Section 16 filing.

Read SEC document
May 24, 2018 Filed May 25, 2018 21:17 UTC GrantCommon Stock 8,744 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033592 · doc4.xml · nonDerivative · entry 1

Landrieu Mary L. · CIK 0001659021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,485

F1 · kind: This grant of restricted stock will vest on May 24, 2019.

Read SEC document
May 24, 2018 Filed May 25, 2018 21:16 UTC
HANKS WILLIAM BRUCEDirector · Lead Independent Director
GrantCommon Stock 8,744 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033590 · doc4.xml · nonDerivative · entry 1

HANKS WILLIAM BRUCE · CIK 0001202824 · Director · Lead Independent Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,466

F1 · kind: This grant of restricted stock will vest on May 24, 2019.

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May 24, 2018 Filed May 25, 2018 21:15 UTC GrantCommon Stock 8,744 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033586 · doc4.xml · nonDerivative · entry 1

GLENN T MICHAEL · CIK 0001197608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,853

F1 · kind: This grant of restricted stock will vest on May 24, 2019.

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May 24, 2018 Filed May 25, 2018 21:15 UTC GrantCommon Stock 8,744 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033583 · doc4.xml · nonDerivative · entry 1

CLONTZ STEVEN T · CIK 0001061410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,763

F1 · kind: This grant of restricted stock will vest on May 24, 2019.

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May 24, 2018 Filed May 25, 2018 21:14 UTC GrantCommon Stock 8,744 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033580 · doc4.xml · nonDerivative · entry 1

Chilton Kevin P. · CIK 0001516588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,476

F1 · kind: This grant of restricted stock will vest on May 24, 2019.

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May 24, 2018 Filed May 25, 2018 21:13 UTC GrantCommon Stock 8,744 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033575 · doc4.xml · nonDerivative · entry 1

BROWN PETER C · CIK 0001095168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,626

F1 · kind: This grant of restricted stock will vest on May 24, 2019.

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May 24, 2018 Filed May 25, 2018 21:12 UTC GrantCommon Stock 8,744 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033573 · doc4.xml · nonDerivative · entry 1

BOULET VIRGINIA · CIK 0001202817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,884

F1 · kind: This grant of restricted stock will vest on May 24, 2019.

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May 24, 2018 Filed May 25, 2018 21:11 UTC GrantCommon Stock 8,744 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033571 · doc4.xml · nonDerivative · entry 1

Bejar Martha Helena · CIK 0001304391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,735

F1 · kind: This grant of restricted stock will vest on May 24, 2019.

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May 23, 2018 Filed May 25, 2018 21:19 UTC Tax withholdingCommon Stock 130,969 $19.01 $2,489,720.69
Disclosure

SEC source: 0001209191-18-033597 · doc4.xml · nonDerivative · entry 2

POST GLEN F III · CIK 0001202860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,525,163

F2 · kind: Shares withheld to cover the taxes due upon the vesting of time-based restricted stock.

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May 23, 2018 Filed May 25, 2018 21:19 UTC Disposition to issuerCommon Stock 245,787 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-033597 · doc4.xml · nonDerivative · entry 1

POST GLEN F III · CIK 0001202860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,656,132

F1 · kind: These shares of unvested restricted stock were forfeited upon the Reporting Person's retirement.

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May 11, 2018 Filed May 15, 2018 21:34 UTC PurchaseCommon Stock 10,000 $19.54 $195,350.00
Disclosure

SEC source: 0001209191-18-030269 · doc4.xml · nonDerivative · entry 2

CLONTZ STEVEN T · CIK 0001061410 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 50,000

F2 · price: This transaction was executed in multiple trades at prices ranging from $19.42 to $19.65. The price reported above reflects the weighted average sale price. Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected.

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May 11, 2018 Filed May 15, 2018 21:34 UTC PurchaseCommon Stock 31,000 $19.41 $601,586.00
Disclosure

SEC source: 0001209191-18-030269 · doc4.xml · nonDerivative · entry 1

CLONTZ STEVEN T · CIK 0001061410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,019

F1 · price: This transaction was executed in multiple trades at prices ranging from $19.35 to $19.6881. The price reported above reflects the weighted average sale price. Upon request from the SEC staff, the issuer, or a security holder of the issuer, the Reporting Person hereby undertakes to provide the requesting party with full information regarding the number of shares and prices at which the transaction was effected.

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April 05, 2018 Filed Apr 9, 2018 10:51 UTC PurchaseCommon Stock, par value $1.00 per share 5,036,884 $17.41 $87,700,209.45
Disclosure

SEC source: 0000899243-18-009709 · doc4.xml · nonDerivative · entry 1

Temasek Holdings (Private) Ltd · CIK 0001021944 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 123,201,207

F1 · balance_after: As of April 6, 2018, Everitt Investments Pte. Ltd. ("Everitt") and Ellington Investments Pte. Ltd. ("Ellington") directly own 46,452,120 and 30,296,968 shares of the Issuer's common stock ("Common Stock"), respectively. Everitt and Ellington are each wholly owned by Bartley Investments Pte. Ltd., which in turn is wholly owned by Tembusu Capital Pte. Ltd. ("Tembusu Capital"). As of April 6, 2018, Aranda Investments Pte. Ltd. ("Aranda") directly own 46,452,119 shares of Common Stock. Aranda is wholly owned by Seletar Investments Pte Ltd, which in turn is wholly owned by Temasek Capital (Private) Limited ("Temasek Capital"). Tembusu Capital and Temasek Capital are each wholly owned by Temasek Holdings (Private) Limited ("Temasek Holdings"). Therefore, as of April 6, 2018, Temasek Holdings may be deemed to beneficially own the 123,201,207 shares of Common Stock beneficially owned in aggregate by Tembusu Capital and Temasek Capital.

F1 · ownership.direct: As of April 6, 2018, Everitt Investments Pte. Ltd. ("Everitt") and Ellington Investments Pte. Ltd. ("Ellington") directly own 46,452,120 and 30,296,968 shares of the Issuer's common stock ("Common Stock"), respectively. Everitt and Ellington are each wholly owned by Bartley Investments Pte. Ltd., which in turn is wholly owned by Tembusu Capital Pte. Ltd. ("Tembusu Capital"). As of April 6, 2018, Aranda Investments Pte. Ltd. ("Aranda") directly own 46,452,119 shares of Common Stock. Aranda is wholly owned by Seletar Investments Pte Ltd, which in turn is wholly owned by Temasek Capital (Private) Limited ("Temasek Capital"). Tembusu Capital and Temasek Capital are each wholly owned by Temasek Holdings (Private) Limited ("Temasek Holdings"). Therefore, as of April 6, 2018, Temasek Holdings may be deemed to beneficially own the 123,201,207 shares of Common Stock beneficially owned in aggregate by Tembusu Capital and Temasek Capital.

F1 · ownership.nature: As of April 6, 2018, Everitt Investments Pte. Ltd. ("Everitt") and Ellington Investments Pte. Ltd. ("Ellington") directly own 46,452,120 and 30,296,968 shares of the Issuer's common stock ("Common Stock"), respectively. Everitt and Ellington are each wholly owned by Bartley Investments Pte. Ltd., which in turn is wholly owned by Tembusu Capital Pte. Ltd. ("Tembusu Capital"). As of April 6, 2018, Aranda Investments Pte. Ltd. ("Aranda") directly own 46,452,119 shares of Common Stock. Aranda is wholly owned by Seletar Investments Pte Ltd, which in turn is wholly owned by Temasek Capital (Private) Limited ("Temasek Capital"). Tembusu Capital and Temasek Capital are each wholly owned by Temasek Holdings (Private) Limited ("Temasek Holdings"). Therefore, as of April 6, 2018, Temasek Holdings may be deemed to beneficially own the 123,201,207 shares of Common Stock beneficially owned in aggregate by Tembusu Capital and Temasek Capital.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.