Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENERAL ELECTRIC COGE · Entity 2813 | Senior Vice President | September 16, 2005 | September 20, 2005 |
| MONSANTO CO /NEW/MON · Entity 165931 | Director | September 01, 2017 | September 05, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENERAL ELECTRIC CO
Report date September 16, 2005 · Filed September 20, 2005
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $34.47 · Expires 2015-09-16 | Direct | 102,000 |
Reported balance
After 2005-09-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2005-09-16 · Grant · Acquired 102,000 · Balance 102,000 F1: The Stock Options become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 22,667 |
Reported balance
After 2005-09-16 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2005-09-16 · Grant · Acquired 22,667 · Balance 22,667 F2: 1-for-1 F3: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. |
Filing footnotes · ownership attribution and instrument terms
F1: The Stock Options become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date.
F2: 1-for-1
F3: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary.
MONSANTO CO /NEW/
Report date September 01, 2017 · Filed September 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 48,458 |
Ending reported balance
After 2017-09-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-09-01 · Grant · Acquired 1,237 · Balance 47,221 F1: Represents shares of deferred common stock deliverable upon termination as a director under the Monsanto Company Non-Employee Director Equity Incentive Compensation Plan. Shares of deferred stock are credited in the form of hypothetical shares to a stock unit account in installments on the last day of each plan month during the director's term. Shares of deferred stock not credited to the stock unit account because of termination as a director are forfeited. Row 2 · 2017-09-01 · Grant · Acquired 1,237 · Balance 48,458 F2: Represents shares of restricted stock granted under the Monsanto Company Non-Employee Director Equity Incentive Compensation Plan. Shares of restricted stock vest in installments on the last day of each plan month during the director's term. Shares of restricted stock that do not vest because of termination as a director are forfeited. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of deferred common stock deliverable upon termination as a director under the Monsanto Company Non-Employee Director Equity Incentive Compensation Plan. Shares of deferred stock are credited in the form of hypothetical shares to a stock unit account in installments on the last day of each plan month during the director's term. Shares of deferred stock not credited to the stock unit account because of termination as a director are forfeited.
F2: Represents shares of restricted stock granted under the Monsanto Company Non-Employee Director Equity Incentive Compensation Plan. Shares of restricted stock vest in installments on the last day of each plan month during the director's term. Shares of restricted stock that do not vest because of termination as a director are forfeited.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 01, 2017 Filed Sep 5, 2017 16:19 UTC | MONSANTO CO /NEW/ MON · Entity 165931 | GrantCommon Stock | 1,237 | $117.21 | $144,988.77 |
DisclosureSEC source: 0001110783-17-000148 · edgar.xml · nonDerivative · entry 2 HARPER ARTHUR H · CIK 0001233161 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,458 F2 · shares: Represents shares of restricted stock granted under the Monsanto Company Non-Employee Director Equity Incentive Compensation Plan. Shares of restricted stock vest in installments on the last day of each plan month during the director's term. Shares of restricted stock that do not vest because of termination as a director are forfeited. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 16:19 UTC | MONSANTO CO /NEW/ MON · Entity 165931 | GrantCommon Stock | 1,237 | $117.21 | $144,988.77 |
DisclosureSEC source: 0001110783-17-000148 · edgar.xml · nonDerivative · entry 1 HARPER ARTHUR H · CIK 0001233161 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,221 F1 · shares: Represents shares of deferred common stock deliverable upon termination as a director under the Monsanto Company Non-Employee Director Equity Incentive Compensation Plan. Shares of deferred stock are credited in the form of hypothetical shares to a stock unit account in installments on the last day of each plan month during the director's term. Shares of deferred stock not credited to the stock unit account because of termination as a director are forfeited. Read SEC document |
| July 28, 2017 Filed Aug 1, 2017 16:20 UTC | MONSANTO CO /NEW/ MON · Entity 165931 | GrantCommon Stock | 77 | $0.00 | $0.00 |
DisclosureSEC source: 0001110783-17-000127 · edgar.xml · nonDerivative · entry 1 HARPER ARTHUR H · CIK 0001233161 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,984 F1 · shares: Represents dividend equivalents with respect to shares of deferred common stock deliverable upon termination as a director under the Monsanto Company Non-Employee Director Equity Incentive Compensation Plan. Deferred common stock and dividend equivalents are credited to a stock unit account in the form of hypothetical shares, which vest in installments on the last day of each plan month during the director's term. Shares of deferred stock that do not vest, because of termination as a director or certain changes in committee roles, are forfeited. Read SEC document |
| April 28, 2017 Filed May 2, 2017 16:14 UTC | MONSANTO CO /NEW/ MON · Entity 165931 | GrantCommon Stock | 77 | $0.00 | $0.00 |
DisclosureSEC source: 0001110783-17-000069 · edgar.xml · nonDerivative · entry 1 HARPER ARTHUR H · CIK 0001233161 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,907 F1 · shares: Represents dividend equivalents with respect to shares of deferred common stock deliverable upon termination as a director under the Monsanto Company Non-Employee Director Equity Incentive Compensation Plan. Deferred common stock and dividend equivalents are credited to a stock unit account in the form of hypothetical shares, which vest in installments on the last day of each plan month during the director's term. Shares of deferred stock that do not vest, because of termination as a director or certain changes in committee roles, are forfeited. Read SEC document |
| January 27, 2017 Filed Jan 31, 2017 16:20 UTC | MONSANTO CO /NEW/ MON · Entity 165931 | GrantCommon Stock | 81 | $0.00 | $0.00 |
DisclosureSEC source: 0001110783-17-000031 · edgar.xml · nonDerivative · entry 1 HARPER ARTHUR H · CIK 0001233161 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,830 F1 · shares: Represents dividend equivalents with respect to shares of deferred common stock deliverable upon termination as a director under the Monsanto Company Non-Employee Director Equity Incentive Compensation Plan. Deferred common stock and dividend equivalents are credited to a stock unit account in the form of hypothetical shares, which vest in installments on the last day of each plan month during the director's term. Shares of deferred stock that do not vest, because of termination as a director or certain changes in committee roles, are forfeited. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 16:29 UTC | MONSANTO CO /NEW/ MON · Entity 165931 | GrantCommon Stock | 88 | $100.98 | $8,886.24 |
DisclosureSEC source: 0001110783-16-000560 · edgar.xml · nonDerivative · entry 1 HARPER ARTHUR H · CIK 0001233161 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,749 F1 · shares: Represents dividend equivalents with respect to shares of deferred common stock deliverable upon termination as a director under the Monsanto Company Non-Employee Director Equity Incentive Compensation Plan. Deferred common stock and dividend equivalents are credited to a stock unit account in the form of hypothetical shares, which vest in installments on the last day of each plan month during the director's term. Shares of deferred stock that do not vest, because of termination as a director or certain changes in committee roles, are forfeited. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 16:45 UTC | MONSANTO CO /NEW/ MON · Entity 165931 | GrantCommon Stock | 1,356 | $106.91 | $144,969.96 |
DisclosureSEC source: 0001110783-16-000499 · edgar.xml · nonDerivative · entry 2 HARPER ARTHUR H · CIK 0001233161 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,661 F2 · shares: Represents shares of restricted stock granted under the Monsanto Company Non-Employee Director Equity Incentive Compensation Plan. Shares of restricted stock vest in installments on the last day of each plan month during the director's term. Shares of restricted stock that do not vest because of termination as a director are forfeited. Read SEC document |
| September 01, 2016 Filed Sep 6, 2016 16:45 UTC | MONSANTO CO /NEW/ MON · Entity 165931 | GrantCommon Stock | 1,356 | $106.91 | $144,969.96 |
DisclosureSEC source: 0001110783-16-000499 · edgar.xml · nonDerivative · entry 1 HARPER ARTHUR H · CIK 0001233161 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,305 F1 · shares: Represents shares of deferred common stock deliverable upon termination as a director under the Monsanto Company Non-Employee Director Equity Incentive Compensation Plan. Shares of deferred stock are credited in the form of hypothetical shares to a stock unit account in installments on the last day of each plan month during the director's term. Shares of deferred stock not credited to the stock unit account because of termination as a director are forfeited. Read SEC document |
| September 16, 2005 Filed Sep 20, 2005 22:34 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 22,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-05-000186 · edgar.xml · derivative · entry 2 HARPER ARTHUR H · CIK 0001233161 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,667 Underlying: Common Stock · 22,667 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. F3 · derivative.expiration_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. Read SEC document |
| September 16, 2005 Filed Sep 20, 2005 22:34 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 102,000 | $0.00 Strike: $34.47 | $0.00 |
DisclosureSEC source: 0001231205-05-000186 · edgar.xml · derivative · entry 1 HARPER ARTHUR H · CIK 0001233161 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,000 Underlying: Common Stock · 102,000 shares Expires 2015-09-16 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| July 01, 2005 Filed Aug 2, 2005 20:51 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-05-000141 · edgar.xml · derivative · entry 1 HARPER ARTHUR H · CIK 0001233161 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% upon retirement at age 60 or later. F2 · derivative.expiration_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% upon retirement at age 60 or later. Read SEC document |
| June 26, 2005 Filed Jun 28, 2005 21:04 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-05-000103 · edgar.xml · derivative · entry 4 HARPER ARTHUR H · CIK 0001233161 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 7,500 shares Expires 2005-06-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis Read SEC document |
| June 26, 2005 Filed Jun 28, 2005 21:04 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 2,359 | $34.66 | $81,762.94 |
DisclosureSEC source: 0001231205-05-000103 · edgar.xml · nonDerivative · entry 2 HARPER ARTHUR H · CIK 0001233161 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,932 Read SEC document |
| June 26, 2005 Filed Jun 28, 2005 21:04 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-05-000103 · edgar.xml · nonDerivative · entry 1 HARPER ARTHUR H · CIK 0001233161 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,291 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 21:59 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantPhantom Stock Units · Derivative | 3,528 | $35.81 | $126,337.68 |
DisclosureSEC source: 0001231205-05-000042 · edgar.xml · derivative · entry 1 HARPER ARTHUR H · CIK 0001233161 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,563 Underlying: Common Stock · 3,528 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Reallocable to other investment media. Payable after termination of employment. Total includes accrued dividends. F2 · derivative.expiration_date: Reallocable to other investment media. Payable after termination of employment. Total includes accrued dividends. Read SEC document |
| October 13, 2004 Filed Oct 15, 2004 15:56 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | OtherCommon Stock | 1,095 | $33.71 | $36,912.45 |
DisclosureSEC source: 0001231205-04-000194 · edgar.xml · nonDerivative · entry 1 HARPER ARTHUR H · CIK 0001233161 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) Plan Disclosed balance after: 28,022 Read SEC document |
| September 17, 2004 Filed Sep 21, 2004 20:16 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000180 · edgar.xml · derivative · entry 2 HARPER ARTHUR H · CIK 0001233161 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. F3 · derivative.expiration_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. Read SEC document |
| September 17, 2004 Filed Sep 21, 2004 20:16 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 90,000 | $0.00 Strike: $34.22 | $0.00 |
DisclosureSEC source: 0001231205-04-000180 · edgar.xml · derivative · entry 1 HARPER ARTHUR H · CIK 0001233161 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,000 Underlying: Common Stock · 90,000 shares Expires 2014-09-17 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| September 10, 2004 Filed Sep 14, 2004 18:34 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000148 · edgar.xml · derivative · entry 4 HARPER ARTHUR H · CIK 0001233161 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Common Stock · 6,250 shares Expires 2004-09-10 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis Read SEC document |
| September 10, 2004 Filed Sep 14, 2004 18:34 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 1,966 | $33.81 | $66,470.46 |
DisclosureSEC source: 0001231205-04-000148 · edgar.xml · nonDerivative · entry 2 HARPER ARTHUR H · CIK 0001233161 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,791 Read SEC document |
| September 10, 2004 Filed Sep 14, 2004 18:34 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000148 · edgar.xml · nonDerivative · entry 1 HARPER ARTHUR H · CIK 0001233161 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,757 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 29, 2004 Filed Aug 2, 2004 19:17 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | OtherRestricted Stock Units · Derivative | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000128 · edgar.xml · derivative · entry 1 HARPER ARTHUR H · CIK 0001233161 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary; 25% at age 65. F2 · derivative.expiration_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary; 25% at age 65. Read SEC document |
| April 26, 2004 Filed Apr 27, 2004 18:28 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | OtherPhantom Stock Units · Derivative | 2,750 | $30.69 | $84,397.50 |
DisclosureSEC source: 0001231205-04-000093 · edgar.xml · derivative · entry 1 HARPER ARTHUR H · CIK 0001233161 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,880 Underlying: Common Stock · 2,750 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: Reallocable to other investment media. Payable after termination of employment. F2 · derivative.expiration_date: Reallocable to other investment media. Payable after termination of employment. F3 · balance_after: Total includes accrued dividends. Read SEC document |
| February 20, 2004 Filed Feb 24, 2004 20:38 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantPhantom Stock Units · Derivative | 2,985 | $33.35 | $99,549.75 |
DisclosureSEC source: 0001231205-04-000057 · edgar.xml · derivative · entry 1 HARPER ARTHUR H · CIK 0001233161 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,130 Underlying: Common Stock · 2,985 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Reallocable to other investment media. Payable after termination of employment. Total includes accrued dividends. F2 · derivative.expiration_date: Reallocable to other investment media. Payable after termination of employment. Total includes accrued dividends. Read SEC document |
| October 30, 2003 Filed Nov 3, 2003 23:51 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | OtherCommon Stock | 19,933 | $28.83 | $574,668.39 |
DisclosureSEC source: 0001231205-03-000134 · edgar.xml · nonDerivative · entry 1 HARPER ARTHUR H · CIK 0001233161 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · 401(k) plan Disclosed balance after: 26,434 Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000102 · edgar.xml · derivative · entry 3 HARPER ARTHUR H · CIK 0001233161 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F4 · derivative.exercise_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% at 65. F4 · derivative.expiration_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% at 65. Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 16,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000102 · edgar.xml · derivative · entry 2 HARPER ARTHUR H · CIK 0001233161 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,667 Underlying: Common Stock · 16,667 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. F3 · derivative.expiration_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:23 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantStock Appreciation Rights (exercisable for stock) · Derivative | 75,000 | $0.00 Strike: $31.53 | $0.00 |
DisclosureSEC source: 0001231205-03-000102 · edgar.xml · derivative · entry 1 HARPER ARTHUR H · CIK 0001233161 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2013-09-12 F1 · derivative.exercise_date: The SARs become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| July 27, 2003 Filed Jul 29, 2003 22:05 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000051 · edgar.xml · derivative · entry 3 HARPER ARTHUR H · CIK 0001233161 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,750 Underlying: Common Stock · 6,250 shares Expires 2003-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis Read SEC document |
| July 27, 2003 Filed Jul 29, 2003 22:05 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 6,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000051 · edgar.xml · nonDerivative · entry 1 HARPER ARTHUR H · CIK 0001233161 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,507 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.