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KROGER CO

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100
SEC CIK
0000056873
Parsed reports
1,050

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
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Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 13, 2016 Filed Dec 14, 2016 15:12 UTC
DONNELLY MICHAEL JOSEPHExecutive Vice President
Exercise / conversionCommon Stock 10,000 $14.14 $141,350.00
Disclosure

SEC source: 0001209191-16-155062 · doc4.xml · nonDerivative · entry 1

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,659.953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2016 Filed Dec 13, 2016 17:58 UTC
SCHLOTMAN J MICHAELExecutive Vice President
Tax withholdingCommon Stock 6,357 $34.22 $217,536.54
Disclosure

SEC source: 0001209191-16-154852 · doc4.xml · nonDerivative · entry 2

SCHLOTMAN J MICHAEL · CIK 0001187561 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,523.1492

F1 · shares: Payment of tax liability associated with restricted stock.

F2 · balance_after: Between June 30, 2016 and September 30, 2016, the reporting person acquired 127.9642 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

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December 12, 2016 Filed Dec 13, 2016 17:57 UTC
MCMULLEN W RODNEYDirector · Chairman of the Board & CEO
Tax withholdingCommon Stock 14,968 $34.22 $512,204.96
Disclosure

SEC source: 0001209191-16-154850 · doc4.xml · nonDerivative · entry 1

MCMULLEN W RODNEY · CIK 0001188115 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,358,121.4568

F1 · shares: Payment of tax liability associated with restricted stock.

F2 · balance_after: Between June 30, 2016 and September 30, 2016, the reporting person acquired 590.3705 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

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December 12, 2016 Filed Dec 13, 2016 17:55 UTC
HJELM CHRISTOPHER TExecutive Vice President
Tax withholdingCommon Stock 6,045 $34.22 $206,859.90
Disclosure

SEC source: 0001209191-16-154848 · doc4.xml · nonDerivative · entry 1

HJELM CHRISTOPHER T · CIK 0001209174 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,388

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
December 12, 2016 Filed Dec 13, 2016 17:54 UTC
DONNELLY MICHAEL JOSEPHExecutive Vice President
Tax withholdingCommon Stock 6,182 $34.22 $211,548.04
Disclosure

SEC source: 0001209191-16-154846 · doc4.xml · nonDerivative · entry 1

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,659.953

F1 · shares: Payment of tax liability associated with restricted stock.

F2 · balance_after: Between June 30, 2016 and September 30, 2016, the reporting person acquired 48.8667 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 16:10 UTC
ADELMAN JESSICA CGroup Vice President
Tax withholdingCommon Stock 281 $34.78 $9,773.18
Disclosure

SEC source: 0001209191-16-154625 · doc4.xml · nonDerivative · entry 1

ADELMAN JESSICA C · CIK 0001654476 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,244

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 16:17 UTC
Tosolini AlessandroSenior Vice President
Tax withholdingCommon Stock 13,394 $34.78 $465,843.32
Disclosure

SEC source: 0001209191-16-154627 · doc4.xml · nonDerivative · entry 1

Tosolini Alessandro · CIK 0001626784 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,782

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 16:16 UTC
Madlinger Sukanya RSenior Vice President
Tax withholdingCommon Stock 514 $34.78 $17,876.92
Disclosure

SEC source: 0001209191-16-154626 · doc4.xml · nonDerivative · entry 1

Madlinger Sukanya R · CIK 0001653161 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,942

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
December 08, 2016 Filed Dec 9, 2016 18:02 UTC
Clark Robert WSenior Vice President
Tax withholdingCommon Stock 495 $34.19 $16,924.05
Disclosure

SEC source: 0001209191-16-154314 · doc4.xml · nonDerivative · entry 1

Clark Robert W · CIK 0001571458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,839.9515

F1 · price: Payment of tax liability associated with restricted stock.

F2 · balance_after: Between June 30, 2016 and September 30, 2016, the reporting person acquired 121.2574 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
December 07, 2016 Filed Dec 8, 2016 16:07 UTC
HJELM CHRISTOPHER TExecutive Vice President
SaleCommon Stock 15,120 $33.25 $502,755.12
Disclosure

SEC source: 0001209191-16-154058 · doc4.xml · nonDerivative · entry 1

HJELM CHRISTOPHER T · CIK 0001209174 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,433

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.25 to $33.26, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

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December 07, 2016 Filed Dec 9, 2016 18:03 UTC GiftCommon Stock 7,292 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154315 · doc4.xml · nonDerivative · entry 2

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 37,454

Read SEC document
December 07, 2016 Filed Dec 9, 2016 18:03 UTC GiftCommon Stock 2,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154315 · doc4.xml · nonDerivative · entry 1

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,391

Read SEC document
December 06, 2016 Filed Dec 6, 2016 16:14 UTC
Foley Todd AVice President and Treasurer
GiftCommon Stock 66 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-153557 · doc4.xml · nonDerivative · entry 1

Foley Todd A · CIK 0001577890 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,864

Read SEC document
December 06, 2016 Filed Dec 7, 2016 16:29 UTC
Wheatley Christine SGroup Vice President
Tax withholdingCommon Stock 191 $33.07 $6,316.37
Disclosure

SEC source: 0001209191-16-153796 · doc4.xml · nonDerivative · entry 1

Wheatley Christine S · CIK 0001604588 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,113

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
December 05, 2016 Filed Dec 6, 2016 14:55 UTC
VAN OFLEN MARY ELIZABETHVice President & Controller
SaleCommon Stock 14,106 $32.94 $464,708.06
Disclosure

SEC source: 0001209191-16-153552 · doc4.xml · nonDerivative · entry 1

VAN OFLEN MARY ELIZABETH · CIK 0001186581 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,721.6039

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.940 to $32.945, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
December 05, 2016 Filed Dec 7, 2016 20:14 UTC GiftCommon Stock 2,103 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-153851 · doc4.xml · nonDerivative · entry 1

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 44,746

Read SEC document
December 01, 2016 Filed Dec 2, 2016 17:46 UTC GrantPhantom Stock - Incentive Shares · Derivative 56.452 $33.36 Strike: $0.00 $1,883.24
Disclosure

SEC source: 0001209191-16-152857 · doc4.xml · derivative · entry 3

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,750.211

Underlying: Common Stock · 56.452 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 17:46 UTC GrantPhantom Stock - Incentive Shares · Derivative 56.452 $33.36 Strike: $0.00 $1,883.24
Disclosure

SEC source: 0001209191-16-152856 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,750.211

Underlying: Common Stock · 56.452 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 17:44 UTC GrantPhantom Stock - Incentive Shares · Derivative 24.743 $33.36 Strike: $0.00 $825.43
Disclosure

SEC source: 0001209191-16-152855 · doc4.xml · derivative · entry 2

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,903.425

Underlying: Common Stock · 24.743 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
December 01, 2016 Filed Dec 2, 2016 17:43 UTC GrantPhantom Stock - Incentive Shares · Derivative 31.709 $33.36 Strike: $0.00 $1,057.81
Disclosure

SEC source: 0001209191-16-152854 · doc4.xml · derivative · entry 2

Aufreiter Nora A · CIK 0001626845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,846.786

Underlying: Common Stock · 31.709 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
November 28, 2016 Filed Nov 28, 2016 18:17 UTC
VAN OFLEN MARY ELIZABETHVice President & Controller
GiftCommon Stock 120 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-152131 · doc4.xml · nonDerivative · entry 1

VAN OFLEN MARY ELIZABETH · CIK 0001186581 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,827.6039

F1 · balance_after: Between June 30, 2016 and September 30, 2016, the reporting person acquired 91.6091 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 16:05 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 10,000 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001209191-16-151855 · doc4.xml · derivative · entry 2

RUNDE JAMES A · CIK 0001277020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2016-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
November 22, 2016 Filed Nov 23, 2016 16:05 UTC Exercise / conversionCommon Stock 10,000 $11.55 $115,500.00
Disclosure

SEC source: 0001209191-16-151855 · doc4.xml · nonDerivative · entry 1

RUNDE JAMES A · CIK 0001277020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,673

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 16:27 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 10,000 $0.00 Strike: $11.55 $0.00
Disclosure

SEC source: 0001209191-16-149243 · doc4.xml · derivative · entry 2

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2016-12-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vest in equal annual installments in whole amounts over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
November 09, 2016 Filed Nov 10, 2016 16:27 UTC Exercise / conversionCommon Stock 10,000 $11.55 $115,500.00
Disclosure

SEC source: 0001209191-16-149243 · doc4.xml · nonDerivative · entry 1

BEYER ROBERT D · CIK 0001188302 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 18, 2016 Filed Dec 13, 2016 17:58 UTC
SCHLOTMAN J MICHAELExecutive Vice President
GiftCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-154852 · doc4.xml · nonDerivative · entry 1

SCHLOTMAN J MICHAEL · CIK 0001187561 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,880.1492

Read SEC document
September 30, 2016 Filed Oct 3, 2016 16:03 UTC GrantPhantom Stock · Derivative 868.1866 $33.12 Strike: $0.00 $28,750.00
Disclosure

SEC source: 0001209191-16-143486 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,739.3931

Underlying: Common Stock · 868.1866 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 17:28 UTC
SCHLOTMAN J MICHAELExecutive Vice President
Tax withholdingCommon Stock 2,173 $31.08 $67,536.84
Disclosure

SEC source: 0001209191-16-141926 · doc4.xml · nonDerivative · entry 1

SCHLOTMAN J MICHAEL · CIK 0001187561 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,752.185

F1 · shares: Payment of tax liability associated with restricted stock.

F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 17:27 UTC
MORGANTHALL FREDERICK J IIExecutive Vice President
Tax withholdingCommon Stock 2,114 $31.08 $65,703.12
Disclosure

SEC source: 0001209191-16-141925 · doc4.xml · nonDerivative · entry 1

MORGANTHALL FREDERICK J II · CIK 0001198218 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,651

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 17:26 UTC
HJELM CHRISTOPHER TExecutive Vice President
Tax withholdingCommon Stock 2,067 $31.08 $64,242.36
Disclosure

SEC source: 0001209191-16-141923 · doc4.xml · nonDerivative · entry 1

HJELM CHRISTOPHER T · CIK 0001209174 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,553

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 17:26 UTC
Dougherty Kevin MGroup Vice President
Tax withholdingCommon Stock 1,142 $31.08 $35,493.36
Disclosure

SEC source: 0001209191-16-141922 · doc4.xml · nonDerivative · entry 1

Dougherty Kevin M · CIK 0001289631 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,715

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
September 16, 2016 Filed Sep 19, 2016 17:25 UTC
DONNELLY MICHAEL JOSEPHExecutive Vice President
Tax withholdingCommon Stock 2,114 $31.08 $65,703.12
Disclosure

SEC source: 0001209191-16-141921 · doc4.xml · nonDerivative · entry 1

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,793.0863

F1 · shares: Payment of tax liability associated with restricted stock.

F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
September 15, 2016 Filed Sep 16, 2016 13:34 UTC
Dougherty Kevin MGroup Vice President
SaleCommon Stock 31,000 $31.05 $962,550.00
Disclosure

SEC source: 0001209191-16-141700 · doc4.xml · nonDerivative · entry 1

Dougherty Kevin M · CIK 0001289631 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,857

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.