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NEWMAN MARGARET

Disclosed activity across 3 companies

Tapewire entity
35604
SEC CIK
0001579754

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Core & Main, Inc.CNM · Entity 3634DirectorJune 23, 2026June 25, 2026
HD Supply Holdings, Inc.HDS · Entity 12689SVP, Chief People OfficerMarch 09, 2017March 13, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Core & Main, Inc.

Report date June 23, 2026 · Filed June 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect16,757 Reported balance After 2026-06-23 transaction · row 1
1 source row

Row 1 · 2026-06-23 · Grant · Acquired 2,799 · Balance 16,757

F1: Represents restricted stock units granted as director compensation. The restricted stock units will vest upon the earlier to occur of the one year anniversary of the grant date or the Issuer's next annual meeting of shareholders to be held in 2027 and be settled in shares of Class A common stock, subject to the reporting person's continued service as a director of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Represents restricted stock units granted as director compensation. The restricted stock units will vest upon the earlier to occur of the one year anniversary of the grant date or the Issuer's next annual meeting of shareholders to be held in 2027 and be settled in shares of Class A common stock, subject to the reporting person's continued service as a director of the Issuer.

HD Supply Holdings, Inc.

Report date March 09, 2017 · Filed March 13, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect29,234 Ending reported balance After 2017-03-13 transaction · row 5
5 source rows · reconciled sequence

Row 1 · 2017-03-09 · Exercise / conversion · Acquired 1,619 · Balance 16,436

F1: Conversion on vesting and lapse of restrictions on restricted shares granted on March 9, 2016 under the 2013 Omnibus Incentive Plan. The award vets in four equal annual installments from the grant date.

Row 2 · 2017-03-10 · Exercise / conversion · Acquired 4,923 · Balance 21,359

F2: Conversion on vesting and lapse of restrictions on restricted shares granted on March 10, 2015 under the 2013 Omnibus Incentive Plan. The award vets in four equal annual installments from the grant date.

Row 3 · 2017-03-10 · Sale · Disposed 542 · Balance 20,817

F3: Shares withheld and sold in the open market to satisfy mandatory tax withholding upon vesting and lapse of restrictions on restricted shares.

Row 4 · 2017-03-11 · Exercise / conversion · Acquired 17,035 · Balance 37,852

F4: Conversion on vesting and lapse of restrictions on restricted shares granted on March 6, 2014, March 10, 2015, and March 9, 2016 pursuant to the separation agreement and release of claims between the Company and the reporting person.

Row 5 · 2017-03-13 · Sale · Disposed 8,618 · Balance 29,234

F5: This transaction was executed in multiple trades ranging from $42.11 to $42.76. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Restricted StockSEC Table II · derivative / convertible security · Conversion / exercise price $41.92Direct0 Reported balance After 2017-03-09 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2017-03-09 · Exercise / conversion · Disposed 1,619 · Balance 0

F1: Conversion on vesting and lapse of restrictions on restricted shares granted on March 9, 2016 under the 2013 Omnibus Incentive Plan. The award vets in four equal annual installments from the grant date.

Restricted StockSEC Table II · derivative / convertible security · Conversion / exercise price $41.99Direct0 Reported balance After 2017-03-10 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2017-03-10 · Exercise / conversion · Disposed 4,923 · Balance 0

F2: Conversion on vesting and lapse of restrictions on restricted shares granted on March 10, 2015 under the 2013 Omnibus Incentive Plan. The award vets in four equal annual installments from the grant date.

Restricted StockSEC Table II · derivative / convertible security · Conversion / exercise price $41.99Direct0 Reported balance After 2017-03-11 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2017-03-11 · Exercise / conversion · Disposed 17,035 · Balance 0

F4: Conversion on vesting and lapse of restrictions on restricted shares granted on March 6, 2014, March 10, 2015, and March 9, 2016 pursuant to the separation agreement and release of claims between the Company and the reporting person.

Filing footnotes · ownership attribution and instrument terms

F1: Conversion on vesting and lapse of restrictions on restricted shares granted on March 9, 2016 under the 2013 Omnibus Incentive Plan. The award vets in four equal annual installments from the grant date.

F2: Conversion on vesting and lapse of restrictions on restricted shares granted on March 10, 2015 under the 2013 Omnibus Incentive Plan. The award vets in four equal annual installments from the grant date.

F3: Shares withheld and sold in the open market to satisfy mandatory tax withholding upon vesting and lapse of restrictions on restricted shares.

F4: Conversion on vesting and lapse of restrictions on restricted shares granted on March 6, 2014, March 10, 2015, and March 9, 2016 pursuant to the separation agreement and release of claims between the Company and the reporting person.

F5: This transaction was executed in multiple trades ranging from $42.11 to $42.76. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Keurig Dr Pepper Inc.

Report date July 08, 2019 · Filed July 09, 2019

Section 16 reporting ended · disclosed 2019-07-09. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 23, 2026 Filed Jun 25, 2026 00:02 UTC Core & Main, Inc. CNM · Entity 3634 GrantClass A Common Stock 2,799 $0.00 $0.00
Disclosure

SEC source: 0001856525-26-000078 · wk-form4_1782345730.xml · nonDerivative · entry 1

NEWMAN MARGARET · CIK 0001579754 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,757

F1 · shares: Represents restricted stock units granted as director compensation. The restricted stock units will vest upon the earlier to occur of the one year anniversary of the grant date or the Issuer's next annual meeting of shareholders to be held in 2027 and be settled in shares of Class A common stock, subject to the reporting person's continued service as a director of the Issuer.

Read SEC document
June 24, 2025 Filed Jun 26, 2025 20:29 UTC Core & Main, Inc. CNM · Entity 3634 GrantClass A Common Stock 2,189 $0.00 $0.00
Disclosure

SEC source: 0001856525-25-000140 · wk-form4_1750969780.xml · nonDerivative · entry 1

NEWMAN MARGARET · CIK 0001579754 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,958

F1 · shares: Represents restricted stock units granted as director compensation. The restricted stock units will vest upon the earlier to occur of the one year anniversary of the grant date or the Issuer's next annual meeting of shareholders to be held in 2026 and be settled in shares of Class A common stock, subject to the reporting person's continued service as a director of the Issuer.

Read SEC document
December 03, 2024 Filed Dec 5, 2024 23:02 UTC Core & Main, Inc. CNM · Entity 3634 ConversionClass B Common Stock and Limited Partnership Interests · Derivative 14,968 $0.00 $0.00
Disclosure

SEC source: 0001856525-24-000124 · wk-form4_1733439763.xml · derivative · entry 7

NEWMAN MARGARET · CIK 0001579754 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 14,968 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F9 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, Paired Interests are exchangeable at the discretion of the reporting person for shares of Class A common stock on a one-for-one basis or, at the election of a majority of the disinterested members of the Issuer's board of directors, for cash from a substantially concurrent public offering or private sale (based on the price of Class A common stock sold in such public offering or private sale, net of any underwriting discounts and commissions, for each limited partnership interest exchanged, subject to certain exceptions, conditions and adjustments). The Class B common stock and limited partnership interests have no expiration date.

F4 · shares: On December 3, 2024, pursuant to the terms of an exchange agreement, dated as of July 22, 2021 (as amended, the "Exchange Agreement"), 14,968 shares of Class B common stock of the Issuer ("Class B common stock") and limited partnership interests of Core & Main Holdings, LP (together, a "Paired Interest") were exchanged for shares of Class A common stock, on a one-for-one basis.

F9 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, Paired Interests are exchangeable at the discretion of the reporting person for shares of Class A common stock on a one-for-one basis or, at the election of a majority of the disinterested members of the Issuer's board of directors, for cash from a substantially concurrent public offering or private sale (based on the price of Class A common stock sold in such public offering or private sale, net of any underwriting discounts and commissions, for each limited partnership interest exchanged, subject to certain exceptions, conditions and adjustments). The Class B common stock and limited partnership interests have no expiration date.

F9 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, Paired Interests are exchangeable at the discretion of the reporting person for shares of Class A common stock on a one-for-one basis or, at the election of a majority of the disinterested members of the Issuer's board of directors, for cash from a substantially concurrent public offering or private sale (based on the price of Class A common stock sold in such public offering or private sale, net of any underwriting discounts and commissions, for each limited partnership interest exchanged, subject to certain exceptions, conditions and adjustments). The Class B common stock and limited partnership interests have no expiration date.

Read SEC document
December 03, 2024 Filed Dec 5, 2024 23:02 UTC Core & Main, Inc. CNM · Entity 3634 OtherClass B Common Stock and Limited Partnership Interests · Derivative 14,968 $0.00 $0.00
Disclosure

SEC source: 0001856525-24-000124 · wk-form4_1733439763.xml · derivative · entry 6

NEWMAN MARGARET · CIK 0001579754 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,968

Underlying: Class A Common Stock · 14,968 shares

Expires not disclosed

F9 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, Paired Interests are exchangeable at the discretion of the reporting person for shares of Class A common stock on a one-for-one basis or, at the election of a majority of the disinterested members of the Issuer's board of directors, for cash from a substantially concurrent public offering or private sale (based on the price of Class A common stock sold in such public offering or private sale, net of any underwriting discounts and commissions, for each limited partnership interest exchanged, subject to certain exceptions, conditions and adjustments). The Class B common stock and limited partnership interests have no expiration date.

F5 · shares: On December 3, 2024, pursuant to the terms of the LLC Agreement, 14,968 Units held directly by the reporting person were redeemed at the discretion of the reporting person for 14,968 Paired Interests.

F9 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, Paired Interests are exchangeable at the discretion of the reporting person for shares of Class A common stock on a one-for-one basis or, at the election of a majority of the disinterested members of the Issuer's board of directors, for cash from a substantially concurrent public offering or private sale (based on the price of Class A common stock sold in such public offering or private sale, net of any underwriting discounts and commissions, for each limited partnership interest exchanged, subject to certain exceptions, conditions and adjustments). The Class B common stock and limited partnership interests have no expiration date.

F9 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, Paired Interests are exchangeable at the discretion of the reporting person for shares of Class A common stock on a one-for-one basis or, at the election of a majority of the disinterested members of the Issuer's board of directors, for cash from a substantially concurrent public offering or private sale (based on the price of Class A common stock sold in such public offering or private sale, net of any underwriting discounts and commissions, for each limited partnership interest exchanged, subject to certain exceptions, conditions and adjustments). The Class B common stock and limited partnership interests have no expiration date.

Read SEC document
December 03, 2024 Filed Dec 5, 2024 23:02 UTC Core & Main, Inc. CNM · Entity 3634 OtherClass B Common Stock and Limited Partnership Interests · Derivative 14,968 $0.00 $0.00
Disclosure

SEC source: 0001856525-24-000124 · wk-form4_1733439763.xml · derivative · entry 5

NEWMAN MARGARET · CIK 0001579754 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By LLC

Disclosed balance after: 40,480

Underlying: Class A Common Stock · 14,968 shares

Expires not disclosed

F8 · derivative.exercise_price: Represents securities held by Management Feeder in respect of Units directly held by the reporting person. Pursuant to the LLC Agreement, such vested Units held by the reporting person are redeemable at the discretion of the reporting person for Paired Interests, on a one-for-one basis.

F9 · derivative.exercise_price: Pursuant to the terms of the Exchange Agreement, Paired Interests are exchangeable at the discretion of the reporting person for shares of Class A common stock on a one-for-one basis or, at the election of a majority of the disinterested members of the Issuer's board of directors, for cash from a substantially concurrent public offering or private sale (based on the price of Class A common stock sold in such public offering or private sale, net of any underwriting discounts and commissions, for each limited partnership interest exchanged, subject to certain exceptions, conditions and adjustments). The Class B common stock and limited partnership interests have no expiration date.

F5 · shares: On December 3, 2024, pursuant to the terms of the LLC Agreement, 14,968 Units held directly by the reporting person were redeemed at the discretion of the reporting person for 14,968 Paired Interests.

F8 · derivative.exercise_date: Represents securities held by Management Feeder in respect of Units directly held by the reporting person. Pursuant to the LLC Agreement, such vested Units held by the reporting person are redeemable at the discretion of the reporting person for Paired Interests, on a one-for-one basis.

F9 · derivative.exercise_date: Pursuant to the terms of the Exchange Agreement, Paired Interests are exchangeable at the discretion of the reporting person for shares of Class A common stock on a one-for-one basis or, at the election of a majority of the disinterested members of the Issuer's board of directors, for cash from a substantially concurrent public offering or private sale (based on the price of Class A common stock sold in such public offering or private sale, net of any underwriting discounts and commissions, for each limited partnership interest exchanged, subject to certain exceptions, conditions and adjustments). The Class B common stock and limited partnership interests have no expiration date.

F8 · derivative.expiration_date: Represents securities held by Management Feeder in respect of Units directly held by the reporting person. Pursuant to the LLC Agreement, such vested Units held by the reporting person are redeemable at the discretion of the reporting person for Paired Interests, on a one-for-one basis.

F9 · derivative.expiration_date: Pursuant to the terms of the Exchange Agreement, Paired Interests are exchangeable at the discretion of the reporting person for shares of Class A common stock on a one-for-one basis or, at the election of a majority of the disinterested members of the Issuer's board of directors, for cash from a substantially concurrent public offering or private sale (based on the price of Class A common stock sold in such public offering or private sale, net of any underwriting discounts and commissions, for each limited partnership interest exchanged, subject to certain exceptions, conditions and adjustments). The Class B common stock and limited partnership interests have no expiration date.

F8 · ownership.direct: Represents securities held by Management Feeder in respect of Units directly held by the reporting person. Pursuant to the LLC Agreement, such vested Units held by the reporting person are redeemable at the discretion of the reporting person for Paired Interests, on a one-for-one basis.

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December 03, 2024 Filed Dec 5, 2024 23:02 UTC Core & Main, Inc. CNM · Entity 3634 SaleClass A Common Stock 15,000 $55.25 $828,687.00
Disclosure

SEC source: 0001856525-24-000124 · wk-form4_1733439763.xml · nonDerivative · entry 4

NEWMAN MARGARET · CIK 0001579754 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,769

F6 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 28, 2024.

F7 · price: The price reported represents the weighted average price of shares of Class A common stock sold in multiple transactions at prices ranging from $54.9600 to $55.6650 per share. The reporting person will provide to the Issuer, or the Securities and Exchange Commission staff, upon request, information regarding the number of shares sold at each price within the range.

F3 · balance_after: Includes 11,769 restricted stock units ("RSUs") granted to the reporting person as director compensation. 9,320 RSUs have vested as of the date of this Form 4. 2,449 RSUs will vest upon the earlier to occur of the one year anniversary of the grant date or the Issuer's next annual meeting of shareholders to be held in 2025 and be settled in shares of Class A common stock, subject to the reporting person's continued service as a director of the Issuer.

Read SEC document
December 03, 2024 Filed Dec 5, 2024 23:02 UTC Core & Main, Inc. CNM · Entity 3634 ConversionClass A Common Stock 14,968 $0.00 $0.00
Disclosure

SEC source: 0001856525-24-000124 · wk-form4_1733439763.xml · nonDerivative · entry 3

NEWMAN MARGARET · CIK 0001579754 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,769

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: On December 3, 2024, pursuant to the terms of an exchange agreement, dated as of July 22, 2021 (as amended, the "Exchange Agreement"), 14,968 shares of Class B common stock of the Issuer ("Class B common stock") and limited partnership interests of Core & Main Holdings, LP (together, a "Paired Interest") were exchanged for shares of Class A common stock, on a one-for-one basis.

F5 · shares: On December 3, 2024, pursuant to the terms of the LLC Agreement, 14,968 Units held directly by the reporting person were redeemed at the discretion of the reporting person for 14,968 Paired Interests.

F3 · balance_after: Includes 11,769 restricted stock units ("RSUs") granted to the reporting person as director compensation. 9,320 RSUs have vested as of the date of this Form 4. 2,449 RSUs will vest upon the earlier to occur of the one year anniversary of the grant date or the Issuer's next annual meeting of shareholders to be held in 2025 and be settled in shares of Class A common stock, subject to the reporting person's continued service as a director of the Issuer.

Read SEC document
December 03, 2024 Filed Dec 5, 2024 23:02 UTC Core & Main, Inc. CNM · Entity 3634 OtherClass A Common Stock 32 $0.00 $0.00
Disclosure

SEC source: 0001856525-24-000124 · wk-form4_1733439763.xml · nonDerivative · entry 2

NEWMAN MARGARET · CIK 0001579754 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,801

F1 · shares: On December 3, 2024, pursuant to the terms of the Fourth Amended and Restated LLC Agreement of Core & Main Management Feeder, LLC ("Management Feeder"), dated as of February 13, 2024 (as amended, the "LLC Agreement"), 32 vested common units ("Units") held directly by the reporting person were redeemed at the discretion of the reporting person for 32 shares of Class A common stock of the Issuer ("Class A common stock").

F3 · balance_after: Includes 11,769 restricted stock units ("RSUs") granted to the reporting person as director compensation. 9,320 RSUs have vested as of the date of this Form 4. 2,449 RSUs will vest upon the earlier to occur of the one year anniversary of the grant date or the Issuer's next annual meeting of shareholders to be held in 2025 and be settled in shares of Class A common stock, subject to the reporting person's continued service as a director of the Issuer.

Read SEC document
December 03, 2024 Filed Dec 5, 2024 23:02 UTC Core & Main, Inc. CNM · Entity 3634 OtherClass A Common Stock 32 $0.00 $0.00
Disclosure

SEC source: 0001856525-24-000124 · wk-form4_1733439763.xml · nonDerivative · entry 1

NEWMAN MARGARET · CIK 0001579754 · Director

10b5-1 filing: Plan reported

Ownership: Indirect · By LLC

Disclosed balance after: 0

F1 · shares: On December 3, 2024, pursuant to the terms of the Fourth Amended and Restated LLC Agreement of Core & Main Management Feeder, LLC ("Management Feeder"), dated as of February 13, 2024 (as amended, the "LLC Agreement"), 32 vested common units ("Units") held directly by the reporting person were redeemed at the discretion of the reporting person for 32 shares of Class A common stock of the Issuer ("Class A common stock").

F2 · ownership.nature: Represents securities held by Management Feeder in respect of Units directly held by the reporting person. Pursuant to the LLC Agreement, such vested Units held by the reporting person are redeemable at the discretion of the reporting person for shares of Class A common stock, on a one-for-one basis.

Read SEC document
June 26, 2024 Filed Jun 28, 2024 21:22 UTC Core & Main, Inc. CNM · Entity 3634 GrantClass A Common Stock 2,449 $0.00 $0.00
Disclosure

SEC source: 0001856525-24-000086 · wk-form4_1719609759.xml · nonDerivative · entry 1

NEWMAN MARGARET · CIK 0001579754 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,769

F1 · shares: Represents restricted stock units granted as director compensation. The restricted stock units will vest upon the earlier to occur of the one year anniversary of the grant date or the Issuer's next annual meeting of shareholders to be held in 2025 and be settled in shares of Class A common stock, subject to the reporting person's continued service as a director of the Issuer.

F2 · balance_after: Includes RSUs previously granted to the reporting person.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:19 UTC Core & Main, Inc. CNM · Entity 3634 GrantClass A Common Stock 3,927 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-040315 · doc4.xml · nonDerivative · entry 1

NEWMAN MARGARET · CIK 0001579754 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,320

F1 · shares: Represents restricted stock units granted as director compensation. The restricted stock units will vest upon the earlier to occur of the one year anniversary of the grant date or the Issuer's next annual meeting of stockholders to be held in 2024 and be settled in shares of Class A common stock, subject to the reporting person's continued service as a director of the Issuer.

F2 · balance_after: Includes RSUs previously granted to the reporting person.

Read SEC document
July 19, 2022 Filed Mar 15, 2023 21:17 UTC Core & Main, Inc. CNM · Entity 3634 GrantClass A Common Stock 5,393 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-018950 · doc5.xml · nonDerivative · entry 1

NEWMAN MARGARET · CIK 0001579754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,393

F1 · shares: Represents restricted stock units granted as director compensation. The restricted stock units will vest upon the earlier to occur of the one year anniversary of the grant date or the Issuer's next annual meeting of stockholders to be held in 2023 and be settled in shares of Class A common stock, subject to the reporting person's continued service as a director of the Issuer.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:46 UTC Keurig Dr Pepper Inc. KDP · Entity 3055 GrantRestricted Stock Units · Derivative 30,711 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016622 · doc4.xml · derivative · entry 1

NEWMAN MARGARET · CIK 0001579754 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,711

Underlying: Common Stock · 30,711 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended.

F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
August 24, 2018 Filed Aug 27, 2018 20:49 UTC Keurig Dr Pepper Inc. KDP · Entity 3055 GrantRestricted Stock Unit · Derivative 34,203 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-048507 · doc4.xml · derivative · entry 1

NEWMAN MARGARET · CIK 0001579754 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,203

Underlying: Common Stock · 34,203 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended.

F2 · derivative.exercise_date: Unless earlier forfeited under the terms of the restricted stock unit award agreement, these restricted stock units vest in one installment on March 24, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F2 · derivative.expiration_date: Unless earlier forfeited under the terms of the restricted stock unit award agreement, these restricted stock units vest in one installment on March 24, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date.

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July 09, 2018 Filed Jul 11, 2018 20:48 UTC Keurig Dr Pepper Inc. KDP · Entity 3055 GrantRestricted Stock Unit · Derivative 43,284 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042349 · doc4.xml · derivative · entry 3

NEWMAN MARGARET · CIK 0001579754 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,284

Underlying: Common Stock · 43,284 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of common stock.

F3 · kind: Pursuant to the Merger Agreement, as of the effective time of the Merger, each Maple Restricted Stock Unit ("RSU") that was outstanding immediately prior to the effective time was converted to 96.4 KDP RSUs, with the same terms and conditions as were applicable under such Maple RSU immediately prior to the effective time.

F4 · derivative.exercise_date: These Restricted Stock Units vest on September 13, 2021.

F4 · derivative.expiration_date: These Restricted Stock Units vest on September 13, 2021.

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July 09, 2018 Filed Jul 11, 2018 20:48 UTC Keurig Dr Pepper Inc. KDP · Entity 3055 GrantRestricted Stock Unit · Derivative 162,338 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042349 · doc4.xml · derivative · entry 2

NEWMAN MARGARET · CIK 0001579754 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,338

Underlying: Common Stock · 162,338 shares

Expires not disclosed

F2 · derivative.exercise_price: Upon vesting, each Restricted Stock Unit settles for one share of common stock.

F3 · kind: Pursuant to the Merger Agreement, as of the effective time of the Merger, each Maple Restricted Stock Unit ("RSU") that was outstanding immediately prior to the effective time was converted to 96.4 KDP RSUs, with the same terms and conditions as were applicable under such Maple RSU immediately prior to the effective time.

F4 · derivative.exercise_date: These Restricted Stock Units vest on September 13, 2021.

F4 · derivative.expiration_date: These Restricted Stock Units vest on September 13, 2021.

Read SEC document
July 09, 2018 Filed Jul 11, 2018 20:48 UTC Keurig Dr Pepper Inc. KDP · Entity 3055 GrantCommon Stock 162,337 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042349 · doc4.xml · nonDerivative · entry 1

NEWMAN MARGARET · CIK 0001579754 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,337

F1 · kind: Pursuant to the Agreement and Plan of Merger dated as of January 29, 2018 (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple"), Dr Pepper Snapple Group, Inc., a Delaware corporation ("DPS") and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple (the "Merger"), with Maple surviving the Merger as a wholly-owned subsidiary of DPS. As of the effective time of the Merger, DPS was renamed Keurig Dr Pepper Inc. ("KDP"), and each share of common stock of Maple issued and outstanding immediately prior to the effective time was converted into the right to receive 96.4 fully paid and nonassessable shares of KDP common stock.

F1 · price: Pursuant to the Agreement and Plan of Merger dated as of January 29, 2018 (the "Merger Agreement"), by and among Maple Parent Holdings Corp., a Delaware corporation ("Maple"), Dr Pepper Snapple Group, Inc., a Delaware corporation ("DPS") and Salt Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of DPS ("Merger Sub"), Merger Sub merged on July 9, 2018 with and into Maple (the "Merger"), with Maple surviving the Merger as a wholly-owned subsidiary of DPS. As of the effective time of the Merger, DPS was renamed Keurig Dr Pepper Inc. ("KDP"), and each share of common stock of Maple issued and outstanding immediately prior to the effective time was converted into the right to receive 96.4 fully paid and nonassessable shares of KDP common stock.

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March 13, 2017 Filed Mar 13, 2017 19:14 UTC HD Supply Holdings, Inc. HDS · Entity 12689 SaleCommon Stock 8,618 $42.34 $364,901.63
Disclosure

SEC source: 0001246360-17-001323 · form.xml · nonDerivative · entry 5

NEWMAN MARGARET · CIK 0001579754 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,234

F5 · kind: This transaction was executed in multiple trades ranging from $42.11 to $42.76. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 11, 2017 Filed Mar 13, 2017 19:14 UTC HD Supply Holdings, Inc. HDS · Entity 12689 Exercise / conversionRestricted Stock · Derivative 17,035 $0.00 Strike: $41.99 $0.00
Disclosure

SEC source: 0001246360-17-001323 · form.xml · derivative · entry 8

NEWMAN MARGARET · CIK 0001579754 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Conversion on vesting and lapse of restrictions on restricted shares granted on March 6, 2014, March 10, 2015, and March 9, 2016 pursuant to the separation agreement and release of claims between the Company and the reporting person.

F4 · derivative.exercise_date: Conversion on vesting and lapse of restrictions on restricted shares granted on March 6, 2014, March 10, 2015, and March 9, 2016 pursuant to the separation agreement and release of claims between the Company and the reporting person.

F4 · derivative.expiration_date: Conversion on vesting and lapse of restrictions on restricted shares granted on March 6, 2014, March 10, 2015, and March 9, 2016 pursuant to the separation agreement and release of claims between the Company and the reporting person.

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March 11, 2017 Filed Mar 13, 2017 19:14 UTC HD Supply Holdings, Inc. HDS · Entity 12689 Exercise / conversionCommon Stock 17,035 $41.99 $715,299.65
Disclosure

SEC source: 0001246360-17-001323 · form.xml · nonDerivative · entry 4

NEWMAN MARGARET · CIK 0001579754 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Conversion on vesting and lapse of restrictions on restricted shares granted on March 6, 2014, March 10, 2015, and March 9, 2016 pursuant to the separation agreement and release of claims between the Company and the reporting person.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 19:14 UTC HD Supply Holdings, Inc. HDS · Entity 12689 Exercise / conversionRestricted Stock · Derivative 4,923 $0.00 Strike: $41.99 $0.00
Disclosure

SEC source: 0001246360-17-001323 · form.xml · derivative · entry 7

NEWMAN MARGARET · CIK 0001579754 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,923 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Conversion on vesting and lapse of restrictions on restricted shares granted on March 10, 2015 under the 2013 Omnibus Incentive Plan. The award vets in four equal annual installments from the grant date.

F2 · derivative.exercise_date: Conversion on vesting and lapse of restrictions on restricted shares granted on March 10, 2015 under the 2013 Omnibus Incentive Plan. The award vets in four equal annual installments from the grant date.

F2 · derivative.expiration_date: Conversion on vesting and lapse of restrictions on restricted shares granted on March 10, 2015 under the 2013 Omnibus Incentive Plan. The award vets in four equal annual installments from the grant date.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 19:14 UTC HD Supply Holdings, Inc. HDS · Entity 12689 SaleCommon Stock 542 $42.06 $22,797.60
Disclosure

SEC source: 0001246360-17-001323 · form.xml · nonDerivative · entry 3

NEWMAN MARGARET · CIK 0001579754 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,817

F3 · kind: Shares withheld and sold in the open market to satisfy mandatory tax withholding upon vesting and lapse of restrictions on restricted shares.

Read SEC document
March 10, 2017 Filed Mar 13, 2017 19:14 UTC HD Supply Holdings, Inc. HDS · Entity 12689 Exercise / conversionCommon Stock 4,923 $41.99 $206,716.77
Disclosure

SEC source: 0001246360-17-001323 · form.xml · nonDerivative · entry 2

NEWMAN MARGARET · CIK 0001579754 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: Conversion on vesting and lapse of restrictions on restricted shares granted on March 10, 2015 under the 2013 Omnibus Incentive Plan. The award vets in four equal annual installments from the grant date.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 19:14 UTC HD Supply Holdings, Inc. HDS · Entity 12689 Exercise / conversionRestricted Stock · Derivative 1,619 $0.00 Strike: $41.92 $0.00
Disclosure

SEC source: 0001246360-17-001323 · form.xml · derivative · entry 6

NEWMAN MARGARET · CIK 0001579754 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,619 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion on vesting and lapse of restrictions on restricted shares granted on March 9, 2016 under the 2013 Omnibus Incentive Plan. The award vets in four equal annual installments from the grant date.

F1 · derivative.exercise_date: Conversion on vesting and lapse of restrictions on restricted shares granted on March 9, 2016 under the 2013 Omnibus Incentive Plan. The award vets in four equal annual installments from the grant date.

F1 · derivative.expiration_date: Conversion on vesting and lapse of restrictions on restricted shares granted on March 9, 2016 under the 2013 Omnibus Incentive Plan. The award vets in four equal annual installments from the grant date.

Read SEC document
March 09, 2017 Filed Mar 13, 2017 19:14 UTC HD Supply Holdings, Inc. HDS · Entity 12689 Exercise / conversionCommon Stock 1,619 $41.92 $67,868.48
Disclosure

SEC source: 0001246360-17-001323 · form.xml · nonDerivative · entry 1

NEWMAN MARGARET · CIK 0001579754 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion on vesting and lapse of restrictions on restricted shares granted on March 9, 2016 under the 2013 Omnibus Incentive Plan. The award vets in four equal annual installments from the grant date.

Read SEC document
March 07, 2017 Filed Mar 8, 2017 16:42 UTC HD Supply Holdings, Inc. HDS · Entity 12689 SaleCommon Stock 1,896 $42.60 $80,760.69
Disclosure

SEC source: 0001246360-17-001276 · form.xml · nonDerivative · entry 2

NEWMAN MARGARET · CIK 0001579754 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,817

F2 · kind: Shares withheld and sold in the open market to satisfy mandatory tax withholding upon vesting and lapse of restrictions on restricted shares.

F3 · shares: This transaction was executed in multiple trades ranging from $42.52 to $42.7835. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 16:42 UTC HD Supply Holdings, Inc. HDS · Entity 12689 Exercise / conversionRestricted Stock · Derivative 5,568 $0.00 Strike: $43.24 $0.00
Disclosure

SEC source: 0001246360-17-001276 · form.xml · derivative · entry 3

NEWMAN MARGARET · CIK 0001579754 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,569

Underlying: Common Stock · 5,568 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion on vesting and lapse of restrictions on restricted shares granted on March 6, 2014 under the 2013 Omnibus Incentive Plan. The award vests in four equal annual installments from the grant date.

F1 · derivative.exercise_date: Conversion on vesting and lapse of restrictions on restricted shares granted on March 6, 2014 under the 2013 Omnibus Incentive Plan. The award vests in four equal annual installments from the grant date.

F1 · derivative.expiration_date: Conversion on vesting and lapse of restrictions on restricted shares granted on March 6, 2014 under the 2013 Omnibus Incentive Plan. The award vests in four equal annual installments from the grant date.

Read SEC document
March 06, 2017 Filed Mar 8, 2017 16:42 UTC HD Supply Holdings, Inc. HDS · Entity 12689 Exercise / conversionCommon Stock 5,568 $43.24 $240,760.32
Disclosure

SEC source: 0001246360-17-001276 · form.xml · nonDerivative · entry 1

NEWMAN MARGARET · CIK 0001579754 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Conversion on vesting and lapse of restrictions on restricted shares granted on March 6, 2014 under the 2013 Omnibus Incentive Plan. The award vests in four equal annual installments from the grant date.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 17:37 UTC HD Supply Holdings, Inc. HDS · Entity 12689 Exercise / conversionOptions (Rights to Buy) · Derivative 28,375 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001246360-16-007148 · form.xml · derivative · entry 6

NEWMAN MARGARET · CIK 0001579754 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F4 · derivative.exercise_date: These options were granted on February 3, 2010, and vested in full on February 3, 2015.

F4 · derivative.expiration_date: These options were granted on February 3, 2010, and vested in full on February 3, 2015.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 17:37 UTC HD Supply Holdings, Inc. HDS · Entity 12689 SaleCommon Stock 28,375 $36.44 $1,033,854.48
Disclosure

SEC source: 0001246360-16-007148 · form.xml · nonDerivative · entry 4

NEWMAN MARGARET · CIK 0001579754 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,145

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F5 · shares: This transaction was executed in multiple trades at prices ranging from $36.11 to $37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 17:37 UTC HD Supply Holdings, Inc. HDS · Entity 12689 Exercise / conversionCommon Stock 28,375 $20.00 $567,500.00
Disclosure

SEC source: 0001246360-16-007148 · form.xml · nonDerivative · entry 3

NEWMAN MARGARET · CIK 0001579754 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 17:32 UTC HD Supply Holdings, Inc. HDS · Entity 12689 Exercise / conversionOptions (Rights to Buy) · Derivative 28,375 $0.00 Strike: $20.00 $0.00
Disclosure

SEC source: 0001246360-16-007147 · form.xml · derivative · entry 6

NEWMAN MARGARET · CIK 0001579754 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F4 · derivative.exercise_date: These options were granted on February 3, 2010, and vested in full on February 3, 2015.

F4 · derivative.expiration_date: These options were granted on February 3, 2010, and vested in full on February 3, 2015.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 17:32 UTC HD Supply Holdings, Inc. HDS · Entity 12689 SaleCommon Stock 28,375 $36.44 $1,033,854.48
Disclosure

SEC source: 0001246360-16-007147 · form.xml · nonDerivative · entry 4

NEWMAN MARGARET · CIK 0001579754 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,145

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F5 · shares: This transaction was executed in multiple trades at prices ranging from $36.11 to $37. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 10, 2016 Filed Nov 14, 2016 17:32 UTC HD Supply Holdings, Inc. HDS · Entity 12689 Exercise / conversionCommon Stock 28,375 $20.00 $567,500.00
Disclosure

SEC source: 0001246360-16-007147 · form.xml · nonDerivative · entry 3

NEWMAN MARGARET · CIK 0001579754 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,520

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 17:37 UTC HD Supply Holdings, Inc. HDS · Entity 12689 Exercise / conversionStock Options (Rights to buy) · Derivative 57,200 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001246360-16-007148 · form.xml · derivative · entry 5

NEWMAN MARGARET · CIK 0001579754 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 57,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · derivative.exercise_date: These options were granted on June 26, 2013, and vested in full on June 26, 2016.

F2 · derivative.expiration_date: These options were granted on June 26, 2013, and vested in full on June 26, 2016.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 17:37 UTC HD Supply Holdings, Inc. HDS · Entity 12689 SaleCommon Stock 57,200 $35.06 $2,005,426.28
Disclosure

SEC source: 0001246360-16-007148 · form.xml · nonDerivative · entry 2

NEWMAN MARGARET · CIK 0001579754 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,145

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F3 · shares: This transaction was executed in multiple trades at prices ranging from $35 to $35.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 17:37 UTC HD Supply Holdings, Inc. HDS · Entity 12689 Exercise / conversionCommon Stock 57,200 $18.00 $1,029,600.00
Disclosure

SEC source: 0001246360-16-007148 · form.xml · nonDerivative · entry 1

NEWMAN MARGARET · CIK 0001579754 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 17:32 UTC HD Supply Holdings, Inc. HDS · Entity 12689 Exercise / conversionStock Options (Rights to buy) · Derivative 57,200 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001246360-16-007147 · form.xml · derivative · entry 5

NEWMAN MARGARET · CIK 0001579754 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 57,200 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F2 · derivative.exercise_date: These options were granted on June 26, 2013, and vested in full on June 26, 2016.

F2 · derivative.expiration_date: These options were granted on June 26, 2013, and vested in full on June 26, 2016.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 17:32 UTC HD Supply Holdings, Inc. HDS · Entity 12689 SaleCommon Stock 57,200 $35.06 $2,005,426.28
Disclosure

SEC source: 0001246360-16-007147 · form.xml · nonDerivative · entry 2

NEWMAN MARGARET · CIK 0001579754 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,145

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

F3 · shares: This transaction was executed in multiple trades at prices ranging from $35 to $35.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 09, 2016 Filed Nov 14, 2016 17:32 UTC HD Supply Holdings, Inc. HDS · Entity 12689 Exercise / conversionCommon Stock 57,200 $18.00 $1,029,600.00
Disclosure

SEC source: 0001246360-16-007147 · form.xml · nonDerivative · entry 1

NEWMAN MARGARET · CIK 0001579754 · SVP, Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,345

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.