LOCL

SEC source: 0001209191-22-042600 · doc4.xml · nonDerivative · entry 1

Joyner Travis M. · CIK 0001872334 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By McLeod Management Co., LLC

Disclosed balance after: 16,105,479

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: This transaction was executed in multiple trades at prices ranging from $4.01 to $4.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-22-042599 · doc4.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wheat Wind Farms, LLC

Disclosed balance after: 17,936,802

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: This transaction was executed in multiple trades at prices ranging from $4.01 to $4.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-22-042247 · doc4.xml · nonDerivative · entry 1

Nelson Mark Joseph · CIK 0001435748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,857

F1 · kind: Sale effected under sales plan pursuant to Rule 10b5-1(c)(1) of the Securities Exchange Act of 1934, as amended.

F2 · price: This transaction was executed in multiple trades at prices ranging from $3.75 to $3.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-22-038974 · doc4.xml · nonDerivative · entry 1

Brewster Pamela · CIK 0001872353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,603,002

F1 · shares: The restricted stock units will vest on the earlier of (1) the day before Local Bounti Corporation's next annual stockholders' meeting or (2) June 21, 2023, subject to the reporting person's continued service.

SEC source: 0001209191-22-038983 · doc4.xml · nonDerivative · entry 1

Nelson Mark Joseph · CIK 0001435748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,132

F1 · shares: The restricted stock units will vest on the earlier of (1) the day before Local Bounti Corporation's next annual stockholders' meeting or (2) June 21, 2023, subject to the reporting person's continued service.

SEC source: 0001209191-22-038978 · doc4.xml · nonDerivative · entry 1

FORST EDWARD C · CIK 0001280491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,041

F1 · shares: The restricted stock units will vest on the earlier of (1) the day before Local Bounti Corporation's next annual stockholders' meeting or (2) June 21, 2023, subject to the reporting person's continued service.

SEC source: 0001209191-22-038986 · doc4.xml · nonDerivative · entry 1

Nordby Matthew · CIK 0001893900 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,041

F1 · shares: The restricted stock units will vest on the earlier of (1) the day before Local Bounti Corporation's next annual stockholders' meeting or (2) June 21, 2023, subject to the reporting person's continued service.

SEC source: 0001209191-22-026768 · doc4.xml · nonDerivative · entry 1

Hilberg Gary · CIK 0001872345 · Chief Sustainability Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,003,749

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. The amount of shares withheld is based on the closing sale price on April 29, 2022.

SEC source: 0001209191-22-026761 · doc4.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,000,724.025

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. The amount of shares withheld is based on the closing sale price on April 29, 2022.

SEC source: 0001209191-22-024433 · doc4.xml · nonDerivative · entry 1

Nelson Mark Joseph · CIK 0001435748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,091

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. The amount of shares withheld is based on the closing sale price on April 12, 2022.

SEC source: 0001209191-22-023506 · doc4.xml · nonDerivative · entry 2

Cook Brian C. · CIK 0001920885 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 624,735

F2 · shares: Represents 500,000 restricted stock units issued under the Issuer's 2021 Equity Incentive Plan which will vest as follows, subject to the continuous service of the Reporting Person on each vesting date: 10% will vest on May 1, 2023 with the remaining RSUs vesting in three (3) annual 30% installments thereafter.

SEC source: 0001209191-22-023506 · doc4.xml · nonDerivative · entry 1

Cook Brian C. · CIK 0001920885 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,735

F1 · shares: As contemplated by that certain Purchase and Sale Agreement, dated as of March 14, 2022, by and among Mosaic Capital Investors I, LP, True West Capital Partners Fund II L.P., f/k/a Seam Fund II, L.P., Mosaic Capital Investors LLC, Hollandia Produce Group, Inc. ("HPG") and Local Bounti Operating Company LLC, a wholly-owned subsidiary of the Issuer ("Local Bounti LLC"), the Issuer (through Local Bounti LLC) and pursuant to a certain Unit Purchase and Sale Agreement, dated as of March, 14, 2022, acquired all of the equity interests and rights to acquire equity interests of HPG and its subsidiaries, from each selling parties, including the Reporting Person (the "Transaction"). At the Closing on April 4, 2022 of the Transaction, the Reporting Person received 124,735 shares of Common Stock of the Issuer in consideration as a selling party.

F1 · price: As contemplated by that certain Purchase and Sale Agreement, dated as of March 14, 2022, by and among Mosaic Capital Investors I, LP, True West Capital Partners Fund II L.P., f/k/a Seam Fund II, L.P., Mosaic Capital Investors LLC, Hollandia Produce Group, Inc. ("HPG") and Local Bounti Operating Company LLC, a wholly-owned subsidiary of the Issuer ("Local Bounti LLC"), the Issuer (through Local Bounti LLC) and pursuant to a certain Unit Purchase and Sale Agreement, dated as of March, 14, 2022, acquired all of the equity interests and rights to acquire equity interests of HPG and its subsidiaries, from each selling parties, including the Reporting Person (the "Transaction"). At the Closing on April 4, 2022 of the Transaction, the Reporting Person received 124,735 shares of Common Stock of the Issuer in consideration as a selling party.

SEC source: 0001209191-22-005092 · doc4.xml · nonDerivative · entry 1

McKinney Mark Alan · CIK 0001884772 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,546,455

F1 · shares: The restricted stock units ("RSUs") were granted under the Company's 2021 Equity Incentive Plan, of which, subject to Mr. McKinney's continued service with the Company on the applicable vesting date, 10% will vest on July 1, 2022 and the remaining RSUs will vest in three equal installments (of 30% each) on January 1, 2023, 2024 and 2025.

F2 · price: Each RSU represents a contingent right to receive one share of the Company's common stock.

SEC source: 0001209191-22-005090 · doc4.xml · nonDerivative · entry 1

Joyner Travis M. · CIK 0001872334 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,041,974

F1 · shares: The restricted stock units ("RSUs") were granted under the Company's 2021 Equity Incentive Plan, of which, subject to Mr. Joyner's continued service with the Company on the applicable vesting date, 10% will vest on July 1, 2022 and the remaining RSUs will vest in three equal installments (of 30% each) on January 1, 2023, 2024 and 2025.

F2 · price: Each RSU represents a contingent right to receive one share of the Company's common stock.

SEC source: 0001209191-22-005086 · doc4.xml · nonDerivative · entry 1

Hilberg Gary · CIK 0001872345 · Chief Sustainability Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,007,654

F1 · shares: The restricted stock units ("RSUs") were granted under the Company's 2021 Equity Incentive Plan, of which, subject to Mr. Hilberg's continued service with the Company on the applicable vesting date, 10% will vest on July 1, 2022 and the remaining RSUs will vest in three equal installments (of 30% each) on January 1, 2023, 2024 and 2025.

F2 · price: Each RSU represents a contingent right to receive one share of the Company's common stock.

SEC source: 0001209191-22-005088 · doc4.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,112,107

F1 · shares: The restricted stock units ("RSUs") were granted under the Company's 2021 Equity Incentive Plan, of which, subject to Mr. Hurlbert's continued service with the Company on the applicable vesting date, 10% will vest on July 1, 2022 and the remaining RSUs will vest in three equal installments (of 30% each) on January 1, 2023, 2024 and 2025.

F2 · price: Each RSU represents a contingent right to receive one share of the Company's common stock.

SEC source: 0001209191-22-005093 · doc4.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,015,746.025

F1 · shares: The restricted stock units ("RSUs") were granted under the Company's 2021 Equity Incentive Plan, of which, subject to Ms. Valiasek's continued service with the Company on the applicable vesting date, 10% will vest on July 1, 2022 and the remaining RSUs will vest in three equal installments (of 30% each) on January 1, 2023, 2024 and 2025.

F2 · price: Each RSU represents a contingent right to receive one share of the Company's common stock.

SEC source: 0001209191-22-003373 · doc4.xml · nonDerivative · entry 1

Nelson Mark Joseph · CIK 0001435748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,147

F1 · kind: Shares withheld by the Company in payment of the withholding tax liability incurred upon settlement of restricted stock units previously awarded. The amount of shares withheld is based on the closing sale price on January 12, 2022.

SEC source: 0001209191-22-001624 · doc4.xml · nonDerivative · entry 2

Schwab Charles R. · CIK 0000923738 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,440,653

F3 · ownership.nature: Shares owned by the Charles R. Schwab & Helen O. Schwab TTEE The Charles & Helen Schwab Living Trust U/A DTD 11/22/1985 of which the insider and his spouse are trustees and beneficiaries.

SEC source: 0001209191-22-001624 · doc4.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 626,826

F1 · price: This transaction was executed in multiple trades at prices ranging from $7.18 to $7.239. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares owned by the Charles R. Schwab TTEE The Charles & Helen Schwab Living Trust U/A DTD 11/22/1985 of which the insider is the trustee and beneficiary with his spouse.

SEC source: 0001209191-23-002145 · doc4.xml · nonDerivative · entry 2

FORST EDWARD C · CIK 0001280491 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Forst GST LLC

Disclosed balance after: 726,844

F1 · kind: Represents the distribution of shares of the Issuer's Common Stock by Leo Investors III LP ("Leo") pursuant to a pro rata distribution in-kind made in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

F1 · price: Represents the distribution of shares of the Issuer's Common Stock by Leo Investors III LP ("Leo") pursuant to a pro rata distribution in-kind made in accordance with the exemption afforded by Rule 16a-13 of the Securities Exchange Act of 1934, as amended.

SEC source: 0001209191-21-068404 · doc4.xml · nonDerivative · entry 1

Hilberg Gary · CIK 0001872345 · Chief Sustainability Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 457,654

SEC source: 0001209191-21-068403 · doc4.xml · nonDerivative · entry 3

Joyner Travis M. · CIK 0001872334 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,974

F3 · price: This transaction was executed in multiple trades at prices ranging from $6.40 to $6.67. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-21-068403 · doc4.xml · nonDerivative · entry 2

Joyner Travis M. · CIK 0001872334 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,508

F2 · price: This transaction was executed in multiple trades at prices ranging from $6.64 to $7.10. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-21-068207 · doc4.xml · nonDerivative · entry 2

Hurlbert Craig M. · CIK 0001872332 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,107

F2 · price: This transaction was executed in multiple trades at prices ranging from $6.66 to $6.96. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-21-068208 · doc4.xml · derivative · entry 1

FORST EDWARD C · CIK 0001280491 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,912

Underlying: Common Stock · 21,912 shares

Expires 2026-11-19

SEC source: 0001209191-21-068206 · doc4.xml · nonDerivative · entry 1

Vosburg B. David · CIK 0001890212 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,207,428

SEC source: 0001209191-21-068403 · doc4.xml · nonDerivative · entry 1

Joyner Travis M. · CIK 0001872334 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,008

F1 · price: This transaction was executed in multiple trades at prices ranging from $6.30 to $7.105. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-21-068188 · doc4.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 616,826

F1 · price: This transaction was executed in multiple trades at prices ranging from $6.40 to $6.4099. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

F2 · ownership.nature: Shares owned by the Charles R. Schwab TTEE The Charles & Helen Schwab Living Trust U/A DTD 11/22/1985 of which the insider is the trustee and beneficiary with his spouse.

SEC source: 0001209191-21-068204 · doc4.xml · nonDerivative · entry 1

McKinney Mark Alan · CIK 0001884772 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 543,422

F1 · price: This transaction was executed in multiple trades at prices ranging from $5.99 to $6.9499. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-21-068207 · doc4.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,353

F1 · price: This transaction was executed in multiple trades at prices ranging from $6.718 to $7.00. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-21-068205 · doc4.xml · nonDerivative · entry 1

Hilberg Gary · CIK 0001872345 · Chief Sustainability Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,654

F1 · price: This transaction was executed in multiple trades at prices ranging from $6.66 to $6.90. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-21-068202 · doc4.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,568,191.025

F1 · price: This transaction was executed in multiple trades at prices ranging from $6.19 to $6.38. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-21-068203 · doc4.xml · nonDerivative · entry 1

Nordby Matthew · CIK 0001893900 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $7.01 to $7.03. The price reported above reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide, upon request, to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001209191-21-066564 · doc4.xml · nonDerivative · entry 3

Schwab Charles R. · CIK 0000923738 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 8,757,694

F1 · shares: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer.

F1 · price: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer.

F4 · ownership.nature: Shares owned by Live Oak Ventures, LLC.

SEC source: 0001209191-21-066564 · doc4.xml · nonDerivative · entry 2

Schwab Charles R. · CIK 0000923738 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 615,826

F1 · shares: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer.

F1 · price: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer.

F3 · ownership.nature: Shares owned by the Charles R. Schwab TTEE The Charles & Helen Schwab Living Trust U/A DTD 11/22/1985 of which the insider is the trustee and beneficiary with his spouse.

SEC source: 0001209191-21-066564 · doc4.xml · nonDerivative · entry 1

Schwab Charles R. · CIK 0000923738 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 2,431,653

F1 · shares: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer.

F1 · price: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer.

F2 · ownership.nature: Shares owned by the Charles R. Schwab & Helen O. Schwab TTEE The Charles & Helen Schwab Living Trust U/A DTD 11/22/1985 of which the insider and his spouse are trustees and beneficiaries.

SEC source: 0001209191-21-066621 · doc4.xml · nonDerivative · entry 1

McKinney Mark Alan · CIK 0001884772 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 496,967

F1 · shares: Restricted Stock Units ("RSUs") awarded under the Issuer's the 2020 Equity Incentive Plan, as amended from time to time, subject to the continuous service of the Reporting Person on each vesting date: 10% will vest on the one September 1, 2022 with the remaining RSUs vesting in three (3) annual 30% installments thereafter.

F2 · shares: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer.

F2 · price: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer.

SEC source: 0001209191-21-066619 · doc4.xml · nonDerivative · entry 1

Joyner Travis M. · CIK 0001872334 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By McLeod Management Co., LLC

Disclosed balance after: 16,106,907

F1 · shares: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer.

F1 · price: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer.

SEC source: 0001209191-21-066617 · doc4.xml · nonDerivative · entry 1

Hurlbert Craig M. · CIK 0001872332 · Director · Co-Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wheat Wind Farms, LLC

Disclosed balance after: 17,938,230

F1 · shares: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer.

F1 · price: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer.

SEC source: 0001209191-21-066613 · doc4.xml · nonDerivative · entry 1

Hilberg Gary · CIK 0001872345 · Chief Sustainability Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,654

F1 · shares: Includes (i) 149,090 Restricted Stock Units ("RSUs") awarded under the Issuer's the 2020 Equity Incentive Plan, as amended from time to time ("the 2020 Plan"), subject to the continuous service of the Reporting Person on each vesting date: 10% will vest on June 1, 2022 with the remaining RSUs vesting in three (3) annual 30% installments thereafter and (ii) 301,564 Restricted Stock shares awarded under the 2020 Plan, subject to the continuous service of the Reporting Person on each vesting date: 10% will vest on February 1, 2022 with the remaining Restricted Stock shares vesting in three (3) annual 30% installments thereafter.

F2 · price: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer.

SEC source: 0001209191-21-066611 · doc4.xml · nonDerivative · entry 1

Brewster Pamela · CIK 0001872353 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,576,961

F1 · shares: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer.

F2 · shares: Includes 49,697 Restricted Stock Units under the Issuer's 2020 Equity Incentive Plan, as amended from time to time, which will vest as follows, subject to the continuous service of the Reporting Person on each vesting date: 10% will vest on May 1, 2022 with the remaining RSUs vesting in three (3) annual 30% installments thereafter.

F1 · price: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer.

SEC source: 0001209191-21-066623 · doc4.xml · nonDerivative · entry 1

VALIASEK KATHLEEN · CIK 0001694525 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,552,445

F1 · shares: Includes (i) 496,967 Restricted Stock Units ("RSUs") awarded under the Issuer's the 2020 Equity Incentive Plan, as amended from time to time ("the 2020 Plan"), subject to the continuous service of the Reporting Person on each vesting date: 10% will vest on the one May 1, 2022 with the remaining RSUs vesting in three (3) annual 30% installments thereafter and (ii) 1,055,478 Restricted Stock shares awarded under the 2020 Plan which will vest as follows: 10% will vest on March 15, 2022 with the remaining Restricted Stock shares vesting in three (3) annual 30% installments thereafter.

F2 · shares: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer.

F2 · price: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer.

SEC source: 0001209191-21-066622 · doc4.xml · nonDerivative · entry 1

Nelson Mark Joseph · CIK 0001435748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,155

F1 · shares: Includes 147,769 Restricted Stock Units ("RSUs") awarded under the Issuer's the 2020 Equity Incentive Plan, as amended from time to time ("the 2020 Plan") and will vest as follows: 25% of the RSUs vested on November 19, 2021 and the remaining 75% of the RSUs will vest over the 36-month period following April 12, 2021, in equal quarterly amounts. Notwithstanding the foregoing, 100% of the RSUs shall vest immediately upon a Change in Control (as defined in the 2020 Plan).

F2 · shares: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer.

F2 · price: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer.

SEC source: 0001209191-21-066628 · doc4.xml · nonDerivative · entry 1

FORST EDWARD C · CIK 0001280491 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Wellfor LLC

Disclosed balance after: 374,489

F1 · shares: Purchased pursuant to the Subscription Agreements, dated June 17, 2021 and November 2, 2021, between Wellfor LLC and the Issuer.

F1 · price: Purchased pursuant to the Subscription Agreements, dated June 17, 2021 and November 2, 2021, between Wellfor LLC and the Issuer.

SEC source: 0001209191-21-066556 · doc4.xml · derivative · entry 3

Leo Investors III LP · CIK 0001840937 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,333,333

Underlying: Common Stock · 5,333,333 shares

Expires 2026-11-19

F2 · kind: Pursuant to the Private Placement Warrant Purchase Agreement, dated as of February 25, 2021, by and between Leo and the Sponsor, the Sponsor purchased warrants to purchase Class A ordinary shares, which following the Domestication entitle the Sponsor to purchase shares of Class A common stock of Local Bounti (the "Private Placement Warrants") for a price of $1.50 per Private Placement Warrant. Pursuant to the Warrant Agreement, dated March 2, 2021 (as amended on November 19, 2021), by and between Leo and Continental Stock Transfer & Trust Company, upon consummation of the Business Combination, the Private Placement Warrants became exercisable, beginning 30 days after the closing of the Business Combination, for one share of Class A common stock at a price of $11.50 per share. The Private Placement Warrants expire on the fifth anniversary of the consummation of the Business Combination.

F2 · derivative.exercise_date: Pursuant to the Private Placement Warrant Purchase Agreement, dated as of February 25, 2021, by and between Leo and the Sponsor, the Sponsor purchased warrants to purchase Class A ordinary shares, which following the Domestication entitle the Sponsor to purchase shares of Class A common stock of Local Bounti (the "Private Placement Warrants") for a price of $1.50 per Private Placement Warrant. Pursuant to the Warrant Agreement, dated March 2, 2021 (as amended on November 19, 2021), by and between Leo and Continental Stock Transfer & Trust Company, upon consummation of the Business Combination, the Private Placement Warrants became exercisable, beginning 30 days after the closing of the Business Combination, for one share of Class A common stock at a price of $11.50 per share. The Private Placement Warrants expire on the fifth anniversary of the consummation of the Business Combination.

F2 · derivative.expiration_date: Pursuant to the Private Placement Warrant Purchase Agreement, dated as of February 25, 2021, by and between Leo and the Sponsor, the Sponsor purchased warrants to purchase Class A ordinary shares, which following the Domestication entitle the Sponsor to purchase shares of Class A common stock of Local Bounti (the "Private Placement Warrants") for a price of $1.50 per Private Placement Warrant. Pursuant to the Warrant Agreement, dated March 2, 2021 (as amended on November 19, 2021), by and between Leo and Continental Stock Transfer & Trust Company, upon consummation of the Business Combination, the Private Placement Warrants became exercisable, beginning 30 days after the closing of the Business Combination, for one share of Class A common stock at a price of $11.50 per share. The Private Placement Warrants expire on the fifth anniversary of the consummation of the Business Combination.

SEC source: 0001209191-21-066556 · doc4.xml · derivative · entry 2

Leo Investors III LP · CIK 0001840937 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A ordinary shares · 6,770,000 shares

Expires not disclosed

F1 · derivative.exercise_price: In connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated June 17, 2021, by and among Leo Holdings III Corp ("Leo"), Longleaf Merger Sub, Inc., Longleaf Merger Sub II, LLC and Local Bounti Corporation (the transactions contemplated thereby, the "Business Combination"), Leo domesticated as a Delaware corporation (the "Domestication") and changed its name to "Local Bounti Corporation" ("Local Bounti"). In connection with the Domestication, Leo Investors III LP's (the "Sponsor") Class B ordinary shares, par value $0.0001 per share, of Leo, which were previously convertible into Class A ordinary shares of Leo, were automatically converted into shares of Class A common stock of Local Bounti, par value $0.0001 per share, on a one-for-one basis.

F1 · kind: In connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated June 17, 2021, by and among Leo Holdings III Corp ("Leo"), Longleaf Merger Sub, Inc., Longleaf Merger Sub II, LLC and Local Bounti Corporation (the transactions contemplated thereby, the "Business Combination"), Leo domesticated as a Delaware corporation (the "Domestication") and changed its name to "Local Bounti Corporation" ("Local Bounti"). In connection with the Domestication, Leo Investors III LP's (the "Sponsor") Class B ordinary shares, par value $0.0001 per share, of Leo, which were previously convertible into Class A ordinary shares of Leo, were automatically converted into shares of Class A common stock of Local Bounti, par value $0.0001 per share, on a one-for-one basis.

F1 · price: In connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated June 17, 2021, by and among Leo Holdings III Corp ("Leo"), Longleaf Merger Sub, Inc., Longleaf Merger Sub II, LLC and Local Bounti Corporation (the transactions contemplated thereby, the "Business Combination"), Leo domesticated as a Delaware corporation (the "Domestication") and changed its name to "Local Bounti Corporation" ("Local Bounti"). In connection with the Domestication, Leo Investors III LP's (the "Sponsor") Class B ordinary shares, par value $0.0001 per share, of Leo, which were previously convertible into Class A ordinary shares of Leo, were automatically converted into shares of Class A common stock of Local Bounti, par value $0.0001 per share, on a one-for-one basis.

F1 · derivative.exercise_date: In connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated June 17, 2021, by and among Leo Holdings III Corp ("Leo"), Longleaf Merger Sub, Inc., Longleaf Merger Sub II, LLC and Local Bounti Corporation (the transactions contemplated thereby, the "Business Combination"), Leo domesticated as a Delaware corporation (the "Domestication") and changed its name to "Local Bounti Corporation" ("Local Bounti"). In connection with the Domestication, Leo Investors III LP's (the "Sponsor") Class B ordinary shares, par value $0.0001 per share, of Leo, which were previously convertible into Class A ordinary shares of Leo, were automatically converted into shares of Class A common stock of Local Bounti, par value $0.0001 per share, on a one-for-one basis.

F1 · derivative.expiration_date: In connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated June 17, 2021, by and among Leo Holdings III Corp ("Leo"), Longleaf Merger Sub, Inc., Longleaf Merger Sub II, LLC and Local Bounti Corporation (the transactions contemplated thereby, the "Business Combination"), Leo domesticated as a Delaware corporation (the "Domestication") and changed its name to "Local Bounti Corporation" ("Local Bounti"). In connection with the Domestication, Leo Investors III LP's (the "Sponsor") Class B ordinary shares, par value $0.0001 per share, of Leo, which were previously convertible into Class A ordinary shares of Leo, were automatically converted into shares of Class A common stock of Local Bounti, par value $0.0001 per share, on a one-for-one basis.

SEC source: 0001209191-21-066556 · doc4.xml · nonDerivative · entry 1

Leo Investors III LP · CIK 0001840937 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,770,000

F1 · kind: In connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated June 17, 2021, by and among Leo Holdings III Corp ("Leo"), Longleaf Merger Sub, Inc., Longleaf Merger Sub II, LLC and Local Bounti Corporation (the transactions contemplated thereby, the "Business Combination"), Leo domesticated as a Delaware corporation (the "Domestication") and changed its name to "Local Bounti Corporation" ("Local Bounti"). In connection with the Domestication, Leo Investors III LP's (the "Sponsor") Class B ordinary shares, par value $0.0001 per share, of Leo, which were previously convertible into Class A ordinary shares of Leo, were automatically converted into shares of Class A common stock of Local Bounti, par value $0.0001 per share, on a one-for-one basis.

F1 · price: In connection with the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated June 17, 2021, by and among Leo Holdings III Corp ("Leo"), Longleaf Merger Sub, Inc., Longleaf Merger Sub II, LLC and Local Bounti Corporation (the transactions contemplated thereby, the "Business Combination"), Leo domesticated as a Delaware corporation (the "Domestication") and changed its name to "Local Bounti Corporation" ("Local Bounti"). In connection with the Domestication, Leo Investors III LP's (the "Sponsor") Class B ordinary shares, par value $0.0001 per share, of Leo, which were previously convertible into Class A ordinary shares of Leo, were automatically converted into shares of Class A common stock of Local Bounti, par value $0.0001 per share, on a one-for-one basis.

SEC source: 0001209191-21-066625 · doc4.xml · nonDerivative · entry 1

Vosburg B. David · CIK 0001890212 · Chief Innovation Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,206,268

F1 · shares: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer.

F2 · shares: Restricted Stock awarded under the Issuer's the 2020 Equity Incentive Plan, as amended from time to time, subject to the continuous service of the Reporting Person on each vesting date: 10% will vest on December 16, 2021 with the remaining RSUs vesting in three (3) annual 30% installments thereafter.

F1 · price: Received pursuant to certain Agreement and Plan of Merger (as it may be amended, supplemented or otherwise modified from time to time), dated as of June 17, 2021, by and among Leo Holdings III Corp, a Cayman Islands exempted company, Longleaf Merger Sub, Inc., a Delaware corporation, Longleaf Merger Sub II, LLC, a Delaware limited liability company, and the Issuer.