Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Heritage Global Inc.HGBL · Entity 256 | Director · President of subsidiary | November 19, 2024 | March 28, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Heritage Global Inc.
Report date November 19, 2024 · Filed March 28, 2025 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,029,304 |
Reported balance
After 2024-11-19 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2024-11-19 · Sale · Disposed 10,000 · Balance 1,029,304 F1: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.60 to $1.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F3: The original Form 4, filed on November 20, 2024 (the "Original Filing"), is being amended by this Form 4 amendment (the "Amendment") solely to correct an administrative error which underreported the amount of securities beneficially owned by the reporting person following a sale transaction that occurred on November 19, 2024 by less than 1,825 shares. As a result of this administrative error, all Form 4s filed by the reporting person after the Original Filing underreported the amount of securities beneficially owned by the reporting person by 1,825 shares. This Amendment corrects the amount of securities beneficially owned by the reporting person in the Original Filing by increasing the amount by 1,825 shares. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.60 to $1.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
F3: The original Form 4, filed on November 20, 2024 (the "Original Filing"), is being amended by this Form 4 amendment (the "Amendment") solely to correct an administrative error which underreported the amount of securities beneficially owned by the reporting person following a sale transaction that occurred on November 19, 2024 by less than 1,825 shares. As a result of this administrative error, all Form 4s filed by the reporting person after the Original Filing underreported the amount of securities beneficially owned by the reporting person by 1,825 shares. This Amendment corrects the amount of securities beneficially owned by the reporting person in the Original Filing by increasing the amount by 1,825 shares.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 11, 2025 Filed Mar 12, 2025 20:00 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 7,000 | $1.97 | $13,790.00 |
DisclosureSEC source: 0000950170-25-037887 · ownership.xml · nonDerivative · entry 1 Ludwig David Van · CIK 0001628293 · Director · President of subsidiary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 900,479 F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.91 to $2.02, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| March 06, 2025 Filed Mar 8, 2025 00:05 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 10,000 | $2.07 | $20,700.00 |
DisclosureSEC source: 0000950170-25-035778 · ownership.xml · nonDerivative · entry 1 Ludwig David Van · CIK 0001628293 · Director · President of subsidiary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 907,479 F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.03 to $2.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| March 04, 2025 Filed Mar 5, 2025 21:00 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 10,000 | $2.05 | $20,500.00 |
DisclosureSEC source: 0000950170-25-033500 · ownership.xml · nonDerivative · entry 1 Ludwig David Van · CIK 0001628293 · Director · President of subsidiary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 917,479 F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.01 to $2.09, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| February 26, 2025 Filed Feb 27, 2025 18:00 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 10,000 | $2.02 | $20,200.00 |
DisclosureSEC source: 0000950170-25-028643 · ownership.xml · nonDerivative · entry 1 Ludwig David Van · CIK 0001628293 · Director · President of subsidiary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 927,479 F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.04, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| February 19, 2025 Filed Feb 20, 2025 21:00 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 10,000 | $2.24 | $22,400.00 |
DisclosureSEC source: 0000950170-25-024112 · ownership.xml · nonDerivative · entry 1 Ludwig David Van · CIK 0001628293 · Director · President of subsidiary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 937,479 F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.21 to $2.25, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| February 12, 2025 Filed Feb 13, 2025 22:35 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 10,000 | $2.24 | $22,400.00 |
DisclosureSEC source: 0000950170-25-020068 · ownership.xml · nonDerivative · entry 1 Ludwig David Van · CIK 0001628293 · Director · President of subsidiary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 947,479 F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.20 to $2.27, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| January 29, 2025 Filed Jan 30, 2025 17:00 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 10,000 | $2.13 | $21,300.00 |
DisclosureSEC source: 0000950170-25-010876 · ownership.xml · nonDerivative · entry 1 Ludwig David Van · CIK 0001628293 · Director · President of subsidiary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 957,479 F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.07 to $2.22, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| January 15, 2025 Filed Jan 16, 2025 21:00 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 10,000 | $2.07 | $20,700.00 |
DisclosureSEC source: 0000950170-25-006181 · ownership.xml · nonDerivative · entry 1 Ludwig David Van · CIK 0001628293 · Director · President of subsidiary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 967,479 F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.04 to $2.11, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| January 08, 2025 Filed Jan 13, 2025 14:21 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 10,000 | $1.99 | $19,900.00 |
DisclosureSEC source: 0000950170-25-004616 · ownership.xml · nonDerivative · entry 1 Ludwig David Van · CIK 0001628293 · Director · President of subsidiary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 977,479 F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.95 to $2.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 18:30 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 10,000 | $1.75 | $17,500.00 |
DisclosureSEC source: 0000950170-24-138954 · ownership.xml · nonDerivative · entry 1 Ludwig David Van · CIK 0001628293 · Director · President of subsidiary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 987,479 F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.76, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| December 05, 2024 Filed Dec 6, 2024 15:19 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 10,000 | $1.76 | $17,600.00 |
DisclosureSEC source: 0000950170-24-133889 · ownership.xml · nonDerivative · entry 1 Ludwig David Van · CIK 0001628293 · Director · President of subsidiary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 997,479 F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.77, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| December 03, 2024 Filed Dec 4, 2024 21:50 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 10,000 | $1.77 | $17,700.00 |
DisclosureSEC source: 0000950170-24-133329 · ownership.xml · nonDerivative · entry 1 Ludwig David Van · CIK 0001628293 · Director · President of subsidiary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,007,479 F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.75 to $1.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| November 21, 2024 Filed Nov 25, 2024 17:43 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 10,000 | $1.63 | $16,300.00 |
DisclosureSEC source: 0000950170-24-130473 · ownership.xml · nonDerivative · entry 1 Ludwig David Van · CIK 0001628293 · Director · President of subsidiary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,017,479 F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.61 to $1.64, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| November 19, 2024 Filed Nov 20, 2024 21:24 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 10,000 | $1.61 | $16,100.00 |
DisclosureSEC source: 0000950170-24-129301 · ownership.xml · nonDerivative · entry 1 Ludwig David Van · CIK 0001628293 · Director · President of subsidiary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,027,479 F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.60 to $1.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| November 19, 2024 Filed Mar 28, 2025 20:00 UTC Amendment | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 10,000 | $1.61 | $16,100.00 |
DisclosureSEC source: 0000950170-25-046743 · ownership.xml · nonDerivative · entry 1 Ludwig David Van · CIK 0001628293 · Director · President of subsidiary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 1,029,304 F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.60 to $1.62, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. F3 · balance_after: The original Form 4, filed on November 20, 2024 (the "Original Filing"), is being amended by this Form 4 amendment (the "Amendment") solely to correct an administrative error which underreported the amount of securities beneficially owned by the reporting person following a sale transaction that occurred on November 19, 2024 by less than 1,825 shares. As a result of this administrative error, all Form 4s filed by the reporting person after the Original Filing underreported the amount of securities beneficially owned by the reporting person by 1,825 shares. This Amendment corrects the amount of securities beneficially owned by the reporting person in the Original Filing by increasing the amount by 1,825 shares. Read SEC document |
| August 15, 2023 Filed Aug 16, 2023 15:56 UTC | Heritage Global Inc. HGBL · Entity 256 | PurchaseCommon Stock | 1,825 | $3.30 | $6,022.50 |
DisclosureSEC source: 0001209191-23-045969 · doc4.xml · nonDerivative · entry 1 Ludwig David Van · CIK 0001628293 · Director · President of subsidiary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,039,304 Read SEC document |
| August 14, 2023 Filed Aug 16, 2023 15:56 UTC | Heritage Global Inc. HGBL · Entity 256 | PurchaseCommon Stock | 4,583 | $3.12 | $14,298.96 |
DisclosureSEC source: 0001209191-23-045969 · doc4.xml · nonDerivative · entry 2 Ludwig David Van · CIK 0001628293 · Director · President of subsidiary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,037,479 Read SEC document |
| March 28, 2022 Filed Mar 30, 2022 21:45 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionOption to purchase common stock · Derivative | 21,250 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001209191-22-021636 · doc4.xml · derivative · entry 3 Ludwig David Van · CIK 0001628293 · Director · President of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,250 Underlying: Common Stock · 21,250 shares Expires 2029-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted 6/1/2019 and vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 28, 2022 Filed Mar 30, 2022 21:45 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionCommon Stock | 21,250 | $0.70 | $14,875.00 |
DisclosureSEC source: 0001209191-22-021636 · doc4.xml · nonDerivative · entry 2 Ludwig David Van · CIK 0001628293 · Director · President of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,046,855 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 28, 2022 Filed Mar 30, 2022 21:45 UTC | Heritage Global Inc. HGBL · Entity 256 | Tax withholdingCommon Stock | 13,959 | $1.36 | $18,984.24 |
DisclosureSEC source: 0001209191-22-021636 · doc4.xml · nonDerivative · entry 1 Ludwig David Van · CIK 0001628293 · Director · President of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,032,896 Read SEC document |
| March 23, 2022 Filed Mar 25, 2022 14:11 UTC | Heritage Global Inc. HGBL · Entity 256 | PurchaseCommon Stock | 8,000 | $1.34 | $10,720.00 |
DisclosureSEC source: 0001209191-22-021057 · doc4.xml · nonDerivative · entry 1 Ludwig David Van · CIK 0001628293 · Director · President of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,025,605 Read SEC document |
| August 25, 2021 Filed Sep 17, 2021 15:34 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionOption to purchase common stock · Derivative | 200,000 | $0.00 Strike: $0.45 | $0.00 |
DisclosureSEC source: 0001209191-21-056552 · doc4.xml · derivative · entry 2 Ludwig David Van · CIK 0001628293 · Director · President of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2026-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted 12/9/2016 and vested 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| August 25, 2021 Filed Sep 17, 2021 15:34 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionCommon Stock | 200,000 | $0.45 | $90,000.00 |
DisclosureSEC source: 0001209191-21-056552 · doc4.xml · nonDerivative · entry 1 Ludwig David Van · CIK 0001628293 · Director · President of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,017,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 01, 2021 Filed Jun 2, 2021 16:22 UTC | Heritage Global Inc. HGBL · Entity 256 | GrantOption to purchase common stock · Derivative | 40,000 | $0.00 Strike: $2.81 | $0.00 |
DisclosureSEC source: 0001209191-21-037057 · doc4.xml · derivative · entry 1 Ludwig David Van · CIK 0001628293 · Director · President of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2031-06-01 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| June 01, 2020 Filed Jun 5, 2020 19:57 UTC | Heritage Global Inc. HGBL · Entity 256 | GrantOption to purchase common stock · Derivative | 45,000 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001209191-20-034675 · doc4.xml · derivative · entry 1 Ludwig David Van · CIK 0001628293 · President of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 45,000 shares Expires 2030-06-01 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| August 08, 2019 Filed Aug 9, 2019 15:10 UTC | Heritage Global Inc. HGBL · Entity 256 | PurchaseCommon Stock | 1,000 | $0.70 | $700.00 |
DisclosureSEC source: 0001209191-19-045274 · doc4.xml · nonDerivative · entry 3 Ludwig David Van · CIK 0001628293 · President of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 681,605 Read SEC document |
| August 08, 2019 Filed Aug 9, 2019 15:10 UTC | Heritage Global Inc. HGBL · Entity 256 | PurchaseCommon Stock | 130,000 | $0.72 | $93,600.00 |
DisclosureSEC source: 0001209191-19-045274 · doc4.xml · nonDerivative · entry 2 Ludwig David Van · CIK 0001628293 · President of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 811,605 Read SEC document |
| August 08, 2019 Filed Aug 9, 2019 15:10 UTC | Heritage Global Inc. HGBL · Entity 256 | PurchaseCommon Stock | 6,000 | $0.72 | $4,320.00 |
DisclosureSEC source: 0001209191-19-045274 · doc4.xml · nonDerivative · entry 1 Ludwig David Van · CIK 0001628293 · President of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 817,605 Read SEC document |
| May 13, 2019 Filed May 20, 2019 21:23 UTC | Heritage Global Inc. HGBL · Entity 256 | PurchaseCommon Stock | 45,000 | $0.55 | $24,750.00 |
DisclosureSEC source: 0001209191-19-031462 · doc4.xml · nonDerivative · entry 1 Ludwig David Van · CIK 0001628293 · President of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 680,605 Read SEC document |
| May 10, 2019 Filed May 20, 2019 21:23 UTC | Heritage Global Inc. HGBL · Entity 256 | PurchaseCommon Stock | 2,605 | $0.58 | $1,510.90 |
DisclosureSEC source: 0001209191-19-031462 · doc4.xml · nonDerivative · entry 2 Ludwig David Van · CIK 0001628293 · President of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 635,605 Read SEC document |
| May 08, 2019 Filed May 20, 2019 21:23 UTC | Heritage Global Inc. HGBL · Entity 256 | PurchaseCommon Stock | 40,500 | $0.58 | $23,490.00 |
DisclosureSEC source: 0001209191-19-031462 · doc4.xml · nonDerivative · entry 3 Ludwig David Van · CIK 0001628293 · President of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 633,000 Read SEC document |
| May 02, 2019 Filed Jun 5, 2020 19:57 UTC | Heritage Global Inc. HGBL · Entity 256 | GrantOption to purchase common stock · Derivative | 42,500 | $0.00 Strike: $0.70 | $0.00 |
DisclosureSEC source: 0001209191-20-034675 · doc4.xml · derivative · entry 2 Ludwig David Van · CIK 0001628293 · President of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,500 Underlying: Common Stock · 42,500 shares Expires 2029-06-01 F2 · derivative.exercise_date: Options vest 25% annually beginning on June 1, 2020. Read SEC document |
| May 03, 2018 Filed May 11, 2018 17:47 UTC | Heritage Global Inc. HGBL · Entity 256 | GrantCommon Stock | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-18-002114 · form4.xml · nonDerivative · entry 1 Ludwig David Van · CIK 0001628293 · President of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 592,500 Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 22:06 UTC | Heritage Global Inc. HGBL · Entity 256 | GrantOption to purchase common stock · Derivative | 200,000 | $0.00 Strike: $0.45 | $0.00 |
DisclosureSEC source: 0001062993-16-012666 · form4.xml · derivative · entry 1 Ludwig David Van · CIK 0001628293 · President of subsidiary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2026-12-09 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.