Last 12 months
Inside the activity.
2 purchase rows · 73 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 1 | 3 |
| Dec 2025 | 0 | 8 |
| Jan 2026 | 1 | 1 |
| Feb 2026 | 0 | 15 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 8 |
| Jun 2026 | 0 | 8 |
| Jul 2026 | 0 | 4 |
| Aug 2026 | 0 | 10 |
| Sep 2026 | 0 | 8 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 03, 2018 Filed Aug 6, 2018 20:29 UTC |
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
|
PurchaseVoting Common Stock | 59,800 | $29.60 | $1,770,080.00 |
DisclosureSEC source: 0001209191-18-045534 · doc4.xml · nonDerivative · entry 1 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · James S. Mahan Revocable Trust Disclosed balance after: 3,101,708 Read SEC document |
| August 03, 2018 Filed Aug 6, 2018 16:28 UTC |
Caines S. BrettChief Financial Officer
|
SaleVoting Common Stock | 3,386 | $29.53 | $99,988.58 |
DisclosureSEC source: 0001209191-18-045531 · doc4.xml · nonDerivative · entry 1 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,170 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F2 · price: This transaction was executed in multiple trades ranging from $29.30 to $29.90. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 02, 2018 Filed Aug 3, 2018 21:07 UTC |
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
|
PurchaseVoting Common Stock | 39,600 | $29.44 | $1,165,824.00 |
DisclosureSEC source: 0001209191-18-045338 · doc4.xml · nonDerivative · entry 2 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,041,908 Read SEC document |
| August 02, 2018 Filed Aug 3, 2018 16:38 UTC |
Caines S. BrettChief Financial Officer
|
SaleVoting Common Stock | 3,404 | $29.37 | $99,975.48 |
DisclosureSEC source: 0001209191-18-045300 · doc4.xml · nonDerivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,556 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F3 · price: This transaction was executed in multiple trades ranging from $29.37 to $29.50. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 21:07 UTC |
MAHAN JAMES S IIIDirector · Chief Executive Officer · 10% owner
|
PurchaseVoting Common Stock | 600 | $29.00 | $17,400.00 |
DisclosureSEC source: 0001209191-18-045338 · doc4.xml · nonDerivative · entry 1 MAHAN JAMES S III · CIK 0001036743 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By James S. Mahan Revocable Trust Disclosed balance after: 3,002,308 Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 16:38 UTC |
Caines S. BrettChief Financial Officer
|
SaleVoting Common Stock | 3,494 | $28.62 | $99,998.28 |
DisclosureSEC source: 0001209191-18-045300 · doc4.xml · nonDerivative · entry 1 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,960 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F2 · price: This transaction was executed in multiple trades ranging from $28.60 to $28.67. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 17:29 UTC |
Caines S. BrettChief Financial Officer
|
SaleVoting Common Stock | 3,573 | $27.99 | $100,008.27 |
DisclosureSEC source: 0001209191-18-044782 · doc4.xml · nonDerivative · entry 1 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,454 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F2 · price: This transaction was executed in multiple trades ranging from $27.75 to $28.00. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| July 30, 2018 Filed Aug 1, 2018 21:33 UTC |
WILLIAMS WILLIAM L. IIIDirector · Vice Chairman & EVP
|
PurchaseVoting Common Stock | 35,000 | $28.27 | $989,450.00 |
DisclosureSEC source: 0001209191-18-044784 · doc4.xml · nonDerivative · entry 1 WILLIAMS WILLIAM L. III · CIK 0001635831 · Director · Vice Chairman & EVP 10b5-1 filing: Not disclosed Ownership: Indirect · By 2015 GRAT Disclosed balance after: 85,000 F1 · price: This transaction was executed in multiple trades at prices ranging from $28.0499 to $28.55. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the trades were effected. Read SEC document |
| June 13, 2018 Filed Jun 15, 2018 21:13 UTC |
Janson Susan NChief Risk Off., Live Oak Bank
|
PurchaseVoting Common Stock | 500 | $30.00 | $15,000.00 |
DisclosureSEC source: 0001209191-18-038118 · doc4.xml · nonDerivative · entry 1 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 21:21 UTC |
PULLINS JERALD LDirector
|
Exercise / conversionStock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $4.40 | $0.00 |
DisclosureSEC source: 0001209191-18-037021 · doc4.xml · derivative · entry 2 PULLINS JERALD L · CIK 0001242160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Voting Common Stock · 12,000 shares Expires 2024-03-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The shares subject to this option vest and become exercisable yearly in seven installments beginning on March 26, 2015, as follows: 10% of the shares subject to the option vest on each of March 26, 2015, 2016, 2017, 2018, and 2019; and 25% of the shares subject to the option vest on each of March 26, 2020 and 2021. Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 21:21 UTC |
PULLINS JERALD LDirector
|
Exercise / conversionVoting Common Stock | 12,000 | $4.40 | $52,800.00 |
DisclosureSEC source: 0001209191-18-037021 · doc4.xml · nonDerivative · entry 1 PULLINS JERALD L · CIK 0001242160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 246,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2018 Filed May 30, 2018 20:41 UTC |
Hill Thomas A.Chief Information Officer
|
SaleVoting Common Stock | 8,000 | $29.55 | $236,400.00 |
DisclosureSEC source: 0001209191-18-034143 · doc4.xml · nonDerivative · entry 1 Hill Thomas A. · CIK 0001648793 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,824 Read SEC document |
| May 17, 2018 Filed Jun 1, 2018 20:19 UTC |
PULLINS JERALD LDirector
|
GiftVoting Common Stock | 1,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-034673 · doc4.xml · nonDerivative · entry 1 PULLINS JERALD L · CIK 0001242160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 234,590 Read SEC document |
| May 15, 2018 Filed May 16, 2018 21:05 UTC |
Smits SteveChief Credit Officer
|
SaleVoting Common Stock | 2,500 | $28.96 | $72,400.00 |
DisclosureSEC source: 0001209191-18-030585 · doc4.xml · nonDerivative · entry 2 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,130.978 F2 · price: This transaction was executed in multiple trades ranging from $28.85 to $29.175. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 15, 2018 Filed May 17, 2018 17:30 UTC |
LANDIS H KDirector
|
GrantRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031089 · doc4.xml · derivative · entry 2 LANDIS H K · CIK 0001045064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Voting Common Stock · 2,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vest on May 15, 2019. F2 · derivative.expiration_date: The restricted stock units vest on May 15, 2019. Read SEC document |
| May 15, 2018 Filed May 17, 2018 17:29 UTC |
Hoffsis Glen F.Director
|
GrantRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031088 · doc4.xml · derivative · entry 2 Hoffsis Glen F. · CIK 0001647117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Voting Common Stock · 2,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vested on May 15, 2019. F2 · derivative.expiration_date: The restricted stock units vested on May 15, 2019. Read SEC document |
| May 15, 2018 Filed May 17, 2018 21:30 UTC |
Petty Miltom EmmettDirector
|
GrantRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031090 · doc4.xml · derivative · entry 2 Petty Miltom Emmett · CIK 0001647098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Voting Common Stock · 2,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vest on May 15, 2019. F2 · derivative.expiration_date: The restricted stock units vest on May 15, 2019. Read SEC document |
| May 15, 2018 Filed May 17, 2018 21:28 UTC |
Glossman Diane BethDirector
|
GrantRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031085 · doc4.xml · derivative · entry 2 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Voting Common Stock · 2,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vest on May 15, 2019. F2 · derivative.expiration_date: The restricted stock units vest on May 15, 2019. Read SEC document |
| May 15, 2018 Filed May 17, 2018 21:31 UTC |
PULLINS JERALD LDirector
|
GrantRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031091 · doc4.xml · derivative · entry 2 PULLINS JERALD L · CIK 0001242160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Voting Common Stock · 2,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted units vest on May 15, 2019. F2 · derivative.expiration_date: The restricted units vest on May 15, 2019. Read SEC document |
| May 15, 2018 Filed May 17, 2018 21:27 UTC |
Cameron William HendersonDirector
|
GrantRestricted Stock Units · Derivative | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031083 · doc4.xml · derivative · entry 3 Cameron William Henderson · CIK 0001373716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Voting Common Stock · 2,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares, Inc. voting common stock. F2 · derivative.exercise_date: The restricted stock units vest on May 15, 2019. F2 · derivative.expiration_date: The restricted stock units vest on May 15, 2019. Read SEC document |
| May 14, 2018 Filed May 16, 2018 17:02 UTC |
Caines S. BrettChief Financial Officer
|
SaleVoting Common Stock | 3,484 | $28.71 | $100,025.64 |
DisclosureSEC source: 0001209191-18-030578 · doc4.xml · nonDerivative · entry 1 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298,027 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F2 · price: This transaction was executed in multiple trades ranging from $28.50 to $28.95. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 14, 2018 Filed May 16, 2018 21:05 UTC |
Smits SteveChief Credit Officer
|
SaleVoting Common Stock | 2,500 | $28.74 | $71,850.00 |
DisclosureSEC source: 0001209191-18-030585 · doc4.xml · nonDerivative · entry 1 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,630.978 F1 · price: This transaction was executed in multiple trades ranging from $28.70 to $28.80. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 14, 2018 Filed May 16, 2018 20:58 UTC |
Janson Susan NChief Risk Off., Live Oak Bank
|
GrantPerformance Restricted Stock Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-030577 · doc4.xml · derivative · entry 2 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Voting Common Stock · 75,000 shares Expires 2025-05-14 F1 · derivative.exercise_price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. In order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $48.00 per share for at least twenty (20) consecutive trading days at any time prior to May 14, 2025. F1 · derivative.exercise_date: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. In order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $48.00 per share for at least twenty (20) consecutive trading days at any time prior to May 14, 2025. Read SEC document |
| May 11, 2018 Filed May 11, 2018 16:42 UTC |
Caines S. BrettChief Financial Officer
|
SaleVoting Common Stock | 3,438 | $29.08 | $99,977.04 |
DisclosureSEC source: 0001209191-18-029592 · doc4.xml · nonDerivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,511 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F3 · price: This transaction was executed in multiple trades ranging from $28.95 to $29.20. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 11, 2018 Filed May 11, 2018 20:58 UTC |
Smits SteveChief Credit Officer
|
SaleVoting Common Stock | 2,500 | $29.16 | $72,900.00 |
DisclosureSEC source: 0001209191-18-029613 · doc4.xml · nonDerivative · entry 2 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,130.978 F2 · price: This transaction was executed in multiple trades ranging from $29.15 to $29.175. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 10, 2018 Filed May 11, 2018 16:42 UTC |
Caines S. BrettChief Financial Officer
|
SaleVoting Common Stock | 3,456 | $28.93 | $99,982.08 |
DisclosureSEC source: 0001209191-18-029592 · doc4.xml · nonDerivative · entry 1 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,949 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F2 · price: This transaction was executed in multiple trades ranging from $28.85 to $29.05. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 10, 2018 Filed May 11, 2018 20:58 UTC |
Smits SteveChief Credit Officer
|
SaleVoting Common Stock | 2,500 | $29.04 | $72,600.00 |
DisclosureSEC source: 0001209191-18-029613 · doc4.xml · nonDerivative · entry 1 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,630.978 F1 · price: This transaction was executed in multiple trades ranging from $29.00 to $29.10. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 09, 2018 Filed May 9, 2018 17:09 UTC |
Caines S. BrettChief Financial Officer
|
SaleVoting Common Stock | 3,468 | $28.83 | $99,982.44 |
DisclosureSEC source: 0001209191-18-028911 · doc4.xml · nonDerivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,405 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F3 · price: This transaction was executed in multiple trades ranging from $28.75 to $29.00. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 09, 2018 Filed May 11, 2018 16:23 UTC |
LANDIS H KDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-029561 · doc4.xml · derivative · entry 2 LANDIS H K · CIK 0001045064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 1,210 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. F2 · derivative.exercise_date: The restricted stock units vested on May 9, 2018. F2 · derivative.expiration_date: The restricted stock units vested on May 9, 2018. Read SEC document |
| May 09, 2018 Filed May 11, 2018 16:23 UTC |
LANDIS H KDirector
|
Exercise / conversionVoting Common Stock | 1,210 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-029561 · doc4.xml · nonDerivative · entry 1 LANDIS H K · CIK 0001045064 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,310 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. Read SEC document |
| May 09, 2018 Filed May 11, 2018 16:23 UTC |
Hoffsis Glen F.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 1,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-029560 · doc4.xml · derivative · entry 2 Hoffsis Glen F. · CIK 0001647117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 1,210 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. F2 · derivative.exercise_date: The restricted stock units vested on May 9, 2018. F2 · derivative.expiration_date: The restricted stock units vested on May 9, 2018. Read SEC document |
| May 09, 2018 Filed May 11, 2018 16:23 UTC |
Hoffsis Glen F.Director
|
Exercise / conversionVoting Common Stock | 1,210 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-029560 · doc4.xml · nonDerivative · entry 1 Hoffsis Glen F. · CIK 0001647117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. Read SEC document |
| May 09, 2018 Filed May 11, 2018 20:24 UTC |
Petty Miltom EmmettDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-029564 · doc4.xml · derivative · entry 2 Petty Miltom Emmett · CIK 0001647098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 1,210 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. F2 · derivative.exercise_date: The restricted stock units vested on May 9, 2018. F2 · derivative.expiration_date: The restricted stock units vested on May 9, 2018. Read SEC document |
| May 09, 2018 Filed May 11, 2018 20:24 UTC |
Petty Miltom EmmettDirector
|
Exercise / conversionVoting Common Stock | 1,210 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-029564 · doc4.xml · nonDerivative · entry 1 Petty Miltom Emmett · CIK 0001647098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,512 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. Read SEC document |
| May 09, 2018 Filed May 11, 2018 20:25 UTC |
PULLINS JERALD LDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-029566 · doc4.xml · derivative · entry 2 PULLINS JERALD L · CIK 0001242160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 1,210 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. F2 · derivative.exercise_date: The restricted units vested on May 9, 2018. F2 · derivative.expiration_date: The restricted units vested on May 9, 2018. Read SEC document |
| May 09, 2018 Filed May 11, 2018 20:25 UTC |
PULLINS JERALD LDirector
|
Exercise / conversionVoting Common Stock | 1,210 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-029566 · doc4.xml · nonDerivative · entry 1 PULLINS JERALD L · CIK 0001242160 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. Read SEC document |
| May 09, 2018 Filed May 11, 2018 20:22 UTC |
Glossman Diane BethDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-029558 · doc4.xml · derivative · entry 2 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 1,210 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. F2 · derivative.exercise_date: The restricted stock units vested on May 9, 2018. F2 · derivative.expiration_date: The restricted stock units vested on May 9, 2018. Read SEC document |
| May 09, 2018 Filed May 11, 2018 20:22 UTC |
Glossman Diane BethDirector
|
Exercise / conversionVoting Common Stock | 1,210 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-029558 · doc4.xml · nonDerivative · entry 1 Glossman Diane Beth · CIK 0001545352 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. Read SEC document |
| May 09, 2018 Filed May 11, 2018 20:21 UTC |
Cameron William HendersonDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 1,210 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-029556 · doc4.xml · derivative · entry 3 Cameron William Henderson · CIK 0001373716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Voting Common Stock · 1,210 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. F3 · derivative.exercise_date: The restricted stock units vested on May 9, 2018. F3 · derivative.expiration_date: The restricted stock units vested on May 9, 2018. Read SEC document |
| May 09, 2018 Filed May 11, 2018 20:21 UTC |
Cameron William HendersonDirector
|
Exercise / conversionVoting Common Stock | 1,210 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-029556 · doc4.xml · nonDerivative · entry 1 Cameron William Henderson · CIK 0001373716 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By William H. Cameron Revocable Trust Disclosed balance after: 156,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Live Oak Bancshares voting common stock. F2 · balance_after: Includes 15,000 shares of the Issuer's voting common stock that were previously reported as directly owned by the Reporting Person. Read SEC document |
| May 08, 2018 Filed May 9, 2018 17:09 UTC |
Caines S. BrettChief Financial Officer
|
SaleVoting Common Stock | 3,463 | $28.88 | $100,011.44 |
DisclosureSEC source: 0001209191-18-028911 · doc4.xml · nonDerivative · entry 1 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 311,873 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F2 · price: This transaction was executed in multiple trades ranging from $28.70 to $29.00. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 07, 2018 Filed May 7, 2018 17:01 UTC |
Caines S. BrettChief Financial Officer
|
SaleVoting Common Stock | 3,529 | $28.33 | $99,976.57 |
DisclosureSEC source: 0001209191-18-028357 · doc4.xml · nonDerivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 315,336 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F3 · price: This transaction was executed in multiple trades ranging from $28.30 to $28.40. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 04, 2018 Filed May 7, 2018 17:01 UTC |
Caines S. BrettChief Financial Officer
|
SaleVoting Common Stock | 3,538 | $28.27 | $100,019.26 |
DisclosureSEC source: 0001209191-18-028357 · doc4.xml · nonDerivative · entry 1 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,865 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F2 · price: This transaction was executed in multiple trades ranging from $28.15 to $28.50. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 03, 2018 Filed May 4, 2018 16:09 UTC |
Caines S. BrettChief Financial Officer
|
SaleVoting Common Stock | 3,545 | $28.21 | $100,004.45 |
DisclosureSEC source: 0001209191-18-028084 · doc4.xml · nonDerivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,403 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F3 · price: This transaction was executed in multiple trades ranging from $27.90 to $28.50. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 02, 2018 Filed May 4, 2018 16:09 UTC |
Caines S. BrettChief Financial Officer
|
SaleVoting Common Stock | 3,528 | $28.35 | $100,018.80 |
DisclosureSEC source: 0001209191-18-028084 · doc4.xml · nonDerivative · entry 1 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,948 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F2 · price: This transaction was executed in multiple trades ranging from $28.10 to $28.625. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| May 01, 2018 Filed May 2, 2018 16:52 UTC |
Caines S. BrettChief Financial Officer
|
SaleVoting Common Stock | 3,607 | $27.72 | $99,986.04 |
DisclosureSEC source: 0001209191-18-027397 · doc4.xml · nonDerivative · entry 1 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,476 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 8, 2017. F2 · price: This transaction was executed in multiple trades ranging from $27.65 to $27.80. The price reported in Column 4 is a weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
| April 30, 2018 Filed May 2, 2018 20:41 UTC |
Janson Susan NChief Risk Off., Live Oak Bank
|
PurchaseVoting Common Stock | 500 | $28.68 | $14,340.00 |
DisclosureSEC source: 0001209191-18-027383 · doc4.xml · nonDerivative · entry 1 Janson Susan N · CIK 0001737875 · Chief Risk Off., Live Oak Bank 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500 Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 17:54 UTC |
Caines S. BrettChief Financial Officer
|
GrantPerformance Restricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021508 · doc4.xml · derivative · entry 2 Caines S. Brett · CIK 0001647119 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Voting Common Stock · 50,000 shares Expires 2025-03-21 F1 · derivative.exercise_price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. In order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $48.00 per share for at least twenty (20) consecutive trading days at any time prior to March 21, 2025. F1 · derivative.exercise_date: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. In order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $48.00 per share for at least twenty (20) consecutive trading days at any time prior to March 21, 2025. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 21:57 UTC |
Seward Gregory WGeneral Counsel
|
GrantPerformance Restricted Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021513 · doc4.xml · derivative · entry 2 Seward Gregory W · CIK 0001656656 · General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Voting Common Stock · 40,000 shares Expires 2025-03-21 F1 · derivative.exercise_price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. In order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $48.00 per share for at least twenty (20) consecutive trading days at any time prior to March 21, 2025. F1 · derivative.exercise_date: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. In order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $48.00 per share for at least twenty (20) consecutive trading days at any time prior to March 21, 2025. Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 21:55 UTC |
Smits SteveChief Credit Officer
|
GrantPerformance Restricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021509 · doc4.xml · derivative · entry 2 Smits Steve · CIK 0001648958 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Voting Common Stock · 50,000 shares Expires 2025-03-21 F1 · derivative.exercise_price: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. In order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $48.00 per share for at least twenty (20) consecutive trading days at any time prior to March 21, 2025. F1 · derivative.exercise_date: Each performance restricted stock unit ("RSU") represents a contingent right to receive one share of Live Oak Bancshares, Inc. (the "Company") voting common stock. In order for the RSUs to vest, the Company's voting common stock must attain a closing price equal to or greater than $48.00 per share for at least twenty (20) consecutive trading days at any time prior to March 21, 2025. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.