Last 12 months
Inside the activity.
5 purchase rows · 10 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 1 |
| May 2026 | 1 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 3 | 0 |
| Sep 2026 | 1 | 2 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 29, 2019 Filed Apr 2, 2019 15:08 UTC |
RYAN JAMES BRENDANDirector
|
GrantOptions to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001209191-19-022161 · doc4.xml · derivative · entry 1 RYAN JAMES BRENDAN · CIK 0001528107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2029-03-29 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 15:05 UTC |
Perlis MorrisDirector
|
GrantOptions to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001209191-19-022159 · doc4.xml · derivative · entry 1 Perlis Morris · CIK 0001329710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2029-03-29 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 14:47 UTC |
Hexner MichaelDirector
|
GrantOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001209191-19-022157 · doc4.xml · derivative · entry 1 Hexner Michael · CIK 0001693277 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2029-03-29 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 14:45 UTC |
SHIMER SAMUEL LDirector
|
GrantOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001209191-19-022155 · doc4.xml · derivative · entry 1 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2029-03-29 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 14:42 UTC |
DEMOSS EMMETTDirector
|
GrantOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001209191-19-022153 · doc4.xml · derivative · entry 1 DEMOSS EMMETT · CIK 0001467767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2029-03-29 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 18, 2019 Filed Mar 21, 2019 21:49 UTC |
DEMOSS EMMETTDirector
|
PurchaseCommon Stock | 5,000 | $0.50 | $2,500.00 |
DisclosureSEC source: 0001209191-19-020823 · doc4.xml · nonDerivative · entry 1 DEMOSS EMMETT · CIK 0001467767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| December 21, 2018 Filed Feb 14, 2019 16:51 UTC |
DEMOSS EMMETTDirector
|
PurchaseCommon Stock | 2,500 | $0.45 | $1,125.00 |
DisclosureSEC source: 0001209191-19-010005 · doc5.xml · nonDerivative · entry 1 DEMOSS EMMETT · CIK 0001467767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| December 21, 2018 Filed Mar 21, 2019 21:46 UTC Amendment |
DEMOSS EMMETTDirector
|
OtherCommon Stock | 2,500 | $0.45 | $1,125.00 |
DisclosureSEC source: 0001209191-19-020819 · doc5a.xml · nonDerivative · entry 1 DEMOSS EMMETT · CIK 0001467767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| November 08, 2018 Filed Nov 19, 2018 18:01 UTC |
DOVE KIRKPresident and COO
|
GrantCommon Stock | 10,000 | $0.48 | $4,800.00 |
DisclosureSEC source: 0001062993-18-004745 · form4.xml · nonDerivative · entry 1 DOVE KIRK · CIK 0001544174 · President and COO 10b5-1 filing: Not disclosed Ownership: Indirect · Related Person Disclosed balance after: 1,093,200 F1 · balance_after: Includes 577,500 shares of Common Stock, which are held of record by the Dove Family Trust and 505,700 shares of Common Stock previously acquired by the reporting person, which are held directly by Mr. Dove. F2 · ownership.nature: 10,000 shares of Common Stock were purchased by an immediate family member of Kirk Dove. Read SEC document |
| September 14, 2018 Filed Sep 14, 2018 21:40 UTC |
DOVE ROSSDirector · CEO
|
PurchaseCommon Stock | 15,000 | $0.70 | $10,500.00 |
DisclosureSEC source: 0001062993-18-003745 · form4.xml · nonDerivative · entry 1 DOVE ROSS · CIK 0001245119 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,574,600 F1 · balance_after: Includes 577,500 shares of Common Stock previously reported, which are held of record by the Dove Family Trust that is described in previously filed Form 4s, and 997,100 shares of Common Stock, 15,000 of which are reported herein, which are held directly by Mr. Dove. Read SEC document |
| September 04, 2018 Filed Feb 14, 2019 16:51 UTC |
DEMOSS EMMETTDirector
|
PurchaseCommon Stock | 2,000 | $0.49 | $980.00 |
DisclosureSEC source: 0001209191-19-010005 · doc5.xml · nonDerivative · entry 2 DEMOSS EMMETT · CIK 0001467767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| September 04, 2018 Filed Mar 21, 2019 21:46 UTC Amendment |
DEMOSS EMMETTDirector
|
OtherCommon Stock | 2,000 | $0.49 | $980.00 |
DisclosureSEC source: 0001209191-19-020819 · doc5a.xml · nonDerivative · entry 2 DEMOSS EMMETT · CIK 0001467767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Read SEC document |
| May 03, 2018 Filed May 11, 2018 17:47 UTC |
Ludwig David VanPresident of subsidiary
|
GrantCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-18-002114 · form4.xml · nonDerivative · entry 1 Ludwig David Van · CIK 0001628293 · President of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 592,500 Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 00:30 UTC |
SHIMER SAMUEL LDirector
|
OtherOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.92 | $0.00 |
DisclosureSEC source: 0001062993-18-001467 · form4.xml · derivative · entry 2 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Underlying: Common stock · 10,000 shares Expires 2018-03-31 Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 00:30 UTC |
SHIMER SAMUEL LDirector
|
GrantOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0001062993-18-001467 · form4.xml · derivative · entry 1 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000 Underlying: Common stock · 10,000 shares Expires 2028-03-30 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 00:29 UTC |
Hexner MichaelDirector
|
GrantOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0001062993-18-001466 · form4.xml · derivative · entry 1 Hexner Michael · CIK 0001693277 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common stock · 10,000 shares Expires 2028-03-30 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 00:29 UTC |
RYAN JAMES BRENDANDirector
|
GrantOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0001062993-18-001465 · form4.xml · derivative · entry 1 RYAN JAMES BRENDAN · CIK 0001528107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Underlying: Common stock · 10,000 shares Expires 2028-03-30 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 00:28 UTC |
Perlis MorrisDirector
|
GrantOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0001062993-18-001464 · form4.xml · derivative · entry 1 Perlis Morris · CIK 0001329710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,000 Underlying: Common stock · 10,000 shares Expires 2028-03-30 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 00:27 UTC |
SILBER ALLAN CDirector · 10% owner
|
GrantOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0001062993-18-001463 · form4.xml · derivative · entry 1 SILBER ALLAN C · CIK 0001009161 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,000 Underlying: Common stock · 10,000 shares Expires 2028-03-30 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 00:22 UTC |
DEMOSS EMMETTDirector
|
GrantOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0001062993-18-001457 · form4.xml · derivative · entry 1 DEMOSS EMMETT · CIK 0001467767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common stock · 10,000 shares Expires 2028-03-30 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 29, 2018 Filed Mar 30, 2018 22:47 UTC |
West Scott AllenCFO, Heritage Global Inc.
|
PurchaseCommon stock | 41,005 | $0.39 | $15,991.95 |
DisclosureSEC source: 0001062993-18-001435 · form4.xml · nonDerivative · entry 1 West Scott Allen · CIK 0001607848 · CFO, Heritage Global Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,478 Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 13:15 UTC |
West Scott AllenCFO, Heritage Global Inc.
|
PurchaseCommon stock | 28,073 | $0.35 | $9,853.62 |
DisclosureSEC source: 0001062993-18-001334 · form4.xml · nonDerivative · entry 1 West Scott Allen · CIK 0001607848 · CFO, Heritage Global Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,473 Read SEC document |
| March 21, 2018 Filed Mar 22, 2018 10:53 UTC |
West Scott AllenCFO, Heritage Global Inc.
|
PurchaseCommon stock | 68,500 | $0.36 | $24,317.50 |
DisclosureSEC source: 0001062993-18-001302 · form4.xml · nonDerivative · entry 1 West Scott Allen · CIK 0001607848 · CFO, Heritage Global Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,400 Read SEC document |
| March 15, 2018 Filed Feb 14, 2019 16:51 UTC |
DEMOSS EMMETTDirector
|
PurchaseCommon Stock | 10,192 | $0.43 | $4,382.56 |
DisclosureSEC source: 0001209191-19-010005 · doc5.xml · nonDerivative · entry 6 DEMOSS EMMETT · CIK 0001467767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| March 15, 2018 Filed Feb 14, 2019 16:51 UTC |
DEMOSS EMMETTDirector
|
PurchaseCommon Stock | 2,500 | $0.43 | $1,075.00 |
DisclosureSEC source: 0001209191-19-010005 · doc5.xml · nonDerivative · entry 5 DEMOSS EMMETT · CIK 0001467767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| March 15, 2018 Filed Feb 14, 2019 16:51 UTC |
DEMOSS EMMETTDirector
|
PurchaseCommon Stock | 2,500 | $0.44 | $1,100.00 |
DisclosureSEC source: 0001209191-19-010005 · doc5.xml · nonDerivative · entry 4 DEMOSS EMMETT · CIK 0001467767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| March 15, 2018 Filed Feb 14, 2019 16:51 UTC |
DEMOSS EMMETTDirector
|
PurchaseCommon Stock | 4,808 | $0.44 | $2,115.52 |
DisclosureSEC source: 0001209191-19-010005 · doc5.xml · nonDerivative · entry 3 DEMOSS EMMETT · CIK 0001467767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| March 15, 2018 Filed Mar 21, 2019 21:46 UTC Amendment |
DEMOSS EMMETTDirector
|
OtherCommon Stock | 10,192 | $0.43 | $4,382.56 |
DisclosureSEC source: 0001209191-19-020819 · doc5a.xml · nonDerivative · entry 6 DEMOSS EMMETT · CIK 0001467767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,692 Read SEC document |
| March 15, 2018 Filed Mar 21, 2019 21:46 UTC Amendment |
DEMOSS EMMETTDirector
|
OtherCommon Stock | 2,500 | $0.43 | $1,075.00 |
DisclosureSEC source: 0001209191-19-020819 · doc5a.xml · nonDerivative · entry 5 DEMOSS EMMETT · CIK 0001467767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,192 Read SEC document |
| March 15, 2018 Filed Mar 21, 2019 21:46 UTC Amendment |
DEMOSS EMMETTDirector
|
OtherCommon Stock | 2,500 | $0.44 | $1,100.00 |
DisclosureSEC source: 0001209191-19-020819 · doc5a.xml · nonDerivative · entry 4 DEMOSS EMMETT · CIK 0001467767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,692 Read SEC document |
| March 15, 2018 Filed Mar 21, 2019 21:46 UTC Amendment |
DEMOSS EMMETTDirector
|
OtherCommon Stock | 4,808 | $0.44 | $2,115.52 |
DisclosureSEC source: 0001209191-19-020819 · doc5a.xml · nonDerivative · entry 3 DEMOSS EMMETT · CIK 0001467767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,500 Read SEC document |
| December 04, 2017 Filed Dec 4, 2017 22:33 UTC |
DOVE ROSSDirector · CEO
|
PurchaseCommon Stock | 22,300 | $0.37 | $8,251.00 |
DisclosureSEC source: 0001062993-17-005151 · form4.xml · nonDerivative · entry 1 DOVE ROSS · CIK 0001245119 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,559,600 F1 · balance_after: Includes 577,500 shares of Common Stock previously reported, which are held of record by the Dove Family Trust that is described in previously filed Form 4s, and 979,100 shares of Common Stock, 22,300 of which are reported herein, which are held directly by Mr. Dove. Read SEC document |
| May 10, 2017 Filed May 11, 2017 23:27 UTC |
West Scott AllenCFO, Heritage Global Inc.
|
PurchaseCommon stock | 24,950 | $0.34 | $8,433.10 |
DisclosureSEC source: 0001062993-17-002385 · form4.xml · nonDerivative · entry 1 West Scott Allen · CIK 0001607848 · CFO, Heritage Global Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,900 Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 22:38 UTC |
SHIMER SAMUEL LDirector
|
GrantOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.48 | $0.00 |
DisclosureSEC source: 0001062993-17-001719 · form4.xml · derivative · entry 1 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Underlying: Common stock · 10,000 shares Expires 2027-03-31 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 22:37 UTC |
Hexner MichaelDirector
|
GrantOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.48 | $0.00 |
DisclosureSEC source: 0001062993-17-001718 · form4.xml · derivative · entry 1 Hexner Michael · CIK 0001693277 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common stock · 10,000 shares Expires 2027-03-31 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 22:37 UTC |
Perlis MorrisDirector
|
GrantOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.48 | $0.00 |
DisclosureSEC source: 0001062993-17-001717 · form4.xml · derivative · entry 1 Perlis Morris · CIK 0001329710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,000 Underlying: Common stock · 10,000 shares Expires 2027-03-31 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 22:37 UTC |
SILBER ALLAN CDirector · 10% owner
|
GrantOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.48 | $0.00 |
DisclosureSEC source: 0001062993-17-001716 · form4.xml · derivative · entry 1 SILBER ALLAN C · CIK 0001009161 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,000 Underlying: Common stock · 10,000 shares Expires 2027-03-31 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 22:33 UTC |
RYAN JAMES BRENDANDirector
|
GrantOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.48 | $0.00 |
DisclosureSEC source: 0001062993-17-001715 · form4.xml · derivative · entry 1 RYAN JAMES BRENDAN · CIK 0001528107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Common stock · 10,000 shares Expires 2027-03-31 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 15:42 UTC |
SHIMER SAMUEL LDirector
|
Exercise / conversionOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.08 | $0.00 |
DisclosureSEC source: 0001062993-17-001559 · form4.xml · derivative · entry 2 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Common stock · 10,000 shares Expires 2017-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted 3/31/2010 and vested 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 15:42 UTC |
SHIMER SAMUEL LDirector
|
Exercise / conversionCommon Stock | 10,000 | $0.08 | $800.00 |
DisclosureSEC source: 0001062993-17-001559 · form4.xml · nonDerivative · entry 1 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2016 Filed Jan 3, 2017 23:12 UTC |
SILBER ALLAN CDirector · 10% owner
|
PurchaseCommon Stock | 2,928,462 | $0.49 | $1,434,946.38 |
DisclosureSEC source: 0001062993-17-000020 · form4.xml · nonDerivative · entry 1 SILBER ALLAN C · CIK 0001009161 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 4,413,645 F1 · balance_after: Includes 4,101,686 shares of Common Stock, 2,928,462 of which are reported herein, which are held of record by a Limited Liability Corporation that is described in Footnote 2, and 311,959 shares of Common Stock previously acquired by the reporting person which are held directly by Mr. Silber. F2 · ownership.nature: The 2,928,462 shares of Common Stock reported herein were acquired by a Limited Liability Corporation solely owned by Mr. Silber. The Limited Liability Corporation also acquired 731,224 shares of Common Stock previously acquired by the reporting person which had been held directly by Mr. Silber. Read SEC document |
| December 22, 2016 Filed Dec 23, 2016 01:01 UTC |
DOVE ROSSDirector · CEO
|
PurchaseCommon Stock | 80,000 | $0.31 | $24,800.00 |
DisclosureSEC source: 0001062993-16-012815 · form4.xml · nonDerivative · entry 1 DOVE ROSS · CIK 0001245119 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,534,300 F1 · balance_after: Includes 577,500 shares of Common Stock previously reported, which are held of record by the Dove Family Trust that is described in previously filed Form 4s, and 956,800 shares of Common Stock, 80,000 of which are reported herein, which are held directly by Mr. Dove. Read SEC document |
| December 22, 2016 Filed Dec 22, 2016 23:47 UTC |
West Scott AllenCFO, Heritage Global Inc.
|
PurchaseCommon stock | 7,500 | $0.27 | $2,025.00 |
DisclosureSEC source: 0001062993-16-012811 · form4.xml · nonDerivative · entry 1 West Scott Allen · CIK 0001607848 · CFO, Heritage Global Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,950 Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 00:33 UTC |
Perlis MorrisDirector
|
GrantOption to purchase common stock · Derivative | 25,000 | $0.00 Strike: $0.45 | $0.00 |
DisclosureSEC source: 0001062993-16-012685 · form4.xml · derivative · entry 1 Perlis Morris · CIK 0001329710 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,000 Underlying: Common stock · 25,000 shares Expires 2026-12-09 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 00:31 UTC |
SHIMER SAMUEL LDirector
|
GrantOption to purchase common stock · Derivative | 25,000 | $0.00 Strike: $0.45 | $0.00 |
DisclosureSEC source: 0001062993-16-012683 · form4.xml · derivative · entry 1 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Underlying: Common stock · 25,000 shares Expires 2026-12-09 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 00:31 UTC |
RYAN JAMES BRENDANDirector
|
GrantOption to purchase common stock · Derivative | 25,000 | $0.00 Strike: $0.45 | $0.00 |
DisclosureSEC source: 0001062993-16-012682 · form4.xml · derivative · entry 1 RYAN JAMES BRENDAN · CIK 0001528107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common stock · 25,000 shares Expires 2026-12-09 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 00:30 UTC |
SILBER ALLAN CDirector
|
GrantOption to purchase common stock · Derivative | 25,000 | $0.00 Strike: $0.45 | $0.00 |
DisclosureSEC source: 0001062993-16-012681 · form4.xml · derivative · entry 1 SILBER ALLAN C · CIK 0001009161 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,000 Underlying: Common stock · 25,000 shares Expires 2026-12-09 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 00:28 UTC |
MANN KENNETH WILLIAMSnr Managing Director, EP
|
GrantOption to purchase common stock · Derivative | 300,000 | $0.00 Strike: $0.45 | $0.00 |
DisclosureSEC source: 0001062993-16-012676 · form4.xml · derivative · entry 1 MANN KENNETH WILLIAM · CIK 0001571379 · Snr Managing Director, EP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 650,000 Underlying: Common Stock · 300,000 shares Expires 2026-12-09 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 22:15 UTC |
DOVE ROSSDirector · CEO
|
GrantOption to purchase common stock · Derivative | 325,000 | $0.00 Strike: $0.45 | $0.00 |
DisclosureSEC source: 0001062993-16-012674 · form4.xml · derivative · entry 1 DOVE ROSS · CIK 0001245119 · Director · CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 637,500 Underlying: Common Stock · 325,000 shares Expires 2026-12-09 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 22:14 UTC |
Sklar James EdwardEVP, Gen Counsel & Secretary
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GrantOption to purchase common stock · Derivative | 180,000 | $0.00 Strike: $0.45 | $0.00 |
DisclosureSEC source: 0001062993-16-012672 · form4.xml · derivative · entry 1 Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,000 Underlying: Common Stock · 180,000 shares Expires 2026-12-09 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.