KODK

SEC source: 0000891839-21-000019 · edgar.xml · derivative · entry 3

KARFUNKEL GEORGE · CIK 0001085765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 46,729 shares

Expires 2021-01-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-21-000019 · edgar.xml · nonDerivative · entry 2

KARFUNKEL GEORGE · CIK 0001085765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,420,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-21-000018 · edgar.xml · derivative · entry 3

Parrett William G · CIK 0001418280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,065

Underlying: Common Stock, par value $.01 · 46,729 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Parrett in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F2 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Parrett in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

F2 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Parrett in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.

SEC source: 0000891839-21-000018 · edgar.xml · derivative · entry 2

Parrett William G · CIK 0001418280 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 46,729 shares

Expires 2021-01-08

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2021, Mr. Parrett deferred the receipt of 46,729 shares of common stock and received instead 46,729 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Parrett is reporting the disposition of 46,729 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

F1 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2021, Mr. Parrett deferred the receipt of 46,729 shares of common stock and received instead 46,729 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Parrett is reporting the disposition of 46,729 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.

SEC source: 0000891839-20-000323 · edgar.xml · derivative · entry 2

BRADLEY RICHARD TODD · CIK 0001203500 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 46,729 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation, Nominating and Governance Committee (the "Committee") of the Board of Directors (the "Board") approved, immediately upon the Reporting Person's resignation from the Board, accelerated vesting of the Reporting Person's unvested restricted stock units that were otherwise scheduled to vest on 1/8/2021. These restricted stock units converted into common stock on a one-for-one basis.

F1 · derivative.exercise_date: The Compensation, Nominating and Governance Committee (the "Committee") of the Board of Directors (the "Board") approved, immediately upon the Reporting Person's resignation from the Board, accelerated vesting of the Reporting Person's unvested restricted stock units that were otherwise scheduled to vest on 1/8/2021. These restricted stock units converted into common stock on a one-for-one basis.

F1 · derivative.expiration_date: The Compensation, Nominating and Governance Committee (the "Committee") of the Board of Directors (the "Board") approved, immediately upon the Reporting Person's resignation from the Board, accelerated vesting of the Reporting Person's unvested restricted stock units that were otherwise scheduled to vest on 1/8/2021. These restricted stock units converted into common stock on a one-for-one basis.

SEC source: 0000891839-20-000323 · edgar.xml · nonDerivative · entry 1

BRADLEY RICHARD TODD · CIK 0001203500 · Former Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,909

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The Compensation, Nominating and Governance Committee (the "Committee") of the Board of Directors (the "Board") approved, immediately upon the Reporting Person's resignation from the Board, accelerated vesting of the Reporting Person's unvested restricted stock units that were otherwise scheduled to vest on 1/8/2021. These restricted stock units converted into common stock on a one-for-one basis.

SEC source: 0000891839-21-000021 · edgar.xml · derivative · entry 4

Engelberg Jeffrey D. · CIK 0001706935 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 1,574,892 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: On September 30, 2020, these 5% Secured Convertible Notes (the "Notes") converted into common stock at a rate of 314.9785 shares of common stock per each $1,000 of principal.

F4 · derivative.expiration_date: The Notes did not have an expiration date.

F3 · ownership.nature: These securities are owned directly by C2W Partners Master Fund Limited. Mr. Engelberg is the managing member of Additive Advisory and Capital, LLC, which receives management fees from C2W Partners Master Fund Limited. Mr. Engelberg disclaims beneficial ownership of the securities held by C2W Partners Master Fund Limited and states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0000891839-21-000021 · edgar.xml · nonDerivative · entry 2

Engelberg Jeffrey D. · CIK 0001706935 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 2,534,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: On September 30, 2020, these 5% Secured Convertible Notes (the "Notes") converted into common stock at a rate of 314.9785 shares of common stock per each $1,000 of principal.

F3 · ownership.nature: These securities are owned directly by C2W Partners Master Fund Limited. Mr. Engelberg is the managing member of Additive Advisory and Capital, LLC, which receives management fees from C2W Partners Master Fund Limited. Mr. Engelberg disclaims beneficial ownership of the securities held by C2W Partners Master Fund Limited and states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.

SEC source: 0000891839-20-000266 · edgar.xml · derivative · entry 3

Taber Terry R · CIK 0001452475 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,693

Underlying: Common Stock, par value $.01 · 7,692 shares

Expires 2021-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019 and 9/3/2020 and vest one-third on 9/3/2021.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019 and 9/3/2020 and vest one-third on 9/3/2021.

SEC source: 0000891839-20-000266 · edgar.xml · nonDerivative · entry 2

Taber Terry R · CIK 0001452475 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,688

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

SEC source: 0000891839-20-000266 · edgar.xml · nonDerivative · entry 1

Taber Terry R · CIK 0001452475 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-20-000264 · edgar.xml · derivative · entry 3

Samuels Eric · CIK 0001466099 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,275

Underlying: Common Stock, par value $.01 · 4,273 shares

Expires 2021-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019 and 9/3/2020 and vest one-third on 9/3/2021.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019 and 9/3/2020 and vest one-third on 9/3/2021.

SEC source: 0000891839-20-000264 · edgar.xml · nonDerivative · entry 2

Samuels Eric · CIK 0001466099 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,512

F2 · shares: Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.

SEC source: 0000891839-20-000264 · edgar.xml · nonDerivative · entry 1

Samuels Eric · CIK 0001466099 · CAO and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-20-000265 · edgar.xml · derivative · entry 6

O'Grady John G. · CIK 0001668481 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,685

Underlying: Common Stock, par value $.01 · 10,683 shares

Expires 2021-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019 and 9/3/2020 and vest one-third on 9/3/2021.

F4 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019 and 9/3/2020 and vest one-third on 9/3/2021.

SEC source: 0000891839-20-000265 · edgar.xml · derivative · entry 5

O'Grady John G. · CIK 0001668481 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 5,484 shares

Expires 2020-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: These securities are fully vested as of the date of this report.

SEC source: 0000891839-20-000265 · edgar.xml · nonDerivative · entry 4

O'Grady John G. · CIK 0001668481 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,348

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

SEC source: 0000891839-20-000265 · edgar.xml · nonDerivative · entry 3

O'Grady John G. · CIK 0001668481 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-20-000265 · edgar.xml · nonDerivative · entry 2

O'Grady John G. · CIK 0001668481 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,903

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

SEC source: 0000891839-20-000265 · edgar.xml · nonDerivative · entry 1

O'Grady John G. · CIK 0001668481 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-20-000263 · edgar.xml · derivative · entry 3

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,411

Underlying: Common Stock, par value $.01 · 6,410 shares

Expires 2021-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019 and 9/3/2020 and vest one-third on 9/3/2021.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019 and 9/3/2020 and vest one-third on 9/3/2021.

SEC source: 0000891839-20-000263 · edgar.xml · nonDerivative · entry 2

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,736

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

SEC source: 0000891839-20-000263 · edgar.xml · nonDerivative · entry 1

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-20-000262 · edgar.xml · derivative · entry 3

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,958

Underlying: Common Stock, par value $.01 · 14,957 shares

Expires 2021-09-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019 and 9/3/2020 and vest one-third on 9/3/2021.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third on each of 9/3/2019 and 9/3/2020 and vest one-third on 9/3/2021.

SEC source: 0000891839-20-000262 · edgar.xml · nonDerivative · entry 2

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,729

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

SEC source: 0000891839-20-000262 · edgar.xml · nonDerivative · entry 1

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,810

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0000891839-21-000019 · edgar.xml · nonDerivative · entry 1

KARFUNKEL GEORGE · CIK 0001085765 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,373,965

SEC source: 0000891839-20-000221 · edgar.xml · derivative · entry 5

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2026-02-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on each of the first three anniversaries of the 7/27/2020 grant date.

SEC source: 0000891839-20-000221 · edgar.xml · derivative · entry 4

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2026-02-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on each of the first three anniversaries of the 7/27/2020 grant date.

SEC source: 0000891839-20-000221 · edgar.xml · derivative · entry 3

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2026-02-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on each of the first three anniversaries of the 7/27/2020 grant date.

SEC source: 0000891839-20-000221 · edgar.xml · derivative · entry 2

Bullwinkle David E · CIK 0001678634 · CFO and Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, par value $.01 · 15,000 shares

Expires 2026-02-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on each of the first three anniversaries of the 7/27/2020 grant date.

SEC source: 0000891839-20-000220 · edgar.xml · derivative · entry 5

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2026-02-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on each of the first three anniversaries of the 7/27/2020 grant date.

SEC source: 0000891839-20-000220 · edgar.xml · derivative · entry 4

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2026-02-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on each of the first three anniversaries of the 7/27/2020 grant date.

SEC source: 0000891839-20-000220 · edgar.xml · derivative · entry 3

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2026-02-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on each of the first three anniversaries of the 7/27/2020 grant date.

SEC source: 0000891839-20-000220 · edgar.xml · derivative · entry 2

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, par value $.01 · 15,000 shares

Expires 2026-02-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on each of the first three anniversaries of the 7/27/2020 grant date.

SEC source: 0000891839-20-000219 · edgar.xml · derivative · entry 5

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2026-02-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on each of the first three anniversaries of the 7/27/2020 grant date.

SEC source: 0000891839-20-000219 · edgar.xml · derivative · entry 4

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2026-02-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on each of the first three anniversaries of the 7/27/2020 grant date.

SEC source: 0000891839-20-000219 · edgar.xml · derivative · entry 3

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2026-02-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on each of the first three anniversaries of the 7/27/2020 grant date.

SEC source: 0000891839-20-000219 · edgar.xml · derivative · entry 2

Vandagriff Randy · CIK 0001705175 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, par value $.01 · 15,000 shares

Expires 2026-02-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on each of the first three anniversaries of the 7/27/2020 grant date.

SEC source: 0000891839-20-000218 · edgar.xml · derivative · entry 5

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,733

Underlying: Common Stock, par value $.01 · 170,733 shares

Expires 2026-02-19

F1 · derivative.exercise_date: These options were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, 28.57% of these options vest immediately, with the remaining 71.43% vesting on the conversion of the Company's outstanding 5.00% Secured Convertible Notes due 2021. If the 5.00% Secured Convertible Notes due 2021 are not fully converted, the 71.43% remainder portion of the options will vest on a pro rata basis based on the percentage converted.

SEC source: 0000891839-20-000218 · edgar.xml · derivative · entry 4

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,780

Underlying: Common Stock, par value $.01 · 298,780 shares

Expires 2026-02-19

F1 · derivative.exercise_date: These options were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, 28.57% of these options vest immediately, with the remaining 71.43% vesting on the conversion of the Company's outstanding 5.00% Secured Convertible Notes due 2021. If the 5.00% Secured Convertible Notes due 2021 are not fully converted, the 71.43% remainder portion of the options will vest on a pro rata basis based on the percentage converted.

SEC source: 0000891839-20-000218 · edgar.xml · derivative · entry 3

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,780

Underlying: Common Stock, par value $.01 · 298,780 shares

Expires 2026-02-19

F1 · derivative.exercise_date: These options were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, 28.57% of these options vest immediately, with the remaining 71.43% vesting on the conversion of the Company's outstanding 5.00% Secured Convertible Notes due 2021. If the 5.00% Secured Convertible Notes due 2021 are not fully converted, the 71.43% remainder portion of the options will vest on a pro rata basis based on the percentage converted.

SEC source: 0000891839-20-000218 · edgar.xml · derivative · entry 2

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 981,707

Underlying: Common Stock, par value $.01 · 981,707 shares

Expires 2026-02-19

F1 · derivative.exercise_date: These options were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, 28.57% of these options vest immediately, with the remaining 71.43% vesting on the conversion of the Company's outstanding 5.00% Secured Convertible Notes due 2021. If the 5.00% Secured Convertible Notes due 2021 are not fully converted, the 71.43% remainder portion of the options will vest on a pro rata basis based on the percentage converted.

SEC source: 0000891839-20-000226 · edgar.xml · derivative · entry 4

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,733

Underlying: Common Stock, par value $.01 · 170,733 shares

Expires 2026-02-19

F1 · derivative.exercise_date: These options were previously reported by Mr. Continenza and the Form 4 is being amended to provide greater detail on the terms of the options. Following the issuance of the Company's 5.00% Secured Convertible Notes due 2021 (the "Notes"), the Board of Directors of the Company desired to protect Mr. Continenza from the economic dilution attributable to the issuance of the Notes, which affected the value of the options granted upon his becoming Executive Chairman of the Company (the "Original Grant"). The options described in this Form 4 were out-of-the-money when granted and have the same exercise prices and term as the Original Grant. The terms of this award described in this Form 4, including the exercise prices, were generally designed to put Mr. Continenza in the same economic position he would have been in had the Notes been repaid instead of converted into common stock. The award described in this Form 4 was unable to be made until additional shares were authorized to be issued under the Company's 2013 Omnibus Incentive Plan, as amended (the "Plan"), which additional shares were not approved by shareholders until May 20, 2020. These options were granted under the Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, 28.57% of these options vest immediately, with the remaining 71.43% vesting on the conversion of the Company's outstanding 5.00% Secured Convertible Notes due 2021. If the 5.00% Secured Convertible Notes due 2021 are not fully converted, the 71.43% remainder portion of the options will vest on a pro rata basis based on the percentage converted.

SEC source: 0000891839-20-000226 · edgar.xml · derivative · entry 3

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,780

Underlying: Common Stock, par value $.01 · 298,780 shares

Expires 2026-02-19

F1 · derivative.exercise_date: These options were previously reported by Mr. Continenza and the Form 4 is being amended to provide greater detail on the terms of the options. Following the issuance of the Company's 5.00% Secured Convertible Notes due 2021 (the "Notes"), the Board of Directors of the Company desired to protect Mr. Continenza from the economic dilution attributable to the issuance of the Notes, which affected the value of the options granted upon his becoming Executive Chairman of the Company (the "Original Grant"). The options described in this Form 4 were out-of-the-money when granted and have the same exercise prices and term as the Original Grant. The terms of this award described in this Form 4, including the exercise prices, were generally designed to put Mr. Continenza in the same economic position he would have been in had the Notes been repaid instead of converted into common stock. The award described in this Form 4 was unable to be made until additional shares were authorized to be issued under the Company's 2013 Omnibus Incentive Plan, as amended (the "Plan"), which additional shares were not approved by shareholders until May 20, 2020. These options were granted under the Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, 28.57% of these options vest immediately, with the remaining 71.43% vesting on the conversion of the Company's outstanding 5.00% Secured Convertible Notes due 2021. If the 5.00% Secured Convertible Notes due 2021 are not fully converted, the 71.43% remainder portion of the options will vest on a pro rata basis based on the percentage converted.

SEC source: 0000891839-20-000226 · edgar.xml · derivative · entry 2

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,780

Underlying: Common Stock, par value $.01 · 298,780 shares

Expires 2026-02-19

F1 · derivative.exercise_date: These options were previously reported by Mr. Continenza and the Form 4 is being amended to provide greater detail on the terms of the options. Following the issuance of the Company's 5.00% Secured Convertible Notes due 2021 (the "Notes"), the Board of Directors of the Company desired to protect Mr. Continenza from the economic dilution attributable to the issuance of the Notes, which affected the value of the options granted upon his becoming Executive Chairman of the Company (the "Original Grant"). The options described in this Form 4 were out-of-the-money when granted and have the same exercise prices and term as the Original Grant. The terms of this award described in this Form 4, including the exercise prices, were generally designed to put Mr. Continenza in the same economic position he would have been in had the Notes been repaid instead of converted into common stock. The award described in this Form 4 was unable to be made until additional shares were authorized to be issued under the Company's 2013 Omnibus Incentive Plan, as amended (the "Plan"), which additional shares were not approved by shareholders until May 20, 2020. These options were granted under the Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, 28.57% of these options vest immediately, with the remaining 71.43% vesting on the conversion of the Company's outstanding 5.00% Secured Convertible Notes due 2021. If the 5.00% Secured Convertible Notes due 2021 are not fully converted, the 71.43% remainder portion of the options will vest on a pro rata basis based on the percentage converted.

SEC source: 0000891839-20-000226 · edgar.xml · derivative · entry 1

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 981,707

Underlying: Common Stock, par value $.01 · 981,707 shares

Expires 2026-02-19

F1 · derivative.exercise_date: These options were previously reported by Mr. Continenza and the Form 4 is being amended to provide greater detail on the terms of the options. Following the issuance of the Company's 5.00% Secured Convertible Notes due 2021 (the "Notes"), the Board of Directors of the Company desired to protect Mr. Continenza from the economic dilution attributable to the issuance of the Notes, which affected the value of the options granted upon his becoming Executive Chairman of the Company (the "Original Grant"). The options described in this Form 4 were out-of-the-money when granted and have the same exercise prices and term as the Original Grant. The terms of this award described in this Form 4, including the exercise prices, were generally designed to put Mr. Continenza in the same economic position he would have been in had the Notes been repaid instead of converted into common stock. The award described in this Form 4 was unable to be made until additional shares were authorized to be issued under the Company's 2013 Omnibus Incentive Plan, as amended (the "Plan"), which additional shares were not approved by shareholders until May 20, 2020. These options were granted under the Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, 28.57% of these options vest immediately, with the remaining 71.43% vesting on the conversion of the Company's outstanding 5.00% Secured Convertible Notes due 2021. If the 5.00% Secured Convertible Notes due 2021 are not fully converted, the 71.43% remainder portion of the options will vest on a pro rata basis based on the percentage converted.

SEC source: 0000891839-20-000201 · edgar.xml · nonDerivative · entry 1

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,368

SEC source: 0000891839-20-000200 · edgar.xml · nonDerivative · entry 1

CONTINENZA JAMES V · CIK 0001197594 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 650,000

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.17 to $2.24, inclusive. Mr. Continenza undertakes to provide to Eastman Kodak Company, any security holder of Eastman Kodak Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0000891839-20-000189 · edgar.xml · nonDerivative · entry 1

Katz Philippe D · CIK 0001579836 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,368