HGBL

SEC source: 0001193125-26-412204 · ownership.xml · nonDerivative · entry 1

Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 252,391

F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.26 to $1.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001193125-26-407272 · ownership.xml · nonDerivative · entry 1

DOVE ROSS · CIK 0001245119 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,021,917

F1 · kind: The reported shares were sold in a privately negotiated transaction to Inductive Capital LP, an entity controlled by William L. Burnham, a director of the Issuer, at a price of $1.33 per share, pursuant to a Common Stock Purchase Agreement dated 9-25-26. The transaction was not effected on a securities exchange or through a broker. Transfer of the shares into the name of Inductive Capital LP is expected to be completed following the transaction date through the Issuer's transfer agent.

F2 · price: The $1.33 per-share price equaled the Nasdaq closing price on 9/24/2026.

SEC source: 0001193125-26-407271 · ownership.xml · nonDerivative · entry 2

Burnham William L · CIK 0001248150 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Inductive Capital LP

Disclosed balance after: 300,000

F1 · kind: The reported shares were purchased by Inductive Capital LP in a privately negotiated transaction from Ross Dove, Chief Executive Officer and a director of the Issuer, at a price of $1.33 per share, pursuant to a Common Stock Purchase Agreement dated 9-25-26. The transaction was not effected on a securities exchange or through a broker. Transfer of the shares into the name of Inductive Capital LP is expected to be completed following the transaction date through the Issuer's transfer agent.

F2 · price: The $1.33 per-share price equaled the Nasdaq closing price on 9/24/2026.

F3 · ownership.nature: The shares are held directly by Inductive Capital LP. Inductive Holdings, LLC is the general partner of Inductive Capital LP, and the reporting person is the managing member of Inductive Holdings, LLC. The reporting person may therefore be deemed to beneficially own the shares held by Inductive Capital LP. The reporting person disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001193125-26-380140 · ownership.xml · nonDerivative · entry 1

Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 254,891

F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.26 to $1.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001193125-26-359359 · ownership.xml · nonDerivative · entry 1

COBB BRIAN J. · CIK 0001854033 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 245,353

SEC source: 0001193125-26-354151 · ownership.xml · nonDerivative · entry 1

Hounsell Bruce Kenneth · CIK 0002109866 · President, Heritage DebtX LLC

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

SEC source: 0001193125-26-353994 · ownership.xml · nonDerivative · entry 1

Dove Nicholas Kirk · CIK 0001826542 · President, Industrial Assets

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 186,000

SEC source: 0001193125-26-240757 · ownership.xml · nonDerivative · entry 1

Dove Nicholas Kirk · CIK 0001826542 · President, Industrial Assets

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,000

SEC source: 0001193125-26-229230 · ownership.xml · derivative · entry 3

Ludwig Thomas Van · CIK 0002124450 · President, NLEX

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,000

Underlying: Common Stock · 31,875 shares

Expires 2029-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options were granted 6/1/2019 and vested 25% annually beginning on the first anniversary of the grant date.

SEC source: 0001193125-26-229230 · ownership.xml · nonDerivative · entry 2

Ludwig Thomas Van · CIK 0002124450 · President, NLEX

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 222,608

SEC source: 0001193125-26-229230 · ownership.xml · nonDerivative · entry 1

Ludwig Thomas Van · CIK 0002124450 · President, NLEX

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,527

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001193125-26-214439 · ownership.xml · nonDerivative · entry 1

Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 257,391

F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.31 to $1.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001193125-26-140013 · ownership.xml · nonDerivative · entry 1

Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 261,125

F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.31 to $1.37, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001193125-26-126171 · ownership.xml · nonDerivative · entry 1

SHIMER SAMUEL L · CIK 0001281105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 352,500

F1 · shares: These shares are restricted and will vest quarterly with 25% vesting on June 5, 2026; 25% vesting on September 5, 2026; 25% vesting on December 5, 2026; and 25% vesting on March 5, 2027

SEC source: 0001193125-26-126169 · ownership.xml · nonDerivative · entry 1

Sinsley Barbara A · CIK 0001821535 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 101,300

F1 · shares: These shares are restricted and will vest quarterly with 25% vesting on June 5, 2026; 25% vesting on September 5, 2026; 25% vesting on December 5, 2026; and 25% vesting on March 5, 2027

SEC source: 0001193125-26-126170 · ownership.xml · nonDerivative · entry 1

Hexner Michael · CIK 0001693277 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,104

F1 · shares: These shares are restricted and will vest quarterly with 25% vesting on June 5, 2026; 25% vesting on September 5, 2026; 25% vesting on December 5, 2026; and 25% vesting on March 5, 2027

SEC source: 0001193125-26-126168 · ownership.xml · nonDerivative · entry 1

Burnham William L · CIK 0001248150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,000

F1 · shares: These shares are restricted and will vest quarterly with 25% vesting on June 5, 2026; 25% vesting on September 5, 2026; 25% vesting on December 5, 2026; and 25% vesting on March 5, 2027

SEC source: 0001193125-26-127914 · ownership.xml · nonDerivative · entry 1

Sharpe Kelly S · CIK 0001844350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,800

F1 · shares: These shares are restricted and will vest quarterly with 25% vesting on June 5, 2026; 25% vesting on September 5, 2026; 25% vesting on December 5, 2026; and 25% vesting on March 5, 2027

SEC source: 0001193125-26-088643 · ownership.xml · nonDerivative · entry 1

Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 264,859

F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.26 to $1.33, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001193125-26-035445 · ownership.xml · nonDerivative · entry 1

Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 268,593

F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.35 to $1.41, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001193125-26-002346 · ownership.xml · nonDerivative · entry 1

Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 272,327

F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.22 to $1.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001193125-25-305226 · ownership.xml · nonDerivative · entry 1

Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 276,061

F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.30 to $1.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001193125-25-264602 · ownership.xml · nonDerivative · entry 1

Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 279,795

F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.41 to $1.46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0001193125-25-228262 · ownership.xml · nonDerivative · entry 1

Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 283,529

F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.61 to $1.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0000950170-25-045184 · ownership.xml · nonDerivative · entry 1

COBB BRIAN J. · CIK 0001854033 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,353

F1 · shares: Shares withheld by Heritage Global Inc. to satisfy tax withholding on restricted stock

SEC source: 0000950170-25-045183 · ownership.xml · nonDerivative · entry 1

Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 290,997

F1 · shares: Shares withheld by Heritage Global Inc. to satisfy tax withholding on restricted stock

SEC source: 0000950170-25-045182 · ownership.xml · nonDerivative · entry 1

DOVE ROSS · CIK 0001245119 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,321,917

F1 · shares: Shares withheld by Heritage Global Inc. to satisfy tax withholding on restricted stock

SEC source: 0000950170-25-037887 · ownership.xml · nonDerivative · entry 1

Ludwig David Van · CIK 0001628293 · Director · President of subsidiary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 900,479

F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.91 to $2.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0000950170-25-035778 · ownership.xml · nonDerivative · entry 1

Ludwig David Van · CIK 0001628293 · Director · President of subsidiary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 907,479

F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.03 to $2.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0000950170-25-036559 · ownership.xml · nonDerivative · entry 1

Sharpe Kelly S · CIK 0001844350 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,800

F1 · shares: These shares are restricted and will vest quarterly with 25% vesting on June 6, 2025; 25% vesting on September 6, 2025; 25% vesting on December 6, 2025; and 25% vesting on March 6, 2026

SEC source: 0000950170-25-036407 · ownership.xml · nonDerivative · entry 1

SHIMER SAMUEL L · CIK 0001281105 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 332,500

F1 · shares: These shares are restricted and will vest quarterly with 25% vesting on June 6, 2025; 25% vesting on September 6, 2025; 25% vesting on December 6, 2025; and 25% vesting on March 6, 2026

SEC source: 0000950170-25-036375 · ownership.xml · nonDerivative · entry 1

Hexner Michael · CIK 0001693277 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,104

F1 · shares: These shares are restricted and will vest quarterly with 25% vesting on June 6, 2025; 25% vesting on September 6, 2025; 25% vesting on December 6, 2025; and 25% vesting on March 6, 2026

SEC source: 0000950170-25-036233 · ownership.xml · nonDerivative · entry 1

Burnham William L · CIK 0001248150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,000

F1 · shares: These shares are restricted and will vest quarterly with 25% vesting on June 6, 2025; 25% vesting on September 6, 2025; 25% vesting on December 6, 2025; and 25% vesting on March 6, 2026

SEC source: 0000950170-25-036232 · ownership.xml · nonDerivative · entry 1

Sinsley Barbara A · CIK 0001821535 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,300

F1 · shares: These shares are restricted and will vest quarterly with 25% vesting on June 6, 2025; 25% vesting on September 6, 2025; 25% vesting on December 6, 2025; and 25% vesting on March 6, 2026

SEC source: 0000950170-25-036231 · ownership.xml · nonDerivative · entry 1

Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,724

F1 · shares: These shares are restricted and will vest in full on March 6, 2026.

SEC source: 0000950170-25-036230 · ownership.xml · nonDerivative · entry 1

DOVE ROSS · CIK 0001245119 · Director · CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,347,011

F1 · shares: These shares are restricted and will vest in full on March 6, 2026.

SEC source: 0000950170-25-036229 · ownership.xml · nonDerivative · entry 1

COBB BRIAN J. · CIK 0001854033 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,761

F1 · shares: These shares are restricted and will vest in full on March 6, 2026.

SEC source: 0000950170-25-033500 · ownership.xml · nonDerivative · entry 1

Ludwig David Van · CIK 0001628293 · Director · President of subsidiary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 917,479

F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.01 to $2.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0000950170-25-028643 · ownership.xml · nonDerivative · entry 1

Ludwig David Van · CIK 0001628293 · Director · President of subsidiary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 927,479

F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0000950170-25-024112 · ownership.xml · nonDerivative · entry 1

Ludwig David Van · CIK 0001628293 · Director · President of subsidiary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 937,479

F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.21 to $2.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0000950170-25-020068 · ownership.xml · nonDerivative · entry 1

Ludwig David Van · CIK 0001628293 · Director · President of subsidiary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 947,479

F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.20 to $2.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0000950170-25-010876 · ownership.xml · nonDerivative · entry 1

Ludwig David Van · CIK 0001628293 · Director · President of subsidiary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 957,479

F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.07 to $2.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0000950170-25-006181 · ownership.xml · nonDerivative · entry 1

Ludwig David Van · CIK 0001628293 · Director · President of subsidiary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 967,479

F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.04 to $2.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0000950170-25-004616 · ownership.xml · nonDerivative · entry 1

Ludwig David Van · CIK 0001628293 · Director · President of subsidiary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 977,479

F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.95 to $2.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0000950170-25-001094 · ownership.xml · nonDerivative · entry 1

COBB BRIAN J. · CIK 0001854033 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,913

F1 · shares: These shares are restricted and vest 25% annually until December 31, 2028

SEC source: 0000950170-24-138954 · ownership.xml · nonDerivative · entry 1

Ludwig David Van · CIK 0001628293 · Director · President of subsidiary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 987,479

F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0000950170-24-133889 · ownership.xml · nonDerivative · entry 1

Ludwig David Van · CIK 0001628293 · Director · President of subsidiary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 997,479

F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0000950170-24-133329 · ownership.xml · nonDerivative · entry 1

Ludwig David Van · CIK 0001628293 · Director · President of subsidiary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,007,479

F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0000950170-24-130473 · ownership.xml · nonDerivative · entry 1

Ludwig David Van · CIK 0001628293 · Director · President of subsidiary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,017,479

F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.61 to $1.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.

SEC source: 0000950170-24-129301 · ownership.xml · nonDerivative · entry 1

Ludwig David Van · CIK 0001628293 · Director · President of subsidiary

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,027,479

F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.60 to $1.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.