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KROGER CO

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100
SEC CIK
0000056873
Parsed reports
1,050

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202601
Aug 202600
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 13, 2020 Filed Jul 15, 2020 17:05 UTC
Foley Todd AVice President & Controller
Exercise / conversionNon-Qualified Stock Option · Derivative 8,000 $0.00 Strike: $10.98 $0.00
Disclosure

SEC source: 0001209191-20-042469 · doc4.xml · derivative · entry 5

Foley Todd A · CIK 0001577890 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,000 shares

Expires 2022-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 17:05 UTC
Foley Todd AVice President & Controller
Tax withholdingCommon Stock 2,794 $33.28 $92,984.32
Disclosure

SEC source: 0001209191-20-042469 · doc4.xml · nonDerivative · entry 4

Foley Todd A · CIK 0001577890 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,804

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 17:05 UTC
Foley Todd AVice President & Controller
SaleCommon Stock 3,000 $33.32 $99,960.00
Disclosure

SEC source: 0001209191-20-042469 · doc4.xml · nonDerivative · entry 3

Foley Todd A · CIK 0001577890 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,598

Read SEC document
July 13, 2020 Filed Jul 15, 2020 17:05 UTC
Foley Todd AVice President & Controller
SaleCommon Stock 8,000 $33.34 $266,680.00
Disclosure

SEC source: 0001209191-20-042469 · doc4.xml · nonDerivative · entry 2

Foley Todd A · CIK 0001577890 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,598

Read SEC document
July 13, 2020 Filed Jul 15, 2020 17:05 UTC
Foley Todd AVice President & Controller
Exercise / conversionCommon Stock 8,000 $10.98 $87,840.00
Disclosure

SEC source: 0001209191-20-042469 · doc4.xml · nonDerivative · entry 1

Foley Todd A · CIK 0001577890 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,598

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 17:04 UTC
FIKE CARIN LVice President and Treasurer
Tax withholdingCommon Stock 485 $33.28 $16,140.80
Disclosure

SEC source: 0001209191-20-042468 · doc4.xml · nonDerivative · entry 2

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 11,801

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 17:04 UTC
FIKE CARIN LVice President and Treasurer
Tax withholdingCommon Stock 498 $33.28 $16,573.44
Disclosure

SEC source: 0001209191-20-042468 · doc4.xml · nonDerivative · entry 1

FIKE CARIN L · CIK 0001703359 · Vice President and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,538.8947

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 17:03 UTC
DONNELLY MICHAEL JOSEPHExecutive VP and COO
Tax withholdingCommon Stock 12,950 $33.28 $430,976.00
Disclosure

SEC source: 0001209191-20-042467 · doc4.xml · nonDerivative · entry 1

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 324,182.7089

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 17:02 UTC
COSSET YAELSenior Vice President and CIO
Tax withholdingCommon Stock 11,366 $33.28 $378,260.48
Disclosure

SEC source: 0001209191-20-042466 · doc4.xml · nonDerivative · entry 1

COSSET YAEL · CIK 0001694418 · Senior Vice President and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,640

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 17:02 UTC
Clark Robert WSenior Vice President
Tax withholdingCommon Stock 10,787 $33.28 $358,991.36
Disclosure

SEC source: 0001209191-20-042465 · doc4.xml · nonDerivative · entry 1

Clark Robert W · CIK 0001571458 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,949.8966

F1 · shares: Payment of tax liability associated with restricted stock.

F2 · balance_after: Between January 1, 2020 and June 30, 2020, the reporting person acquired 218.9154 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 17:01 UTC
Aitken StuartSenior Vice President
Tax withholdingCommon Stock 11,266 $33.28 $374,932.48
Disclosure

SEC source: 0001209191-20-042464 · doc4.xml · nonDerivative · entry 1

Aitken Stuart · CIK 0001638341 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,421.1788

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 13, 2020 Filed Jul 15, 2020 17:00 UTC
Adcock Mary EllenSenior Vice President
Tax withholdingCommon Stock 12,097 $33.28 $402,588.16
Disclosure

SEC source: 0001209191-20-042463 · doc4.xml · nonDerivative · entry 1

Adcock Mary Ellen · CIK 0001676766 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,410

F1 · shares: Payment of tax liability associated with restricted stock.

Read SEC document
July 07, 2020 Filed Jul 8, 2020 17:05 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 13,000 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001209191-20-041671 · doc4.xml · derivative · entry 3

KROPF SUSAN J · CIK 0001051402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires 2020-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
July 07, 2020 Filed Jul 8, 2020 17:05 UTC SaleCommon Stock 13,000 $33.70 $438,139.00
Disclosure

SEC source: 0001209191-20-041671 · doc4.xml · nonDerivative · entry 2

KROPF SUSAN J · CIK 0001051402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,166

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.69 to $33.725, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
July 07, 2020 Filed Jul 8, 2020 17:05 UTC Exercise / conversionCommon Stock 13,000 $10.38 $134,940.00
Disclosure

SEC source: 0001209191-20-041671 · doc4.xml · nonDerivative · entry 1

KROPF SUSAN J · CIK 0001051402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,166

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 18:06 UTC
GRIESHABER JOSEPH A JRSenior Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 21,000 $0.00 Strike: $18.88 $0.00
Disclosure

SEC source: 0001209191-20-040079 · doc4.xml · derivative · entry 5

GRIESHABER JOSEPH A JR · CIK 0001258401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,000 shares

Expires 2023-07-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 18:06 UTC
GRIESHABER JOSEPH A JRSenior Vice President
Exercise / conversionNon-Qualified Stock Option · Derivative 12,600 $0.00 Strike: $10.98 $0.00
Disclosure

SEC source: 0001209191-20-040079 · doc4.xml · derivative · entry 4

GRIESHABER JOSEPH A JR · CIK 0001258401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,600 shares

Expires 2022-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 18:06 UTC
GRIESHABER JOSEPH A JRSenior Vice President
SaleCommon Stock 33,600 $34.00 $1,142,400.00
Disclosure

SEC source: 0001209191-20-040079 · doc4.xml · nonDerivative · entry 3

GRIESHABER JOSEPH A JR · CIK 0001258401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,488.8512

F1 · balance_after: Between January 1, 2020 and June 30, 2020, the reporting person acquired 482.4609 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 18:06 UTC
GRIESHABER JOSEPH A JRSenior Vice President
Exercise / conversionCommon Stock 21,000 $18.88 $396,480.00
Disclosure

SEC source: 0001209191-20-040079 · doc4.xml · nonDerivative · entry 2

GRIESHABER JOSEPH A JR · CIK 0001258401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,088.8512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 18:06 UTC
GRIESHABER JOSEPH A JRSenior Vice President
Exercise / conversionCommon Stock 12,600 $10.98 $138,348.00
Disclosure

SEC source: 0001209191-20-040079 · doc4.xml · nonDerivative · entry 1

GRIESHABER JOSEPH A JR · CIK 0001258401 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,088.8512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2020 Filed Jul 1, 2020 16:37 UTC GrantPhantom Stock · Derivative 1,184.8951 $32.18 Strike: $0.00 $38,124.00
Disclosure

SEC source: 0001209191-20-039600 · doc4.xml · derivative · entry 4

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,652.1694

Underlying: Common Stock · 1,184.8951 shares

Expires not disclosed

F3 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account.

F4 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

F4 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 16:37 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 13,000 $0.00 Strike: $10.38 $0.00
Disclosure

SEC source: 0001209191-20-039600 · doc4.xml · derivative · entry 3

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,000 shares

Expires 2020-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 16:37 UTC Tax withholdingCommon Stock 1,318 $33.86 $44,627.48
Disclosure

SEC source: 0001209191-20-039600 · doc4.xml · nonDerivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,320

F1 · shares: Delivery of mature shares to pay exercise price related to stock option exercise.

Read SEC document
June 29, 2020 Filed Jul 1, 2020 16:37 UTC Exercise / conversionCommon Stock 13,000 $10.38 $134,940.00
Disclosure

SEC source: 0001209191-20-039600 · doc4.xml · nonDerivative · entry 1

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,638

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 20:01 UTC
MCMULLEN W RODNEYDirector · Chairman of the Board & CEO
Exercise / conversionNon-Qualified Stock Option · Derivative 140,000 $0.00 Strike: $10.08 $0.00
Disclosure

SEC source: 0001209191-20-038886 · doc4.xml · derivative · entry 3

MCMULLEN W RODNEY · CIK 0001188115 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 140,000 shares

Expires 2020-06-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.expiration_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 20:01 UTC
MCMULLEN W RODNEYDirector · Chairman of the Board & CEO
SaleCommon Stock 85,381 $31.97 $2,729,972.09
Disclosure

SEC source: 0001209191-20-038886 · doc4.xml · nonDerivative · entry 2

MCMULLEN W RODNEY · CIK 0001188115 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,012,099.8058

F1 · shares: Represents shares sold upon the exercise of stock options in payment of the associated exercise price and tax liability.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.930 to $31.995, inclusive. The reporting person undertakes to provide to The Kroger Co., any security holder of The Kroger Co., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

F3 · balance_after: Between December 31, 2019 and March 31, 2020, the reporting person acquired 1082.5519 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

Read SEC document
June 23, 2020 Filed Jun 25, 2020 20:01 UTC
MCMULLEN W RODNEYDirector · Chairman of the Board & CEO
Exercise / conversionCommon Stock 140,000 $10.08 $1,411,200.00
Disclosure

SEC source: 0001209191-20-038886 · doc4.xml · nonDerivative · entry 1

MCMULLEN W RODNEY · CIK 0001188115 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,097,480.8058

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 15:05 UTC GrantPhantom Stock - Incentive Shares · Derivative 32.024 $32.49 Strike: $0.00 $1,040.46
Disclosure

SEC source: 0001209191-20-033331 · doc4.xml · derivative · entry 2

Sutton Mark S · CIK 0001402419 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,534.902

Underlying: Common Stock · 32.024 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 15:04 UTC GrantPhantom Stock - Incentive Shares · Derivative 192.696 $32.49 Strike: $0.00 $6,260.69
Disclosure

SEC source: 0001209191-20-033330 · doc4.xml · derivative · entry 2

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,321.995

Underlying: Common Stock · 192.696 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 15:03 UTC GrantPhantom Stock - Incentive Shares · Derivative 192.696 $32.49 Strike: $0.00 $6,260.69
Disclosure

SEC source: 0001209191-20-033329 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,321.995

Underlying: Common Stock · 192.696 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 15:01 UTC
Gates AnneDirector
GrantPhantom Stock - Incentive Shares · Derivative 37.766 $32.49 Strike: $0.00 $1,227.02
Disclosure

SEC source: 0001209191-20-033328 · doc4.xml · derivative · entry 2

Gates Anne · CIK 0001660111 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,706.692

Underlying: Common Stock · 37.766 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
June 01, 2020 Filed Jun 2, 2020 15:01 UTC GrantPhantom Stock - Incentive Shares · Derivative 46.524 $32.49 Strike: $0.00 $1,511.56
Disclosure

SEC source: 0001209191-20-033327 · doc4.xml · derivative · entry 2

Aufreiter Nora A · CIK 0001626845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,493.729

Underlying: Common Stock · 46.524 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive one common share upon distribution from the deferred compensation account.

F2 · shares: Represents phantom stock acquired in dividend reinvestment transactions under a deferred compensation plan of The Kroger Co.

F3 · derivative.exercise_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

F3 · derivative.expiration_date: Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Read SEC document
May 11, 2020 Filed Jun 3, 2020 18:16 UTC SaleCommon Stock 15,000 $34.00 $510,000.00
Disclosure

SEC source: 0001209191-20-033880 · doc4.xml · nonDerivative · entry 1

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,845

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on April 1, 2020.

Read SEC document
April 14, 2020 Filed Apr 16, 2020 19:43 UTC GiftCommon Stock 2,150 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-024638 · doc4.xml · nonDerivative · entry 2

RUNDE JAMES A · CIK 0001277020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,728

Read SEC document
April 13, 2020 Filed Apr 16, 2020 19:43 UTC GiftCommon Stock 700 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-024638 · doc4.xml · nonDerivative · entry 1

RUNDE JAMES A · CIK 0001277020 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,878

Read SEC document
March 31, 2020 Filed Apr 2, 2020 14:49 UTC GrantPhantom Stock · Derivative 1,289.934 $29.56 Strike: $0.00 $38,124.00
Disclosure

SEC source: 0001209191-20-022362 · doc4.xml · derivative · entry 2

SARGENT RONALD · CIK 0001180656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,467.2743

Underlying: Common Stock · 1,289.934 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom share represents the right to receive in cash the value of one share of common stock upon distribution from the deferred compensation account.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's services as an Independent Director of Kroger.

Read SEC document
March 30, 2020 Filed Feb 5, 2021 18:02 UTC GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-008043 · doc5.xml · nonDerivative · entry 1

MOORE CLYDE R · CIK 0001190767 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,677

Read SEC document
March 19, 2020 Filed Mar 23, 2020 16:02 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 5,200 $0.00 Strike: $10.98 $0.00
Disclosure

SEC source: 0001209191-20-020590 · doc4.xml · derivative · entry 6

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,200 shares

Expires 2022-07-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

Read SEC document
March 19, 2020 Filed Mar 23, 2020 16:02 UTC Exercise / conversionNon-Qualified Stock Option · Derivative 2,600 $0.00 Strike: $12.37 $0.00
Disclosure

SEC source: 0001209191-20-020590 · doc4.xml · derivative · entry 5

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,600 shares

Expires 2021-06-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: These options were granted under a long-term incentive plan of The Kroger Co. and vested in equal annual installments over a five-year period, at the rate of 20% per year commencing one year from the date of the grant.

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March 19, 2020 Filed Mar 23, 2020 16:02 UTC SaleCommon Stock 5,200 $33.77 $175,598.80
Disclosure

SEC source: 0001209191-20-020590 · doc4.xml · nonDerivative · entry 4

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,845

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March 19, 2020 Filed Mar 23, 2020 16:02 UTC SaleCommon Stock 2,600 $33.74 $87,713.60
Disclosure

SEC source: 0001209191-20-020590 · doc4.xml · nonDerivative · entry 3

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,045

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March 19, 2020 Filed Mar 23, 2020 16:02 UTC Exercise / conversionCommon Stock 5,200 $10.98 $57,096.00
Disclosure

SEC source: 0001209191-20-020590 · doc4.xml · nonDerivative · entry 2

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 19, 2020 Filed Mar 23, 2020 16:02 UTC Exercise / conversionCommon Stock 2,600 $12.37 $32,162.00
Disclosure

SEC source: 0001209191-20-020590 · doc4.xml · nonDerivative · entry 1

SHACKOULS BOBBY S · CIK 0001064171 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,445

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 17, 2020 Filed Mar 18, 2020 15:07 UTC
Sharp Erin SGroup Vice President
SaleCommon Stock 11,829 $33.00 $390,357.00
Disclosure

SEC source: 0001209191-20-019928 · doc4.xml · nonDerivative · entry 1

Sharp Erin S · CIK 0001580224 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,707.6465

F1 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

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March 16, 2020 Filed Mar 17, 2020 17:53 UTC
DONNELLY MICHAEL JOSEPHExecutive VP and COO
SaleCommon Stock 17,514 $29.33 $513,685.62
Disclosure

SEC source: 0001209191-20-019516 · doc4.xml · nonDerivative · entry 1

DONNELLY MICHAEL JOSEPH · CIK 0001186592 · Executive VP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 336,984.8958

F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 23, 2019.

F2 · balance_after: The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be 'tax-conditioned plans' pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

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March 13, 2020 Filed Mar 16, 2020 14:13 UTC
Wheatley Christine SGroup Vice President
Tax withholdingCommon Stock 1,703 $30.71 $52,299.13
Disclosure

SEC source: 0001209191-20-019117 · doc4.xml · nonDerivative · entry 4

Wheatley Christine S · CIK 0001604588 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,112

F3 · shares: Payment of tax liability associated with restricted stock.

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March 13, 2020 Filed Mar 16, 2020 14:11 UTC
Tuffin Mark CSenior Vice President
Tax withholdingCommon Stock 1,880 $30.71 $57,734.80
Disclosure

SEC source: 0001209191-20-019115 · doc4.xml · nonDerivative · entry 4

Tuffin Mark C · CIK 0001595371 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,162

F3 · shares: Payment of tax liability associated with restricted stock.

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March 13, 2020 Filed Mar 16, 2020 14:05 UTC
Sharp Erin SGroup Vice President
Tax withholdingCommon Stock 1,362 $30.71 $41,827.02
Disclosure

SEC source: 0001209191-20-019113 · doc4.xml · nonDerivative · entry 4

Sharp Erin S · CIK 0001580224 · Group Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,536.6465

F3 · shares: Payment of tax liability associated with restricted stock.

F4 · balance_after: Between July 1, 2019 and December 31, 2019, the reporting person acquired 60.306 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

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March 13, 2020 Filed Mar 16, 2020 13:41 UTC
MCMULLEN W RODNEYDirector · Chairman of the Board & CEO
Tax withholdingCommon Stock 14,062 $30.71 $431,844.02
Disclosure

SEC source: 0001209191-20-019107 · doc4.xml · nonDerivative · entry 4

MCMULLEN W RODNEY · CIK 0001188115 · Director · Chairman of the Board & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,956,398.2539

F3 · shares: Payment of tax liability associated with restricted stock.

F4 · balance_after: Between July 1, 2019 and December 31, 2019, the reporting person acquired 1,947.4066 shares of Kroger common stock in the Company's employee benefit plans, based on information from plan trustees. The total amount of securities directly owned by the reporting person includes shares in the Company's employee benefit plans that are deemed to be "tax-conditioned plans" pursuant to Rule 16b-3, to the extent disclosed on reports received from plan trustees.

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March 13, 2020 Filed Mar 16, 2020 14:03 UTC
MILLERCHIP GARYSenior Vice President and CFO
Tax withholdingCommon Stock 4,086 $30.71 $125,481.06
Disclosure

SEC source: 0001209191-20-019112 · doc4.xml · nonDerivative · entry 4

MILLERCHIP GARY · CIK 0001771770 · Senior Vice President and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,127

F3 · shares: Payment of tax liability associated with restricted stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.