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Nasdaq · USD

KDP

Keurig Dr Pepper Inc.

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Tapewire entity
3055
SEC CIK
0001418135
Parsed reports
687

Last 12 months

Inside the activity.

1 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202610
Sep 202603
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 04, 2019 Filed Mar 5, 2019 16:46 UTC
Sceppaguercio-Gever Maria A.Chief Corp. Affairs Officer
GrantRestricted Stock Units · Derivative 30,711 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016618 · doc4.xml · derivative · entry 1

Sceppaguercio-Gever Maria A. · CIK 0001745830 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,711

Underlying: Common Stock · 30,711 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended.

F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 16:43 UTC
Cortes FernandoChief Supply Chain Officer
GrantRestricted Stock Units · Derivative 57,582 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016596 · doc4.xml · derivative · entry 1

Cortes Fernando · CIK 0001741121 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,582

Underlying: Common Stock · 57,582 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended.

F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:47 UTC
Stephens Angela A.Senior VP & Controller
GrantRestricted Stock Units · Derivative 19,194 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016626 · doc4.xml · derivative · entry 3

Stephens Angela A. · CIK 0001457301 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,194

Underlying: Common Stock · 19,194 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended.

F3 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F3 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 16:44 UTC
Trebilcock James R.Chief Concentrate Officer
GrantRestricted Stock Units · Derivative 41,517 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016606 · doc4.xml · derivative · entry 1

Trebilcock James R. · CIK 0001446902 · Chief Concentrate Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,517

Underlying: Common Stock · 41,517 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended.

F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 16:44 UTC
Baldwin James L. JRChief Legal Officer
GrantRestricted Stock Unit · Derivative 41,517 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016599 · doc4.xml · derivative · entry 1

Baldwin James L. JR · CIK 0001432449 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,517

Underlying: Common Stock · 41,517 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended.

F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:37 UTC GrantRestricted Stock Units · Derivative 6,143 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016553 · doc4.xml · derivative · entry 1

PATSLEY PAMELA H · CIK 0001182591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,143

Underlying: Common Stock · 6,143 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended.

F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:35 UTC GrantRestricted Stock Units · Derivative 6,143 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016535 · doc4.xml · derivative · entry 1

Hovde Genevieve · CIK 0001745834 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,143

Underlying: Common Stock · 6,143 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended.

F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:46 UTC
NEWMAN MARGARETChief Human Resources Officer
GrantRestricted Stock Units · Derivative 30,711 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016622 · doc4.xml · derivative · entry 1

NEWMAN MARGARET · CIK 0001579754 · Chief Human Resources Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,711

Underlying: Common Stock · 30,711 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended.

F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:42 UTC
Hopkins Herbert DerekChief Commercial Officer
GrantRestricted Stock Units · Derivative 57,582 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016588 · doc4.xml · derivative · entry 1

Hopkins Herbert Derek · CIK 0001745832 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,582

Underlying: Common Stock · 57,582 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended.

F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:42 UTC
Dokmecioglu OzanChief Financial Officer
GrantRestricted Stock Units · Derivative 99,809 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016581 · doc4.xml · derivative · entry 1

Dokmecioglu Ozan · CIK 0001745833 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,809

Underlying: Common Stock · 99,809 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended.

F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:40 UTC GrantRestricted Stock Units · Derivative 6,143 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016566 · doc4.xml · derivative · entry 1

Van de Put Dirk · CIK 0001536137 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,143

Underlying: Common Stock · 6,143 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended.

F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F3 · balance_after: The Reporting Person is an officer of Mondelez International, Inc. ("Mondelez International") and serves on the Board of Directors of the Issuer as a nominee of Mondelez International, a stockholder of the Issuer. The Reporting Person has agreed that he will not receive any separate compensation for serving as a director of the Issuer and will transfer to Mondelez International any director compensation he receives from the Issuer, including any awards made pursuant to grants of restricted stock units. The Reporting Person disclaims beneficial ownership of such restricted stock units except to the extent of his pecuniary interests therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:40 UTC GrantRestricted Stock Units · Derivative 6,143 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016573 · doc4.xml · derivative · entry 1

YOUNG LARRY D · CIK 0001206946 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,143

Underlying: Common Stock · 6,143 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended.

F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:39 UTC GrantRestricted Stock Units · Derivative 6,143 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016563 · doc4.xml · derivative · entry 1

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,143

Underlying: Common Stock · 6,143 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended.

F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:38 UTC GrantRestricted Stock Units · Derivative 6,143 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016559 · doc4.xml · derivative · entry 1

Pleuhs Gerhard W. · CIK 0001251844 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,143

Underlying: Common Stock · 6,143 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended.

F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F3 · balance_after: The Reporting Person is an officer of Mondelez International, Inc. ("Mondelez International") and serves on the Board of Directors of the Issuer as a nominee of Mondelez International, a stockholder of the Issuer. The Reporting Person has agreed that he will not receive any separate compensation for serving as a director of the Issuer and will transfer to Mondelez International any director compensation he receives from the Issuer, including any awards made pursuant to grants of restricted stock units. The Reporting Person disclaims beneficial ownership of such restricted stock units except to the extent of his pecuniary interests therein and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:36 UTC GrantRestricted Stock Units · Derivative 6,143 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016547 · doc4.xml · derivative · entry 1

Michaels Paul S. · CIK 0001646199 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,143

Underlying: Common Stock · 6,143 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended.

F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:36 UTC GrantRestricted Stock Unit · Derivative 6,143 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016539 · doc4.xml · derivative · entry 1

Kamenetzky Anna-Lena · CIK 0001745829 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,143

Underlying: Common Stock · 6,143 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended.

F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:34 UTC
HARF PETERDirector
GrantRestricted Stock Units · Derivative 6,143 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016529 · doc4.xml · derivative · entry 3

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,143

Underlying: Common Stock · 6,143 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended.

F3 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F3 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:33 UTC GrantRestricted Stock Units · Derivative 6,143 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016526 · doc4.xml · derivative · entry 2

Goudet Olivier · CIK 0001578897 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,143

Underlying: Common Stock · 6,143 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended.

F3 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F3 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 04, 2019 Filed Mar 5, 2019 21:32 UTC
Gamgort Robert JamesDirector · CEO & President · Executive Chairman
GrantRestricted Stock Units · Derivative 211,133 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-016522 · doc4.xml · derivative · entry 1

Gamgort Robert James · CIK 0001570836 · Director · CEO & President · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,133

Underlying: Common Stock · 211,133 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended.

F2 · derivative.exercise_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F2 · derivative.expiration_date: These restricted stock units vest in one installment on March 4, 2024 and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:47 UTC
Stephens Angela A.Senior VP & Controller
PurchaseCommon Stock 4,500 $25.23 $113,526.90
Disclosure

SEC source: 0001209191-19-016626 · doc4.xml · nonDerivative · entry 1

Stephens Angela A. · CIK 0001457301 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,447

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:34 UTC
HARF PETERDirector
PurchaseCommon Stock 156,800 $25.44 $3,989,007.68
Disclosure

SEC source: 0001209191-19-016529 · doc4.xml · nonDerivative · entry 1

HARF PETER · CIK 0001223301 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By HFS S.a.r.l

Disclosed balance after: 156,800

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.25 to $25.50, inclusive. The reporting person undertakes to provide to Keurig Dr Pepper Inc., any security holder of Keurig Dr Pepper Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 21:33 UTC PurchaseCommon Stock 20,000 $25.43 $508,696.00
Disclosure

SEC source: 0001209191-19-016526 · doc4.xml · nonDerivative · entry 1

Goudet Olivier · CIK 0001578897 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: The price represents the weighted average purchase price of the securities acquired. The range of prices for the transaction is $25.235-$25.51. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased at each separate price.

Read SEC document
January 12, 2019 Filed Jan 15, 2019 21:51 UTC Exercise / conversionRestricted Stock Unit · Derivative 4,122 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-003731 · doc4.xml · derivative · entry 2

Becht Lambertus J.H. · CIK 0001578896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,122 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended.

F1 · kind: The reporting person's resignation as a member of the board of directors of Keurig Dr Pepper Inc. on January 12, 2019 accelerated the vesting of 4,122 restricted stock units originally granted on September 13, 2018.

F1 · shares: The reporting person's resignation as a member of the board of directors of Keurig Dr Pepper Inc. on January 12, 2019 accelerated the vesting of 4,122 restricted stock units originally granted on September 13, 2018.

F1 · derivative.exercise_date: The reporting person's resignation as a member of the board of directors of Keurig Dr Pepper Inc. on January 12, 2019 accelerated the vesting of 4,122 restricted stock units originally granted on September 13, 2018.

F1 · derivative.expiration_date: The reporting person's resignation as a member of the board of directors of Keurig Dr Pepper Inc. on January 12, 2019 accelerated the vesting of 4,122 restricted stock units originally granted on September 13, 2018.

F1 · balance_after: The reporting person's resignation as a member of the board of directors of Keurig Dr Pepper Inc. on January 12, 2019 accelerated the vesting of 4,122 restricted stock units originally granted on September 13, 2018.

Read SEC document
January 12, 2019 Filed Jan 15, 2019 21:51 UTC Exercise / conversionCommon Stock 4,122 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-003731 · doc4.xml · nonDerivative · entry 1

Becht Lambertus J.H. · CIK 0001578896 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The reporting person's resignation as a member of the board of directors of Keurig Dr Pepper Inc. on January 12, 2019 accelerated the vesting of 4,122 restricted stock units originally granted on September 13, 2018.

F1 · shares: The reporting person's resignation as a member of the board of directors of Keurig Dr Pepper Inc. on January 12, 2019 accelerated the vesting of 4,122 restricted stock units originally granted on September 13, 2018.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended.

Read SEC document
December 10, 2018 Filed Dec 11, 2018 16:36 UTC
Loucks Brian AndrewPresident Keurig Appliances
PurchaseCommon Stock 17,500 $26.00 $454,986.00
Disclosure

SEC source: 0001209191-18-062006 · doc4.xml · nonDerivative · entry 1

Loucks Brian Andrew · CIK 0001745831 · President Keurig Appliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,963

F1 · price: The price represents the weighted average purchase price of the securities acquired. The range of prices for the transaction is $25.9700-$26.0000. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price.

Read SEC document
December 07, 2018 Filed Dec 7, 2018 16:43 UTC
Loucks Brian AndrewPresident Keurig Appliances
PurchaseCommon Stock 400 $26.10 $10,440.00
Disclosure

SEC source: 0001209191-18-061524 · doc4.xml · nonDerivative · entry 2

Loucks Brian Andrew · CIK 0001745831 · President Keurig Appliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,463

Read SEC document
December 06, 2018 Filed Dec 6, 2018 21:40 UTC PurchaseCommon Stock 5,000 $25.57 $127,832.50
Disclosure

SEC source: 0001209191-18-061292 · doc4.xml · nonDerivative · entry 3

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,501

Read SEC document
December 06, 2018 Filed Dec 7, 2018 16:43 UTC
Loucks Brian AndrewPresident Keurig Appliances
PurchaseCommon Stock 1,200 $25.77 $30,924.84
Disclosure

SEC source: 0001209191-18-061524 · doc4.xml · nonDerivative · entry 1

Loucks Brian Andrew · CIK 0001745831 · President Keurig Appliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,063

F1 · price: The price represents the weighted average purchase price of the securities acquired. The range of prices for the transaction is $25.5700-$25.9987. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price.

Read SEC document
December 04, 2018 Filed Dec 6, 2018 21:40 UTC PurchaseCommon Stock 2,000 $26.78 $53,556.00
Disclosure

SEC source: 0001209191-18-061292 · doc4.xml · nonDerivative · entry 2

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,501

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December 04, 2018 Filed Dec 6, 2018 21:40 UTC PurchaseCommon Stock 1,500 $26.29 $39,430.35
Disclosure

SEC source: 0001209191-18-061292 · doc4.xml · nonDerivative · entry 1

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,501

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December 03, 2018 Filed Dec 4, 2018 16:54 UTC
Loucks Brian AndrewPresident Keurig Appliances
PurchaseCommon Stock 6,900 $25.92 $178,818.33
Disclosure

SEC source: 0001209191-18-060902 · doc4.xml · nonDerivative · entry 1

Loucks Brian Andrew · CIK 0001745831 · President Keurig Appliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,863

F1 · price: The price represents the weighted average purchase price of the securities acquired. The range of prices for the transaction is $25.8800-$25.9500. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price.

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November 28, 2018 Filed Nov 28, 2018 21:45 UTC PurchaseCommon Stock 3,000 $26.55 $79,641.60
Disclosure

SEC source: 0001209191-18-060115 · doc4.xml · nonDerivative · entry 2

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,001

F2 · price: The price represents the weighted average purchase price of the securities acquired. The range of prices for the transaction is $26.54-$26.55. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price.

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November 26, 2018 Filed Nov 28, 2018 21:45 UTC PurchaseCommon Stock 2,000 $26.63 $53,255.20
Disclosure

SEC source: 0001209191-18-060115 · doc4.xml · nonDerivative · entry 1

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,001

F1 · price: The price represents the weighted average purchase price of the securities acquired. The range of prices for the transaction is $26.626-$26.63. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price.

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November 21, 2018 Filed Nov 21, 2018 16:49 UTC
Loucks Brian AndrewPresident Keurig Appliances
PurchaseCommon Stock 2,500 $26.17 $65,434.00
Disclosure

SEC source: 0001209191-18-059743 · doc4.xml · nonDerivative · entry 1

Loucks Brian Andrew · CIK 0001745831 · President Keurig Appliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,963

F1 · price: The price represents the weighted average sale price of the securities acquired. The range of prices for the transaction is $26.1450-$26.1900. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price.

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November 20, 2018 Filed Nov 21, 2018 16:49 UTC
Cortes FernandoChief Supply Chain Officer
PurchaseCommon Stock 43,000 $26.72 $1,149,046.00
Disclosure

SEC source: 0001209191-18-059741 · doc4.xml · nonDerivative · entry 1

Cortes Fernando · CIK 0001741121 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,540

F1 · price: The price represents the weighted average purchase price of the securities acquired. The range of prices for the transaction is $26.4400-$26.8500. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price.

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November 13, 2018 Filed Nov 14, 2018 16:47 UTC
Sceppaguercio-Gever Maria A.Chief Corp. Affairs Officer
PurchaseCommon Stock 7,640 $28.01 $213,988.76
Disclosure

SEC source: 0001209191-18-058554 · doc4.xml · nonDerivative · entry 3

Sceppaguercio-Gever Maria A. · CIK 0001745830 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,691

F1 · price: The price represents the weighted average purchase price of the securities acquired. The range of prices for the transaction is $28.00-$28.05. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price.

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November 13, 2018 Filed Nov 14, 2018 16:47 UTC
Sceppaguercio-Gever Maria A.Chief Corp. Affairs Officer
PurchaseCommon Stock 6,540 $28.03 $183,316.20
Disclosure

SEC source: 0001209191-18-058554 · doc4.xml · nonDerivative · entry 2

Sceppaguercio-Gever Maria A. · CIK 0001745830 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,051

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November 13, 2018 Filed Nov 14, 2018 16:47 UTC
Sceppaguercio-Gever Maria A.Chief Corp. Affairs Officer
PurchaseCommon Stock 1,650 $28.17 $46,475.55
Disclosure

SEC source: 0001209191-18-058554 · doc4.xml · nonDerivative · entry 1

Sceppaguercio-Gever Maria A. · CIK 0001745830 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,511

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November 09, 2018 Filed Nov 13, 2018 21:36 UTC PurchaseCommon Stock 2,500 $28.37 $70,929.50
Disclosure

SEC source: 0001209191-18-058277 · doc4.xml · nonDerivative · entry 2

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,001

Read SEC document
November 09, 2018 Filed Nov 13, 2018 21:36 UTC PurchaseCommon Stock 2,500 $28.33 $70,819.50
Disclosure

SEC source: 0001209191-18-058277 · doc4.xml · nonDerivative · entry 1

Singer Robert S · CIK 0001291809 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,501

F1 · price: The price represents the weighted average purchase price of the securities acquired. The range of prices for the transaction is $28.326-$28.33. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price.

Read SEC document
September 13, 2018 Filed Sep 13, 2018 17:40 UTC
Sceppaguercio-Gever Maria A.Chief Corp. Affairs Officer
PurchaseCommon Stock 5,500 $23.87 $131,264.10
Disclosure

SEC source: 0001209191-18-050921 · doc4.xml · nonDerivative · entry 3

Sceppaguercio-Gever Maria A. · CIK 0001745830 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,861

F3 · price: The price represents the weighted average sale price of the securities acquired. The range of prices for the transaction is $23.85-$23.87. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price.

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September 13, 2018 Filed Sep 13, 2018 17:40 UTC
Sceppaguercio-Gever Maria A.Chief Corp. Affairs Officer
PurchaseCommon Stock 18,960 $23.97 $454,380.19
Disclosure

SEC source: 0001209191-18-050921 · doc4.xml · nonDerivative · entry 2

Sceppaguercio-Gever Maria A. · CIK 0001745830 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,361

F2 · price: The price represents the weighted average sale price of the securities acquired. The range of prices for the transaction is $23.89-$23.97. The reporting person shall provide upon request by the SEC, the issuer, or any security holder of the issuer, full information regarding the number of shares acquired at each separate price.

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September 13, 2018 Filed Sep 17, 2018 20:58 UTC
Mondelez International, Inc.Director · 10% owner
GrantCommon Stock 13,262 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051244 · doc4.xml · nonDerivative · entry 1

Mondelez International, Inc. · CIK 0001103982 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote (1)

Disclosed balance after: 13,262

F1 · security: Dirk Van de Put and Gerhard Pleuhs (the "Director Nominees") are officers of Mondelez International, Inc. ("Mondelez International") and serve on the Board of Directors of Keurig Dr Pepper Inc. ("KDP"). On September 13, 2018, KDP granted to the Director Nominees, in their capacities as directors of KDP, an aggregate of 13,262 restricted stock units. The Director Nominees have agreed that they will not receive any separate compensation for serving as directors of KDP and will transfer to Mondelez International any director compensation they receive from KDP, including any awards made pursuant to grants of restricted stock units.

F2 · shares: Restricted stock units granted under KDP's Omnibus Stock Incentive Plan of 2009, as amended. Each restricted stock unit represents a contingent right to receive one share of KDP Common Stock. The restricted stock unit grant for each Director Nominee vests in one installment on September 13, 2023 and will be settled in shares of KDP Common Stock on the vesting date.

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September 13, 2018 Filed Sep 17, 2018 16:41 UTC
Sceppaguercio-Gever Maria A.Chief Corp. Affairs Officer
GrantRestricted Stock Unit · Derivative 130,435 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051214 · doc4.xml · derivative · entry 1

Sceppaguercio-Gever Maria A. · CIK 0001745830 · Chief Corp. Affairs Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,435

Underlying: Common Stock · 130,435 shares

Expires not disclosed

F1 · security: Represents matching restricted stock units ("Matching RSUs") granted to the Reporting Person in connection with the Issuer's Elite Investment Program ("Elite Program") under the Issuer's Omnibus Stock Incentive Plan of 2009, as amended. If at any time starting on September 5, 2019 through September 13, 2023, the Reporting Person owns fewer than 130,435 shares of Common Stock but more than 78,261 shares of Common Stock, a pro rata portion of the Matching RSU grant will be forfeited. If at any time starting on September 5, 2019 through September 13, 2023, the Reporting Person owns fewer than 78,261 shares of Common Stock, the entire Matching RSU grant will be forfeited.

F2 · derivative.exercise_price: Upon vesting, each Matching RSU represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended.

F3 · derivative.exercise_date: These Matching RSUs vest on September 13, 2023 ("Vesting Date") and will be settled in shares of the Issuer's Common Stock on the settlement date, unless forfeited prior to the Vesting Date pursuant to the Issuer's Elite Investment Program.

F3 · derivative.expiration_date: These Matching RSUs vest on September 13, 2023 ("Vesting Date") and will be settled in shares of the Issuer's Common Stock on the settlement date, unless forfeited prior to the Vesting Date pursuant to the Issuer's Elite Investment Program.

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September 13, 2018 Filed Sep 17, 2018 16:40 UTC
Loucks Brian AndrewPresident Keurig Appliances
GrantRestricted Stock Unit · Derivative 86,957 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051212 · doc4.xml · derivative · entry 1

Loucks Brian Andrew · CIK 0001745831 · President Keurig Appliances

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,957

Underlying: Common Stock · 86,957 shares

Expires not disclosed

F1 · security: Represents matching restricted stock units ("Matching RSUs") granted to the Reporting Person in connection with the Issuer's Elite Investment Program ("Elite Program") under the Issuer's Omnibus Stock Incentive Plan of 2009, as amended. If at any time starting on September 5, 2019 through September 13, 2023, the Reporting Person owns fewer than 86,957 shares of Common Stock but more than 34,783 shares of Common Stock, a pro rata portion of the Matching RSU grant will be forfeited. If at any time starting on September 5, 2019 through September 13, 2023, the Reporting Person owns fewer than 34,783 shares of Common Stock, the entire Matching RSU grant will be forfeited.

F2 · derivative.exercise_price: Upon vesting, each Matching RSU represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended.

F3 · derivative.exercise_date: These Matching RSUs vest on September 13, 2023 ("Vesting Date") and will be settled in shares of the Issuer's Common Stock on the settlement date, unless forfeited prior to the Vesting Date pursuant to the Issuer's Elite Investment Program.

F3 · derivative.expiration_date: These Matching RSUs vest on September 13, 2023 ("Vesting Date") and will be settled in shares of the Issuer's Common Stock on the settlement date, unless forfeited prior to the Vesting Date pursuant to the Issuer's Elite Investment Program.

Read SEC document
September 13, 2018 Filed Sep 17, 2018 16:38 UTC
Cortes FernandoChief Supply Chain Officer
GrantRestricted Stock Unit · Derivative 130,435 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051207 · doc4.xml · derivative · entry 1

Cortes Fernando · CIK 0001741121 · Chief Supply Chain Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,435

Underlying: Common Stock · 130,435 shares

Expires not disclosed

F1 · security: Represents matching restricted stock units ("Matching RSUs") granted to the Reporting Person in connection with the Issuer's Elite Investment Program ("Elite Program") under the Issuer's Omnibus Stock Incentive Plan of 2009, as amended. If at any time starting on September 5, 2019 through September 13, 2023, the Reporting Person owns fewer than 130,435 shares of Common Stock, the entire Matching RSU grant will be forfeited.

F2 · derivative.exercise_price: Upon vesting, each Matching RSU represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended.

F3 · derivative.exercise_date: These Matching RSUs vest on September 13, 2023 ("Vesting Date") and will be settled in shares of the Issuer's Common Stock on the settlement date, unless forfeited prior to the Vesting Date pursuant to the Issuer's Elite Investment Program.

F3 · derivative.expiration_date: These Matching RSUs vest on September 13, 2023 ("Vesting Date") and will be settled in shares of the Issuer's Common Stock on the settlement date, unless forfeited prior to the Vesting Date pursuant to the Issuer's Elite Investment Program.

Read SEC document
September 13, 2018 Filed Sep 17, 2018 20:42 UTC
Stephens Angela A.Senior VP & Controller
GrantRestricted Stock Unit · Derivative 43,479 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051216 · doc4.xml · derivative · entry 1

Stephens Angela A. · CIK 0001457301 · Senior VP & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,479

Underlying: Common Stock · 43,479 shares

Expires not disclosed

F1 · security: Represents matching restricted stock units ("Matching RSUs") granted to the Reporting Person in connection with the Issuer's Elite Investment Program ("Elite Program") under the Issuer's Omnibus Stock Incentive Plan of 2009, as amended. If at any time starting on September 5, 2019 through September 13, 2023, the Reporting Person owns fewer than 43,479 shares of Common Stock but more than 26,087 shares of Common Stock, a pro rata portion of the Matching RSU grant will be forfeited. If at any time starting on September 5, 2019 through September 13, 2023, the Reporting Person owns fewer than 26,087 shares of Common Stock, the entire Matching RSU grant will be forfeited.

F2 · derivative.exercise_price: Upon vesting, each Matching RSU represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended.

F3 · derivative.exercise_date: These Matching RSUs vest on September 13, 2023 ("Vesting Date") and will be settled in shares of the Issuer's Common Stock on the settlement date, unless forfeited prior to the Vesting Date pursuant to the Issuer's Elite Investment Program.

F3 · derivative.expiration_date: These Matching RSUs vest on September 13, 2023 ("Vesting Date") and will be settled in shares of the Issuer's Common Stock on the settlement date, unless forfeited prior to the Vesting Date pursuant to the Issuer's Elite Investment Program.

Read SEC document
September 13, 2018 Filed Sep 17, 2018 16:43 UTC
Trebilcock James R.Chief Concentrate Officer
GrantRestricted Stock Unit · Derivative 130,435 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051217 · doc4.xml · derivative · entry 1

Trebilcock James R. · CIK 0001446902 · Chief Concentrate Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,435

Underlying: Common Stock · 130,435 shares

Expires not disclosed

F1 · security: Represents matching restricted stock units ("Matching RSUs") granted to the Reporting Person in connection with the Issuer's Elite Investment Program ("Elite Program") under the Issuer's Omnibus Stock Incentive Plan of 2009, as amended. If at any time starting on September 5, 2019 through September 13, 2023, the Reporting Person owns fewer than 130,435 shares of Common Stock but more than 78,261 shares of Common Stock, a pro rata portion of the Matching RSU grant will be forfeited. If at any time starting on September 5, 2019 through September 13, 2023, the Reporting Person owns fewer than 78,261 shares of Common Stock, the entire Matching RSU grant will be forfeited.

F2 · derivative.exercise_price: Upon vesting, each Matching RSU represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended.

F3 · derivative.exercise_date: These Matching RSUs vest on September 13, 2023 ("Vesting Date") and will be settled in shares of the Issuer's Common Stock on the settlement date, unless forfeited prior to the Vesting Date pursuant to the Issuer's Elite Investment Program.

F3 · derivative.expiration_date: These Matching RSUs vest on September 13, 2023 ("Vesting Date") and will be settled in shares of the Issuer's Common Stock on the settlement date, unless forfeited prior to the Vesting Date pursuant to the Issuer's Elite Investment Program.

Read SEC document
September 13, 2018 Filed Sep 17, 2018 16:37 UTC
Baldwin James L. JRChief Legal Officer
GrantRestricted Stock Unit · Derivative 130,435 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051205 · doc4.xml · derivative · entry 1

Baldwin James L. JR · CIK 0001432449 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,435

Underlying: Common Stock · 130,435 shares

Expires not disclosed

F1 · security: Represents matching restricted stock units ("Matching RSUs") granted to the Reporting Person in connection with the Issuer's Elite Investment Program ("Elite Program") under the Issuer's Omnibus Stock Incentive Plan of 2009, as amended. If at any time starting on September 5, 2019 through September 13, 2023, the Reporting Person owns fewer than 130,435 shares of Common Stock but more than 78,261 shares of Common Stock, a pro rata portion of the Matching RSU grant will be forfeited. If at any time starting on September 5, 2019 through September 13, 2023, the Reporting Person owns fewer than 78,261 shares of Common Stock, the entire Matching RSU grant will be forfeited.

F2 · derivative.exercise_price: Upon vesting, each Matching RSU represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended.

F3 · derivative.exercise_date: These Matching RSUs vest on September 13, 2023 ("Vesting Date") and will be settled in shares of the Issuer's Common Stock on the settlement date, unless forfeited prior to the Vesting Date pursuant to the Issuer's Elite Investment Program.

F3 · derivative.expiration_date: These Matching RSUs vest on September 13, 2023 ("Vesting Date") and will be settled in shares of the Issuer's Common Stock on the settlement date, unless forfeited prior to the Vesting Date pursuant to the Issuer's Elite Investment Program.

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September 13, 2018 Filed Sep 17, 2018 20:52 UTC GrantRestricted Stock Units · Derivative 6,631 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-051233 · doc4.xml · derivative · entry 1

PATSLEY PAMELA H · CIK 0001182591 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,631

Underlying: Common Stock · 6,631 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Common Stock and is granted pursuant to the Issuer's Omnibus Stock Incentive Plan of 2009, as amended.

F2 · derivative.exercise_date: These restricted stock units vest in one installment on September 13, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date.

F2 · derivative.expiration_date: These restricted stock units vest in one installment on September 13, 2023 and will be settled in shares of the Issuer's Common Stock on the vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.