Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Heritage Global Inc.HGBL · Entity 256 | Director | March 31, 2020 | April 06, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Heritage Global Inc.
Report date March 31, 2020 · Filed April 06, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Option to purchase common stockSEC Table II · derivative / convertible security · Conversion / exercise price $0.83 · Expires 2030-03-31 | Direct | 10,000 |
Reported balance
After 2020-03-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-03-31 · Grant · Acquired 10,000 · Balance 10,000 F1: Options vest 25% annually beginning on the first anniversary of the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Options vest 25% annually beginning on the first anniversary of the grant date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2020 Filed Apr 6, 2020 23:10 UTC | Heritage Global Inc. HGBL · Entity 256 | GrantOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001209191-20-023662 · doc4.xml · derivative · entry 1 DEMOSS EMMETT · CIK 0001467767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2030-03-31 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 14:42 UTC | Heritage Global Inc. HGBL · Entity 256 | GrantOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.53 | $0.00 |
DisclosureSEC source: 0001209191-19-022153 · doc4.xml · derivative · entry 1 DEMOSS EMMETT · CIK 0001467767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2029-03-29 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 18, 2019 Filed Mar 21, 2019 21:49 UTC | Heritage Global Inc. HGBL · Entity 256 | PurchaseCommon Stock | 5,000 | $0.50 | $2,500.00 |
DisclosureSEC source: 0001209191-19-020823 · doc4.xml · nonDerivative · entry 1 DEMOSS EMMETT · CIK 0001467767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Read SEC document |
| December 21, 2018 Filed Feb 14, 2019 16:51 UTC | Heritage Global Inc. HGBL · Entity 256 | PurchaseCommon Stock | 2,500 | $0.45 | $1,125.00 |
DisclosureSEC source: 0001209191-19-010005 · doc5.xml · nonDerivative · entry 1 DEMOSS EMMETT · CIK 0001467767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| December 21, 2018 Filed Mar 21, 2019 21:46 UTC Amendment | Heritage Global Inc. HGBL · Entity 256 | OtherCommon Stock | 2,500 | $0.45 | $1,125.00 |
DisclosureSEC source: 0001209191-19-020819 · doc5a.xml · nonDerivative · entry 1 DEMOSS EMMETT · CIK 0001467767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| September 04, 2018 Filed Feb 14, 2019 16:51 UTC | Heritage Global Inc. HGBL · Entity 256 | PurchaseCommon Stock | 2,000 | $0.49 | $980.00 |
DisclosureSEC source: 0001209191-19-010005 · doc5.xml · nonDerivative · entry 2 DEMOSS EMMETT · CIK 0001467767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| September 04, 2018 Filed Mar 21, 2019 21:46 UTC Amendment | Heritage Global Inc. HGBL · Entity 256 | OtherCommon Stock | 2,000 | $0.49 | $980.00 |
DisclosureSEC source: 0001209191-19-020819 · doc5a.xml · nonDerivative · entry 2 DEMOSS EMMETT · CIK 0001467767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Read SEC document |
| March 30, 2018 Filed Apr 3, 2018 00:22 UTC | Heritage Global Inc. HGBL · Entity 256 | GrantOption to purchase common stock · Derivative | 10,000 | $0.00 Strike: $0.40 | $0.00 |
DisclosureSEC source: 0001062993-18-001457 · form4.xml · derivative · entry 1 DEMOSS EMMETT · CIK 0001467767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Underlying: Common stock · 10,000 shares Expires 2028-03-30 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 15, 2018 Filed Feb 14, 2019 16:51 UTC | Heritage Global Inc. HGBL · Entity 256 | PurchaseCommon Stock | 10,192 | $0.43 | $4,382.56 |
DisclosureSEC source: 0001209191-19-010005 · doc5.xml · nonDerivative · entry 6 DEMOSS EMMETT · CIK 0001467767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| March 15, 2018 Filed Feb 14, 2019 16:51 UTC | Heritage Global Inc. HGBL · Entity 256 | PurchaseCommon Stock | 2,500 | $0.43 | $1,075.00 |
DisclosureSEC source: 0001209191-19-010005 · doc5.xml · nonDerivative · entry 5 DEMOSS EMMETT · CIK 0001467767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| March 15, 2018 Filed Feb 14, 2019 16:51 UTC | Heritage Global Inc. HGBL · Entity 256 | PurchaseCommon Stock | 2,500 | $0.44 | $1,100.00 |
DisclosureSEC source: 0001209191-19-010005 · doc5.xml · nonDerivative · entry 4 DEMOSS EMMETT · CIK 0001467767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| March 15, 2018 Filed Feb 14, 2019 16:51 UTC | Heritage Global Inc. HGBL · Entity 256 | PurchaseCommon Stock | 4,808 | $0.44 | $2,115.52 |
DisclosureSEC source: 0001209191-19-010005 · doc5.xml · nonDerivative · entry 3 DEMOSS EMMETT · CIK 0001467767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| March 15, 2018 Filed Mar 21, 2019 21:46 UTC Amendment | Heritage Global Inc. HGBL · Entity 256 | OtherCommon Stock | 10,192 | $0.43 | $4,382.56 |
DisclosureSEC source: 0001209191-19-020819 · doc5a.xml · nonDerivative · entry 6 DEMOSS EMMETT · CIK 0001467767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,692 Read SEC document |
| March 15, 2018 Filed Mar 21, 2019 21:46 UTC Amendment | Heritage Global Inc. HGBL · Entity 256 | OtherCommon Stock | 2,500 | $0.43 | $1,075.00 |
DisclosureSEC source: 0001209191-19-020819 · doc5a.xml · nonDerivative · entry 5 DEMOSS EMMETT · CIK 0001467767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,192 Read SEC document |
| March 15, 2018 Filed Mar 21, 2019 21:46 UTC Amendment | Heritage Global Inc. HGBL · Entity 256 | OtherCommon Stock | 2,500 | $0.44 | $1,100.00 |
DisclosureSEC source: 0001209191-19-020819 · doc5a.xml · nonDerivative · entry 4 DEMOSS EMMETT · CIK 0001467767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,692 Read SEC document |
| March 15, 2018 Filed Mar 21, 2019 21:46 UTC Amendment | Heritage Global Inc. HGBL · Entity 256 | OtherCommon Stock | 4,808 | $0.44 | $2,115.52 |
DisclosureSEC source: 0001209191-19-020819 · doc5a.xml · nonDerivative · entry 3 DEMOSS EMMETT · CIK 0001467767 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,500 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.