Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Heritage Global Inc.HGBL · Entity 256 | EVP, Gen Counsel & Secretary | October 01, 2026 | October 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Heritage Global Inc.
Report date October 01, 2026 · Filed October 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 252,391 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Sale · Disposed 2,500 · Balance 252,391 F1: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.26 to $1.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.26 to $1.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 3, 2026 00:00 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 2,500 | $1.27 | $3,175.00 |
DisclosureSEC source: 0001193125-26-412204 · ownership.xml · nonDerivative · entry 1 Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 252,391 F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.26 to $1.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| September 01, 2026 Filed Sep 2, 2026 20:00 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 2,500 | $1.27 | $3,175.00 |
DisclosureSEC source: 0001193125-26-380140 · ownership.xml · nonDerivative · entry 1 Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 254,891 F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.26 to $1.28, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| May 01, 2026 Filed May 8, 2026 19:20 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 3,734 | $1.33 | $4,966.22 |
DisclosureSEC source: 0001193125-26-214439 · ownership.xml · nonDerivative · entry 1 Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 257,391 F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.31 to $1.36, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| April 01, 2026 Filed Apr 2, 2026 20:00 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 3,734 | $1.35 | $5,040.90 |
DisclosureSEC source: 0001193125-26-140013 · ownership.xml · nonDerivative · entry 1 Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 261,125 F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.31 to $1.37, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 22:01 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 3,734 | $1.30 | $4,854.20 |
DisclosureSEC source: 0001193125-26-088643 · ownership.xml · nonDerivative · entry 1 Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 264,859 F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.26 to $1.33, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| February 02, 2026 Filed Feb 3, 2026 21:00 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 3,734 | $1.37 | $5,115.58 |
DisclosureSEC source: 0001193125-26-035445 · ownership.xml · nonDerivative · entry 1 Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 268,593 F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.35 to $1.41, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| January 02, 2026 Filed Jan 5, 2026 21:00 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 3,734 | $1.23 | $4,592.82 |
DisclosureSEC source: 0001193125-26-002346 · ownership.xml · nonDerivative · entry 1 Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 272,327 F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.22 to $1.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| December 01, 2025 Filed Dec 2, 2025 21:00 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 3,734 | $1.31 | $4,891.54 |
DisclosureSEC source: 0001193125-25-305226 · ownership.xml · nonDerivative · entry 1 Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 276,061 F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.30 to $1.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| November 03, 2025 Filed Nov 4, 2025 21:00 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 3,734 | $1.43 | $5,339.62 |
DisclosureSEC source: 0001193125-25-264602 · ownership.xml · nonDerivative · entry 1 Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 279,795 F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.41 to $1.46, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| October 01, 2025 Filed Oct 2, 2025 20:00 UTC | Heritage Global Inc. HGBL · Entity 256 | SaleCommon Stock | 7,468 | $1.63 | $12,172.84 |
DisclosureSEC source: 0001193125-25-228262 · ownership.xml · nonDerivative · entry 1 Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 283,529 F1 · kind: This transaction reflects the sale of shares made pursuant to a previously established 10b5-1 plan F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.61 to $1.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. Read SEC document |
| March 25, 2025 Filed Mar 26, 2025 20:00 UTC | Heritage Global Inc. HGBL · Entity 256 | Tax withholdingCommon Stock | 4,727 | $2.11 | $9,973.97 |
DisclosureSEC source: 0000950170-25-045183 · ownership.xml · nonDerivative · entry 1 Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 290,997 F1 · shares: Shares withheld by Heritage Global Inc. to satisfy tax withholding on restricted stock Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 20:00 UTC | Heritage Global Inc. HGBL · Entity 256 | GrantCommon Stock | 11,848 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-036231 · ownership.xml · nonDerivative · entry 1 Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 295,724 F1 · shares: These shares are restricted and will vest in full on March 6, 2026. Read SEC document |
| March 19, 2024 Filed Mar 20, 2024 00:59 UTC | Heritage Global Inc. HGBL · Entity 256 | Tax withholdingCommon Stock | 11,830 | $2.93 | $34,661.90 |
DisclosureSEC source: 0000950170-24-033899 · ownership.xml · nonDerivative · entry 1 Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 283,876 F1 · shares: Shares withheld by Heritage Gloabl Inc. to satisfy tax withholding on restricted stock Read SEC document |
| March 07, 2024 Filed Mar 11, 2024 20:18 UTC | Heritage Global Inc. HGBL · Entity 256 | GrantCommon Stock | 25,597 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-029295 · ownership.xml · nonDerivative · entry 1 Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 295,706 F1 · shares: These shares are restricted and will vest in full on March 7, 2025. Read SEC document |
| March 01, 2023 Filed Mar 20, 2023 12:48 UTC | Heritage Global Inc. HGBL · Entity 256 | Tax withholdingCommon Stock | 9,513 | $2.57 | $24,448.41 |
DisclosureSEC source: 0001209191-23-019986 · doc4.xml · nonDerivative · entry 2 Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 269,952 Read SEC document |
| March 01, 2023 Filed Mar 20, 2023 12:48 UTC | Heritage Global Inc. HGBL · Entity 256 | GrantCommon Stock | 19,455 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-019986 · doc4.xml · nonDerivative · entry 1 Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 279,465 F1 · shares: These shares are restricted and will vest in full on March 1, 2024. Read SEC document |
| March 01, 2023 Filed Apr 11, 2023 16:28 UTC Amendment | Heritage Global Inc. HGBL · Entity 256 | Tax withholdingCommon Stock | 9,664 | $2.53 | $24,449.92 |
DisclosureSEC source: 0001209191-23-023978 · doc4a.xml · nonDerivative · entry 2 Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 270,109 Read SEC document |
| March 01, 2023 Filed Apr 11, 2023 16:28 UTC Amendment | Heritage Global Inc. HGBL · Entity 256 | GrantCommon Stock | 19,763 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-023978 · doc4a.xml · nonDerivative · entry 1 Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 279,773 F1 · shares: On March 17, 2023 the reporting person filed a Form 4 erroneously reporting the share price of $2.57 per share on disposed shares of common stock. The correct price per share is $2.53. This amendment is being filed to correct the share price, total shares of common stock issued and total shares of common stock withheld by the issuer in order to satisfy the persons payroll tax liability. As a result of the error described above, 308 shares were omitted from Table I, Column 4 and 150 shares were omitted from Column 5. The correct number shares of common stock issued is 19,763 and the correct number of shares of common stock withheld by the issuer is 9,664. F2 · shares: These shares are restricted and will vest in full on March 1, 2024. Read SEC document |
| May 16, 2022 Filed May 16, 2022 19:49 UTC | Heritage Global Inc. HGBL · Entity 256 | PurchaseCommon Stock | 2,500 | $1.18 | $2,950.00 |
DisclosureSEC source: 0001209191-22-029110 · doc4.xml · nonDerivative · entry 1 Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,010 Read SEC document |
| March 30, 2021 Filed Apr 6, 2021 00:15 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionOption to purchase common stock · Derivative | 180,000 | $0.00 Strike: $0.45 | $0.00 |
DisclosureSEC source: 0001209191-21-025519 · doc4.xml · derivative · entry 3 Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 180,000 shares Expires 2026-12-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options were granted 12/9/2016 and vested 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| March 30, 2021 Filed Apr 6, 2021 00:15 UTC | Heritage Global Inc. HGBL · Entity 256 | Tax withholdingCommon Stock | 72,490 | $2.80 | $202,972.00 |
DisclosureSEC source: 0001209191-21-025519 · doc4.xml · nonDerivative · entry 2 Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,510 Read SEC document |
| March 30, 2021 Filed Apr 6, 2021 00:15 UTC | Heritage Global Inc. HGBL · Entity 256 | Exercise / conversionCommon Stock | 180,000 | $0.45 | $81,000.00 |
DisclosureSEC source: 0001209191-21-025519 · doc4.xml · nonDerivative · entry 1 Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 330,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 09, 2016 Filed Dec 12, 2016 22:14 UTC | Heritage Global Inc. HGBL · Entity 256 | GrantOption to purchase common stock · Derivative | 180,000 | $0.00 Strike: $0.45 | $0.00 |
DisclosureSEC source: 0001062993-16-012672 · form4.xml · derivative · entry 1 Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,000 Underlying: Common Stock · 180,000 shares Expires 2026-12-09 F1 · derivative.exercise_date: Options vest 25% annually beginning on the first anniversary of the grant date. Read SEC document |
| December 01, 2016 Filed Dec 1, 2016 22:12 UTC | Heritage Global Inc. HGBL · Entity 256 | PurchaseCommon stock | 35,000 | $0.29 | $10,150.00 |
DisclosureSEC source: 0001062993-16-012585 · form4.xml · nonDerivative · entry 1 Sklar James Edward · CIK 0001641547 · EVP, Gen Counsel & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.