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GENERAL ELECTRIC CO

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2813
SEC CIK
0000040545
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2,674

Last 12 months

Inside the activity.

0 purchase rows · 15 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202604
Feb 202602
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202606
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2003 Filed Jan 2, 2004 18:56 UTC
PRESSMAN RONALD RSenior Vice President
Exercise / conversionCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-04-000002 · edgar.xml · nonDerivative · entry 1

PRESSMAN RONALD R · CIK 0001233170 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,168

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 20, 2003 Filed Dec 23, 2003 21:16 UTC
SHERIN KEITH SSenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-03-000143 · edgar.xml · derivative · entry 5

SHERIN KEITH S · CIK 0001233173 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 15,000 shares

Expires 2003-12-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

Read SEC document
December 20, 2003 Filed Dec 23, 2003 21:16 UTC
SHERIN KEITH SSenior Vice President
Tax withholdingCommon Stock 6,218 $30.79 $191,452.22
Disclosure

SEC source: 0001231205-03-000143 · edgar.xml · nonDerivative · entry 2

SHERIN KEITH S · CIK 0001233173 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,152

Read SEC document
December 20, 2003 Filed Dec 23, 2003 21:16 UTC
SHERIN KEITH SSenior Vice President
Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-03-000143 · edgar.xml · nonDerivative · entry 1

SHERIN KEITH S · CIK 0001233173 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2003 Filed Jan 27, 2004 23:59 UTC
HEINEMAN BENJAMIN W JRSenior Vice President
GiftCommon Stock 2,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-04-000024 · edgar.xml · nonDerivative · entry 1

HEINEMAN BENJAMIN W JR · CIK 0001233162 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 573,656

Read SEC document
December 18, 2003 Filed Feb 14, 2004 00:15 UTC
DAMMERMAN DENNIS DDirector · Vice Chairman
GiftCommon Stock 20,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-04-000030 · edgar.xml · nonDerivative · entry 2

DAMMERMAN DENNIS D · CIK 0001233157 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 412,518

Read SEC document
December 14, 2003 Filed Dec 16, 2003 20:32 UTC
CASSIDY KATHRYN AVice President
Exercise / conversionRestricted Stock Units · Derivative 1,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-03-000141 · edgar.xml · derivative · entry 5

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires 2003-12-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

Read SEC document
December 14, 2003 Filed Dec 16, 2003 20:32 UTC
CASSIDY KATHRYN AVice President
Tax withholdingCommon Stock 394 $30.24 $11,914.56
Disclosure

SEC source: 0001231205-03-000141 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,059

Read SEC document
December 14, 2003 Filed Dec 16, 2003 20:32 UTC
CASSIDY KATHRYN AVice President
Exercise / conversionCommon Stock 1,250 $0.00 $0.00
Disclosure

SEC source: 0001231205-03-000141 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 13, 2003 Filed Dec 16, 2003 20:31 UTC
JEFFE ROBERT ASenior Vice President
Exercise / conversionRestricted Stock Units · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-03-000140 · edgar.xml · derivative · entry 3

JEFFE ROBERT A · CIK 0001233165 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires 2003-12-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

Read SEC document
December 13, 2003 Filed Dec 16, 2003 20:31 UTC
JEFFE ROBERT ASenior Vice President
Tax withholdingCommon Stock 3,145 $30.24 $95,104.80
Disclosure

SEC source: 0001231205-03-000140 · edgar.xml · nonDerivative · entry 2

JEFFE ROBERT A · CIK 0001233165 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,560

Read SEC document
December 13, 2003 Filed Dec 16, 2003 20:31 UTC
JEFFE ROBERT ASenior Vice President
Exercise / conversionCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-03-000140 · edgar.xml · nonDerivative · entry 1

JEFFE ROBERT A · CIK 0001233165 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,705

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2003 Filed Feb 14, 2004 00:17 UTC
RICE JOHN GSenior Vice President
GiftCommon Stock 180 $0.00 $0.00
Disclosure

SEC source: 0001231205-04-000031 · edgar.xml · nonDerivative · entry 2

RICE JOHN G · CIK 0001232377 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,169

Read SEC document
December 05, 2003 Filed Feb 14, 2004 00:20 UTC
SHERIN KEITH SSenior Vice President
GiftCommon Stock 1,720 $0.00 $0.00
Disclosure

SEC source: 0001231205-04-000032 · edgar.xml · nonDerivative · entry 3

SHERIN KEITH S · CIK 0001233173 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,837

Read SEC document
November 24, 2003 Filed Nov 26, 2003 21:00 UTC
IMMELT JEFFREY RDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 75,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-03-000137 · edgar.xml · derivative · entry 4

IMMELT JEFFREY R · CIK 0001233164 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 75,000 shares

Expires 2003-11-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

Read SEC document
November 24, 2003 Filed Nov 26, 2003 21:00 UTC
IMMELT JEFFREY RDirector · Chairman and CEO
Tax withholdingCommon Stock 24,412 $28.79 $702,821.48
Disclosure

SEC source: 0001231205-03-000137 · edgar.xml · nonDerivative · entry 2

IMMELT JEFFREY R · CIK 0001233164 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619,367

Read SEC document
November 24, 2003 Filed Nov 26, 2003 21:00 UTC
IMMELT JEFFREY RDirector · Chairman and CEO
Exercise / conversionCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-03-000137 · edgar.xml · nonDerivative · entry 1

IMMELT JEFFREY R · CIK 0001233164 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 643,779

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2003 Filed Nov 12, 2003 20:11 UTC PurchaseCommon Stock 2,000 $28.20 $56,400.00
Disclosure

SEC source: 0001231205-03-000136 · edgar.xml · nonDerivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,237

Read SEC document
November 05, 2003 Filed Feb 14, 2004 00:13 UTC
CONATY WILLIAM JSenior Vice President
GiftCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-04-000029 · edgar.xml · nonDerivative · entry 1

CONATY WILLIAM J · CIK 0001233156 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,545

Read SEC document
November 04, 2003 Filed Feb 14, 2004 00:20 UTC
SHERIN KEITH SSenior Vice President
GiftCommon Stock 1,395 $0.00 $0.00
Disclosure

SEC source: 0001231205-04-000032 · edgar.xml · nonDerivative · entry 2

SHERIN KEITH S · CIK 0001233173 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,557

Read SEC document
October 31, 2003 Filed Nov 3, 2003 23:52 UTC
KRENICKI JOHNSenior Vice President
OtherCommon Stock 8,781 $28.88 $253,595.28
Disclosure

SEC source: 0001231205-03-000135 · edgar.xml · nonDerivative · entry 1

KRENICKI JOHN · CIK 0001233166 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) plan

Disclosed balance after: 8,784

Read SEC document
October 30, 2003 Filed Nov 3, 2003 23:51 UTC
HARPER ARTHUR HSenior Vice President
OtherCommon Stock 19,933 $28.83 $574,668.39
Disclosure

SEC source: 0001231205-03-000134 · edgar.xml · nonDerivative · entry 1

HARPER ARTHUR H · CIK 0001233161 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Indirect · 401(k) plan

Disclosed balance after: 26,434

Read SEC document
October 30, 2003 Filed Nov 3, 2003 23:52 UTC
KRENICKI JOHNSenior Vice President
OtherPhantom Stock Units · Derivative 6,967 $28.88 $201,206.96
Disclosure

SEC source: 0001231205-03-000135 · edgar.xml · derivative · entry 3

KRENICKI JOHN · CIK 0001233166 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,934

Underlying: Common Stock · 6,967 shares

Expires not disclosed

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F2 · derivative.exercise_date: Reallocable to other investment media. Payable after termination of employment

F2 · derivative.expiration_date: Reallocable to other investment media. Payable after termination of employment

F3 · balance_after: Total includes accrued dividends

Read SEC document
October 28, 2003 Filed Oct 30, 2003 23:48 UTC
IMMELT JEFFREY RDirector · Chairman and CEO
Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-03-000132 · edgar.xml · derivative · entry 4

IMMELT JEFFREY R · CIK 0001233164 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: Common Stock · 4,000 shares

Expires 2003-10-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

Read SEC document
October 28, 2003 Filed Oct 30, 2003 23:48 UTC
IMMELT JEFFREY RDirector · Chairman and CEO
Tax withholdingCommon Stock 1,298 $28.43 $36,902.14
Disclosure

SEC source: 0001231205-03-000132 · edgar.xml · nonDerivative · entry 2

IMMELT JEFFREY R · CIK 0001233164 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568,779

Read SEC document
October 28, 2003 Filed Oct 30, 2003 23:48 UTC
IMMELT JEFFREY RDirector · Chairman and CEO
Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-03-000132 · edgar.xml · nonDerivative · entry 1

IMMELT JEFFREY R · CIK 0001233164 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 570,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2003 Filed Oct 30, 2003 23:53 UTC
CALHOUN DAVID LSenior Vice President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $8.50 $0.00
Disclosure

SEC source: 0001231205-03-000133 · edgar.xml · derivative · entry 4

CALHOUN DAVID L · CIK 0001233152 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 30,000 shares

Expires 2004-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2003 Filed Oct 30, 2003 23:53 UTC
CALHOUN DAVID LSenior Vice President
SaleCommon Stock 15,818 $28.37 $448,756.66
Disclosure

SEC source: 0001231205-03-000133 · edgar.xml · nonDerivative · entry 2

CALHOUN DAVID L · CIK 0001233152 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,330

Read SEC document
October 28, 2003 Filed Oct 30, 2003 23:53 UTC
CALHOUN DAVID LSenior Vice President
Exercise / conversionCommon Stock 30,000 $8.50 $255,000.00
Disclosure

SEC source: 0001231205-03-000133 · edgar.xml · nonDerivative · entry 1

CALHOUN DAVID L · CIK 0001233152 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 27, 2003 Filed Oct 29, 2003 20:21 UTC
HOGAN JOSEPH MSenior Vice President
GrantRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-03-000128 · edgar.xml · derivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% at 65.

F2 · derivative.expiration_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% at 65.

Read SEC document
October 27, 2003 Filed Oct 29, 2003 20:22 UTC
PARKE JAMES ASenior Vice President
GrantRestricted Stock Units · Derivative 26,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-03-000129 · edgar.xml · derivative · entry 2

PARKE JAMES A · CIK 0001233169 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,667

Underlying: Common Stock · 26,667 shares

Expires not disclosed

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary.

F3 · derivative.expiration_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary.

Read SEC document
October 27, 2003 Filed Oct 29, 2003 20:22 UTC
PARKE JAMES ASenior Vice President
GrantStock Appreciation Rights (exercisable for stock) · Derivative 120,000 $0.00 Strike: $28.22 $0.00
Disclosure

SEC source: 0001231205-03-000129 · edgar.xml · derivative · entry 1

PARKE JAMES A · CIK 0001233169 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Underlying: Common Stock · 120,000 shares

Expires 2013-10-27

F1 · derivative.exercise_date: The SARs become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
October 27, 2003 Filed Oct 29, 2003 20:23 UTC
PRESSMAN RONALD RSenior Vice President
GrantRestricted Stock Units · Derivative 3,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-03-000130 · edgar.xml · derivative · entry 2

PRESSMAN RONALD R · CIK 0001233170 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,334

Underlying: Common Stock · 3,334 shares

Expires not disclosed

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary.

F3 · derivative.expiration_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary.

Read SEC document
October 27, 2003 Filed Oct 29, 2003 20:23 UTC
PRESSMAN RONALD RSenior Vice President
GrantStock Appreciation Rights (exercisable for stock) · Derivative 15,000 $0.00 Strike: $28.22 $0.00
Disclosure

SEC source: 0001231205-03-000130 · edgar.xml · derivative · entry 1

PRESSMAN RONALD R · CIK 0001233170 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2013-10-27

F1 · derivative.exercise_date: The SARs become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
October 01, 2003 Filed Oct 2, 2003 22:48 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,323 $0.00 $0.00
Disclosure

SEC source: 0001231205-03-000112 · edgar.xml · derivative · entry 1

CASH JAMES I JR · CIK 0001193129 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,920

Underlying: Common Stock · 1,323 shares

Expires not disclosed

F1 · security: Acquired at a price of $31.17 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

Read SEC document
October 01, 2003 Filed Oct 2, 2003 22:53 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,406 $0.00 $0.00
Disclosure

SEC source: 0001231205-03-000114 · edgar.xml · derivative · entry 1

GONZALEZ CLAUDIO X · CIK 0001188363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,519

Underlying: Common Stock · 2,406 shares

Expires not disclosed

F1 · security: Acquired at a price of $31.17 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

Read SEC document
October 01, 2003 Filed Oct 2, 2003 22:52 UTC
FUDGE ANN MDirector
GrantDeferred Fee Phantom Stock Units · Derivative 2,206 $0.00 $0.00
Disclosure

SEC source: 0001231205-03-000113 · edgar.xml · derivative · entry 1

FUDGE ANN M · CIK 0001198098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,640

Underlying: Common Stock · 2,206 shares

Expires not disclosed

F1 · security: Acquired at a price of $31.17 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

Read SEC document
October 01, 2003 Filed Oct 2, 2003 22:58 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,005 $0.00 $0.00
Disclosure

SEC source: 0001231205-03-000120 · edgar.xml · derivative · entry 1

NUNN SAMUEL A · CIK 0001106854 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,904

Underlying: Common Stock · 2,005 shares

Expires not disclosed

F1 · security: Acquired at a price of $31.17 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

Read SEC document
October 01, 2003 Filed Oct 2, 2003 22:54 UTC
JUNG ANDREADirector
GrantDeferred Fee Phantom Stock Units · Derivative 1,323 $0.00 $0.00
Disclosure

SEC source: 0001231205-03-000115 · edgar.xml · derivative · entry 1

JUNG ANDREA · CIK 0001051401 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,109

Underlying: Common Stock · 1,323 shares

Expires not disclosed

F1 · security: Acquired at a price of $31.17 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

Read SEC document
October 01, 2003 Filed Oct 2, 2003 22:55 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,005 $0.00 $0.00
Disclosure

SEC source: 0001231205-03-000116 · edgar.xml · derivative · entry 1

LAFLEY ALAN G · CIK 0001180784 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,410

Underlying: Common Stock · 2,005 shares

Expires not disclosed

F1 · security: Acquired at a price of $31.17 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

Read SEC document
October 01, 2003 Filed Oct 2, 2003 22:55 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,406 $0.00 $0.00
Disclosure

SEC source: 0001231205-03-000117 · edgar.xml · derivative · entry 1

LANGONE KENNETH G · CIK 0000905874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,748

Underlying: Common Stock · 2,406 shares

Expires not disclosed

F1 · security: Acquired at a price of $31.17 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

Read SEC document
October 01, 2003 Filed Oct 2, 2003 22:57 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,005 $0.00 $0.00
Disclosure

SEC source: 0001231205-03-000118 · edgar.xml · derivative · entry 1

LARSEN RALPH S · CIK 0001174462 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,410

Underlying: Common Stock · 2,005 shares

Expires not disclosed

F1 · security: Acquired at a price of $31.17 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

Read SEC document
October 01, 2003 Filed Oct 2, 2003 22:58 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,005 $0.00 $0.00
Disclosure

SEC source: 0001231205-03-000119 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,628

Underlying: Common Stock · 2,005 shares

Expires not disclosed

F1 · security: Acquired at a price of $31.17 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

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October 01, 2003 Filed Oct 2, 2003 23:01 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,406 $0.00 $0.00
Disclosure

SEC source: 0001231205-03-000122 · edgar.xml · derivative · entry 1

SIGLER ANDREW C · CIK 0001239464 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,037

Underlying: Common Stock · 2,406 shares

Expires not disclosed

F1 · security: Acquired at a price of $31.17 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

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October 01, 2003 Filed Oct 2, 2003 23:02 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,853 $0.00 $0.00
Disclosure

SEC source: 0001231205-03-000123 · edgar.xml · derivative · entry 1

SWIERINGA ROBERT J · CIK 0001239465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,341

Underlying: Common Stock · 1,853 shares

Expires not disclosed

F1 · security: Acquired at a price of $31.17 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

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October 01, 2003 Filed Oct 2, 2003 23:03 UTC GrantDeferred Fee Phantom Stock Units · Derivative 1,444 $0.00 $0.00
Disclosure

SEC source: 0001231205-03-000124 · edgar.xml · derivative · entry 1

WARNER DOUGLAS A III · CIK 0001181583 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,710

Underlying: Common Stock · 1,444 shares

Expires not disclosed

F1 · security: Acquired at a price of $31.17 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

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October 01, 2003 Filed Oct 2, 2003 23:12 UTC GrantDeferred Fee Phantom Stock Units · Derivative 2,005 $0.00 $0.00
Disclosure

SEC source: 0001231205-03-000126 · edgar.xml · derivative · entry 1

PENSKE ROGER S · CIK 0000942439 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,278

Underlying: Common Stock · 2,005 shares

Expires not disclosed

F1 · security: Acquired at a price of $31.17 pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as director.

F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis

F3 · derivative.exercise_date: Payable beginning one year after termination of service as director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as director.

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September 19, 2003 Filed Feb 14, 2004 00:15 UTC
DAMMERMAN DENNIS DDirector · Vice Chairman
GiftCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0001231205-04-000030 · edgar.xml · nonDerivative · entry 1

DAMMERMAN DENNIS D · CIK 0001233157 · Director · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 432,768

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September 12, 2003 Filed Sep 17, 2003 01:04 UTC
AMEEN PHILIP DVice President
GrantRestricted Stock Units · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-03-000079 · edgar.xml · derivative · entry 2

AMEEN PHILIP D · CIK 0001233149 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common Stock · 6,000 shares

Expires not disclosed

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary.

F3 · derivative.expiration_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary.

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September 12, 2003 Filed Sep 17, 2003 01:04 UTC
AMEEN PHILIP DVice President
GrantEmployee Stock Options (right to buy) · Derivative 27,000 $0.00 Strike: $31.53 $0.00
Disclosure

SEC source: 0001231205-03-000079 · edgar.xml · derivative · entry 1

AMEEN PHILIP D · CIK 0001233149 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,000

Underlying: Common Stock · 27,000 shares

Expires 2013-09-12

F1 · derivative.exercise_date: The options become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.