Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Heritage Global Inc.HGBL · Entity 256 | Director | March 05, 2026 | March 26, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Heritage Global Inc.
Report date March 05, 2026 · Filed March 26, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 352,500 |
Reported balance
After 2026-03-05 transaction · row 1
1 source rowRow 1 · 2026-03-05 · Grant · Acquired 20,000 · Balance 352,500 F1: These shares are restricted and will vest quarterly with 25% vesting on June 5, 2026; 25% vesting on September 5, 2026; 25% vesting on December 5, 2026; and 25% vesting on March 5, 2027 |
Filing footnotes · ownership attribution and instrument terms
F1: These shares are restricted and will vest quarterly with 25% vesting on June 5, 2026; 25% vesting on September 5, 2026; 25% vesting on December 5, 2026; and 25% vesting on March 5, 2027
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2026 Filed Mar 26, 2026 20:00 UTC | Heritage Global Inc. HGBL · Entity 256 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001193125-26-126171 · ownership.xml · nonDerivative · entry 1 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 352,500 F1 · shares: These shares are restricted and will vest quarterly with 25% vesting on June 5, 2026; 25% vesting on September 5, 2026; 25% vesting on December 5, 2026; and 25% vesting on March 5, 2027 Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 20:41 UTC | Heritage Global Inc. HGBL · Entity 256 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-036407 · ownership.xml · nonDerivative · entry 1 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 332,500 F1 · shares: These shares are restricted and will vest quarterly with 25% vesting on June 6, 2025; 25% vesting on September 6, 2025; 25% vesting on December 6, 2025; and 25% vesting on March 6, 2026 Read SEC document |
| March 07, 2024 Filed Mar 11, 2024 20:30 UTC | Heritage Global Inc. HGBL · Entity 256 | GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-029333 · ownership.xml · nonDerivative · entry 1 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 312,500 F1 · shares: These shares are restricted and will vest in full on March 7, 2025. Read SEC document |
| September 13, 2023 Filed Sep 14, 2023 16:37 UTC | Heritage Global Inc. HGBL · Entity 256 | PurchaseCommon Stock | 10,000 | $2.95 | $29,500.00 |
DisclosureSEC source: 0001209191-23-049397 · doc4.xml · nonDerivative · entry 1 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 297,500 Read SEC document |
| August 14, 2023 Filed Aug 15, 2023 14:08 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionOption to purchase common stock · Derivative | 2,500 | $0.53 Strike: $0.53 | $1,325.00 |
DisclosureSEC source: 0001209191-23-045772 · doc4.xml · derivative · entry 4 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2029-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options were granted 3/29/2019 and vested 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| August 14, 2023 Filed Aug 15, 2023 14:08 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionOption to purchase common stock · Derivative | 2,500 | $0.83 Strike: $0.83 | $2,075.00 |
DisclosureSEC source: 0001209191-23-045772 · doc4.xml · derivative · entry 3 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2030-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted 3/31/2020 and vested 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| August 14, 2023 Filed Aug 15, 2023 14:08 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionCommon Stock | 2,500 | $0.53 | $1,325.00 |
DisclosureSEC source: 0001209191-23-045772 · doc4.xml · nonDerivative · entry 2 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 285,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2023 Filed Aug 15, 2023 14:08 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionCommon Stock | 2,500 | $0.83 | $2,075.00 |
DisclosureSEC source: 0001209191-23-045772 · doc4.xml · nonDerivative · entry 1 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 287,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2023 Filed Apr 3, 2023 17:56 UTC | Heritage Global Inc. HGBL · Entity 256 | GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-022064 · doc4.xml · nonDerivative · entry 1 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 282,500 F1 · shares: These shares are restricted and will vest in full on March 31, 2024 Read SEC document |
| August 03, 2022 Filed Aug 5, 2022 13:44 UTC | Heritage Global Inc. HGBL · Entity 256 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-044480 · doc4.xml · nonDerivative · entry 2 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,500 F2 · price: These shares were granted with a time vesting term that was completed prior to the date of grant, due to the delay in the Company's ability to grant these shares. Read SEC document |
| August 03, 2022 Filed Aug 5, 2022 13:44 UTC | Heritage Global Inc. HGBL · Entity 256 | GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-044480 · doc4.xml · nonDerivative · entry 1 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 267,500 F1 · price: These shares are restricted stock and will vest in full on March 31, 2023 Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 21:44 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.24 | $0.00 |
DisclosureSEC source: 0001209191-22-043410 · doc4.xml · derivative · entry 12 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2026-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: Options were granted 3/31/2016 and vested 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 21:44 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionOption to purchase common stock · Derivative | 25,000 | $0.00 Strike: $0.45 | $0.00 |
DisclosureSEC source: 0001209191-22-043410 · doc4.xml · derivative · entry 11 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2026-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Options were granted 12/9/2016 and vested 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 21:44 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.48 | $0.00 |
DisclosureSEC source: 0001209191-22-043410 · doc4.xml · derivative · entry 10 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2027-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Options were granted 3/31/2017 and vested 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 21:44 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0001209191-22-043410 · doc4.xml · derivative · entry 9 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2028-03-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Options were granted 3/30/2018 and vested 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 21:44 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionOption to purchase common stock · Derivative | 7,500 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001209191-22-043410 · doc4.xml · derivative · entry 8 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 7,500 shares Expires 2029-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Options were granted 3/29/2019 and vested 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 21:44 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionOption to purchase common stock · Derivative | 5,000 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001209191-22-043410 · doc4.xml · derivative · entry 7 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 5,000 shares Expires 2030-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted 3/31/2020 and vested 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 21:44 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionCommon Stock | 10,000 | $0.24 | $2,400.00 |
DisclosureSEC source: 0001209191-22-043410 · doc4.xml · nonDerivative · entry 6 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 21:44 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionCommon Stock | 25,000 | $0.45 | $11,250.00 |
DisclosureSEC source: 0001209191-22-043410 · doc4.xml · nonDerivative · entry 5 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 21:44 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionCommon Stock | 10,000 | $0.48 | $4,800.00 |
DisclosureSEC source: 0001209191-22-043410 · doc4.xml · nonDerivative · entry 4 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 220,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 21:44 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionCommon Stock | 10,000 | $0.40 | $4,000.00 |
DisclosureSEC source: 0001209191-22-043410 · doc4.xml · nonDerivative · entry 3 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 21:44 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionCommon Stock | 7,500 | $0.53 | $3,975.00 |
DisclosureSEC source: 0001209191-22-043410 · doc4.xml · nonDerivative · entry 2 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 26, 2022 Filed Jul 28, 2022 21:44 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionCommon Stock | 5,000 | $0.83 | $4,150.00 |
DisclosureSEC source: 0001209191-22-043410 · doc4.xml · nonDerivative · entry 1 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 27, 2022 Filed May 27, 2022 18:38 UTC | Heritage Global Inc. HGBL · Entity 256 | PurchaseCommon Stock | 20,000 | $1.19 | $23,800.00 |
DisclosureSEC source: 0001209191-22-032462 · doc4.xml · nonDerivative · entry 1 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,000 Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 19:32 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.42 | $0.00 |
DisclosureSEC source: 0001209191-22-020745 · doc4.xml · derivative · entry 2 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2022-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted 3/31/2015 and vested 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 21, 2022 Filed Mar 23, 2022 19:32 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionCommon Stock | 10,000 | $0.42 | $4,200.00 |
DisclosureSEC source: 0001209191-22-020745 · doc4.xml · nonDerivative · entry 1 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 30, 2021 Filed Nov 30, 2021 23:07 UTC | Heritage Global Inc. HGBL · Entity 256 | PurchaseCommon Stock | 8,800 | $1.51 | $13,288.00 |
DisclosureSEC source: 0001209191-21-067185 · doc4.xml · nonDerivative · entry 1 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,000 Read SEC document |
| November 26, 2021 Filed Nov 29, 2021 15:32 UTC | Heritage Global Inc. HGBL · Entity 256 | PurchaseCommon Stock | 1,200 | $1.59 | $1,908.00 |
DisclosureSEC source: 0001209191-21-066951 · doc4.xml · nonDerivative · entry 1 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,200 Read SEC document |
| November 12, 2021 Filed Nov 12, 2021 23:15 UTC | Heritage Global Inc. HGBL · Entity 256 | PurchaseCommon Stock | 11,611 | $1.59 | $18,461.49 |
DisclosureSEC source: 0001209191-21-064327 · doc4.xml · nonDerivative · entry 1 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,000 Read SEC document |
| March 31, 2021 Filed Apr 1, 2021 21:38 UTC | Heritage Global Inc. HGBL · Entity 256 | GrantOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $2.85 | $0.00 |
DisclosureSEC source: 0001209191-21-024189 · doc4.xml · derivative · entry 1 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2031-03-31 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 14:58 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001209191-21-023712 · doc4.xml · derivative · entry 2 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2021-03-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted 3/31/2014 and vested 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 29, 2021 Filed Mar 31, 2021 14:58 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionCommon Stock | 10,000 | $0.69 | $6,900.00 |
DisclosureSEC source: 0001209191-21-023712 · doc4.xml · nonDerivative · entry 1 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 31, 2020 Filed Apr 7, 2020 01:38 UTC | Heritage Global Inc. HGBL · Entity 256 | GrantOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001209191-20-023690 · doc4.xml · derivative · entry 1 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2030-03-31 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 14:45 UTC | Heritage Global Inc. HGBL · Entity 256 | GrantOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001209191-19-022155 · doc4.xml · derivative · entry 1 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2029-03-29 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 31, 2018 Filed Apr 3, 2018 00:30 UTC | Heritage Global Inc. HGBL · Entity 256 | OtherOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.92 | $0.00 |
DisclosureSEC source: 0001062993-18-001467 · form4.xml · derivative · entry 2 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Underlying: Common stock · 10,000 shares Expires 2018-03-31 Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 00:30 UTC | Heritage Global Inc. HGBL · Entity 256 | GrantOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0001062993-18-001467 · form4.xml · derivative · entry 1 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,000 Underlying: Common stock · 10,000 shares Expires 2028-03-30 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 22:38 UTC | Heritage Global Inc. HGBL · Entity 256 | GrantOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.48 | $0.00 |
DisclosureSEC source: 0001062993-17-001719 · form4.xml · derivative · entry 1 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Underlying: Common stock · 10,000 shares Expires 2027-03-31 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 15:42 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.08 | $0.00 |
DisclosureSEC source: 0001062993-17-001559 · form4.xml · derivative · entry 2 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,000 Underlying: Common stock · 10,000 shares Expires 2017-03-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted 3/31/2010 and vested 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 28, 2017 Filed Mar 30, 2017 15:42 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionCommon Stock | 10,000 | $0.08 | $800.00 |
DisclosureSEC source: 0001062993-17-001559 · form4.xml · nonDerivative · entry 1 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2016 Filed Dec 13, 2016 00:31 UTC | Heritage Global Inc. HGBL · Entity 256 | GrantOption to purchase common stock · Derivative | 25,000 | $0.00 Strike: $0.45 | $0.00 |
DisclosureSEC source: 0001062993-16-012683 · form4.xml · derivative · entry 1 SHIMER SAMUEL L · CIK 0001281105 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,000 Underlying: Common stock · 25,000 shares Expires 2026-12-09 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.