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Byrd Roger W.

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46263
SEC CIK
0001764007

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CompanyLast reported asReport datePublished
EASTMAN KODAK COKODK · Entity 5053General Counsel, Sec., SVPMay 17, 2026May 19, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

EASTMAN KODAK CO

Report date May 17, 2026 · Filed May 19, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.01SEC Table I · non-derivativeDirect121,380 Ending reported balance After 2026-05-17 transaction · row 4
4 source rows · reconciled sequence

Row 1 · 2026-05-17 · Exercise / conversion · Acquired 8,334 · Balance 104,498

F1: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026.

Row 2 · 2026-05-17 · Tax withholding · Disposed 2,030 · Balance 102,468

F2: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Row 3 · 2026-05-17 · Exercise / conversion · Acquired 25,000 · Balance 127,468

F3: These performance stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026, based on the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeding a specified price.

Row 4 · 2026-05-17 · Tax withholding · Disposed 6,088 · Balance 121,380

F4: Shares withheld to cover tax withholding obligations on the vesting of performance stock units.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-05-17 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-05-17 · Exercise / conversion · Disposed 8,334 · Balance 0

F1: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026.

Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-05-17 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-05-17 · Exercise / conversion · Disposed 25,000 · Balance 0

F3: These performance stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026, based on the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeding a specified price.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.28 · Expires 2030-05-17Direct25,000 Reported balance Holding disclosure · report date 2026-05-17 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 25,000

F5: This option is fully vested as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.28 · Expires 2030-05-17Direct25,000 Reported balance Holding disclosure · report date 2026-05-17 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 25,000

F5: This option is fully vested as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.53 · Expires 2029-02-19Direct10,000 Reported balance Holding disclosure · report date 2026-05-17 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 10,000

F5: This option is fully vested as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.03 · Expires 2029-02-19Direct10,000 Reported balance Holding disclosure · report date 2026-05-17 · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · Balance 10,000

F5: This option is fully vested as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.00 · Expires 2029-02-19Direct10,000 Reported balance Holding disclosure · report date 2026-05-17 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 10,000

F5: This option is fully vested as of the date of this report.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.50 · Expires 2027-09-13Direct30,457 Reported balance Holding disclosure · report date 2026-05-17 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 30,457

F5: This option is fully vested as of the date of this report.

Filing footnotes · ownership attribution and instrument terms

F1: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026.

F2: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

F3: These performance stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026, based on the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeding a specified price.

F4: Shares withheld to cover tax withholding obligations on the vesting of performance stock units.

F5: This option is fully vested as of the date of this report.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 17, 2026 Filed May 19, 2026 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionPerformance Stock Units · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000173 · form4.xml · derivative · entry 6

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 25,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These performance stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026, based on the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeding a specified price.

F3 · derivative.exercise_date: These performance stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026, based on the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeding a specified price.

F3 · derivative.expiration_date: These performance stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026, based on the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeding a specified price.

Read SEC document
May 17, 2026 Filed May 19, 2026 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 8,334 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000173 · form4.xml · derivative · entry 5

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 8,334 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026.

F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026.

Read SEC document
May 17, 2026 Filed May 19, 2026 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 6,088 $9.69 $58,992.72
Disclosure

SEC source: 0000891839-26-000173 · form4.xml · nonDerivative · entry 4

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,380

F4 · shares: Shares withheld to cover tax withholding obligations on the vesting of performance stock units.

Read SEC document
May 17, 2026 Filed May 19, 2026 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 25,000 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000173 · form4.xml · nonDerivative · entry 3

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,468

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: These performance stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026, based on the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeding a specified price.

Read SEC document
May 17, 2026 Filed May 19, 2026 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 2,030 $9.69 $19,670.70
Disclosure

SEC source: 0000891839-26-000173 · form4.xml · nonDerivative · entry 2

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,468

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
May 17, 2026 Filed May 19, 2026 20:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 8,334 $0.00 $0.00
Disclosure

SEC source: 0000891839-26-000173 · form4.xml · nonDerivative · entry 1

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units, which convert into common stock on a one-for-one basis, vested on 5/17/2026.

Read SEC document
February 17, 2026 Filed Feb 18, 2026 21:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $3.03 $0.00
Disclosure

SEC source: 0000891839-26-000060 · form4.xml · derivative · entry 3

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 15,000 shares

Expires 2026-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person exercised stock options and used a portion of the shares to pay the option exercise price and cover tax withholding obligations (a "net exercise") by electing to have the issuer withhold shares otherwise deliverable after the stock option exercise. The reporting person retained all of the remaining shares. The stock options were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3, and were scheduled to expire on February 19, 2026. The reporting person exercised the stock options in a transaction exempt under Rule 16b-3 in accordance with a policy adopted by the Compensation, Nominating and Governance Committee of the Board of Directors allowing employees to net exercise stock options as long as the stock options are scheduled to expire within three months of the date of exercise.

F2 · derivative.exercise_date: This option is fully vested as of the date of this report.

Read SEC document
February 17, 2026 Filed Feb 18, 2026 21:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 8,107 $7.72 $62,586.04
Disclosure

SEC source: 0000891839-26-000060 · form4.xml · nonDerivative · entry 2

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,164

F1 · shares: The reporting person exercised stock options and used a portion of the shares to pay the option exercise price and cover tax withholding obligations (a "net exercise") by electing to have the issuer withhold shares otherwise deliverable after the stock option exercise. The reporting person retained all of the remaining shares. The stock options were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3, and were scheduled to expire on February 19, 2026. The reporting person exercised the stock options in a transaction exempt under Rule 16b-3 in accordance with a policy adopted by the Compensation, Nominating and Governance Committee of the Board of Directors allowing employees to net exercise stock options as long as the stock options are scheduled to expire within three months of the date of exercise.

Read SEC document
February 17, 2026 Filed Feb 18, 2026 21:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 15,000 $3.03 $45,450.00
Disclosure

SEC source: 0000891839-26-000060 · form4.xml · nonDerivative · entry 1

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,271

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person exercised stock options and used a portion of the shares to pay the option exercise price and cover tax withholding obligations (a "net exercise") by electing to have the issuer withhold shares otherwise deliverable after the stock option exercise. The reporting person retained all of the remaining shares. The stock options were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3, and were scheduled to expire on February 19, 2026. The reporting person exercised the stock options in a transaction exempt under Rule 16b-3 in accordance with a policy adopted by the Compensation, Nominating and Governance Committee of the Board of Directors allowing employees to net exercise stock options as long as the stock options are scheduled to expire within three months of the date of exercise.

Read SEC document
January 14, 2026 Filed Jan 16, 2026 21:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionStock Option (Right to Buy) · Derivative 70,000 $0.00 Strike: $3.09 $0.00
Disclosure

SEC source: 0000891839-26-000040 · form4.xml · derivative · entry 3

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 70,000 shares

Expires 2026-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person exercised stock options and used a portion of the shares to pay the option exercise price and cover tax withholding obligations (a "net exercise") by electing to have the issuer withhold shares otherwise deliverable after the stock option exercise. The reporting person retained all of the remaining shares. The stock options were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3, and were scheduled to expire on January 15, 2026. The reporting person exercised the stock options in a transaction exempt under Rule 16b-3 in accordance with a policy adopted by the Compensation, Governance and Nominating Committee of the Board of Directors allowing employees to net exercise stock options as long as the stock options are scheduled to expire within three months of the date of exercise.

F2 · derivative.exercise_date: This option is fully vested as of the date of this report.

Read SEC document
January 14, 2026 Filed Jan 16, 2026 21:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 39,995 $7.55 $301,962.25
Disclosure

SEC source: 0000891839-26-000040 · form4.xml · nonDerivative · entry 2

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,271

F1 · shares: The reporting person exercised stock options and used a portion of the shares to pay the option exercise price and cover tax withholding obligations (a "net exercise") by electing to have the issuer withhold shares otherwise deliverable after the stock option exercise. The reporting person retained all of the remaining shares. The stock options were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3, and were scheduled to expire on January 15, 2026. The reporting person exercised the stock options in a transaction exempt under Rule 16b-3 in accordance with a policy adopted by the Compensation, Governance and Nominating Committee of the Board of Directors allowing employees to net exercise stock options as long as the stock options are scheduled to expire within three months of the date of exercise.

Read SEC document
January 14, 2026 Filed Jan 16, 2026 21:32 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 70,000 $3.09 $216,300.00
Disclosure

SEC source: 0000891839-26-000040 · form4.xml · nonDerivative · entry 1

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,266

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The reporting person exercised stock options and used a portion of the shares to pay the option exercise price and cover tax withholding obligations (a "net exercise") by electing to have the issuer withhold shares otherwise deliverable after the stock option exercise. The reporting person retained all of the remaining shares. The stock options were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3, and were scheduled to expire on January 15, 2026. The reporting person exercised the stock options in a transaction exempt under Rule 16b-3 in accordance with a policy adopted by the Compensation, Governance and Nominating Committee of the Board of Directors allowing employees to net exercise stock options as long as the stock options are scheduled to expire within three months of the date of exercise.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 21:31 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionStock Option (Right to Buy) · Derivative 19,744 $0.00 Strike: $3.09 $0.00
Disclosure

SEC source: 0000891839-25-000124 · form4.xml · derivative · entry 3

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Common Stock, par value $.01 · 19,744 shares

Expires 2026-01-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the exercise of options expiring on January 15, 2026 and sale of associated shares pursuant to a Rule 10b5-1 Preset Diversification Program adopted by the reporting person on June 16, 2025.

F2 · derivative.exercise_date: This option is fully vested as of the date of this report.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 21:31 UTC EASTMAN KODAK CO KODK · Entity 5053 SaleCommon Stock, par value $.01 19,744 $8.00 $157,952.00
Disclosure

SEC source: 0000891839-25-000124 · form4.xml · nonDerivative · entry 2

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 59,266

F1 · shares: Represents the exercise of options expiring on January 15, 2026 and sale of associated shares pursuant to a Rule 10b5-1 Preset Diversification Program adopted by the reporting person on June 16, 2025.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 21:31 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 19,744 $3.09 $61,008.96
Disclosure

SEC source: 0000891839-25-000124 · form4.xml · nonDerivative · entry 1

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 79,010

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the exercise of options expiring on January 15, 2026 and sale of associated shares pursuant to a Rule 10b5-1 Preset Diversification Program adopted by the reporting person on June 16, 2025.

Read SEC document
May 17, 2025 Filed May 20, 2025 20:36 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-25-009891 · form4.xml · derivative · entry 3

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,334

Underlying: Common Stock, par value $.01 · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/17/2024 and 5/17/2025, and except as otherwise provided in the award notice, the balance vests on 5/17/2026.

F3 · derivative.expiration_date: Two-thirds of the original grant of these restricted stock units vested in substantially equal installments on each of 5/17/2024 and 5/17/2025, and except as otherwise provided in the award notice, the balance vests on 5/17/2026.

Read SEC document
May 17, 2025 Filed May 20, 2025 20:36 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 2,030 $6.49 $13,174.70
Disclosure

SEC source: 0001062993-25-009891 · form4.xml · nonDerivative · entry 2

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,266

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
May 17, 2025 Filed May 20, 2025 20:36 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 8,333 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-009891 · form4.xml · nonDerivative · entry 1

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 17, 2024 Filed May 21, 2024 20:36 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 8,333 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-24-010896 · form4.xml · derivative · entry 3

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,667

Underlying: Common Stock, par value $.01 · 8,333 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on each of 5/17/2025 and 5/17/2026.

F3 · derivative.expiration_date: One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on each of 5/17/2025 and 5/17/2026.

Read SEC document
May 17, 2024 Filed May 21, 2024 20:36 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 2,030 $4.98 $10,109.40
Disclosure

SEC source: 0001062993-24-010896 · form4.xml · nonDerivative · entry 2

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,963

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
May 17, 2024 Filed May 21, 2024 20:36 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 8,333 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-010896 · form4.xml · nonDerivative · entry 1

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,993

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 26, 2024 Filed Mar 28, 2024 22:27 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 3,106 $4.57 $14,194.42
Disclosure

SEC source: 0001062993-24-007382 · form4.xml · nonDerivative · entry 2

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,660

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

Read SEC document
March 26, 2024 Filed Mar 28, 2024 22:27 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantCommon Stock, par value $.01 10,474 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-007382 · form4.xml · nonDerivative · entry 1

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,766

F1 · shares: Reflects restricted stock units, which immediately vested and converted into common stock on a one-for-one basis. These restricted stock units were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3.

F1 · price: Reflects restricted stock units, which immediately vested and converted into common stock on a one-for-one basis. These restricted stock units were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3.

Read SEC document
November 28, 2023 Filed Dec 4, 2023 21:39 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 89,744 Not disclosed Strike: $3.09 Not disclosed
Disclosure

SEC source: 0001062993-23-021834 · form4.xml · derivative · entry 12

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,744

Underlying: Common Stock, par value $.01 · 89,744 shares

Expires 2026-01-15

F7 · kind: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on January 16, 2019 and is fully vested.

F7 · price: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on January 16, 2019 and is fully vested.

F7 · derivative.exercise_date: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on January 16, 2019 and is fully vested.

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November 28, 2023 Filed Dec 4, 2023 21:39 UTC EASTMAN KODAK CO KODK · Entity 5053 Disposition to issuerStock Option (Right to Buy) · Derivative 89,744 Not disclosed Strike: $3.09 Not disclosed
Disclosure

SEC source: 0001062993-23-021834 · form4.xml · derivative · entry 11

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 89,744 shares

Expires 2029-01-15

F7 · kind: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on January 16, 2019 and is fully vested.

F7 · price: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on January 16, 2019 and is fully vested.

F7 · derivative.exercise_date: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on January 16, 2019 and is fully vested.

Read SEC document
November 28, 2023 Filed Dec 4, 2023 21:39 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 15,000 Not disclosed Strike: $3.03 Not disclosed
Disclosure

SEC source: 0001062993-23-021834 · form4.xml · derivative · entry 7

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, par value $.01 · 15,000 shares

Expires 2026-02-19

F5 · kind: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

F5 · price: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

F5 · derivative.exercise_date: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

Read SEC document
November 28, 2023 Filed Dec 4, 2023 21:39 UTC EASTMAN KODAK CO KODK · Entity 5053 Disposition to issuerStock Option (Right to Buy) · Derivative 15,000 Not disclosed Strike: $3.03 Not disclosed
Disclosure

SEC source: 0001062993-23-021834 · form4.xml · derivative · entry 6

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 15,000 shares

Expires 2029-02-19

F5 · kind: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

F5 · price: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

F5 · derivative.exercise_date: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and is fully vested.

Read SEC document
May 17, 2023 Filed May 19, 2023 21:04 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $4.28 $0.00
Disclosure

SEC source: 0001062993-23-011853 · form4.xml · derivative · entry 5

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock, par value $.01 · 25,000 shares

Expires 2030-05-17

F4 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, will vest on 5/17/2026 if the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeds a specified price.

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May 17, 2023 Filed May 19, 2023 21:04 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 25,000 $0.00 Strike: $4.28 $0.00
Disclosure

SEC source: 0001062993-23-011853 · form4.xml · derivative · entry 4

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock, par value $.01 · 25,000 shares

Expires 2030-05-17

F3 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests in substantially equal installments on each of 5/17/2024, 5/17/2025 and 5/17/2026.

Read SEC document
May 17, 2023 Filed May 19, 2023 21:04 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantPerformance Stock Units · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-011853 · form4.xml · derivative · entry 3

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock, par value $.01 · 25,000 shares

Expires not disclosed

F2 · derivative.exercise_price: These performance stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, will vest on 5/17/2026 if the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeds a specified price.

F2 · derivative.exercise_date: These performance stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, will vest on 5/17/2026 if the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeds a specified price.

F2 · derivative.expiration_date: These performance stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, will vest on 5/17/2026 if the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeds a specified price.

Read SEC document
May 17, 2023 Filed May 19, 2023 21:04 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantRestricted Stock Units · Derivative 25,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-23-011853 · form4.xml · derivative · entry 2

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock, par value $.01 · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest in substantially equal installments on each of 5/17/2024, 5/17/2025 and 5/17/2026.

F1 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest in substantially equal installments on each of 5/17/2024, 5/17/2025 and 5/17/2026.

F1 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest in substantially equal installments on each of 5/17/2024, 5/17/2025 and 5/17/2026.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 30,457 Not disclosed Strike: $12.50 Not disclosed
Disclosure

SEC source: 0001062993-23-004261 · form4.xml · derivative · entry 13

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,457

Underlying: Common Stock, par value $.01 · 30,457 shares

Expires 2027-09-13

F3 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 14, 2017 and is fully vested.

F3 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 14, 2017 and is fully vested.

F3 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 14, 2017 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC EASTMAN KODAK CO KODK · Entity 5053 Disposition to issuerStock Option (Right to Buy) · Derivative 30,457 Not disclosed Strike: $12.50 Not disclosed
Disclosure

SEC source: 0001062993-23-004261 · form4.xml · derivative · entry 12

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 30,457 shares

Expires 2024-09-13

F3 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 14, 2017 and is fully vested.

F3 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 14, 2017 and is fully vested.

F3 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on September 14, 2017 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 89,744 Not disclosed Strike: $3.09 Not disclosed
Disclosure

SEC source: 0001062993-23-004261 · form4.xml · derivative · entry 11

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,744

Underlying: Common Stock, par value $.01 · 89,744 shares

Expires 2029-01-15

F2 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on January 16, 2019 and is fully vested.

F2 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on January 16, 2019 and is fully vested.

F2 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on January 16, 2019 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC EASTMAN KODAK CO KODK · Entity 5053 Disposition to issuerStock Option (Right to Buy) · Derivative 89,744 Not disclosed Strike: $3.09 Not disclosed
Disclosure

SEC source: 0001062993-23-004261 · form4.xml · derivative · entry 10

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 89,744 shares

Expires 2026-01-15

F2 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on January 16, 2019 and is fully vested.

F2 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on January 16, 2019 and is fully vested.

F2 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on January 16, 2019 and is fully vested.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 10,000 Not disclosed Strike: $12.00 Not disclosed
Disclosure

SEC source: 0001062993-23-004261 · form4.xml · derivative · entry 9

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2029-02-19

F1 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC EASTMAN KODAK CO KODK · Entity 5053 Disposition to issuerStock Option (Right to Buy) · Derivative 10,000 Not disclosed Strike: $12.00 Not disclosed
Disclosure

SEC source: 0001062993-23-004261 · form4.xml · derivative · entry 8

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2026-02-19

F1 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 10,000 Not disclosed Strike: $6.03 Not disclosed
Disclosure

SEC source: 0001062993-23-004261 · form4.xml · derivative · entry 7

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2029-02-19

F1 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC EASTMAN KODAK CO KODK · Entity 5053 Disposition to issuerStock Option (Right to Buy) · Derivative 10,000 Not disclosed Strike: $6.03 Not disclosed
Disclosure

SEC source: 0001062993-23-004261 · form4.xml · derivative · entry 6

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2026-02-19

F1 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 10,000 Not disclosed Strike: $4.53 Not disclosed
Disclosure

SEC source: 0001062993-23-004261 · form4.xml · derivative · entry 5

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2029-02-19

F1 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC EASTMAN KODAK CO KODK · Entity 5053 Disposition to issuerStock Option (Right to Buy) · Derivative 10,000 Not disclosed Strike: $4.53 Not disclosed
Disclosure

SEC source: 0001062993-23-004261 · form4.xml · derivative · entry 4

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2026-02-19

F1 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 15,000 Not disclosed Strike: $3.03 Not disclosed
Disclosure

SEC source: 0001062993-23-004261 · form4.xml · derivative · entry 3

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, par value $.01 · 15,000 shares

Expires 2029-02-19

F1 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

Read SEC document
February 16, 2023 Filed Feb 21, 2023 21:43 UTC EASTMAN KODAK CO KODK · Entity 5053 Disposition to issuerStock Option (Right to Buy) · Derivative 15,000 Not disclosed Strike: $3.03 Not disclosed
Disclosure

SEC source: 0001062993-23-004261 · form4.xml · derivative · entry 2

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 15,000 shares

Expires 2026-02-19

F1 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

F1 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on July 27, 2020 and vests one-third on each of the first three anniversaries of the July 27, 2020 grant date.

Read SEC document
January 16, 2022 Filed Jan 19, 2022 21:30 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 18,879 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001062993-22-001217 · form4.xml · derivative · entry 3

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.01 · 18,879 shares

Expires 2022-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis.

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January 16, 2022 Filed Jan 19, 2022 21:30 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 5,598 $4.51 $25,246.98
Disclosure

SEC source: 0001062993-22-001217 · form4.xml · nonDerivative · entry 2

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,292

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

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January 16, 2022 Filed Jan 19, 2022 21:30 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 18,879 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-001217 · form4.xml · nonDerivative · entry 1

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,890

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

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January 16, 2021 Filed Jan 20, 2021 21:42 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionRestricted Stock Units · Derivative 18,878 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000891839-21-000026 · edgar.xml · derivative · entry 3

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,879

Underlying: Common Stock, par value $.01 · 18,878 shares

Expires 2022-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third each on 1/16/2020 and 1/16/2021 and vest one-third on 1/16/2022.

F3 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, vested one-third each on 1/16/2020 and 1/16/2021 and vest one-third on 1/16/2022.

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January 16, 2021 Filed Jan 20, 2021 21:42 UTC EASTMAN KODAK CO KODK · Entity 5053 Tax withholdingCommon Stock, par value $.01 7,331 $8.14 $59,674.34
Disclosure

SEC source: 0000891839-21-000026 · edgar.xml · nonDerivative · entry 2

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,011

F2 · shares: Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.

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January 16, 2021 Filed Jan 20, 2021 21:42 UTC EASTMAN KODAK CO KODK · Entity 5053 Exercise / conversionCommon Stock, par value $.01 18,878 $0.00 $0.00
Disclosure

SEC source: 0000891839-21-000026 · edgar.xml · nonDerivative · entry 1

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: These restricted stock units convert into common stock on a one-for-one basis.

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July 27, 2020 Filed Jul 29, 2020 23:24 UTC EASTMAN KODAK CO KODK · Entity 5053 GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $12.00 $0.00
Disclosure

SEC source: 0000891839-20-000220 · edgar.xml · derivative · entry 5

Byrd Roger W. · CIK 0001764007 · General Counsel, Sec., SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock, par value $.01 · 10,000 shares

Expires 2026-02-19

F1 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests one-third on each of the first three anniversaries of the 7/27/2020 grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.