Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| EASTMAN KODAK COKODK · Entity 5053 | Director · 10% owner | May 19, 2026 | May 21, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
EASTMAN KODAK CO
Report date May 19, 2026 · Filed May 21, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2026-05-19 | Direct | 0 |
Reported balance
After 2026-05-19 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2026-05-19 · Disposition to issuer · Disposed 16,393 · Balance 0 F6: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/19/2026, Mr. Katz deferred the receipt of 16,393 shares of common stock and received instead 16,393 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 16,393 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 12,726 |
Reported balance
After 2026-05-20 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2026-05-20 · Grant · Acquired 12,726 · Balance 12,726 F8: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2027 annual meeting of shareholders. |
| Phantom StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 142,264 |
Reported balance
After 2026-05-19 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2026-05-19 · Grant · Acquired 16,393 · Balance 142,264 F7: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. |
| Common Stock, par value $.01SEC Table I · non-derivative | Direct | 187,026 |
Reported balance
Holding disclosure · report date 2026-05-19 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 187,026 |
| Common Stock, par value $.01SEC Table I · non-derivative | IndirectOwned by KF Investors LLC | 2,522,011 |
Reported balance
Holding disclosure · report date 2026-05-19 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,522,011 F1: Mr. Katz disclaims beneficial ownership of the securities held by KF Investors LLC, an entity of which Mr. Katz is a managing member, except to the extent of his pecuniary interest therein. |
| Common Stock, par value $.01SEC Table I · non-derivative | IndirectOwned by Momar Corporation | 1,569,870 |
Reported balance
Holding disclosure · report date 2026-05-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,569,870 F2: Mr. Katz disclaims beneficial ownership of the securities held by Momar Corporation, an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein. |
| Common Stock, par value $.01SEC Table I · non-derivative | IndirectOwned by United Equities Commodities Company | 7,598 |
Reported balance
Holding disclosure · report date 2026-05-19 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 7,598 F3: Mr. Katz disclaims beneficial ownership of the securities held by United Equities Commodities Company, an entity of which Mr. Katz is a general partner, except to the extent of his pecuniary interest therein. |
| Common Stock, par value $.01SEC Table I · non-derivative | IndirectOwned by Marneu Holding Company | 87,720 |
Reported balance
Holding disclosure · report date 2026-05-19 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 87,720 F4: Mr. Katz disclaims beneficial ownership of the securities held by Marneu Holding Company, an entity of which Mr. Katz is a partner, except to the extent of his pecuniary interest therein. |
| Common Stock, par value $.01SEC Table I · non-derivative | IndirectOwned by 111 John Realty Corp. | 48,875 |
Reported balance
Holding disclosure · report date 2026-05-19 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 48,875 F5: Mr. Katz disclaims beneficial ownership of the securities held by 111 John Realty Corp., an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.03 · Expires 2027-05-19 | Direct | 25,297 |
Reported balance
Holding disclosure · report date 2026-05-19 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 25,297 F9: This option has fully vested as of the date of this report. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.53 · Expires 2030-05-19 | Direct | 7,699 |
Reported balance
Holding disclosure · report date 2026-05-19 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 7,699 F9: This option has fully vested as of the date of this report. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.03 · Expires 2030-05-19 | Direct | 7,699 |
Reported balance
Holding disclosure · report date 2026-05-19 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 7,699 F9: This option has fully vested as of the date of this report. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.00 · Expires 2030-05-19 | Direct | 4,400 |
Reported balance
Holding disclosure · report date 2026-05-19 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 4,400 F9: This option has fully vested as of the date of this report. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Katz disclaims beneficial ownership of the securities held by KF Investors LLC, an entity of which Mr. Katz is a managing member, except to the extent of his pecuniary interest therein.
F2: Mr. Katz disclaims beneficial ownership of the securities held by Momar Corporation, an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein.
F3: Mr. Katz disclaims beneficial ownership of the securities held by United Equities Commodities Company, an entity of which Mr. Katz is a general partner, except to the extent of his pecuniary interest therein.
F4: Mr. Katz disclaims beneficial ownership of the securities held by Marneu Holding Company, an entity of which Mr. Katz is a partner, except to the extent of his pecuniary interest therein.
F5: Mr. Katz disclaims beneficial ownership of the securities held by 111 John Realty Corp., an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein.
F6: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/19/2026, Mr. Katz deferred the receipt of 16,393 shares of common stock and received instead 16,393 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 16,393 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan.
F7: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
F8: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2027 annual meeting of shareholders.
F9: This option has fully vested as of the date of this report.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2026 Filed May 21, 2026 20:32 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 12,726 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000183 · form4.xml · derivative · entry 9 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,726 Underlying: Common Stock, par value $.01 · 12,726 shares Expires not disclosed F8 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2027 annual meeting of shareholders. F8 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2027 annual meeting of shareholders. F8 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2027 annual meeting of shareholders. Read SEC document |
| May 19, 2026 Filed May 21, 2026 20:32 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantPhantom Stock · Derivative | 16,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000183 · form4.xml · derivative · entry 8 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 142,264 Underlying: Common Stock, par value $.01 · 16,393 shares Expires not disclosed F7 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F7 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F7 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. Read SEC document |
| May 19, 2026 Filed May 21, 2026 20:32 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Disposition to issuerRestricted Stock Units · Derivative | 16,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-26-000183 · form4.xml · derivative · entry 7 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 16,393 shares Expires 2026-05-19 F6 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/19/2026, Mr. Katz deferred the receipt of 16,393 shares of common stock and received instead 16,393 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 16,393 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. F6 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/19/2026, Mr. Katz deferred the receipt of 16,393 shares of common stock and received instead 16,393 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 16,393 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. Read SEC document |
| May 13, 2026 Filed May 14, 2026 20:32 UTC | EASTMAN KODAK CO KODK · Entity 5053 | PurchaseCommon Stock, par value $.01 | 2,000 | $10.30 | $20,600.00 |
DisclosureSEC source: 0000891839-26-000153 · form4.xml · nonDerivative · entry 1 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 187,026 Read SEC document |
| November 17, 2025 Filed Nov 18, 2025 21:30 UTC | EASTMAN KODAK CO KODK · Entity 5053 | PurchaseCommon Stock, par value $.01 | 5,000 | $7.35 | $36,750.00 |
DisclosureSEC source: 0000891839-25-000130 · form4.xml · nonDerivative · entry 1 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,026 Read SEC document |
| August 14, 2025 Filed Aug 14, 2025 22:39 UTC | EASTMAN KODAK CO KODK · Entity 5053 | PurchaseCommon Stock, par value $.01 | 10,000 | $5.67 | $56,700.00 |
DisclosureSEC source: 0001062993-25-014462 · form4.xml · nonDerivative · entry 1 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,026 Read SEC document |
| May 21, 2025 Filed May 22, 2025 20:31 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 16,393 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010099 · form4.xml · derivative · entry 9 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,393 Underlying: Common Stock, par value $.01 · 16,393 shares Expires not disclosed F8 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2026 annual meeting of shareholders. F8 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2026 annual meeting of shareholders. F8 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2026 annual meeting of shareholders. Read SEC document |
| May 20, 2025 Filed May 22, 2025 20:31 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantPhantom Stock · Derivative | 19,921 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010099 · form4.xml · derivative · entry 8 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 125,871 Underlying: Common Stock, par value $.01 · 19,921 shares Expires not disclosed F7 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F7 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F7 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. Read SEC document |
| May 20, 2025 Filed May 22, 2025 20:31 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Disposition to issuerRestricted Stock Units · Derivative | 19,921 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-010099 · form4.xml · derivative · entry 7 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 19,921 shares Expires 2025-05-20 F6 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/20/2025, Mr. Katz deferred the receipt of 19,921 shares of common stock and received instead 19,921 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 19,921 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. F6 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/20/2025, Mr. Katz deferred the receipt of 19,921 shares of common stock and received instead 19,921 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 19,921 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. Read SEC document |
| December 11, 2024 Filed Dec 13, 2024 13:51 UTC | EASTMAN KODAK CO KODK · Entity 5053 | PurchaseCommon Stock, par value $.01 | 6,000 | $6.50 | $39,000.00 |
DisclosureSEC source: 0001062993-24-020574 · form4.xml · nonDerivative · entry 1 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 170,026 Read SEC document |
| May 15, 2024 Filed May 16, 2024 20:33 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 19,921 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010468 · form4.xml · derivative · entry 9 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,921 Underlying: Common Stock, par value $.01 · 19,921 shares Expires not disclosed F8 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2025 annual meeting of shareholders. F8 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2025 annual meeting of shareholders. F8 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2025 annual meeting of shareholders. Read SEC document |
| May 14, 2024 Filed May 16, 2024 20:33 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantPhantom Stock · Derivative | 23,365 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010468 · form4.xml · derivative · entry 8 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,950 Underlying: Common Stock, par value $.01 · 23,365 shares Expires not disclosed F7 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F7 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F7 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. Read SEC document |
| May 14, 2024 Filed May 16, 2024 20:33 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Disposition to issuerRestricted Stock Units · Derivative | 23,365 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-010468 · form4.xml · derivative · entry 7 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 23,365 shares Expires 2024-05-14 F6 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/14/2024, Mr. Katz deferred the receipt of 23,365 shares of common stock and received instead 23,365 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 23,365 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. F6 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/14/2024, Mr. Katz deferred the receipt of 23,365 shares of common stock and received instead 23,365 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 23,365 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. Read SEC document |
| March 26, 2024 Filed Mar 28, 2024 22:28 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantCommon Stock, par value $.01 | 2,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-007384 · form4.xml · nonDerivative · entry 1 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 164,026 F1 · shares: Reflects restricted stock units, which immediately vested and converted into common stock on a one-for-one basis. These restricted stock units were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. F1 · price: Reflects restricted stock units, which immediately vested and converted into common stock on a one-for-one basis. These restricted stock units were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3. Read SEC document |
| November 28, 2023 Filed Dec 4, 2023 21:38 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 25,297 | Not disclosed Strike: $3.03 | Not disclosed |
DisclosureSEC source: 0001062993-23-021833 · form4.xml · derivative · entry 10 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,297 Underlying: Common Stock, par value $.01 · 25,297 shares Expires 2027-05-19 F8 · kind: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F8 · price: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F8 · derivative.exercise_date: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. Read SEC document |
| November 28, 2023 Filed Dec 4, 2023 21:38 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Disposition to issuerStock Option (Right to Buy) · Derivative | 25,297 | Not disclosed Strike: $3.03 | Not disclosed |
DisclosureSEC source: 0001062993-23-021833 · form4.xml · derivative · entry 9 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 25,297 shares Expires 2030-05-19 F8 · kind: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F8 · price: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F8 · derivative.exercise_date: The reported transaction involved the reversal, to avoid adverse tax consequences, of a previously reported amendment of an outstanding option to extend the expiration date thereof by three years. The reported transaction reinstates the original expiration date, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. Read SEC document |
| November 16, 2023 Filed Nov 20, 2023 21:33 UTC | EASTMAN KODAK CO KODK · Entity 5053 | PurchaseCommon Stock, par value $.01 | 6,000 | $3.70 | $22,200.00 |
DisclosureSEC source: 0001062993-23-021208 · form4.xml · nonDerivative · entry 1 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 161,496 Read SEC document |
| May 22, 2023 Filed May 23, 2023 20:37 UTC | EASTMAN KODAK CO KODK · Entity 5053 | PurchaseCommon Stock, par value $.01 | 3,000 | $4.59 | $13,770.00 |
DisclosureSEC source: 0001062993-23-011994 · form4.xml · nonDerivative · entry 1 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 155,496 Read SEC document |
| May 17, 2023 Filed May 18, 2023 21:50 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 23,365 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-011699 · form4.xml · derivative · entry 9 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,365 Underlying: Common Stock, par value $.01 · 23,365 shares Expires not disclosed F8 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2024 annual meeting of shareholders. F8 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2024 annual meeting of shareholders. F8 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2024 annual meeting of shareholders. Read SEC document |
| May 16, 2023 Filed May 18, 2023 21:50 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantPhantom Stock · Derivative | 22,075 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-011699 · form4.xml · derivative · entry 8 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,585 Underlying: Common Stock, par value $.01 · 22,075 shares Expires not disclosed F7 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F7 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F7 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. Read SEC document |
| May 16, 2023 Filed May 18, 2023 21:50 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Disposition to issuerRestricted Stock Units · Derivative | 22,075 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-011699 · form4.xml · derivative · entry 7 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 22,075 shares Expires 2023-05-16 F6 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/16/2023, Mr. Katz deferred the receipt of 22,075 shares of common stock and received instead 22,075 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 22,075 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. F6 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/16/2023, Mr. Katz deferred the receipt of 22,075 shares of common stock and received instead 22,075 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 22,075 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. Read SEC document |
| March 23, 2023 Filed Mar 23, 2023 20:35 UTC | EASTMAN KODAK CO KODK · Entity 5053 | PurchaseCommon Stock, par value $.01 | 10,000 | $3.85 | $38,500.00 |
DisclosureSEC source: 0001062993-23-007551 · form4.xml · nonDerivative · entry 1 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,496 Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:43 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 4,400 | Not disclosed Strike: $12.00 | Not disclosed |
DisclosureSEC source: 0001062993-23-004262 · form4.xml · derivative · entry 16 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,400 Underlying: Common Stock, par value $.01 · 4,400 shares Expires 2030-05-19 F8 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F8 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F8 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:43 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Disposition to issuerStock Option (Right to Buy) · Derivative | 4,400 | Not disclosed Strike: $12.00 | Not disclosed |
DisclosureSEC source: 0001062993-23-004262 · form4.xml · derivative · entry 15 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 4,400 shares Expires 2027-05-19 F8 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F8 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F8 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:43 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 7,699 | Not disclosed Strike: $6.03 | Not disclosed |
DisclosureSEC source: 0001062993-23-004262 · form4.xml · derivative · entry 14 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,699 Underlying: Common Stock, par value $.01 · 7,699 shares Expires 2030-05-19 F8 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F8 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F8 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:43 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Disposition to issuerStock Option (Right to Buy) · Derivative | 7,699 | Not disclosed Strike: $6.03 | Not disclosed |
DisclosureSEC source: 0001062993-23-004262 · form4.xml · derivative · entry 13 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 7,699 shares Expires 2027-05-19 F8 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F8 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F8 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:43 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 7,699 | Not disclosed Strike: $4.53 | Not disclosed |
DisclosureSEC source: 0001062993-23-004262 · form4.xml · derivative · entry 12 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,699 Underlying: Common Stock, par value $.01 · 7,699 shares Expires 2030-05-19 F8 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F8 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F8 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:43 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Disposition to issuerStock Option (Right to Buy) · Derivative | 7,699 | Not disclosed Strike: $4.53 | Not disclosed |
DisclosureSEC source: 0001062993-23-004262 · form4.xml · derivative · entry 11 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 7,699 shares Expires 2027-05-19 F8 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F8 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F8 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:43 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 25,297 | Not disclosed Strike: $3.03 | Not disclosed |
DisclosureSEC source: 0001062993-23-004262 · form4.xml · derivative · entry 10 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,297 Underlying: Common Stock, par value $.01 · 25,297 shares Expires 2030-05-19 F8 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F8 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F8 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. Read SEC document |
| February 16, 2023 Filed Feb 21, 2023 21:43 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Disposition to issuerStock Option (Right to Buy) · Derivative | 25,297 | Not disclosed Strike: $3.03 | Not disclosed |
DisclosureSEC source: 0001062993-23-004262 · form4.xml · derivative · entry 9 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 25,297 shares Expires 2027-05-19 F8 · kind: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F8 · price: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. F8 · derivative.exercise_date: The reported transaction involved an amendment of an outstanding option to extend the expiration date thereof by three years, resulting in the deemed cancellation of the "old" option for Section 16 purposes and the grant of a replacement option for Section 16 purposes. The option was originally granted on May 20, 2020 and is fully vested. Read SEC document |
| May 18, 2022 Filed May 19, 2022 20:33 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 22,075 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-013039 · form4.xml · derivative · entry 9 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,075 Underlying: Common Stock, par value $.01 · 22,075 shares Expires not disclosed F9 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2023 annual meeting of shareholders. F9 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2023 annual meeting of shareholders. F9 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2023 annual meeting of shareholders. Read SEC document |
| May 18, 2022 Filed May 19, 2022 20:33 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantCommon Stock, par value $.01 | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-013039 · form4.xml · nonDerivative · entry 1 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,496 F1 · kind: This restricted stock award was granted under the Company's Omnibus Incentive Plan, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests in four equal installments on August 17, 2022, November 17, 2022, February 17, 2023 and the day immediately preceding the Company's 2023 annual meeting of shareholders, with pro rata vesting upon Mr. Katz's separation from service prior to vesting. F1 · shares: This restricted stock award was granted under the Company's Omnibus Incentive Plan, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests in four equal installments on August 17, 2022, November 17, 2022, February 17, 2023 and the day immediately preceding the Company's 2023 annual meeting of shareholders, with pro rata vesting upon Mr. Katz's separation from service prior to vesting. Read SEC document |
| May 17, 2022 Filed May 19, 2022 20:33 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantPhantom Stock · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-013039 · form4.xml · derivative · entry 8 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,510 Underlying: Common Stock, par value $.01 · 10,000 shares Expires not disclosed F8 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F8 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F8 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. Read SEC document |
| May 17, 2022 Filed May 19, 2022 20:33 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Disposition to issuerRestricted Stock Units · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001062993-22-013039 · form4.xml · derivative · entry 7 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 10,000 shares Expires 2022-05-17 F7 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/17/2022, Mr. Katz deferred the receipt of 10,000 shares of common stock and received instead 10,000 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 10,000 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. F7 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 5/17/2022, Mr. Katz deferred the receipt of 10,000 shares of common stock and received instead 10,000 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 10,000 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. Read SEC document |
| May 19, 2021 Filed May 20, 2021 23:05 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000159 · edgar.xml · derivative · entry 11 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock, par value $.01 · 10,000 shares Expires not disclosed F10 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2022 annual meeting of shareholders. F10 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2022 annual meeting of shareholders. F10 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the day immediately preceding the Company's 2022 annual meeting of shareholders. Read SEC document |
| May 19, 2021 Filed May 20, 2021 23:05 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantCommon Stock, par value $.01 | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000159 · edgar.xml · nonDerivative · entry 2 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,496 F2 · kind: This restricted stock award was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests in four equal installments on August 18, 2021, November 18, 2021, February 18, 2022 and the day immediately preceding the Company's 2022 annual meeting of shareholders, with pro rata vesting upon Mr. Katz's separation from service prior to vesting. F2 · shares: This restricted stock award was granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vests in four equal installments on August 18, 2021, November 18, 2021, February 18, 2022 and the day immediately preceding the Company's 2022 annual meeting of shareholders, with pro rata vesting upon Mr. Katz's separation from service prior to vesting. Read SEC document |
| May 18, 2021 Filed May 20, 2021 23:05 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantPhantom Stock · Derivative | 3,781 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000159 · edgar.xml · derivative · entry 10 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,510 Underlying: Common Stock, par value $.01 · 3,781 shares Expires not disclosed F9 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F9 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F9 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. Read SEC document |
| May 18, 2021 Filed May 20, 2021 23:05 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Disposition to issuerRestricted Stock Units · Derivative | 3,781 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000159 · edgar.xml · derivative · entry 9 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 3,781 shares Expires 2021-05-18 F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. F8 · shares: Upon vesting on 5/18/2021, Mr. Katz deferred the receipt of 3,781 shares of common stock and received instead 3,781 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 3,781 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. Read SEC document |
| May 18, 2021 Filed May 20, 2021 23:05 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionRestricted Stock Units · Derivative | 4,128 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000159 · edgar.xml · derivative · entry 8 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,781 Underlying: Common Stock, par value $.01 · 4,128 shares Expires 2021-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| May 18, 2021 Filed May 20, 2021 23:05 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Exercise / conversionCommon Stock, par value $.01 | 4,128 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000159 · edgar.xml · nonDerivative · entry 1 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: These restricted stock units convert into common stock on a one-for-one basis. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 21:18 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantRestricted Stock Units · Derivative | 7,909 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000105 · edgar.xml · derivative · entry 7 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,909 Underlying: Common Stock, par value $.01 · 7,909 shares Expires not disclosed F6 · derivative.exercise_price: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on May 18, 2021, subject to continuous service as a member of the board of directors. F6 · derivative.exercise_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on May 18, 2021, subject to continuous service as a member of the board of directors. F6 · derivative.expiration_date: These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on May 18, 2021, subject to continuous service as a member of the board of directors. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 23:23 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantPhantom Stock · Derivative | 46,729 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000022 · edgar.xml · derivative · entry 8 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,729 Underlying: Common Stock, par value $.01 · 46,729 shares Expires not disclosed F7 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F7 · derivative.exercise_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. F7 · derivative.expiration_date: Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments. Read SEC document |
| January 08, 2021 Filed Jan 12, 2021 23:23 UTC | EASTMAN KODAK CO KODK · Entity 5053 | Disposition to issuerRestricted Stock Units · Derivative | 46,729 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000891839-21-000022 · edgar.xml · derivative · entry 7 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $.01 · 46,729 shares Expires 2021-01-08 F6 · derivative.exercise_price: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2021, Mr. Katz deferred the receipt of 46,729 shares of common stock and received instead 46,729 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 46,729 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. F6 · shares: These restricted stock units convert into common stock on a one-for-one basis. Upon vesting on 1/8/2021, Mr. Katz deferred the receipt of 46,729 shares of common stock and received instead 46,729 shares of phantom stock pursuant to the terms of the Eastman Kodak Company Deferred Compensation Plan for Directors (the "Plan"). As a result, Mr. Katz is reporting the disposition of 46,729 shares of common stock in exchange for an equal number of shares of phantom stock under the Plan. Read SEC document |
| June 23, 2020 Filed Jun 24, 2020 20:43 UTC | EASTMAN KODAK CO KODK · Entity 5053 | PurchaseCommon Stock, par value $.01 | 5,000 | $2.22 | $11,100.00 |
DisclosureSEC source: 0000891839-20-000201 · edgar.xml · nonDerivative · entry 1 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,368 Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 21:09 UTC | EASTMAN KODAK CO KODK · Entity 5053 | PurchaseCommon Stock, par value $.01 | 5,000 | $2.48 | $12,400.00 |
DisclosureSEC source: 0000891839-20-000189 · edgar.xml · nonDerivative · entry 1 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,368 Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:40 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 4,400 | $0.00 Strike: $12.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000130 · edgar.xml · derivative · entry 10 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,400 Underlying: Common Stock, par value $.01 · 4,400 shares Expires 2027-05-19 F6 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:40 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 7,699 | $0.00 Strike: $6.03 | $0.00 |
DisclosureSEC source: 0000891839-20-000130 · edgar.xml · derivative · entry 9 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,699 Underlying: Common Stock, par value $.01 · 7,699 shares Expires 2027-05-19 F6 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:40 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 7,699 | $0.00 Strike: $4.53 | $0.00 |
DisclosureSEC source: 0000891839-20-000130 · edgar.xml · derivative · entry 8 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,699 Underlying: Common Stock, par value $.01 · 7,699 shares Expires 2027-05-19 F6 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020. Read SEC document |
| May 20, 2020 Filed May 22, 2020 20:40 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantStock Option (Right to Buy) · Derivative | 25,297 | $0.00 Strike: $3.03 | $0.00 |
DisclosureSEC source: 0000891839-20-000130 · edgar.xml · derivative · entry 7 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,297 Underlying: Common Stock, par value $.01 · 25,297 shares Expires 2027-05-19 F6 · derivative.exercise_date: This option was granted under the Company's 2013 Omnibus Incentive Plan, as amended and restated, in a transaction exempt under Rule 16b-3. Except as otherwise provided in the award notice, this option vests one-third on each of 6/30/2020, 9/30/2020, and 12/31/2020. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 22:29 UTC | EASTMAN KODAK CO KODK · Entity 5053 | GrantCommon Stock, par value $.01 | 13,006 | $0.00 | $0.00 |
DisclosureSEC source: 0000891839-20-000093 · edgar.xml · nonDerivative · entry 1 Katz Philippe D · CIK 0001579836 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,368 F1 · shares: Reflects restricted stock units granted in lieu of retainer and meeting fees of $22,500, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. F1 · price: Reflects restricted stock units granted in lieu of retainer and meeting fees of $22,500, which immediately vested and converted into common stock on a one-for-one basis. The restricted stock units were granted under the Company's 2013 Omnibus Incentive Plan, as amended, in a transaction exempt under Rule 16b-3. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.