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person · Reporting owner

DOVE KIRK

Disclosed activity across 1 company

Tapewire entity
162360
SEC CIK
0001544174

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Heritage Global Inc.HGBL · Entity 256President and COONovember 08, 2018November 19, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Heritage Global Inc.

Report date November 08, 2018 · Filed November 19, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectRelated Person1,093,200 Reported balance After 2018-11-08 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2018-11-08 · Grant · Acquired 10,000 · Balance 1,093,200

F1: Includes 577,500 shares of Common Stock, which are held of record by the Dove Family Trust and 505,700 shares of Common Stock previously acquired by the reporting person, which are held directly by Mr. Dove.

F2: 10,000 shares of Common Stock were purchased by an immediate family member of Kirk Dove.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 577,500 shares of Common Stock, which are held of record by the Dove Family Trust and 505,700 shares of Common Stock previously acquired by the reporting person, which are held directly by Mr. Dove.

F2: 10,000 shares of Common Stock were purchased by an immediate family member of Kirk Dove.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 08, 2018 Filed Nov 19, 2018 18:01 UTC Heritage Global Inc. HGBL · Entity 256 GrantCommon Stock 10,000 $0.48 $4,800.00
Disclosure

SEC source: 0001062993-18-004745 · form4.xml · nonDerivative · entry 1

DOVE KIRK · CIK 0001544174 · President and COO

10b5-1 filing: Not disclosed

Ownership: Indirect · Related Person

Disclosed balance after: 1,093,200

F1 · balance_after: Includes 577,500 shares of Common Stock, which are held of record by the Dove Family Trust and 505,700 shares of Common Stock previously acquired by the reporting person, which are held directly by Mr. Dove.

F2 · ownership.nature: 10,000 shares of Common Stock were purchased by an immediate family member of Kirk Dove.

Read SEC document
December 09, 2016 Filed Dec 12, 2016 22:09 UTC Heritage Global Inc. HGBL · Entity 256 GrantOption to purchase common stock · Derivative 325,000 $0.00 Strike: $0.45 $0.00
Disclosure

SEC source: 0001062993-16-012669 · form4.xml · derivative · entry 1

DOVE KIRK · CIK 0001544174 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 637,500

Underlying: Common Stock · 325,000 shares

Expires 2026-12-09

F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.