Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Heritage Global Inc.HGBL · Entity 256 | CFO | March 18, 2020 | March 18, 2020 |
| Marygold Companies, Inc.MGLD · Entity 7257 | Chief Accounting Officer | October 31, 2023 | November 08, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Heritage Global Inc.
Report date March 18, 2020 · Filed March 18, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 407,360 |
Reported balance
After 2020-03-18 transaction · row 1
1 source rowRow 1 · 2020-03-18 · Purchase · Acquired 1,000 · Balance 407,360 |
Marygold Companies, Inc.
Report date October 31, 2023 · Filed November 08, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2023-10-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 18, 2020 Filed Mar 18, 2020 17:03 UTC | Heritage Global Inc. HGBL · Entity 256 | PurchaseCommon Stock | 1,000 | $0.69 | $692.00 |
DisclosureSEC source: 0001209191-20-019949 · doc4.xml · nonDerivative · entry 1 West Scott Allen · CIK 0001607848 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,360 Read SEC document |
| September 17, 2019 Filed Sep 17, 2019 20:25 UTC | Heritage Global Inc. HGBL · Entity 256 | PurchaseCommon Stock | 3,882 | $0.73 | $2,814.45 |
DisclosureSEC source: 0001209191-19-049842 · doc4.xml · nonDerivative · entry 1 West Scott Allen · CIK 0001607848 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 406,360 Read SEC document |
| March 29, 2018 Filed Mar 30, 2018 22:47 UTC | Heritage Global Inc. HGBL · Entity 256 | PurchaseCommon stock | 41,005 | $0.39 | $15,991.95 |
DisclosureSEC source: 0001062993-18-001435 · form4.xml · nonDerivative · entry 1 West Scott Allen · CIK 0001607848 · CFO, Heritage Global Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,478 Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 13:15 UTC | Heritage Global Inc. HGBL · Entity 256 | PurchaseCommon stock | 28,073 | $0.35 | $9,853.62 |
DisclosureSEC source: 0001062993-18-001334 · form4.xml · nonDerivative · entry 1 West Scott Allen · CIK 0001607848 · CFO, Heritage Global Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 361,473 Read SEC document |
| March 21, 2018 Filed Mar 22, 2018 10:53 UTC | Heritage Global Inc. HGBL · Entity 256 | PurchaseCommon stock | 68,500 | $0.36 | $24,317.50 |
DisclosureSEC source: 0001062993-18-001302 · form4.xml · nonDerivative · entry 1 West Scott Allen · CIK 0001607848 · CFO, Heritage Global Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,400 Read SEC document |
| May 10, 2017 Filed May 11, 2017 23:27 UTC | Heritage Global Inc. HGBL · Entity 256 | PurchaseCommon stock | 24,950 | $0.34 | $8,433.10 |
DisclosureSEC source: 0001062993-17-002385 · form4.xml · nonDerivative · entry 1 West Scott Allen · CIK 0001607848 · CFO, Heritage Global Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,900 Read SEC document |
| December 22, 2016 Filed Dec 22, 2016 23:47 UTC | Heritage Global Inc. HGBL · Entity 256 | PurchaseCommon stock | 7,500 | $0.27 | $2,025.00 |
DisclosureSEC source: 0001062993-16-012811 · form4.xml · nonDerivative · entry 1 West Scott Allen · CIK 0001607848 · CFO, Heritage Global Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 239,950 Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 22:11 UTC | Heritage Global Inc. HGBL · Entity 256 | GrantOption to purchase common stock · Derivative | 180,000 | $0.00 Strike: $0.45 | $0.00 |
DisclosureSEC source: 0001062993-16-012670 · form4.xml · derivative · entry 1 West Scott Allen · CIK 0001607848 · CFO, Heritage Global Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 230,000 Underlying: Common Stock · 180,000 shares Expires 2026-12-09 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| December 01, 2016 Filed Dec 1, 2016 21:44 UTC | Heritage Global Inc. HGBL · Entity 256 | PurchaseCommon stock | 12,450 | $0.23 | $2,863.50 |
DisclosureSEC source: 0001062993-16-012582 · form4.xml · nonDerivative · entry 1 West Scott Allen · CIK 0001607848 · CFO, Heritage Global Inc. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,450 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.