Last 12 months
Inside the activity.
2 purchase rows · 73 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 3 |
| Dec 2025 | 0 | 8 |
| Jan 2026 | 1 | 1 |
| Feb 2026 | 0 | 15 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 8 |
| Jun 2026 | 0 | 8 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 8 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 24, 2017 Filed May 25, 2017 17:35 UTC |
Hoffsis Glen F.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 1,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035516 · doc4.xml · derivative · entry 2 Hoffsis Glen F. · CIK 0001647117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 1,892 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. F2 · derivative.exercise_date: The restricted stock units vest on May 24, 2017. F2 · derivative.expiration_date: The restricted stock units vest on May 24, 2017. Read SEC document |
| May 24, 2017 Filed May 25, 2017 17:35 UTC |
Hoffsis Glen F.Director
|
Exercise / conversionVoting Common Stock | 1,892 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-035516 · doc4.xml · nonDerivative · entry 1 Hoffsis Glen F. · CIK 0001647117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. Read SEC document |
| May 24, 2017 Filed May 25, 2017 21:41 UTC |
Glossman Diane BethDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035520 · doc4.xml · derivative · entry 2 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 1,892 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. F2 · derivative.exercise_date: The restricted stock units vest on May 24, 2017. F2 · derivative.expiration_date: The restricted stock units vest on May 24, 2017. Read SEC document |
| May 24, 2017 Filed May 25, 2017 21:41 UTC |
Glossman Diane BethDirector
|
Exercise / conversionVoting Common Stock | 1,892 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-035520 · doc4.xml · nonDerivative · entry 1 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. Read SEC document |
| May 24, 2017 Filed May 25, 2017 21:39 UTC |
PULLINS JERALD LDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035519 · doc4.xml · derivative · entry 2 PULLINS JERALD L · CIK 0001242160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 1,892 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. F2 · derivative.exercise_date: The restricted units vest on May 24, 2017. F2 · derivative.expiration_date: The restricted units vest on May 24, 2017. Read SEC document |
| May 24, 2017 Filed May 25, 2017 21:39 UTC |
PULLINS JERALD LDirector
|
Exercise / conversionVoting Common Stock | 1,892 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-035519 · doc4.xml · nonDerivative · entry 1 PULLINS JERALD L · CIK 0001242160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,272 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. Read SEC document |
| May 24, 2017 Filed May 25, 2017 21:34 UTC |
Cameron William HendersonDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035515 · doc4.xml · derivative · entry 4 Cameron William Henderson · CIK 0001373716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 1,892 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. F2 · derivative.exercise_date: The restricted stock units vest on May 24, 2017. F2 · derivative.expiration_date: The restricted stock units vest on May 24, 2017. Read SEC document |
| May 24, 2017 Filed May 25, 2017 21:34 UTC |
Cameron William HendersonDirector
|
Exercise / conversionVoting Common Stock | 1,892 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-035515 · doc4.xml · nonDerivative · entry 1 Cameron William Henderson · CIK 0001373716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. Read SEC document |
| May 12, 2017 Filed May 16, 2017 20:27 UTC |
Glossman Diane BethDirector
|
PurchaseVoting Common Stock | 4,000 | $25.48 | $101,920.00 |
DisclosureSEC source: 0001209191-17-032654 · doc4.xml · nonDerivative · entry 1 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $25.267 to $25.60. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 09, 2017 Filed May 11, 2017 17:01 UTC |
LANDIS H KDirector
|
GrantRestricted Stock Units · Derivative | 1,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-031569 · doc4.xml · derivative · entry 2 LANDIS H K · CIK 0001045064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,210 Underlying: Voting Common Stock · 1,210 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. F2 · derivative.exercise_date: The restricted stock units vest on May 9, 2018. F2 · derivative.expiration_date: The restricted stock units vest on May 9, 2018. Read SEC document |
| May 09, 2017 Filed May 11, 2017 16:59 UTC |
Hoffsis Glen F.Director
|
GrantRestricted Stock Units · Derivative | 1,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-031567 · doc4.xml · derivative · entry 2 Hoffsis Glen F. · CIK 0001647117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,210 Underlying: Voting Common Stock · 1,210 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. F2 · derivative.exercise_date: The restricted stock units vest on May 9, 2018. F2 · derivative.expiration_date: The restricted stock units vest on May 9, 2018. Read SEC document |
| May 09, 2017 Filed May 11, 2017 21:02 UTC |
Petty Miltom EmmettDirector
|
GrantRestricted Stock Units · Derivative | 1,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-031571 · doc4.xml · derivative · entry 2 Petty Miltom Emmett · CIK 0001647098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,210 Underlying: Voting Common Stock · 1,210 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. F2 · derivative.exercise_date: The restricted stock units vest on May 9, 2018. F2 · derivative.expiration_date: The restricted stock units vest on May 9, 2018. Read SEC document |
| May 09, 2017 Filed May 11, 2017 21:08 UTC |
Glossman Diane BethDirector
|
GrantRestricted Stock Units · Derivative | 1,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-031578 · doc4.xml · derivative · entry 2 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,210 Underlying: Voting Common Stock · 1,210 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. F2 · derivative.exercise_date: The restricted stock units vest on May 9, 2018. F2 · derivative.expiration_date: The restricted stock units vest on May 9, 2018. Read SEC document |
| May 09, 2017 Filed May 11, 2017 21:05 UTC |
Jackson DonDirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 7,500 | $0.00 Strike: $19.15 | $0.00 |
DisclosureSEC source: 0001209191-17-031576 · doc4.xml · derivative · entry 4 Jackson Don · CIK 0001454313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Voting Common Stock · 7,500 shares Expires 2025-08-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The shares subject to this option vest and become exercisable in four equal annual installments beginning on August 25, 2016. Read SEC document |
| May 09, 2017 Filed May 11, 2017 21:05 UTC |
Jackson DonDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-031576 · doc4.xml · derivative · entry 3 Jackson Don · CIK 0001454313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 1,892 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. F2 · date: The Compensation Committee approved accelerating the restricted stock units' vesting date to May 9, 2017. F2 · derivative.exercise_date: The Compensation Committee approved accelerating the restricted stock units' vesting date to May 9, 2017. F2 · derivative.expiration_date: The Compensation Committee approved accelerating the restricted stock units' vesting date to May 9, 2017. Read SEC document |
| May 09, 2017 Filed May 11, 2017 21:05 UTC |
Jackson DonDirector
|
Exercise / conversionVoting Common Stock | 7,500 | $19.15 | $143,625.00 |
DisclosureSEC source: 0001209191-17-031576 · doc4.xml · nonDerivative · entry 2 Jackson Don · CIK 0001454313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 09, 2017 Filed May 11, 2017 21:05 UTC |
Jackson DonDirector
|
Exercise / conversionVoting Common Stock | 1,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-031576 · doc4.xml · nonDerivative · entry 1 Jackson Don · CIK 0001454313 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,510 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. Read SEC document |
| May 09, 2017 Filed May 11, 2017 21:04 UTC |
PULLINS JERALD LDirector
|
GrantRestricted Stock Units · Derivative | 1,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-031574 · doc4.xml · derivative · entry 2 PULLINS JERALD L · CIK 0001242160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,210 Underlying: Voting Common Stock · 1,210 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. F2 · derivative.exercise_date: The restricted units vest on May 9, 2018. F2 · derivative.expiration_date: The restricted units vest on May 9, 2018. Read SEC document |
| May 09, 2017 Filed May 11, 2017 20:56 UTC |
Cameron William HendersonDirector
|
GrantRestricted Stock Units · Derivative | 1,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-031561 · doc4.xml · derivative · entry 4 Cameron William Henderson · CIK 0001373716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,210 Underlying: Voting Common Stock · 1,210 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. F2 · derivative.exercise_date: The restricted stock units vest on May 9, 2018. F2 · derivative.expiration_date: The restricted stock units vest on May 9, 2018. Read SEC document |
| March 13, 2017 Filed Jan 26, 2018 16:16 UTC |
Hoffsis Glen F.Director
|
PurchaseVoting Common Stock | 1,600 | $21.80 | $34,880.00 |
DisclosureSEC source: 0001209191-18-005559 · doc5.xml · nonDerivative · entry 1 Hoffsis Glen F. · CIK 0001647117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,982 Read SEC document |
| February 06, 2017 Filed Feb 8, 2017 16:45 UTC |
LANDIS H KDirector
|
GiftVoting Common Stock | 385 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-008700 · doc4.xml · nonDerivative · entry 1 LANDIS H K · CIK 0001045064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,208 Read SEC document |
| February 02, 2017 Filed Feb 6, 2017 21:59 UTC |
Cameron William HendersonDirector
|
PurchaseVoting Common Stock | 10,000 | $20.30 | $203,028.00 |
DisclosureSEC source: 0001209191-17-008063 · doc4.xml · nonDerivative · entry 1 Cameron William Henderson · CIK 0001373716 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By William H. Cameron Revocable Trust Disclosed balance after: 132,475 F1 · price: This transaction was executed in multiple trades at prices ranging from $20.225 to $20.40. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| January 31, 2017 Filed Feb 1, 2017 22:58 UTC |
WILLIAMS WILLIAM L. IIIDirector · Vice Chairman & EVP
|
PurchaseVoting Common Stock | 20,000 | $20.33 | $406,600.00 |
DisclosureSEC source: 0001209191-17-006844 · doc4.xml · nonDerivative · entry 2 WILLIAMS WILLIAM L. III · CIK 0001635831 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By 2015 GRAT Disclosed balance after: 50,000 F2 · price: This transaction was executed in multiple trades at prices ranging from $20.20 to $20.45. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 22:48 UTC |
Hill Thomas A.Chief Information Officer
|
GrantPerformance Restricted Stock Units · Derivative | 2,214 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007231 · doc4.xml · derivative · entry 2 Hill Thomas A. · CIK 0001648793 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,214 Underlying: Voting Common Stock · 2,214 shares Expires 2024-01-31 F1 · derivative.exercise_price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from January 1, 2017 through December 31, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $38.00 per share for at least twenty (20) consecutive trading days at any time prior to January 31, 2024. F1 · derivative.exercise_date: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from January 1, 2017 through December 31, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $38.00 per share for at least twenty (20) consecutive trading days at any time prior to January 31, 2024. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 18:02 UTC |
Caines S. BrettChief Financial Officer
|
GrantPerformance Restricted Stock Units · Derivative | 3,427 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007250 · doc4.xml · derivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,427 Underlying: Voting Common Stock · 3,427 shares Expires 2024-01-31 F1 · derivative.exercise_price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from January 1, 2017 through December 31, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $38.00 per share for at least twenty (20) consecutive trading days at any time prior to January 31, 2024. F1 · derivative.exercise_date: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from January 1, 2017 through December 31, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $38.00 per share for at least twenty (20) consecutive trading days at any time prior to January 31, 2024. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:05 UTC |
Underwood Neil LawrenceDirector · President
|
Exercise / conversionPerformance Restricted Stock Units · Derivative | 435,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007255 · doc4.xml · derivative · entry 4 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 435,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs was subject to the Company achieving total revenue of at least $100 million for fiscal year 2016. F1 · derivative.exercise_date: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs was subject to the Company achieving total revenue of at least $100 million for fiscal year 2016. F1 · derivative.expiration_date: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs was subject to the Company achieving total revenue of at least $100 million for fiscal year 2016. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:05 UTC |
Underwood Neil LawrenceDirector · President
|
Tax withholdingVoting Common Stock | 202,287 | $20.45 | $4,136,769.15 |
DisclosureSEC source: 0001209191-17-007255 · doc4.xml · nonDerivative · entry 2 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,232,723 Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:05 UTC |
Underwood Neil LawrenceDirector · President
|
Exercise / conversionVoting Common Stock | 435,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-007255 · doc4.xml · nonDerivative · entry 1 Underwood Neil Lawrence · CIK 0001337412 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,435,010 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs was subject to the Company achieving total revenue of at least $100 million for fiscal year 2016. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 23:03 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
GrantPerformance Restricted Stock Units · Derivative | 2,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007253 · doc4.xml · derivative · entry 2 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,689 Underlying: Voting Common Stock · 2,689 shares Expires 2024-01-31 F1 · derivative.exercise_price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from January 1, 2017 through December 31, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $38.00 per share for at least twenty (20) consecutive trading days at any time prior to January 31, 2024. F1 · derivative.exercise_date: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from January 1, 2017 through December 31, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $38.00 per share for at least twenty (20) consecutive trading days at any time prior to January 31, 2024. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 22:58 UTC |
Smits SteveChief Credit Officer
|
GrantPerformance Restricted Stock Units · Derivative | 4,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007249 · doc4.xml · derivative · entry 2 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,218 Underlying: Voting Common Stock · 4,218 shares Expires 2024-01-31 F1 · derivative.exercise_price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from January 1, 2017 through December 31, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $38.00 per share for at least twenty (20) consecutive trading days at any time prior to January 31, 2024. F1 · derivative.exercise_date: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from January 1, 2017 through December 31, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $38.00 per share for at least twenty (20) consecutive trading days at any time prior to January 31, 2024. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 22:55 UTC |
Thompson Gregory BruceChief Operating Officer
|
GrantPerformance Restricted Stock Units · Derivative | 4,218 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007245 · doc4.xml · derivative · entry 2 Thompson Gregory Bruce · CIK 0001603621 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,218 Underlying: Voting Common Stock · 4,218 shares Expires 2024-01-31 F1 · derivative.exercise_price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from January 1, 2017 through December 31, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $38.00 per share for at least twenty (20) consecutive trading days at any time prior to January 31, 2024. F1 · derivative.exercise_date: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from January 1, 2017 through December 31, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $38.00 per share for at least twenty (20) consecutive trading days at any time prior to January 31, 2024. Read SEC document |
| January 31, 2017 Filed Feb 2, 2017 22:51 UTC |
Seward Gregory WGeneral Counsel
|
GrantPerformance Restricted Stock Units · Derivative | 2,636 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-007239 · doc4.xml · derivative · entry 2 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,636 Underlying: Voting Common Stock · 2,636 shares Expires 2024-01-31 F1 · derivative.exercise_price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from January 1, 2017 through December 31, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $38.00 per share for at least twenty (20) consecutive trading days at any time prior to January 31, 2024. F1 · derivative.exercise_date: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from January 1, 2017 through December 31, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $38.00 per share for at least twenty (20) consecutive trading days at any time prior to January 31, 2024. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 17:55 UTC |
Caines S. BrettChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 130 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006840 · doc4.xml · derivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130 Underlying: Voting Common Stock · 130 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Live Oak Bancshares voting common stock. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on January 30, 2016. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on January 30, 2016. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 17:55 UTC |
Caines S. BrettChief Financial Officer
|
Exercise / conversionVoting Common Stock | 130 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-006840 · doc4.xml · nonDerivative · entry 1 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,510 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive one share of Live Oak Bancshares voting common stock. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 22:58 UTC |
WILLIAMS WILLIAM L. IIIDirector · Vice Chairman & EVP
|
PurchaseVoting Common Stock | 30,000 | $20.35 | $610,500.00 |
DisclosureSEC source: 0001209191-17-006844 · doc4.xml · nonDerivative · entry 1 WILLIAMS WILLIAM L. III · CIK 0001635831 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By 2015 GRAT Disclosed balance after: 30,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $20.05 to $20.40. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 22:56 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 81 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-006842 · doc4.xml · derivative · entry 2 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81 Underlying: Voting Common Stock · 81 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of Live Oak Bancshares voting common stock. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning on January 30, 2016. F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning on January 30, 2016. Read SEC document |
| January 30, 2017 Filed Feb 1, 2017 22:56 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
Exercise / conversionVoting Common Stock | 81 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-006842 · doc4.xml · nonDerivative · entry 1 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,381 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a right to receive one share of Live Oak Bancshares voting common stock. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 17:38 UTC |
Caines S. BrettChief Financial Officer
|
GrantPerformance Restricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-153124 · doc4.xml · derivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Voting Common Stock · 50,000 shares Expires 2023-11-30 F1 · derivative.exercise_price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from October 1, 2016 through September 30, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $34.00 per share for at least twenty (20) consecutive trading days at any time prior to November 30, 2023. F1 · derivative.exercise_date: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from October 1, 2016 through September 30, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $34.00 per share for at least twenty (20) consecutive trading days at any time prior to November 30, 2023. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 22:44 UTC |
Thompson Gregory BruceChief Operating Officer
|
GrantPerformance Restricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-153132 · doc4.xml · derivative · entry 2 Thompson Gregory Bruce · CIK 0001603621 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Voting Common Stock · 100,000 shares Expires 2023-11-30 F1 · derivative.exercise_price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from October 1, 2016 through September 30, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $34.00 per share for at least twenty (20) consecutive trading days at any time prior to November 30, 2023. F1 · derivative.exercise_date: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from October 1, 2016 through September 30, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $34.00 per share for at least twenty (20) consecutive trading days at any time prior to November 30, 2023. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 22:43 UTC |
SUTHERLAND JOHN W.Chief Accounting Officer
|
GrantPerformance Restricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-153130 · doc4.xml · derivative · entry 2 SUTHERLAND JOHN W. · CIK 0001635154 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Voting Common Stock · 25,000 shares Expires 2023-11-30 F1 · derivative.exercise_price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from October 1, 2016 through September 30, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $34.00 per share for at least twenty (20) consecutive trading days at any time prior to November 30, 2023. F1 · derivative.exercise_date: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from October 1, 2016 through September 30, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $34.00 per share for at least twenty (20) consecutive trading days at any time prior to November 30, 2023. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 22:41 UTC |
Smits SteveChief Credit Officer
|
GrantPerformance Restricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-153129 · doc4.xml · derivative · entry 2 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Voting Common Stock · 100,000 shares Expires 2023-11-30 F1 · derivative.exercise_price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from October 1, 2016 through September 30, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $34.00 per share for at least twenty (20) consecutive trading days at any time prior to November 30, 2023. F1 · derivative.exercise_date: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from October 1, 2016 through September 30, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $34.00 per share for at least twenty (20) consecutive trading days at any time prior to November 30, 2023. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 22:40 UTC |
Seward Gregory WGeneral Counsel
|
GrantPerformance Restricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-153128 · doc4.xml · derivative · entry 2 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Voting Common Stock · 25,000 shares Expires 2023-11-30 F1 · derivative.exercise_price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from October 1, 2016 through September 30, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $34.00 per share for at least twenty (20) consecutive trading days at any time prior to November 30, 2023. F1 · derivative.exercise_date: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from October 1, 2016 through September 30, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $34.00 per share for at least twenty (20) consecutive trading days at any time prior to November 30, 2023. Read SEC document |
| November 30, 2016 Filed Dec 2, 2016 22:39 UTC |
Hill Thomas A.Chief Information Officer
|
GrantPerformance Restricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-153127 · doc4.xml · derivative · entry 2 Hill Thomas A. · CIK 0001648793 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Voting Common Stock · 15,000 shares Expires 2023-11-30 F1 · derivative.exercise_price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from October 1, 2016 through September 30, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $34.00 per share for at least twenty (20) consecutive trading days at any time prior to November 30, 2023. F1 · derivative.exercise_date: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. The vesting of the performance RSUs under this award is subject to the Company achieving total revenue of at least $100 million for the period from October 1, 2016 through September 30, 2017. In addition, in order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $34.00 per share for at least twenty (20) consecutive trading days at any time prior to November 30, 2023. Read SEC document |
| November 04, 2016 Filed Nov 10, 2016 22:22 UTC |
Cameron William HendersonDirector
|
GiftVoting Common Stock | 32,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-149419 · doc4.xml · nonDerivative · entry 1 Cameron William Henderson · CIK 0001373716 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By William H. Cameron Revocable Trust Disclosed balance after: 122,475 F1 · security: The shares were contributed to a Grantor Retained Annuity Trust of which the grantor is not a trustee. Read SEC document |
| October 31, 2016 Filed Nov 7, 2016 16:58 UTC |
LANDIS H KDirector
|
GiftVoting Common Stock | 900 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-16-148667 · doc4.xml · nonDerivative · entry 1 LANDIS H K · CIK 0001045064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,593 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.