Last 12 months
Inside the activity.
1 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 13, 2018 Filed Sep 17, 2018 20:54 UTC |
Van de Put DirkDirector
|
GrantRestricted Stock Units · Derivative | 6,631 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051238 · doc4.xml · derivative · entry 1 Van de Put Dirk · CIK 0001536137 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,631 Underlying: Common Stock · 6,631 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended. F2 · derivative.exercise_date: These restricted stock units vest in one installment on September 13, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. F2 · derivative.expiration_date: These restricted stock units vest in one installment on September 13, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. F3 · balance_after: The Reporting Person is an officer of Mondelez International, Inc. ("Mondelez International") and serves on the Board of Directors of the Issuer as a nominee of Mondelez International, a stockholder of the Issuer. The Reporting Person has agreed that he will not receive any separate compensation for serving as a director of the Issuer and will transfer to Mondelez International any director compensation he receives from the Issuer, including any awards made pursuant to grants of restricted stock units. The Reporting Person disclaims beneficial ownership of such restricted stock units except to the extent of his pecuniary interests therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 20:55 UTC |
YOUNG LARRY DDirector
|
GrantRestricted Stock Units · Derivative | 6,631 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051240 · doc4.xml · derivative · entry 1 YOUNG LARRY D · CIK 0001206946 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,631 Underlying: Common Stock · 6,631 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended. F2 · derivative.exercise_date: These restricted stock units vest in one installment on September 13, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. F2 · derivative.expiration_date: These restricted stock units vest in one installment on September 13, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 20:54 UTC |
Singer Robert SDirector
|
GrantRestricted Stock Units · Derivative | 6,631 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051237 · doc4.xml · derivative · entry 1 Singer Robert S · CIK 0001291809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,631 Underlying: Common Stock · 6,631 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended. F2 · derivative.exercise_date: These restricted stock units vest in one installment on September 13, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. F2 · derivative.expiration_date: These restricted stock units vest in one installment on September 13, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 20:53 UTC |
Pleuhs Gerhard W.Director
|
GrantRestricted Stock Units · Derivative | 6,631 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051235 · doc4.xml · derivative · entry 1 Pleuhs Gerhard W. · CIK 0001251844 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,631 Underlying: Common Stock · 6,631 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended. F2 · derivative.exercise_date: These restricted stock units vest in one installment on September 13, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. F2 · derivative.expiration_date: These restricted stock units vest in one installment on September 13, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. F3 · balance_after: The Reporting Person is an officer of Mondelez International, Inc. ("Mondelez International") and serves on the Board of Directors of the Issuer as a nominee of Mondelez International, a stockholder of the Issuer. The Reporting Person has agreed that he will not receive any separate compensation for serving as a director of the Issuer and will transfer to Mondelez International any director compensation he receives from the Issuer, including any awards made pursuant to grants of restricted stock units. The Reporting Person disclaims beneficial ownership of such restricted stock units except to the extent of his pecuniary interests therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 20:51 UTC |
Michaels Paul S.Director
|
GrantRestricted Stock Units · Derivative | 6,631 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051232 · doc4.xml · derivative · entry 1 Michaels Paul S. · CIK 0001646199 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,631 Underlying: Common Stock · 6,631 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended. F2 · derivative.exercise_date: These restricted stock units vest in one installment on September 13, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. F2 · derivative.expiration_date: These restricted stock units vest in one installment on September 13, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 20:51 UTC |
Kamenetzky Anna-LenaDirector
|
GrantRestricted Stock Unit · Derivative | 6,631 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051230 · doc4.xml · derivative · entry 1 Kamenetzky Anna-Lena · CIK 0001745829 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,631 Underlying: Common Stock · 6,631 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended. F2 · derivative.exercise_date: These restricted stock units vest in one installment on September 13, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. F2 · derivative.expiration_date: These restricted stock units vest in one installment on September 13, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 20:50 UTC |
Hovde GenevieveDirector
|
GrantRestricted Stock Units · Derivative | 6,631 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051228 · doc4.xml · derivative · entry 1 Hovde Genevieve · CIK 0001745834 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,631 Underlying: Common Stock · 6,631 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended. F2 · derivative.exercise_date: These restricted stock units vest in one installment on September 13, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. F2 · derivative.expiration_date: These restricted stock units vest in one installment on September 13, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 20:49 UTC |
HARF PETERDirector
|
GrantRestricted Stock Units · Derivative | 6,631 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051227 · doc4.xml · derivative · entry 1 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,631 Underlying: Common Stock · 6,631 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended. F2 · derivative.exercise_date: These restricted stock units vest in one installment on September 13, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. F2 · derivative.expiration_date: These restricted stock units vest in one installment on September 13, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 20:48 UTC |
Goudet OlivierDirector
|
GrantRestricted Stock Units · Derivative | 6,631 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051225 · doc4.xml · derivative · entry 1 Goudet Olivier · CIK 0001578897 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,631 Underlying: Common Stock · 6,631 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended. F2 · derivative.exercise_date: These restricted stock units vest in one installment on September 13, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. F2 · derivative.expiration_date: These restricted stock units vest in one installment on September 13, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| September 13, 2018 Filed Sep 17, 2018 20:47 UTC |
Becht Lambertus J.H.Director
|
GrantRestricted Stock Units · Derivative | 12,433 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-051222 · doc4.xml · derivative · entry 1 Becht Lambertus J.H. · CIK 0001578896 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,433 Underlying: Common Stock · 12,433 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended. F2 · derivative.exercise_date: These restricted stock units vest in one installment on September 13, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. F2 · derivative.expiration_date: These restricted stock units vest in one installment on September 13, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| September 12, 2018 Filed Sep 13, 2018 17:40 UTC |
Sceppaguercio-Gever Maria A.Chief Corp. Affairs Officer
|
PurchaseCommon Stock | 25,178 | $23.87 | $600,998.86 |
DisclosureSEC source: 0001209191-18-050921 · doc4.xml · nonDerivative · entry 1 Sceppaguercio-Gever Maria A. · CIK 0001745830 · Chief Corp. Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,401 F1 · price: The price represents the weighted average sale price of the securities acquired. The range of prices for the transaction is $23.83-$23.89. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price. Read SEC document |
| September 06, 2018 Filed Sep 18, 2018 17:11 UTC |
Loucks Brian AndrewPresident Keurig Appliances
|
PurchaseCommon Stock | 13,050 | $22.86 | $298,315.17 |
DisclosureSEC source: 0001209191-18-051501 · doc4.xml · nonDerivative · entry 1 Loucks Brian Andrew · CIK 0001745831 · President Keurig Appliances 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,463 F1 · date: This Form 4 was required to be filed within two business days of September 6, 2018, the date the securities were purchased on the open market. Due to a delay of the purchase information being reported by the Reporting Person's broker to the Company, this Form 4 is being filed late. F2 · price: The price represents the weighted average sale price of the securities acquired. The range of prices for the transaction is $22.84-$22.88. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 16:37 UTC |
Loucks Brian AndrewPresident Keurig Appliances
|
PurchaseCommon Stock | 10,900 | $22.80 | $248,569.05 |
DisclosureSEC source: 0001209191-18-049579 · doc4.xml · nonDerivative · entry 1 Loucks Brian Andrew · CIK 0001745831 · President Keurig Appliances 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,413 F1 · price: The price represents the weighted average sale price of the securities acquired. The range of prices for the transaction is $22.7750-$22.8450. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price. Read SEC document |
| September 04, 2018 Filed Sep 5, 2018 16:36 UTC |
Trebilcock James R.Chief Concentrate Officer
|
PurchaseCommon Stock | 29,734 | $22.76 | $676,722.05 |
DisclosureSEC source: 0001209191-18-049578 · doc4.xml · nonDerivative · entry 1 Trebilcock James R. · CIK 0001446902 · Chief Concentrate Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,435 F1 · price: The price represents the weighted average sale price of the securities acquired. The range of prices for the transaction is $22.7000-$22.8000. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price. Read SEC document |
| August 30, 2018 Filed Aug 30, 2018 20:40 UTC |
Singer Robert SDirector
|
PurchaseCommon Stock | 10,000 | $23.17 | $231,724.00 |
DisclosureSEC source: 0001209191-18-048955 · doc4.xml · nonDerivative · entry 1 Singer Robert S · CIK 0001291809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,001 F1 · price: The price represents the weighted average sale price of the securities acquired. The range of prices for the transaction is $23.11-$23.18. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price. Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 17:58 UTC |
Sceppaguercio-Gever Maria A.Chief Corp. Affairs Officer
|
PurchaseCommon Stock | 2,080 | $22.83 | $47,478.29 |
DisclosureSEC source: 0001209191-18-048846 · doc4.xml · nonDerivative · entry 3 Sceppaguercio-Gever Maria A. · CIK 0001745830 · Chief Corp. Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,223 Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 17:58 UTC |
Sceppaguercio-Gever Maria A.Chief Corp. Affairs Officer
|
PurchaseCommon Stock | 2,300 | $22.83 | $52,500.03 |
DisclosureSEC source: 0001209191-18-048846 · doc4.xml · nonDerivative · entry 2 Sceppaguercio-Gever Maria A. · CIK 0001745830 · Chief Corp. Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,143 Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 17:58 UTC |
Sceppaguercio-Gever Maria A.Chief Corp. Affairs Officer
|
PurchaseCommon Stock | 17,345 | $23.13 | $401,103.13 |
DisclosureSEC source: 0001209191-18-048846 · doc4.xml · nonDerivative · entry 1 Sceppaguercio-Gever Maria A. · CIK 0001745830 · Chief Corp. Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,843 F1 · price: The price represents the weighted average sale price of the securities acquired. The range of prices for the transaction is $23.09-$23.17. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price. Read SEC document |
| August 28, 2018 Filed Aug 29, 2018 21:56 UTC |
Hopkins Herbert DerekChief Commercial Officer
|
PurchaseCommon Stock | 22,000 | $22.94 | $504,673.40 |
DisclosureSEC source: 0001209191-18-048845 · doc4.xml · nonDerivative · entry 1 Hopkins Herbert Derek · CIK 0001745832 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 419,456 F1 · price: The price represents the weighted average sale price of the securities acquired. The range of prices for the transaction is $22.925-$22.96. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price. Read SEC document |
| August 24, 2018 Filed Aug 27, 2018 16:49 UTC |
Sceppaguercio-Gever Maria A.Chief Corp. Affairs Officer
|
GrantRestricted Stock Unit · Derivative | 34,203 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048508 · doc4.xml · derivative · entry 1 Sceppaguercio-Gever Maria A. · CIK 0001745830 · Chief Corp. Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,203 Underlying: Common Stock · 34,203 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended. F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the restricted stock unit award agreement, these restricted stock units vest in one installment on March 24, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the restricted stock unit award agreement, these restricted stock units vest in one installment on March 24, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| August 24, 2018 Filed Aug 27, 2018 16:48 UTC |
Loucks Brian AndrewPresident Keurig Appliances
|
GrantRestricted Stock Unit · Derivative | 34,203 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048506 · doc4.xml · derivative · entry 1 Loucks Brian Andrew · CIK 0001745831 · President Keurig Appliances 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,203 Underlying: Common Stock · 34,203 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended. F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the restricted stock unit award agreement, these restricted stock units vest in one installment on March 24, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the restricted stock unit award agreement, these restricted stock units vest in one installment on March 24, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| August 24, 2018 Filed Aug 27, 2018 20:47 UTC |
Hopkins Herbert DerekChief Commercial Officer
|
GrantRestricted Stock Unit · Derivative | 64,130 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048505 · doc4.xml · derivative · entry 1 Hopkins Herbert Derek · CIK 0001745832 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,130 Underlying: Common Stock · 64,130 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended. F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the restricted stock unit award agreement, these restricted stock units vest in one installment on March 24, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the restricted stock unit award agreement, these restricted stock units vest in one installment on March 24, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| August 24, 2018 Filed Aug 27, 2018 20:49 UTC |
NEWMAN MARGARETChief Human Resources Officer
|
GrantRestricted Stock Unit · Derivative | 34,203 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048507 · doc4.xml · derivative · entry 1 NEWMAN MARGARET · CIK 0001579754 · Chief Human Resources Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,203 Underlying: Common Stock · 34,203 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended. F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the restricted stock unit award agreement, these restricted stock units vest in one installment on March 24, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the restricted stock unit award agreement, these restricted stock units vest in one installment on March 24, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| August 24, 2018 Filed Aug 27, 2018 20:46 UTC |
Dokmecioglu OzanChief Financial Officer
|
GrantRestricted Stock Unit · Derivative | 111,159 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048504 · doc4.xml · derivative · entry 1 Dokmecioglu Ozan · CIK 0001745833 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,159 Underlying: Common Stock · 111,159 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended. F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the restricted stock unit award agreement, these restricted stock units vest in one installment on March 24, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the restricted stock unit award agreement, these restricted stock units vest in one installment on March 24, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date. Read SEC document |
| August 21, 2018 Filed Aug 23, 2018 20:52 UTC |
HARF PETERDirector
|
PurchaseCommon Stock | 21,400 | $23.43 | $501,402.00 |
DisclosureSEC source: 0001209191-18-048199 · doc4.xml · nonDerivative · entry 1 HARF PETER · CIK 0001223301 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 21,400 F1 · ownership.nature: These shares are owned by the reporting person's spouse. The reporting person disclaims beneficial ownership of the shares owned by his spouse, except to the extent of his pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Read SEC document |
| August 15, 2018 Filed Aug 15, 2018 17:27 UTC |
Sceppaguercio-Gever Maria A.Chief Corp. Affairs Officer
|
PurchaseCommon Stock | 21,276 | $23.48 | $499,496.65 |
DisclosureSEC source: 0001209191-18-046865 · doc4.xml · nonDerivative · entry 2 Sceppaguercio-Gever Maria A. · CIK 0001745830 · Chief Corp. Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,498 F2 · price: The price represents the weighted average price of the securities acquired. The range of prices for the transaction is $23.475-$23.48. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 17:27 UTC |
Sceppaguercio-Gever Maria A.Chief Corp. Affairs Officer
|
PurchaseCommon Stock | 21,222 | $23.58 | $500,414.76 |
DisclosureSEC source: 0001209191-18-046865 · doc4.xml · nonDerivative · entry 1 Sceppaguercio-Gever Maria A. · CIK 0001745830 · Chief Corp. Affairs Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,222 F1 · price: The price represents the weighted average price of the securities acquired. The range of prices for the transaction is $23.57-$23.60. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price. Read SEC document |
| August 10, 2018 Filed Aug 10, 2018 20:35 UTC |
Singer Robert SDirector
|
PurchaseCommon Stock | 10,000 | $23.75 | $237,500.00 |
DisclosureSEC source: 0001209191-18-046238 · doc4.xml · nonDerivative · entry 1 Singer Robert S · CIK 0001291809 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,001 Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 12:06 UTC |
SZOSTAK M ANNEDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,462 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042061 · doc4.xml · derivative · entry 9 SZOSTAK M ANNE · CIK 0001094176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,462 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F6 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding RSU vested and was settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F9 · derivative.exercise_date: These restricted stock units were to vest on March 4, 2021. F9 · derivative.expiration_date: These restricted stock units were to vest on March 4, 2021. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 12:06 UTC |
SZOSTAK M ANNEDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,796 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042061 · doc4.xml · derivative · entry 8 SZOSTAK M ANNE · CIK 0001094176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,796 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F6 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding RSU vested and was settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F8 · derivative.exercise_date: These restricted stock units were to vest on March 4, 2020. F8 · derivative.expiration_date: These restricted stock units were to vest on March 4, 2020. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 12:06 UTC |
SZOSTAK M ANNEDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,685 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042061 · doc4.xml · derivative · entry 7 SZOSTAK M ANNE · CIK 0001094176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,685 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F6 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding RSU vested and was settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F7 · derivative.exercise_date: These restricted stock units were to vest on March 2, 2019. F7 · derivative.expiration_date: These restricted stock units were to vest on March 2, 2019. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 12:06 UTC |
SZOSTAK M ANNEDirector
|
OtherCommon Stock | 7 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042061 · doc4.xml · nonDerivative · entry 6 SZOSTAK M ANNE · CIK 0001094176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,095 F4 · kind: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (5) above. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 12:06 UTC |
SZOSTAK M ANNEDirector
|
Exercise / conversionCommon Stock | 1,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042061 · doc4.xml · nonDerivative · entry 5 SZOSTAK M ANNE · CIK 0001094176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 12:06 UTC |
SZOSTAK M ANNEDirector
|
OtherCommon Stock | 54 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042061 · doc4.xml · nonDerivative · entry 4 SZOSTAK M ANNE · CIK 0001094176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,626 F3 · kind: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (3) above. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 12:06 UTC |
SZOSTAK M ANNEDirector
|
Exercise / conversionCommon Stock | 1,796 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042061 · doc4.xml · nonDerivative · entry 3 SZOSTAK M ANNE · CIK 0001094176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,572 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 12:06 UTC |
SZOSTAK M ANNEDirector
|
OtherCommon Stock | 91 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042061 · doc4.xml · nonDerivative · entry 2 SZOSTAK M ANNE · CIK 0001094176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,776 F2 · kind: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (1) above. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 12:06 UTC |
SZOSTAK M ANNEDirector
|
Exercise / conversionCommon Stock | 1,685 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042061 · doc4.xml · nonDerivative · entry 1 SZOSTAK M ANNE · CIK 0001094176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,685 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 08:48 UTC |
Cortes FernandoExecutive Vice President
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,030 | $0.00 Strike: $94.62 | $0.00 |
DisclosureSEC source: 0001209191-18-042079 · doc4.xml · derivative · entry 24 Cortes Fernando · CIK 0001741121 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,030 shares Expires 2027-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. F18 · derivative.exercise_date: This option was granted on March 2, 2017 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and was to vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2018. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 08:48 UTC |
Cortes FernandoExecutive Vice President
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,044 | $0.00 Strike: $91.98 | $0.00 |
DisclosureSEC source: 0001209191-18-042079 · doc4.xml · derivative · entry 23 Cortes Fernando · CIK 0001741121 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,044 shares Expires 2026-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. F17 · derivative.exercise_date: This option was granted March 2, 2016 pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009 and was to vest in three equal annual installments on each anniversary date of the grant commencing on March 2, 2017. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 08:48 UTC |
Cortes FernandoExecutive Vice President
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,408 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042079 · doc4.xml · derivative · entry 22 Cortes Fernando · CIK 0001741121 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,408 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F16 · derivative.exercise_date: These restricted stock units were to vest on March 4, 2021. F16 · derivative.expiration_date: These restricted stock units were to vest on March 4, 2021. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 08:48 UTC |
Cortes FernandoExecutive Vice President
|
Exercise / conversionRestricted Stock Unit · Derivative | 1,049 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042079 · doc4.xml · derivative · entry 21 Cortes Fernando · CIK 0001741121 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,049 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F15 · derivative.exercise_date: These restricted stock units were to vest in three equal annual installments commencing on January 2, 2019. F15 · derivative.expiration_date: These restricted stock units were to vest in three equal annual installments commencing on January 2, 2019. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 08:48 UTC |
Cortes FernandoExecutive Vice President
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,215 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042079 · doc4.xml · derivative · entry 20 Cortes Fernando · CIK 0001741121 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,215 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F14 · derivative.exercise_date: These restricted stock units were to vest in three equal annual installments commencing on December 1, 2018. F14 · derivative.expiration_date: These restricted stock units were to vest in three equal annual installments commencing on December 1, 2018. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 08:48 UTC |
Cortes FernandoExecutive Vice President
|
Exercise / conversionRestricted Stock Unit · Derivative | 844 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042079 · doc4.xml · derivative · entry 19 Cortes Fernando · CIK 0001741121 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 844 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F13 · derivative.exercise_date: 1/2 of these shares were to vest on March 4, 2019 and the remaining shares were to vest on 3/4/2020. F13 · derivative.expiration_date: 1/2 of these shares were to vest on March 4, 2019 and the remaining shares were to vest on 3/4/2020. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 08:48 UTC |
Cortes FernandoExecutive Vice President
|
Exercise / conversionRestricted Stock Unit · Derivative | 434 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042079 · doc4.xml · derivative · entry 18 Cortes Fernando · CIK 0001741121 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 434 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F12 · derivative.exercise_date: These restricted stock units were to vest on March 2, 2019. F12 · derivative.expiration_date: These restricted stock units were to vest on March 2, 2019. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 08:48 UTC |
Cortes FernandoExecutive Vice President
|
Exercise / conversionRestricted Stock Unit · Derivative | 2,547 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042079 · doc4.xml · derivative · entry 17 Cortes Fernando · CIK 0001741121 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,547 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F10 · derivative.exercise_price: Each restricted stock unit represented a contingent right to receive one share of the Issuer's Common Stock and was granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009. F1 · kind: Pursuant to the Agreement and Plan of Merger, dated as of January 29, 2018, (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple Parent"), DPS and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple Parent (the "Merger"), with Maple Parent surviving the Merger as a wholly-owned subsidiary of DPS. Pursuant to the Merger Agreement, immediately prior to the effective time of the Merger, each outstanding Restricted Stock Unit ("RSU") of DPS vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares underlying such DPS RSU, and (ii) an amount in cash equal to the number of shares underlying such DPS RSU multiplied by the special cash dividend per share amount. F11 · derivative.exercise_date: These restricted stock units were to vest on March 2, 2020. F11 · derivative.expiration_date: These restricted stock units were to vest on March 2, 2020. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 08:48 UTC |
Cortes FernandoExecutive Vice President
|
Exercise / conversionCommon Stock | 1,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042079 · doc4.xml · nonDerivative · entry 16 Cortes Fernando · CIK 0001741121 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding Performance Stock Unit ("PSU") (with DPS PSUs vesting at target performance levels or at such higher performance levels as may be required pursuant to the applicable terms of a DPS benefit plan) vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS PSU, and (ii) an amount in cash equal to the number of shares underlying such DPS PSU multiplied by the special cash dividend per share amount. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 08:48 UTC |
Cortes FernandoExecutive Vice President
|
Exercise / conversionCommon Stock | 1,374 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042079 · doc4.xml · nonDerivative · entry 15 Cortes Fernando · CIK 0001741121 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding Performance Stock Unit ("PSU") (with DPS PSUs vesting at target performance levels or at such higher performance levels as may be required pursuant to the applicable terms of a DPS benefit plan) vested and as soon as administratively possible following the effective time will be settled in exchange for (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS PSU, and (ii) an amount in cash equal to the number of shares underlying such DPS PSU multiplied by the special cash dividend per share amount. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 08:48 UTC |
Cortes FernandoExecutive Vice President
|
Exercise / conversionCommon Stock | 6,030 | $94.62 | $570,558.60 |
DisclosureSEC source: 0001209191-18-042079 · doc4.xml · nonDerivative · entry 14 Cortes Fernando · CIK 0001741121 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,860 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 08:48 UTC |
Cortes FernandoExecutive Vice President
|
Exercise / conversionCommon Stock | 6,044 | $91.98 | $555,927.12 |
DisclosureSEC source: 0001209191-18-042079 · doc4.xml · nonDerivative · entry 13 Cortes Fernando · CIK 0001741121 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · kind: Pursuant to the Merger Agreement, immediately prior to the effective time, each outstanding DPS stock option was converted into a right of the holder of such DPS stock option to receive as soon as administratively practicable following the effective time (i) a number of shares of DPS common stock equal to the number of shares underlying such DPS stock option, and (ii) an amount in cash equal to the number of shares underlying such DPS stock option multiplied by the difference between the special cash dividend per share amount and the exercise price per share of such DPS stock option as of immediately prior to the record date for the special cash dividend. Read SEC document |
| July 09, 2018 Filed Jul 10, 2018 08:48 UTC |
Cortes FernandoExecutive Vice President
|
OtherCommon Stock | 11 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-042079 · doc4.xml · nonDerivative · entry 12 Cortes Fernando · CIK 0001741121 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,786 F7 · kind: These shares are restricted stock units acquired with dividend equivalent payments made under the Issuer's dividend reinvestment plan with respect to the shares referenced in row (11) above. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.