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LUMN

Lumen Technologies, Inc.

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Tapewire entity
3749
SEC CIK
0000018926
Parsed reports
437

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2019 Filed Jul 3, 2019 20:32 UTC
MORTENSEN ERICSVP & Controller
Tax withholdingCommon Stock 1,194 $11.70 $13,969.80
Disclosure

SEC source: 0001209191-19-041129 · doc4.xml · nonDerivative · entry 1

MORTENSEN ERIC · CIK 0001256844 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,845

F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock units.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:31 UTC
STOREY JEFFREY KDirector · President & CEO
Tax withholdingCommon Stock 34,614 $11.70 $404,983.80
Disclosure

SEC source: 0001209191-19-041122 · doc4.xml · nonDerivative · entry 1

STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,143,231

F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock units.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:31 UTC
Dev IndraneelEVP and CFO
Tax withholdingCommon Stock 2,766 $11.70 $32,362.20
Disclosure

SEC source: 0001209191-19-041124 · doc4.xml · nonDerivative · entry 1

Dev Indraneel · CIK 0001754974 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,387

F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock units.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 21:24 UTC GrantPhantom Stock · Derivative 161 $11.01 $1,772.08
Disclosure

SEC source: 0001209191-19-037451 · doc4.xml · derivative · entry 1

ROBERTS MICHAEL JAMES · CIK 0001269959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,250

Underlying: Common Stock · 161 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the fair market value of one share of the Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: Each share of phantom stock represents the right to receive the fair market value of one share of the Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.expiration_date: Each share of phantom stock represents the right to receive the fair market value of one share of the Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
June 01, 2019 Filed Jun 3, 2019 21:32 UTC
Trezise ScottEVP, Human Resources
Tax withholdingCommon Stock 21,428 $10.45 $223,922.60
Disclosure

SEC source: 0001209191-19-033997 · doc4.xml · nonDerivative · entry 1

Trezise Scott · CIK 0001585014 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,088

F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

Read SEC document
June 01, 2019 Filed Jun 3, 2019 21:31 UTC Tax withholdingCommon Stock 27,844 $10.45 $290,969.80
Disclosure

SEC source: 0001209191-19-033995 · doc4.xml · nonDerivative · entry 1

GOFF STACEY W · CIK 0001260767 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541,726

F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

Read SEC document
May 30, 2019 Filed May 30, 2019 21:28 UTC
HANKS WILLIAM BRUCEDirector · Lead Independent Director
PurchaseCommon Stock 10,000 $10.63 $106,300.00
Disclosure

SEC source: 0001209191-19-033492 · doc4.xml · nonDerivative · entry 1

HANKS WILLIAM BRUCE · CIK 0001202824 · Director · Lead Independent Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,172

Read SEC document
May 24, 2019 Filed May 28, 2019 21:54 UTC
STOREY JEFFREY KDirector · President & CEO
Tax withholdingCommon Stock 62,156 $10.11 $628,397.16
Disclosure

SEC source: 0001209191-19-033064 · doc4.xml · nonDerivative · entry 1

STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,177,845

F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards.

Read SEC document
May 23, 2019 Filed May 23, 2019 22:03 UTC
STOREY JEFFREY KDirector · President & CEO
PurchaseCommon Stock 50,000 $9.83 $491,480.00
Disclosure

SEC source: 0001209191-19-032413 · doc4.xml · nonDerivative · entry 1

STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,240,001

F1 · price: The price reported represents the weighted average price of the shares purchased. Shares were purchased at varying prices in the range of $9.8050 - $9.855. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

Read SEC document
May 23, 2019 Filed May 23, 2019 22:02 UTC
Dev IndraneelEVP and CFO
PurchaseCommon Stock 3,100 $9.85 $30,535.00
Disclosure

SEC source: 0001209191-19-032412 · doc4.xml · nonDerivative · entry 2

Dev Indraneel · CIK 0001754974 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 474,153

Read SEC document
May 23, 2019 Filed May 23, 2019 22:02 UTC
Dev IndraneelEVP and CFO
PurchaseCommon Stock 11,900 $9.80 $116,620.00
Disclosure

SEC source: 0001209191-19-032412 · doc4.xml · nonDerivative · entry 1

Dev Indraneel · CIK 0001754974 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 471,053

Read SEC document
May 23, 2019 Filed May 24, 2019 22:05 UTC PurchaseCommon Stock 20,000 $9.83 $196,600.00
Disclosure

SEC source: 0001209191-19-032814 · doc4.xml · nonDerivative · entry 2

GLENN T MICHAEL · CIK 0001197608 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 52,143

F3 · price: The price reported represents the weighted average price of the shares purchased. Shares were purchased at varying prices in the range of $9.8299 - $9.830. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

Read SEC document
May 22, 2019 Filed May 24, 2019 22:02 UTC GrantCommon Stock 14,706 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032811 · doc4.xml · nonDerivative · entry 1

BROWN PETER C · CIK 0001095168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,332

F1 · kind: This grant of restricted stock will vest on May 22, 2020.

Read SEC document
May 22, 2019 Filed May 24, 2019 22:06 UTC GrantCommon Stock 14,706 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032816 · doc4.xml · nonDerivative · entry 1

Landrieu Mary L. · CIK 0001659021 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,191

F1 · kind: This grant of restricted stock will vest on May 22, 2020.

Read SEC document
May 22, 2019 Filed May 24, 2019 22:05 UTC
HANKS WILLIAM BRUCEDirector · Lead Independent Director
GrantCommon Stock 14,706 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032815 · doc4.xml · nonDerivative · entry 1

HANKS WILLIAM BRUCE · CIK 0001202824 · Director · Lead Independent Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,172

F1 · kind: This grant of restricted stock will vest on May 22, 2020.

Read SEC document
May 22, 2019 Filed May 24, 2019 22:09 UTC GrantCommon Stock 14,706 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032819 · doc4.xml · nonDerivative · entry 1

ROBERTS MICHAEL JAMES · CIK 0001269959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,962

F1 · kind: This grant of restricted stock units will vest on May 22, 2020 but will be paid out in shares of Common Stock at a later date according to the Reporting Person's deferral election.

Read SEC document
May 22, 2019 Filed May 24, 2019 22:09 UTC GrantCommon Stock 14,706 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032820 · doc4.xml · nonDerivative · entry 1

SIEGEL LAURIE · CIK 0001223626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,430

F1 · kind: This grant of restricted stock will vest on May 22, 2020.

Read SEC document
May 22, 2019 Filed May 24, 2019 22:08 UTC GrantCommon Stock 14,706 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032818 · doc4.xml · nonDerivative · entry 1

POST GLEN F III · CIK 0001202860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150,652

F1 · kind: This grant of restricted stock will vest on May 22, 2020.

Read SEC document
May 22, 2019 Filed May 24, 2019 22:06 UTC
PERRY HARVEY PDirector · Chairman
GrantCommon Stock 14,706 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032817 · doc4.xml · nonDerivative · entry 1

PERRY HARVEY P · CIK 0001202859 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,999

F1 · kind: This grant of restricted stock will vest on May 22, 2020.

Read SEC document
May 22, 2019 Filed May 24, 2019 22:05 UTC GrantCommon Stock 14,706 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032814 · doc4.xml · nonDerivative · entry 1

GLENN T MICHAEL · CIK 0001197608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,925

F1 · kind: This grant of restricted stock units will vest on May 22, 2020 but will be paid out in shares of Common Stock at a later date according to the Reporting Person's deferral election.

F2 · balance_after: Includes 366 shares acquired through reinvestment of dividends since the Reporting Person's last Form 4.

Read SEC document
May 22, 2019 Filed May 24, 2019 22:04 UTC GrantCommon Stock 14,706 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032813 · doc4.xml · nonDerivative · entry 1

CLONTZ STEVEN T · CIK 0001061410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,040

F1 · kind: This grant of restricted stock will vest on May 22, 2020.

Read SEC document
May 22, 2019 Filed May 24, 2019 22:03 UTC GrantCommon Stock 14,706 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032812 · doc4.xml · nonDerivative · entry 1

Chilton Kevin P. · CIK 0001516588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,513

F1 · kind: This grant of restricted stock will vest on May 22, 2020.

Read SEC document
May 22, 2019 Filed May 24, 2019 22:02 UTC GrantCommon Stock 14,706 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032810 · doc4.xml · nonDerivative · entry 1

BOULET VIRGINIA · CIK 0001202817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,590

F1 · kind: This grant of restricted stock will vest on May 22, 2020.

Read SEC document
May 22, 2019 Filed May 24, 2019 22:01 UTC GrantCommon Stock 14,706 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-032809 · doc4.xml · nonDerivative · entry 1

Bejar Martha Helena · CIK 0001304391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,441

F1 · kind: This grant of restricted stock units will vest on May 22, 2020 but will be paid out in shares of Common Stock at a later date according to the Reporting Person's deferral election.

Read SEC document
May 15, 2019 Filed May 15, 2019 21:23 UTC
PERRY HARVEY PDirector · Chairman
PurchaseCommon Stock 10,000 $10.92 $109,192.00
Disclosure

SEC source: 0001209191-19-030099 · doc4.xml · nonDerivative · entry 1

PERRY HARVEY P · CIK 0001202859 · Director · Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,293

F1 · balance_after: Includes 8,820 shares acquired through the Issuer's DRIP since the Reporting Person's last Section 16 filing.

Read SEC document
May 10, 2019 Filed May 13, 2019 21:10 UTC PurchaseCommon Stock 7,000 $10.75 $75,250.00
Disclosure

SEC source: 0001209191-19-029390 · doc4.xml · nonDerivative · entry 3

CLONTZ STEVEN T · CIK 0001061410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,334

Read SEC document
May 10, 2019 Filed May 13, 2019 21:10 UTC PurchaseCommon Stock 5,000 $10.80 $54,000.00
Disclosure

SEC source: 0001209191-19-029390 · doc4.xml · nonDerivative · entry 2

CLONTZ STEVEN T · CIK 0001061410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,334

Read SEC document
May 10, 2019 Filed May 13, 2019 21:10 UTC PurchaseCommon Stock 25,000 $11.00 $275,000.00
Disclosure

SEC source: 0001209191-19-029390 · doc4.xml · nonDerivative · entry 1

CLONTZ STEVEN T · CIK 0001061410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 227,334

Read SEC document
March 22, 2019 Filed Mar 25, 2019 21:09 UTC GrantPhantom Stock · Derivative 144 $12.06 $1,736.64
Disclosure

SEC source: 0001209191-19-021196 · doc4.xml · derivative · entry 1

ROBERTS MICHAEL JAMES · CIK 0001269959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,089

Underlying: Common Stock · 144 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the fair market value of one share of the Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: Each share of phantom stock represents the right to receive the fair market value of one share of the Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.expiration_date: Each share of phantom stock represents the right to receive the fair market value of one share of the Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 12, 2019 Filed Mar 14, 2019 20:21 UTC PurchaseCommon Stock 2,000 $12.30 $24,608.00
Disclosure

SEC source: 0001209191-19-019435 · doc4.xml · nonDerivative · entry 1

Chilton Kevin P. · CIK 0001516588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,807

Read SEC document
March 11, 2019 Filed Mar 13, 2019 21:24 UTC
STOREY JEFFREY KDirector · President & CEO
Tax withholdingCommon Stock 286,358 $12.34 $3,533,657.72
Disclosure

SEC source: 0001209191-19-019206 · doc4.xml · nonDerivative · entry 1

STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,190,001

F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

Read SEC document
March 06, 2019 Filed Mar 6, 2019 22:07 UTC
Dev IndraneelEVP and CFO
PurchaseCommon Stock 50,000 $11.75 $587,500.00
Disclosure

SEC source: 0001209191-19-017428 · doc4.xml · nonDerivative · entry 1

Dev Indraneel · CIK 0001754974 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 459,153

Read SEC document
March 06, 2019 Filed Mar 6, 2019 22:07 UTC
STOREY JEFFREY KDirector · President & CEO
PurchaseCommon Stock 83,000 $11.94 $991,260.70
Disclosure

SEC source: 0001209191-19-017427 · doc4.xml · nonDerivative · entry 1

STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,476,359

F1 · price: The price reported represents the weighted average price of the shares purchased. Shares were purchased at varying prices in the range of $11.915 - $11.995. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

Read SEC document
March 06, 2019 Filed Mar 7, 2019 22:43 UTC PurchaseCommon Stock 8,000 $11.95 $95,600.00
Disclosure

SEC source: 0001209191-19-017849 · doc4.xml · nonDerivative · entry 1

CLONTZ STEVEN T · CIK 0001061410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 202,334

Read SEC document
March 01, 2019 Filed Mar 5, 2019 00:14 UTC
MORTENSEN ERICSVP & Controller
Tax withholdingCommon Stock 1,318 $12.97 $17,094.46
Disclosure

SEC source: 0001209191-19-015998 · doc4.xml · nonDerivative · entry 2

MORTENSEN ERIC · CIK 0001256844 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,039

F2 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock units.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 00:01 UTC
STOREY JEFFREY KDirector · President & CEO
Tax withholdingCommon Stock 46,625 $12.97 $604,726.25
Disclosure

SEC source: 0001209191-19-015975 · doc4.xml · nonDerivative · entry 3

STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,393,359

F3 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock units.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 00:04 UTC
Dev IndraneelEVP and CFO
Tax withholdingCommon Stock 3,228 $12.97 $41,867.16
Disclosure

SEC source: 0001209191-19-015979 · doc4.xml · nonDerivative · entry 2

Dev Indraneel · CIK 0001754974 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 409,153

F2 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock units.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 00:14 UTC
MORTENSEN ERICSVP & Controller
GrantCommon Stock 32,043 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015998 · doc4.xml · nonDerivative · entry 1

MORTENSEN ERIC · CIK 0001256844 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,357

F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2020. Vesting of the performance-based portion is dependent upon the extent to which the two-year performance metric is achieved, with any earned shares vesting in two equal installments on March 1 of each of 2021 and 2022.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 00:16 UTC Tax withholdingCommon Stock 58,020 $13.19 $765,283.80
Disclosure

SEC source: 0001209191-19-016005 · doc4.xml · nonDerivative · entry 2

POST GLEN F III · CIK 0001202860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,135,946

F2 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

F3 · balance_after: Includes 1,939 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report (including an additional 537 shares acquired through the reinvestment of dividends since his last Form 4).

Read SEC document
February 28, 2019 Filed Mar 5, 2019 00:16 UTC Disposition to issuerCommon Stock 40,478 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016005 · doc4.xml · nonDerivative · entry 1

POST GLEN F III · CIK 0001202860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,193,966

F1 · kind: These shares of unvested restricted stock were forfeited due to a failure to achieve a specific level of performance required for vesting.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 00:09 UTC
Trezise ScottEVP, Human Resources
Tax withholdingCommon Stock 4,814 $13.19 $63,496.66
Disclosure

SEC source: 0001209191-19-015992 · doc4.xml · nonDerivative · entry 3

Trezise Scott · CIK 0001585014 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,516

F3 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 00:09 UTC
Trezise ScottEVP, Human Resources
Disposition to issuerCommon Stock 2,858 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015992 · doc4.xml · nonDerivative · entry 2

Trezise Scott · CIK 0001585014 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,330

F2 · kind: These shares of unvested restricted stock were forfeited due to a failure to achieve a specific level of performance required for vesting.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 00:09 UTC
Trezise ScottEVP, Human Resources
GrantCommon Stock 56,966 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015992 · doc4.xml · nonDerivative · entry 1

Trezise Scott · CIK 0001585014 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,188

F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2020. Vesting of the performance-based portion is dependent upon the extent to which the two-year performance metric is achieved, with any earned shares vesting in two equal installments on March 1 of each of 2021 and 2022.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 00:06 UTC Tax withholdingCommon Stock 6,768 $13.19 $89,269.92
Disclosure

SEC source: 0001209191-19-015984 · doc4.xml · nonDerivative · entry 3

GOFF STACEY W · CIK 0001260767 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,570

F3 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 00:06 UTC Disposition to issuerCommon Stock 6,001 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015984 · doc4.xml · nonDerivative · entry 2

GOFF STACEY W · CIK 0001260767 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 576,338

F2 · kind: These shares of unvested restricted stock were forfeited due to a failure to achieve a specific level of performance required for vesting.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 00:06 UTC GrantCommon Stock 142,415 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015984 · doc4.xml · nonDerivative · entry 1

GOFF STACEY W · CIK 0001260767 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 582,339

F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2020. Vesting of the performance-based portion is dependent upon the extent to which the two-year performance metric is achieved, with any earned shares vesting in two equal installments on March 1 of each of 2021 and 2022.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 00:01 UTC
STOREY JEFFREY KDirector · President & CEO
GrantCommon Stock 325,554 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015975 · doc4.xml · nonDerivative · entry 2

STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,439,984

F2 · kind: Represents additional shares earned under the terms of a grant of performance-based restricted stock.

Read SEC document
February 28, 2019 Filed Mar 5, 2019 00:01 UTC
STOREY JEFFREY KDirector · President & CEO
GrantCommon Stock 358,884 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015975 · doc4.xml · nonDerivative · entry 1

STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,114,430

F1 · kind: The Reporting Person received a grant of restricted stock units (40% time-based and 60% performance-based). The reported transaction represents the time-based portion of this grant, which will vest in three equal annual installments beginning on March 1, 2020. In accordance with Section 16 rules, the performance-based portion will be reported when and to the extent the underlying shares are earned.

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February 28, 2019 Filed Mar 5, 2019 00:04 UTC
Dev IndraneelEVP and CFO
GrantCommon Stock 192,260 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-015979 · doc4.xml · nonDerivative · entry 1

Dev Indraneel · CIK 0001754974 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,381

F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2020. Vesting of the performance-based portion is dependent upon the extent to which the two-year performance metric is achieved, with any earned shares vesting in two equal installments on March 1 of each of 2021 and 2022.

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February 23, 2019 Filed Feb 25, 2019 23:55 UTC
Trezise ScottEVP, Human Resources
Tax withholdingCommon Stock 1,342 $13.44 $18,036.48
Disclosure

SEC source: 0001209191-19-013208 · doc4.xml · nonDerivative · entry 2

Trezise Scott · CIK 0001585014 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,222

F1 · kind: Shares withheld to cover the taxes due upon the vesting of shares of restricted stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.