Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Lumen Technologies, Inc.LUMN · Entity 3749 | SVP & Controller | March 01, 2021 | March 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Lumen Technologies, Inc.
Report date March 01, 2021 · Filed March 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 240,997 |
Reported balance
After 2021-03-01 transaction · row 1
1 source rowRow 1 · 2021-03-01 · Tax withholding · Disposed 10,047 · Balance 240,997 F1: Shares withheld to cover the taxes due upon the vesting of equity awards. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 12,046 |
Reported balance
Holding disclosure · report date 2021-03-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 12,046 |
Filing footnotes · ownership attribution and instrument terms
F1: Shares withheld to cover the taxes due upon the vesting of equity awards.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LEVEL 3 COMMUNICATIONS INC
Report date November 01, 2017 · Filed November 03, 2017
Section 16 reporting ended · disclosed 2017-11-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-11-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-11-01 · Disposition to issuer · Disposed 9,475 · Balance 68,469 F1: Disposition pursuant to the Merger, with the Merger being a transaction exempt under Rule 16b-3(e). Pursuant to the Merger Agreement at the effective time of the Merger, each issued and outstanding Level 3 restricted stock unit award granted on or after April 1, 2014 (other than those granted to non-employee members of Level 3's Board of Directors) was converted into a restricted stock unit award of a number of shares of CenturyLink common stock equal to the product of the (A) total number of shares of Level 3 common stock subject to such Level 3 restricted stock unit award multiplied by (B) the sum of the (i) Exchange Ratio and the (ii) quotient obtained by dividing (a) the Cash Consideration by (b) the volume weighted average price of a share of CenturyLink Common Stock on the NYSE for the 30 trading days ending with the trading day immediately preceding November 1, 2017 (the "RSU Consideration"). F2: Represents shares of Level 3 Communications, Inc. ("Level 3") common stock which were subject to a Level 3 restricted stock unit award. Row 2 · 2017-11-01 · Disposition to issuer · Disposed 68,469 · Balance 0 F3: Disposition pursuant to the merger (the "Merger") of Wildcat Merger Sub 1 LLC with and into Level 3 pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 31, 2016, by and between CenturyLink, Inc. ("CenturyLink"), Wildcat Merger Sub 1 LLC, WWG Merger Sub LLC and Level 3, with the Merger being a transaction exempt under Rule 16b-3(e). Pursuant to the Merger Agreement at the effective time of the Merger, each share of Level 3 common stock was converted into (A) 1.4286 shares of common stock of CenturyLink, par value $1.00 per share (the "Exchange Ratio") and (B) the right to receive $26.50 in cash, without interest (the "Merger Consideration"). Also, pursuant to the Merger Agreement at the effective time of the Merger, each issued and outstanding restricted stock unit award granted prior to April 1, 2014 and each restricted stock unit award granted to a non-employee member of Level 3's Board of Directors was exchanged for Merger Consideration. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 0 |
Reported balance
After 2017-11-01 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2017-11-01 · Disposition to issuer · Disposed 6,039 · Balance 0 F3: Disposition pursuant to the merger (the "Merger") of Wildcat Merger Sub 1 LLC with and into Level 3 pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 31, 2016, by and between CenturyLink, Inc. ("CenturyLink"), Wildcat Merger Sub 1 LLC, WWG Merger Sub LLC and Level 3, with the Merger being a transaction exempt under Rule 16b-3(e). Pursuant to the Merger Agreement at the effective time of the Merger, each share of Level 3 common stock was converted into (A) 1.4286 shares of common stock of CenturyLink, par value $1.00 per share (the "Exchange Ratio") and (B) the right to receive $26.50 in cash, without interest (the "Merger Consideration"). Also, pursuant to the Merger Agreement at the effective time of the Merger, each issued and outstanding restricted stock unit award granted prior to April 1, 2014 and each restricted stock unit award granted to a non-employee member of Level 3's Board of Directors was exchanged for Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposition pursuant to the Merger, with the Merger being a transaction exempt under Rule 16b-3(e). Pursuant to the Merger Agreement at the effective time of the Merger, each issued and outstanding Level 3 restricted stock unit award granted on or after April 1, 2014 (other than those granted to non-employee members of Level 3's Board of Directors) was converted into a restricted stock unit award of a number of shares of CenturyLink common stock equal to the product of the (A) total number of shares of Level 3 common stock subject to such Level 3 restricted stock unit award multiplied by (B) the sum of the (i) Exchange Ratio and the (ii) quotient obtained by dividing (a) the Cash Consideration by (b) the volume weighted average price of a share of CenturyLink Common Stock on the NYSE for the 30 trading days ending with the trading day immediately preceding November 1, 2017 (the "RSU Consideration").
F2: Represents shares of Level 3 Communications, Inc. ("Level 3") common stock which were subject to a Level 3 restricted stock unit award.
F3: Disposition pursuant to the merger (the "Merger") of Wildcat Merger Sub 1 LLC with and into Level 3 pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 31, 2016, by and between CenturyLink, Inc. ("CenturyLink"), Wildcat Merger Sub 1 LLC, WWG Merger Sub LLC and Level 3, with the Merger being a transaction exempt under Rule 16b-3(e). Pursuant to the Merger Agreement at the effective time of the Merger, each share of Level 3 common stock was converted into (A) 1.4286 shares of common stock of CenturyLink, par value $1.00 per share (the "Exchange Ratio") and (B) the right to receive $26.50 in cash, without interest (the "Merger Consideration"). Also, pursuant to the Merger Agreement at the effective time of the Merger, each issued and outstanding restricted stock unit award granted prior to April 1, 2014 and each restricted stock unit award granted to a non-employee member of Level 3's Board of Directors was exchanged for Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2021 Filed Mar 4, 2021 01:41 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 10,047 | $12.51 | $125,687.97 |
DisclosureSEC source: 0001209191-21-017553 · doc4.xml · nonDerivative · entry 1 MORTENSEN ERIC · CIK 0001256844 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,997 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:33 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 9,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016322 · doc4.xml · nonDerivative · entry 2 MORTENSEN ERIC · CIK 0001256844 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 251,044 F2 · kind: Represents additional shares earned under the terms of a grant of performance-based restricted stock for which the performance period ended on 12/31/2020, as certified by the Human Resources and Compensation Committee. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 22:33 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | GrantCommon Stock | 37,464 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-016322 · doc4.xml · nonDerivative · entry 1 MORTENSEN ERIC · CIK 0001256844 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,452 F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2022. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2024. Read SEC document |
| February 19, 2021 Filed Feb 24, 2021 02:06 UTC | Lumen Technologies, Inc. LUMN · Entity 3749 | Tax withholdingCommon Stock | 4,468 | $11.94 | $53,347.92 |
DisclosureSEC source: 0001209191-21-013567 · doc4.xml · nonDerivative · entry 1 MORTENSEN ERIC · CIK 0001256844 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 203,988 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 20:32 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 906 | $9.87 | $8,942.22 |
DisclosureSEC source: 0001209191-20-041021 · doc4.xml · nonDerivative · entry 1 MORTENSEN ERIC · CIK 0001256844 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,456 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 22:05 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 3,882 | $12.07 | $46,855.74 |
DisclosureSEC source: 0001209191-20-015380 · doc4.xml · nonDerivative · entry 1 MORTENSEN ERIC · CIK 0001256844 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,362 F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 22:27 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 2,947 | $12.75 | $37,574.25 |
DisclosureSEC source: 0001209191-20-014062 · doc4.xml · nonDerivative · entry 3 MORTENSEN ERIC · CIK 0001256844 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,244 F3 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 22:27 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 4,652 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014062 · doc4.xml · nonDerivative · entry 2 MORTENSEN ERIC · CIK 0001256844 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 216,191 F2 · kind: Represents additional shares earned under the terms of a grant of performance-based restricted stock for which the performance period ended on 12/31/2019, as certified by the Human Resources and Compensation Committee. Read SEC document |
| February 26, 2020 Filed Feb 28, 2020 22:27 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 32,033 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-014062 · doc4.xml · nonDerivative · entry 1 MORTENSEN ERIC · CIK 0001256844 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 211,539 F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2021. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2023. Read SEC document |
| February 19, 2020 Filed Feb 21, 2020 21:05 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 1,339 | $13.33 | $17,848.87 |
DisclosureSEC source: 0001209191-20-011505 · doc4.xml · nonDerivative · entry 1 MORTENSEN ERIC · CIK 0001256844 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,506 F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:32 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 1,194 | $11.70 | $13,969.80 |
DisclosureSEC source: 0001209191-19-041129 · doc4.xml · nonDerivative · entry 1 MORTENSEN ERIC · CIK 0001256844 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,845 F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock units. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 00:14 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 1,318 | $12.97 | $17,094.46 |
DisclosureSEC source: 0001209191-19-015998 · doc4.xml · nonDerivative · entry 2 MORTENSEN ERIC · CIK 0001256844 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,039 F2 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock units. Read SEC document |
| February 28, 2019 Filed Mar 5, 2019 00:14 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | GrantCommon Stock | 32,043 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-015998 · doc4.xml · nonDerivative · entry 1 MORTENSEN ERIC · CIK 0001256844 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,357 F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2020. Vesting of the performance-based portion is dependent upon the extent to which the two-year performance metric is achieved, with any earned shares vesting in two equal installments on March 1 of each of 2021 and 2022. Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:20 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 802 | $14.10 | $11,308.20 |
DisclosureSEC source: 0001209191-19-012172 · doc4.xml · nonDerivative · entry 1 MORTENSEN ERIC · CIK 0001256844 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,314 F1 · kind: Shares withheld to cover taxes due on vesting of restricted stock units. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 21:59 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 1,411 | $15.25 | $21,517.75 |
DisclosureSEC source: 0001209191-19-007390 · doc4.xml · nonDerivative · entry 1 MORTENSEN ERIC · CIK 0001256844 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,116 F1 · kind: Shares withheld to cover taxes due on vesting of restricted stock units. F2 · balance_after: Includes 3,275 shares acquired through reinvestment of dividends since the Reporting Person's last Form 4. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 23:14 UTC | Lumen Technologies, Inc. CTL · Entity 3749 | Tax withholdingCommon Stock | 2,017 | $18.64 | $37,596.88 |
DisclosureSEC source: 0001209191-18-041324 · doc4.xml · nonDerivative · entry 1 MORTENSEN ERIC · CIK 0001256844 · SVP & Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,252 F1 · kind: Shares withheld to cover taxes due on vesting of restricted stock units. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 10:21 UTC | LEVEL 3 COMMUNICATIONS INC LVLT · Entity 172141 | Disposition to issuerCommon Stock | 6,039 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016870 · doc4.xml · nonDerivative · entry 3 MORTENSEN ERIC · CIK 0001256844 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 0 F3 · kind: Disposition pursuant to the merger (the "Merger") of Wildcat Merger Sub 1 LLC with and into Level 3 pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 31, 2016, by and between CenturyLink, Inc. ("CenturyLink"), Wildcat Merger Sub 1 LLC, WWG Merger Sub LLC and Level 3, with the Merger being a transaction exempt under Rule 16b-3(e). Pursuant to the Merger Agreement at the effective time of the Merger, each share of Level 3 common stock was converted into (A) 1.4286 shares of common stock of CenturyLink, par value $1.00 per share (the "Exchange Ratio") and (B) the right to receive $26.50 in cash, without interest (the "Merger Consideration"). Also, pursuant to the Merger Agreement at the effective time of the Merger, each issued and outstanding restricted stock unit award granted prior to April 1, 2014 and each restricted stock unit award granted to a non-employee member of Level 3's Board of Directors was exchanged for Merger Consideration. F3 · price: Disposition pursuant to the merger (the "Merger") of Wildcat Merger Sub 1 LLC with and into Level 3 pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 31, 2016, by and between CenturyLink, Inc. ("CenturyLink"), Wildcat Merger Sub 1 LLC, WWG Merger Sub LLC and Level 3, with the Merger being a transaction exempt under Rule 16b-3(e). Pursuant to the Merger Agreement at the effective time of the Merger, each share of Level 3 common stock was converted into (A) 1.4286 shares of common stock of CenturyLink, par value $1.00 per share (the "Exchange Ratio") and (B) the right to receive $26.50 in cash, without interest (the "Merger Consideration"). Also, pursuant to the Merger Agreement at the effective time of the Merger, each issued and outstanding restricted stock unit award granted prior to April 1, 2014 and each restricted stock unit award granted to a non-employee member of Level 3's Board of Directors was exchanged for Merger Consideration. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 10:21 UTC | LEVEL 3 COMMUNICATIONS INC LVLT · Entity 172141 | Disposition to issuerCommon Stock | 68,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016870 · doc4.xml · nonDerivative · entry 2 MORTENSEN ERIC · CIK 0001256844 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · kind: Disposition pursuant to the merger (the "Merger") of Wildcat Merger Sub 1 LLC with and into Level 3 pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 31, 2016, by and between CenturyLink, Inc. ("CenturyLink"), Wildcat Merger Sub 1 LLC, WWG Merger Sub LLC and Level 3, with the Merger being a transaction exempt under Rule 16b-3(e). Pursuant to the Merger Agreement at the effective time of the Merger, each share of Level 3 common stock was converted into (A) 1.4286 shares of common stock of CenturyLink, par value $1.00 per share (the "Exchange Ratio") and (B) the right to receive $26.50 in cash, without interest (the "Merger Consideration"). Also, pursuant to the Merger Agreement at the effective time of the Merger, each issued and outstanding restricted stock unit award granted prior to April 1, 2014 and each restricted stock unit award granted to a non-employee member of Level 3's Board of Directors was exchanged for Merger Consideration. F3 · price: Disposition pursuant to the merger (the "Merger") of Wildcat Merger Sub 1 LLC with and into Level 3 pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 31, 2016, by and between CenturyLink, Inc. ("CenturyLink"), Wildcat Merger Sub 1 LLC, WWG Merger Sub LLC and Level 3, with the Merger being a transaction exempt under Rule 16b-3(e). Pursuant to the Merger Agreement at the effective time of the Merger, each share of Level 3 common stock was converted into (A) 1.4286 shares of common stock of CenturyLink, par value $1.00 per share (the "Exchange Ratio") and (B) the right to receive $26.50 in cash, without interest (the "Merger Consideration"). Also, pursuant to the Merger Agreement at the effective time of the Merger, each issued and outstanding restricted stock unit award granted prior to April 1, 2014 and each restricted stock unit award granted to a non-employee member of Level 3's Board of Directors was exchanged for Merger Consideration. Read SEC document |
| November 01, 2017 Filed Nov 3, 2017 10:21 UTC | LEVEL 3 COMMUNICATIONS INC LVLT · Entity 172141 | Disposition to issuerCommon Stock | 9,475 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-016870 · doc4.xml · nonDerivative · entry 1 MORTENSEN ERIC · CIK 0001256844 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,469 F1 · kind: Disposition pursuant to the Merger, with the Merger being a transaction exempt under Rule 16b-3(e). Pursuant to the Merger Agreement at the effective time of the Merger, each issued and outstanding Level 3 restricted stock unit award granted on or after April 1, 2014 (other than those granted to non-employee members of Level 3's Board of Directors) was converted into a restricted stock unit award of a number of shares of CenturyLink common stock equal to the product of the (A) total number of shares of Level 3 common stock subject to such Level 3 restricted stock unit award multiplied by (B) the sum of the (i) Exchange Ratio and the (ii) quotient obtained by dividing (a) the Cash Consideration by (b) the volume weighted average price of a share of CenturyLink Common Stock on the NYSE for the 30 trading days ending with the trading day immediately preceding November 1, 2017 (the "RSU Consideration"). F2 · shares: Represents shares of Level 3 Communications, Inc. ("Level 3") common stock which were subject to a Level 3 restricted stock unit award. F1 · price: Disposition pursuant to the Merger, with the Merger being a transaction exempt under Rule 16b-3(e). Pursuant to the Merger Agreement at the effective time of the Merger, each issued and outstanding Level 3 restricted stock unit award granted on or after April 1, 2014 (other than those granted to non-employee members of Level 3's Board of Directors) was converted into a restricted stock unit award of a number of shares of CenturyLink common stock equal to the product of the (A) total number of shares of Level 3 common stock subject to such Level 3 restricted stock unit award multiplied by (B) the sum of the (i) Exchange Ratio and the (ii) quotient obtained by dividing (a) the Cash Consideration by (b) the volume weighted average price of a share of CenturyLink Common Stock on the NYSE for the 30 trading days ending with the trading day immediately preceding November 1, 2017 (the "RSU Consideration"). Read SEC document |
| July 05, 2017 Filed Jul 6, 2017 16:22 UTC | LEVEL 3 COMMUNICATIONS INC LVLT · Entity 172141 | SaleCommon Stock | 1,189 | $59.10 | $70,265.14 |
DisclosureSEC source: 0001225208-17-012339 · doc4.xml · nonDerivative · entry 1 MORTENSEN ERIC · CIK 0001256844 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,944 F1 · kind: Represents shares of common stock sold by the Reporting Person to generate cash proceeds to pay withholding taxes relating to the lapsing of restrictions on transfer associated with previously granted restricted stock units. F2 · price: This is a weighted average price. The prices actually received ranged from $58.87 to $59.62. The Reporting Person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range. F1 · acquired: Represents shares of common stock sold by the Reporting Person to generate cash proceeds to pay withholding taxes relating to the lapsing of restrictions on transfer associated with previously granted restricted stock units. Read SEC document |
| April 04, 2017 Filed Apr 5, 2017 16:31 UTC | LEVEL 3 COMMUNICATIONS INC LVLT · Entity 172141 | SaleCommon Stock | 925 | $57.49 | $53,181.95 |
DisclosureSEC source: 0001225208-17-007651 · doc4.xml · nonDerivative · entry 1 MORTENSEN ERIC · CIK 0001256844 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,133 F1 · kind: Represents shares of common stock sold by the Reporting Person to generate cash proceeds to pay withholding taxes relating to the lapsing of restrictions on transfer associated with previously granted restricted stock units. F2 · price: This is a weighted average price. The prices actually received ranged from $57.39 to $57.62. The Reporting Person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range. F1 · acquired: Represents shares of common stock sold by the Reporting Person to generate cash proceeds to pay withholding taxes relating to the lapsing of restrictions on transfer associated with previously granted restricted stock units. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 18:44 UTC | LEVEL 3 COMMUNICATIONS INC LVLT · Entity 172141 | GrantCommon Stock | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-007540 · doc4.xml · nonDerivative · entry 1 MORTENSEN ERIC · CIK 0001256844 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,058 Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 17:29 UTC | LEVEL 3 COMMUNICATIONS INC LVLT · Entity 172141 | GrantCommon Stock | 4,850 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-005376 · doc4.xml · nonDerivative · entry 1 MORTENSEN ERIC · CIK 0001256844 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,778 Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 18:06 UTC | LEVEL 3 COMMUNICATIONS INC LVLT · Entity 172141 | SaleCommon Stock | 1,371 | $58.47 | $80,161.00 |
DisclosureSEC source: 0001225208-17-002360 · doc4.xml · nonDerivative · entry 2 MORTENSEN ERIC · CIK 0001256844 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,928 F1 · kind: Represents shares of common stock sold by the Reporting Person to generate cash proceeds to pay withholding taxes relating to the lapsing of restrictions on transfer associated with previously granted restricted stock units. F2 · price: This is a weighted average price. The prices actually received ranged from $58.42 to $59.01. The Reporting Person has provided to the issuer and will provide to any security holder or the staff of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each price within the range. F1 · acquired: Represents shares of common stock sold by the Reporting Person to generate cash proceeds to pay withholding taxes relating to the lapsing of restrictions on transfer associated with previously granted restricted stock units. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 18:06 UTC | LEVEL 3 COMMUNICATIONS INC LVLT · Entity 172141 | GrantCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-002360 · doc4.xml · nonDerivative · entry 1 MORTENSEN ERIC · CIK 0001256844 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,299 Read SEC document |
| October 04, 2016 Filed Oct 4, 2016 17:51 UTC | LEVEL 3 COMMUNICATIONS INC LVLT · Entity 172141 | SaleCommon Stock | 595 | $46.17 | $27,473.53 |
DisclosureSEC source: 0001225208-16-040133 · doc4.xml · nonDerivative · entry 2 MORTENSEN ERIC · CIK 0001256844 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,299 F1 · kind: Represents shares of common stock sold by the Reporting Person to generate cash proceeds to pay withholding taxes relating to the receipt of shares on settlement of previously granted outperform stock appreciation units. F1 · acquired: Represents shares of common stock sold by the Reporting Person to generate cash proceeds to pay withholding taxes relating to the receipt of shares on settlement of previously granted outperform stock appreciation units. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 17:51 UTC | LEVEL 3 COMMUNICATIONS INC LVLT · Entity 172141 | GrantCommon Stock | 1,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-040133 · doc4.xml · nonDerivative · entry 1 MORTENSEN ERIC · CIK 0001256844 · SVP, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,894 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.