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LUMN

Lumen Technologies, Inc.

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Tapewire entity
3749
SEC CIK
0000018926
Parsed reports
437

Last 12 months

Inside the activity.

2 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202611
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2020 Filed May 21, 2020 22:54 UTC GrantCommon Stock 16,439 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031492 · doc4.xml · nonDerivative · entry 1

SIEGEL LAURIE · CIK 0001223626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,797

F1 · kind: This grant of restricted stock will vest on May 20, 2021.

Read SEC document
May 20, 2020 Filed May 21, 2020 22:54 UTC GrantCommon Stock 16,439 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031490 · doc4.xml · nonDerivative · entry 1

ROBERTS MICHAEL JAMES · CIK 0001269959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,401

F1 · kind: This grant of restricted stock will vest on May 20, 2021.

Read SEC document
May 20, 2020 Filed May 21, 2020 22:53 UTC
Jones HalDirector
GrantCommon Stock 16,439 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031489 · doc4.xml · nonDerivative · entry 1

Jones Hal · CIK 0001450693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,439

F1 · kind: This grant of restricted stock will vest on May 20, 2021.

Read SEC document
May 20, 2020 Filed May 21, 2020 22:53 UTC GrantCommon Stock 16,439 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031488 · doc4.xml · nonDerivative · entry 1

HANKS WILLIAM BRUCE · CIK 0001202824 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,611

F1 · kind: This grant of restricted stock will vest on May 20, 2021.

Read SEC document
May 20, 2020 Filed May 21, 2020 22:52 UTC GrantCommon Stock 16,439 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031485 · doc4.xml · nonDerivative · entry 1

GLENN T MICHAEL · CIK 0001197608 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,364

F1 · kind: This grant of restricted stock units will vest on May 20, 2021 but will be paid out in shares of Common Stock at a later date according to the Reporting Person's deferral election.

Read SEC document
May 20, 2020 Filed May 21, 2020 22:51 UTC GrantCommon Stock 16,439 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031483 · doc4.xml · nonDerivative · entry 1

CLONTZ STEVEN T · CIK 0001061410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,479

F1 · kind: This grant of restricted stock will vest on May 20, 2021.

Read SEC document
May 20, 2020 Filed May 21, 2020 22:50 UTC GrantCommon Stock 16,439 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031482 · doc4.xml · nonDerivative · entry 1

Chilton Kevin P. · CIK 0001516588 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,952

F1 · kind: This grant of restricted stock units will vest on May 20, 2021 but will be paid out in shares of Common Stock at a later date according to the Reporting Person's deferral election.

Read SEC document
May 20, 2020 Filed May 21, 2020 22:50 UTC GrantCommon Stock 16,439 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-031481 · doc4.xml · nonDerivative · entry 1

BROWN PETER C · CIK 0001095168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,771

F1 · kind: This grant of restricted stock will vest on May 20, 2021.

Read SEC document
March 20, 2020 Filed Mar 24, 2020 01:19 UTC GrantPhantom Stock · Derivative 191 $9.84 $1,879.44
Disclosure

SEC source: 0001209191-20-020793 · doc4.xml · derivative · entry 1

ROBERTS MICHAEL JAMES · CIK 0001269959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,712

Underlying: Common Stock · 191 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the fair market value of one share of the Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: Each share of phantom stock represents the right to receive the fair market value of one share of the Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.expiration_date: Each share of phantom stock represents the right to receive the fair market value of one share of the Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 21:14 UTC PurchaseCommon Stock 9,600 $9.77 $93,791.04
Disclosure

SEC source: 0001209191-20-019334 · doc4.xml · nonDerivative · entry 2

CLONTZ STEVEN T · CIK 0001061410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 264,040

Read SEC document
March 13, 2020 Filed Mar 16, 2020 21:14 UTC PurchaseCommon Stock 400 $9.77 $3,906.00
Disclosure

SEC source: 0001209191-20-019334 · doc4.xml · nonDerivative · entry 1

CLONTZ STEVEN T · CIK 0001061410 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,440

Read SEC document
March 12, 2020 Filed Mar 12, 2020 22:28 UTC
HANKS WILLIAM BRUCEDirector · Lead Independent Director
PurchaseCommon Stock 10,000 $9.25 $92,499.00
Disclosure

SEC source: 0001209191-20-018628 · doc4.xml · nonDerivative · entry 1

HANKS WILLIAM BRUCE · CIK 0001202824 · Director · Lead Independent Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,172

F1 · price: The price reported represents the weighted average price of the shares purchased. Shares were purchased at varying prices in the range of $9.2450 - $9.2500. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

Read SEC document
March 12, 2020 Filed Mar 12, 2020 22:27 UTC
Dev IndraneelEVP and CFO
PurchaseCommon Stock 30,000 $9.00 $270,000.00
Disclosure

SEC source: 0001209191-20-018627 · doc4.xml · nonDerivative · entry 1

Dev Indraneel · CIK 0001754974 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 773,953

Read SEC document
March 12, 2020 Filed Mar 16, 2020 21:15 UTC PurchaseCommon Stock 25,000 $9.64 $240,932.50
Disclosure

SEC source: 0001209191-20-019339 · doc4.xml · nonDerivative · entry 1

GLENN T MICHAEL · CIK 0001197608 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 77,143

F1 · price: The price reported represents the weighted average price of the shares purchased. Shares were purchased at varying prices in the range of $9.6298 - $9.6400. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:06 UTC
Trezise ScottEVP, Human Resources
Tax withholdingCommon Stock 3,341 $12.07 $40,325.87
Disclosure

SEC source: 0001209191-20-015388 · doc4.xml · nonDerivative · entry 1

Trezise Scott · CIK 0001585014 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,208

F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:05 UTC
STOREY JEFFREY KDirector · President & CEO
Tax withholdingCommon Stock 99,237 $12.07 $1,197,790.59
Disclosure

SEC source: 0001209191-20-015382 · doc4.xml · nonDerivative · entry 1

STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,905,547

F1 · kind: Shares withheld to cover the taxes due upon the vesting or settlement of equity awards.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:05 UTC
MORTENSEN ERICSVP & Controller
Tax withholdingCommon Stock 3,882 $12.07 $46,855.74
Disclosure

SEC source: 0001209191-20-015380 · doc4.xml · nonDerivative · entry 1

MORTENSEN ERIC · CIK 0001256844 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,362

F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:04 UTC Tax withholdingCommon Stock 8,441 $12.07 $101,882.87
Disclosure

SEC source: 0001209191-20-015375 · doc4.xml · nonDerivative · entry 1

GOFF STACEY W · CIK 0001260767 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 665,203

F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:03 UTC
Dev IndraneelEVP and CFO
Tax withholdingCommon Stock 16,172 $12.07 $195,196.04
Disclosure

SEC source: 0001209191-20-015371 · doc4.xml · nonDerivative · entry 2

Dev Indraneel · CIK 0001754974 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743,953

F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards.

Read SEC document
March 01, 2020 Filed Mar 3, 2020 22:03 UTC
Andrews Shaun CExec VP & Chief Mktg Officer
Tax withholdingCommon Stock 5,149 $12.07 $62,148.43
Disclosure

SEC source: 0001209191-20-015368 · doc4.xml · nonDerivative · entry 1

Andrews Shaun C · CIK 0001795082 · Exec VP & Chief Mktg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,372

F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 22:03 UTC
Dev IndraneelEVP and CFO
Tax withholdingCommon Stock 15,568 $12.07 $187,905.76
Disclosure

SEC source: 0001209191-20-015371 · doc4.xml · nonDerivative · entry 1

Dev Indraneel · CIK 0001754974 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 760,125

F1 · kind: Shares withheld to cover the taxes due upon the vesting of equity awards.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:29 UTC
Trezise ScottEVP, Human Resources
Tax withholdingCommon Stock 14,165 $12.75 $180,603.75
Disclosure

SEC source: 0001209191-20-014068 · doc4.xml · nonDerivative · entry 3

Trezise Scott · CIK 0001585014 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,549

F3 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:29 UTC
Trezise ScottEVP, Human Resources
GrantCommon Stock 11,469 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014068 · doc4.xml · nonDerivative · entry 2

Trezise Scott · CIK 0001585014 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,714

F2 · kind: Represents the aggregate number of additional shares earned under the terms of two grants of performance-based restricted stock for which the performance period ended on 12/31/2019, as certified by the Human Resources and Compensation Committee.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:29 UTC
Trezise ScottEVP, Human Resources
GrantCommon Stock 71,185 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014068 · doc4.xml · nonDerivative · entry 1

Trezise Scott · CIK 0001585014 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,245

F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2021. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2023.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:28 UTC
STOREY JEFFREY KDirector · President & CEO
Tax withholdingCommon Stock 126,647 $12.75 $1,614,749.25
Disclosure

SEC source: 0001209191-20-014066 · doc4.xml · nonDerivative · entry 3

STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,004,784

F3 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock units.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:28 UTC
STOREY JEFFREY KDirector · President & CEO
GrantCommon Stock 629,428 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014066 · doc4.xml · nonDerivative · entry 2

STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,131,431

F2 · kind: Represents the total number of shares earned under performance-based RSUs for which the performance period ended on 12/31/2019, as certified by the Human Resources and Compensation Committee.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:28 UTC
STOREY JEFFREY KDirector · President & CEO
GrantCommon Stock 358,772 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014066 · doc4.xml · nonDerivative · entry 1

STOREY JEFFREY K · CIK 0001214653 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,502,003

F1 · kind: The Reporting Person received a grant of restricted stock units (40% time-based and 60% performance-based). The reported transaction represents the time-based portion of this grant, which will vest in three equal annual installments beginning on March 1, 2021. In accordance with Section 16 rules, the performance-based portion will be reported when and to the extent the underlying shares are earned.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:28 UTC Tax withholdingCommon Stock 168,058 $12.75 $2,142,739.50
Disclosure

SEC source: 0001209191-20-014065 · doc4.xml · nonDerivative · entry 2

POST GLEN F III · CIK 0001202860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,035,439

F2 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

F3 · balance_after: Includes 1,939 shares held in the Issuer's ESPP for the benefit of the Reporting Person as of the date of this report.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:28 UTC GrantCommon Stock 52,845 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014065 · doc4.xml · nonDerivative · entry 1

POST GLEN F III · CIK 0001202860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,203,497

F1 · kind: Represents the aggregate number of additional shares earned under the terms of two grants of performance-based restricted stock for which the performance period ended on 12/31/2019, as certified by the Human Resources and Compensation Committee.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:26 UTC
Dev IndraneelEVP and CFO
Tax withholdingCommon Stock 6,832 $12.75 $87,108.00
Disclosure

SEC source: 0001209191-20-014059 · doc4.xml · nonDerivative · entry 3

Dev Indraneel · CIK 0001754974 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,693

F3 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:26 UTC
Dev IndraneelEVP and CFO
GrantCommon Stock 37,022 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014059 · doc4.xml · nonDerivative · entry 2

Dev Indraneel · CIK 0001754974 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 782,525

F2 · kind: Represents the aggregate number of additional shares earned under the terms of two grants of performance-based restricted stock for which the performance period ended on 12/31/2019, as certified by the Human Resources and Compensation Committee.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:26 UTC
Dev IndraneelEVP and CFO
GrantCommon Stock 284,740 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014059 · doc4.xml · nonDerivative · entry 1

Dev Indraneel · CIK 0001754974 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 745,503

F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2021. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2023.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:27 UTC
MORTENSEN ERICSVP & Controller
Tax withholdingCommon Stock 2,947 $12.75 $37,574.25
Disclosure

SEC source: 0001209191-20-014062 · doc4.xml · nonDerivative · entry 3

MORTENSEN ERIC · CIK 0001256844 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,244

F3 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:27 UTC
MORTENSEN ERICSVP & Controller
GrantCommon Stock 4,652 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014062 · doc4.xml · nonDerivative · entry 2

MORTENSEN ERIC · CIK 0001256844 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,191

F2 · kind: Represents additional shares earned under the terms of a grant of performance-based restricted stock for which the performance period ended on 12/31/2019, as certified by the Human Resources and Compensation Committee.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:27 UTC
MORTENSEN ERICSVP & Controller
GrantCommon Stock 32,033 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014062 · doc4.xml · nonDerivative · entry 1

MORTENSEN ERIC · CIK 0001256844 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,539

F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2021. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2023.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:27 UTC Tax withholdingCommon Stock 35,544 $12.75 $453,186.00
Disclosure

SEC source: 0001209191-20-014061 · doc4.xml · nonDerivative · entry 3

GOFF STACEY W · CIK 0001260767 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673,644

F3 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:27 UTC GrantCommon Stock 34,976 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014061 · doc4.xml · nonDerivative · entry 2

GOFF STACEY W · CIK 0001260767 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709,188

F2 · kind: Represents the aggregate number of additional shares earned under the terms of two grants of performance-based restricted stock for which the performance period ended on 12/31/2019, as certified by the Human Resources and Compensation Committee.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:27 UTC GrantCommon Stock 142,370 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014061 · doc4.xml · nonDerivative · entry 1

GOFF STACEY W · CIK 0001260767 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 674,212

F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2021. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2023.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:26 UTC
Andrews Shaun CExec VP & Chief Mktg Officer
Tax withholdingCommon Stock 5,959 $12.75 $75,977.25
Disclosure

SEC source: 0001209191-20-014058 · doc4.xml · nonDerivative · entry 3

Andrews Shaun C · CIK 0001795082 · Exec VP & Chief Mktg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,521

F3 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:26 UTC
Andrews Shaun CExec VP & Chief Mktg Officer
GrantCommon Stock 9,906 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014058 · doc4.xml · nonDerivative · entry 2

Andrews Shaun C · CIK 0001795082 · Exec VP & Chief Mktg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,480

F2 · kind: Represents additional shares earned under the terms of a grant of performance-based restricted stock for which the performance period ended on 12/31/2019, as certified by the Human Resources and Compensation Committee.

Read SEC document
February 26, 2020 Filed Feb 28, 2020 22:26 UTC
Andrews Shaun CExec VP & Chief Mktg Officer
GrantCommon Stock 99,659 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-014058 · doc4.xml · nonDerivative · entry 1

Andrews Shaun C · CIK 0001795082 · Exec VP & Chief Mktg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,574

F1 · kind: Represents a grant of restricted stock (40% time-based and 60% performance-based). The time-based portion will vest in three equal annual installments beginning on March 1, 2021. Vesting of the performance-based portion is dependent upon the extent to which two three-year performance metrics are achieved, with any earned shares vesting on March 1, 2023.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:27 UTC
Trezise ScottEVP, Human Resources
Tax withholdingCommon Stock 4,028 $13.22 $53,250.16
Disclosure

SEC source: 0001209191-20-012466 · doc4.xml · nonDerivative · entry 1

Trezise Scott · CIK 0001585014 · EVP, Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,060

F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:24 UTC Tax withholdingCommon Stock 9,884 $13.22 $130,666.48
Disclosure

SEC source: 0001209191-20-012459 · doc4.xml · nonDerivative · entry 1

GOFF STACEY W · CIK 0001260767 · EVP & GC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 531,842

F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:22 UTC
Andrews Shaun CExec VP & Chief Mktg Officer
Tax withholdingCommon Stock 1,844 $13.22 $24,377.68
Disclosure

SEC source: 0001209191-20-012455 · doc4.xml · nonDerivative · entry 1

Andrews Shaun C · CIK 0001795082 · Exec VP & Chief Mktg Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,915

F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:03 UTC
Dev IndraneelEVP and CFO
Tax withholdingCommon Stock 3,026 $13.33 $40,336.58
Disclosure

SEC source: 0001209191-20-011501 · doc4.xml · nonDerivative · entry 1

Dev Indraneel · CIK 0001754974 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,763

F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

Read SEC document
February 19, 2020 Filed Feb 21, 2020 21:05 UTC
MORTENSEN ERICSVP & Controller
Tax withholdingCommon Stock 1,339 $13.33 $17,848.87
Disclosure

SEC source: 0001209191-20-011505 · doc4.xml · nonDerivative · entry 1

MORTENSEN ERIC · CIK 0001256844 · SVP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,506

F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock.

Read SEC document
December 13, 2019 Filed Dec 17, 2019 22:18 UTC GrantPhantom Stock · Derivative 134 $13.78 $1,846.96
Disclosure

SEC source: 0001209191-19-060916 · doc4.xml · derivative · entry 1

ROBERTS MICHAEL JAMES · CIK 0001269959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,521

Underlying: Common Stock · 134 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the fair market value of one share of the Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: Each share of phantom stock represents the right to receive the fair market value of one share of the Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.expiration_date: Each share of phantom stock represents the right to receive the fair market value of one share of the Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

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December 10, 2019 Filed Dec 12, 2019 01:33 UTC SaleCommon Stock 3,072 $14.00 $43,017.22
Disclosure

SEC source: 0001209191-19-060128 · doc4.xml · nonDerivative · entry 1

SIEGEL LAURIE · CIK 0001223626 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,358

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November 01, 2019 Filed Nov 5, 2019 22:22 UTC
Dev IndraneelEVP and CFO
Tax withholdingCommon Stock 7,598 $13.32 $101,205.36
Disclosure

SEC source: 0001209191-19-055286 · doc4.xml · nonDerivative · entry 1

Dev Indraneel · CIK 0001754974 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 463,789

F1 · kind: Shares withheld to cover the taxes due upon the vesting of restricted stock units.

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September 13, 2019 Filed Sep 17, 2019 21:24 UTC GrantPhantom Stock · Derivative 137 $13.25 $1,814.78
Disclosure

SEC source: 0001209191-19-049879 · doc4.xml · derivative · entry 1

ROBERTS MICHAEL JAMES · CIK 0001269959 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,387

Underlying: Common Stock · 137 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents the right to receive the fair market value of one share of the Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.exercise_date: Each share of phantom stock represents the right to receive the fair market value of one share of the Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

F1 · derivative.expiration_date: Each share of phantom stock represents the right to receive the fair market value of one share of the Issuer's common stock, payable to the Reporting Person in cash as soon as practicable following the end of his service as director or otherwise in accordance with the terms of the legacy Qwest Deferred Compensation Plan for Non-Employee Directors.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.