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LAZARUS ROCHELLE B

Disclosed activity across 4 companies

Tapewire entity
11880
SEC CIK
0001082206

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Blackstone Inc.BX · Entity 2861DirectorApril 01, 2026April 03, 2026
GENERAL ELECTRIC COGE · Entity 2813DirectorApril 02, 2018April 02, 2018
Merck & Co., Inc.MRK · Entity 2807DirectorMarch 31, 2020April 02, 2020
Organon & Co.OGN · Entity 4115DirectorJune 12, 2026June 15, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Blackstone Inc.

Report date April 01, 2026 · Filed April 03, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect59,707 Reported balance After 2026-04-01 transaction · row 1
1 source row

Row 1 · 2026-04-01 · Grant · Acquired 1,961 · Balance 59,707

F1: Granted under the Amended and Restated 2007 Equity Incentive Plan, these deferred restricted shares will vest, and the underlying shares will be delivered, on April 1, 2027, subject to the Reporting Person's continued service on the board of directors of Blackstone Inc.

Common StockSEC Table I · non-derivativeIndirectSee footnote2,950 Reported balance Holding disclosure · report date 2026-04-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 2,950

F2: These shares are held in trusts for the benefit of the Reporting Person's children, over which the Reporting Person shares investment control.

Filing footnotes · ownership attribution and instrument terms

F1: Granted under the Amended and Restated 2007 Equity Incentive Plan, these deferred restricted shares will vest, and the underlying shares will be delivered, on April 1, 2027, subject to the Reporting Person's continued service on the board of directors of Blackstone Inc.

F2: These shares are held in trusts for the benefit of the Reporting Person's children, over which the Reporting Person shares investment control.

GENERAL ELECTRIC CO

Report date April 02, 2018 · Filed April 02, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Deferred Fee Phantom Stock UnitsSEC Table II · derivative / convertible securityDirect231,090 Reported balance After 2018-04-02 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-04-02 · Grant · Acquired 5,512 · Balance 231,090

F1: Acquired at a price of $14.06 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3: Payable beginning one year after termination of service as a director.

Filing footnotes · ownership attribution and instrument terms

F1: Acquired at a price of $14.06 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3: Payable beginning one year after termination of service as a director.

Merck & Co., Inc.

Report date March 31, 2020 · Filed April 02, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible securityDirect87,596.2422 Reported balance After 2020-03-31 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2020-03-31 · Grant · Acquired 389.9142 · Balance 87,596.2422

F1: 1-for-1

F2: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F3: Holdings include shares acquired in dividend reinvestment transactions.

Common StockSEC Table I · non-derivativeDirect4,594 Reported balance Holding disclosure · report date 2020-03-31 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 4,594

Common StockSEC Table I · non-derivativeIndirectBy Spouse1,757 Reported balance Holding disclosure · report date 2020-03-31 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,757

Filing footnotes · ownership attribution and instrument terms

F1: 1-for-1

F2: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F3: Holdings include shares acquired in dividend reinvestment transactions.

Organon & Co.

Report date June 12, 2026 · Filed June 15, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible securityDirect81,141.135 Reported balance After 2026-06-12 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-06-12 · Grant · Acquired 17,857.143 · Balance 81,141.135

F1: Each phantom stock unit is an economic equivalent of one share of Organon & Co. ("Organon") common stock, or 1-for-1.

F2: Phantom stock units are granted under the Organon Non-Employee Director Savings Plan (the "Plan") and are payable in cash upon settlement after the reporting person's termination of service as a director pursuant to the terms of the Plan.

F3: Holdings include phantom stock acquired in dividend reinvestment transactions on September 11, 2025, December 11, 2025, March 12, 2026 and June 11, 2026.

Filing footnotes · ownership attribution and instrument terms

F1: Each phantom stock unit is an economic equivalent of one share of Organon & Co. ("Organon") common stock, or 1-for-1.

F2: Phantom stock units are granted under the Organon Non-Employee Director Savings Plan (the "Plan") and are payable in cash upon settlement after the reporting person's termination of service as a director pursuant to the terms of the Plan.

F3: Holdings include phantom stock acquired in dividend reinvestment transactions on September 11, 2025, December 11, 2025, March 12, 2026 and June 11, 2026.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 12, 2026 Filed Jun 15, 2026 20:36 UTC Organon & Co. OGN · Entity 4115 GrantPhantom Stock · Derivative 17,857.143 $13.44 $240,000.00
Disclosure

SEC source: 0001628280-26-043241 · wk-form4_1781555807.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,141.135

Underlying: Common Stock · 17,857.143 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is an economic equivalent of one share of Organon & Co. ("Organon") common stock, or 1-for-1.

F2 · derivative.exercise_date: Phantom stock units are granted under the Organon Non-Employee Director Savings Plan (the "Plan") and are payable in cash upon settlement after the reporting person's termination of service as a director pursuant to the terms of the Plan.

F2 · derivative.expiration_date: Phantom stock units are granted under the Organon Non-Employee Director Savings Plan (the "Plan") and are payable in cash upon settlement after the reporting person's termination of service as a director pursuant to the terms of the Plan.

F3 · balance_after: Holdings include phantom stock acquired in dividend reinvestment transactions on September 11, 2025, December 11, 2025, March 12, 2026 and June 11, 2026.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 21:42 UTC Blackstone Inc. BX · Entity 2861 GrantCommon Stock 1,961 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-142399 · ownership.xml · nonDerivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,707

F1 · kind: Granted under the Amended and Restated 2007 Equity Incentive Plan, these deferred restricted shares will vest, and the underlying shares will be delivered, on April 1, 2027, subject to the Reporting Person's continued service on the board of directors of Blackstone Inc.

Read SEC document
July 09, 2025 Filed Jul 10, 2025 20:16 UTC Blackstone Inc. BX · Entity 2861 GrantCommon Stock 1,334 $0.00 $0.00
Disclosure

SEC source: 0000950170-25-095018 · ownership.xml · nonDerivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,746

F1 · kind: Granted under the Amended and Restated 2007 Equity Incentive Plan, these deferred restricted shares will vest, and the underlying shares will be delivered, on July 9, 2026 subject to the Reporting Person's continued service on the board of directors of Blackstone Inc.

Read SEC document
June 13, 2025 Filed Jun 16, 2025 21:25 UTC Organon & Co. OGN · Entity 4115 GrantPhantom Stock · Derivative 23,904.382 $10.04 $240,000.00
Disclosure

SEC source: 0001821825-25-000049 · wk-form4_1750109097.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,702.656

Underlying: Common Stock · 23,904.382 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is an economic equivalent of one share of Organon & Co. ("Organon") common stock, or 1-for-1.

F2 · derivative.exercise_date: Phantom stock units are granted under the Organon Non-Employee Director Savings Plan (the "Plan") and are payable in cash upon settlement after the reporting person's termination of service as a director pursuant to the terms of the Plan.

F2 · derivative.expiration_date: Phantom stock units are granted under the Organon Non-Employee Director Savings Plan (the "Plan") and are payable in cash upon settlement after the reporting person's termination of service as a director pursuant to the terms of the Plan.

F3 · balance_after: Holdings include phantom stock units acquired in dividend reinvestment transactions on June 13, 2024, September 12, 2024, December 12, 2024, March 13, 2025 and June 12, 2025.

Read SEC document
July 09, 2024 Filed Jul 10, 2024 22:32 UTC Blackstone Inc. BX · Entity 2861 GrantCommon Stock 1,736 $0.00 $0.00
Disclosure

SEC source: 0001209191-24-005948 · doc4.xml · nonDerivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,412

F1 · kind: Granted under the Amended and Restated 2007 Equity Incentive Plan, these deferred restricted shares will vest, and the underlying shares will be delivered, on July 9, 2025 subject to the Reporting Person's continued service on the board of directors of Blackstone Inc.

Read SEC document
June 07, 2024 Filed Jun 11, 2024 19:16 UTC Organon & Co. OGN · Entity 4115 GrantPhantom Stock · Derivative 9,638.554 $20.75 $200,000.00
Disclosure

SEC source: 0001821825-24-000070 · wk-form4_1718133360.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,454.813

Underlying: Common Stock · 9,638.554 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is an economic equivalent of one share of Organon & Co. ("Organon") common stock, or 1-for-1.

F2 · derivative.exercise_date: Phantom stock units are granted under the Organon Non-Employee Director Savings Plan (the "Plan") and are payable in cash upon settlement after the reporting person's termination of service as a director pursuant to the terms of the Plan.

F2 · derivative.expiration_date: Phantom stock units are granted under the Organon Non-Employee Director Savings Plan (the "Plan") and are payable in cash upon settlement after the reporting person's termination of service as a director pursuant to the terms of the Plan.

F3 · balance_after: Holdings include phantom stock acquired in dividend reinvestment transactions on June 15, 2023, September 14, 2023, December 14, 2023 and March 14, 2024.

Read SEC document
July 09, 2023 Filed Jul 11, 2023 21:02 UTC Blackstone Inc. BX · Entity 2861 GrantCommon Stock 2,283 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-042023 · doc4.xml · nonDerivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,676

F1 · kind: Granted under the Amended and Restated 2007 Equity Incentive Plan, these deferred restricted shares will vest, and the underlying shares will be delivered, on July 9, 2024 subject to the Reporting Person's continued service on the board of directors of Blackstone Inc.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 20:54 UTC Organon & Co. OGN · Entity 4115 GrantPhantom Stock · Derivative 10,086 $19.83 $200,005.38
Disclosure

SEC source: 0001209191-23-036779 · doc4.xml · derivative · entry 3

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,285

Underlying: Common Stock · 10,086 shares

Expires not disclosed

F1 · derivative.exercise_price: Each phantom stock unit is an economic equivalent of one share of Organon & Co. ("Organon") common stock, or 1-for-1.

F2 · derivative.exercise_date: Phantom stock units are granted under the Organon Non-Employee Director Savings Plan (the "Plan") and are payable in cash upon settlement after the reporting person's termination of service as a director pursuant to the terms of the Plan.

F2 · derivative.expiration_date: Phantom stock units are granted under the Organon Non-Employee Director Savings Plan (the "Plan") and are payable in cash upon settlement after the reporting person's termination of service as a director pursuant to the terms of the Plan.

F3 · balance_after: Holdings include phantom stock acquired in dividend reinvestment transactions on June 16, 2022, September 15, 2022, December 15, 2022 and March 16, 2023.

Read SEC document
July 09, 2022 Filed Jul 12, 2022 01:22 UTC Blackstone Inc. BX · Entity 2861 GrantCommon Stock 2,181 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-041855 · doc4.xml · nonDerivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,393

F1 · kind: Granted under the Amended and Restated 2007 Equity Incentive Plan, these deferred restricted shares will vest, and the underlying shares will be delivered, on July 9, 2023 subject to the Reporting Person's continued service on the board of directors of Blackstone Inc.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 23:34 UTC Organon & Co. OGN · Entity 4115 GrantPhantom Stock · Derivative 5,640 $35.46 $199,994.40
Disclosure

SEC source: 0001104659-22-071136 · tm2218336-4_4seq1.xml · derivative · entry 3

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,638

Underlying: Common Stock · 5,640 shares

Expires not disclosed

F2 · derivative.exercise_price: Each phantom stock unit is an economic equivalent of one share of Organon common stock, or 1-for-1.

F3 · derivative.exercise_date: Phantom stock units are granted under the Organon Non-Employee Director Savings Plan (the "Plan") and are payable in cash upon settlement after the reporting person's termination of service as a director pursuant to the terms of the Plan.

F3 · derivative.expiration_date: Phantom stock units are granted under the Organon Non-Employee Director Savings Plan (the "Plan") and are payable in cash upon settlement after the reporting person's termination of service as a director pursuant to the terms of the Plan.

F4 · balance_after: Holdings include phantom stock acquired in dividend reinvestment transactions on September 13, 2021, December 16, 2021 and March 17, 2022.

Read SEC document
July 09, 2021 Filed Jul 13, 2021 21:33 UTC Blackstone Inc. BX · Entity 2861 GrantCommon Stock 2,123 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-046577 · doc4.xml · nonDerivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,212

F1 · kind: Granted under the Amended and Restated 2007 Equity Incentive Plan, these deferred restricted shares will vest, and the underlying shares will be delivered, on July 9, 2022 subject to the Reporting Person's continued service on the board of directors of The Blackstone Group Inc.

Read SEC document
June 04, 2021 Filed Jun 9, 2021 00:33 UTC Organon & Co. OGN · Entity 4115 GrantPhantom Stock · Derivative 8,772 $36.05 $316,230.60
Disclosure

SEC source: 0000899243-21-022672 · doc4.xml · derivative · entry 3

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,772

Underlying: Common Stock · 8,772 shares

Expires not disclosed

F2 · derivative.exercise_price: 1-for-1

F3 · derivative.exercise_date: Consists of (i) a one-time grant of 5,549 phantom units awarded in connection with the Separation, which units will vest in full on the earlier of the one-year anniversary of the Separation or Organon's first annual shareholders meeting after the Separation, and (ii) a pro-rata portion of the annual equity retainer in the form of 3,223 phantom units, which units are fully vested. Phantom units are granted under the Organon Non-Employee Director Savings Plan and are payable in cash upon settlement no sooner than one year after service as a director ceases.

F3 · derivative.expiration_date: Consists of (i) a one-time grant of 5,549 phantom units awarded in connection with the Separation, which units will vest in full on the earlier of the one-year anniversary of the Separation or Organon's first annual shareholders meeting after the Separation, and (ii) a pro-rata portion of the annual equity retainer in the form of 3,223 phantom units, which units are fully vested. Phantom units are granted under the Organon Non-Employee Director Savings Plan and are payable in cash upon settlement no sooner than one year after service as a director ceases.

Read SEC document
July 09, 2020 Filed Jul 14, 2020 00:49 UTC Blackstone Inc. BX · Entity 2861 GrantClass A Common Stock 3,933 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-042330 · doc4.xml · nonDerivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,089

F1 · kind: Granted under the Amended and Restated 2007 Equity Incentive Plan, these deferred restricted shares will vest, and the underlying shares will be delivered, on July 9, 2021 subject to the Reporting Person's continued service on the board of directors of The Blackstone Group Inc.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 20:35 UTC Merck & Co., Inc. MRK · Entity 2807 GrantPhantom Stock · Derivative 389.9142 $76.94 $30,000.00
Disclosure

SEC source: 0001127602-20-012719 · form4.xml · derivative · entry 3

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,596.2422

Underlying: Common Stock · 389.9142 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F2 · derivative.expiration_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F3 · balance_after: Holdings include shares acquired in dividend reinvestment transactions.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:56 UTC Merck & Co., Inc. MRK · Entity 2807 GrantPhantom Stock · Derivative 316.1078 $90.95 $28,750.00
Disclosure

SEC source: 0001127602-20-000780 · form4.xml · derivative · entry 3

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,612.1898

Underlying: Common Stock · 316.1078 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F2 · derivative.expiration_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F3 · balance_after: Holdings include shares acquired in dividend reinvestment transactions.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:18 UTC Merck & Co., Inc. MRK · Entity 2807 GrantPhantom Stock · Derivative 341.5301 $84.18 $28,750.00
Disclosure

SEC source: 0001127602-19-029768 · form4.xml · derivative · entry 3

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,739.5121

Underlying: Common Stock · 341.5301 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F2 · derivative.expiration_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F3 · balance_after: Holdings include shares acquired in dividend reinvestment transactions.

Read SEC document
July 09, 2019 Filed Jul 11, 2019 22:48 UTC Blackstone Inc. BX · Entity 2861 GrantClass A Common Stock 4,566 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-041867 · doc4.xml · nonDerivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,156

F1 · kind: Granted under the Amended and Restated 2007 Equity Incentive Plan, these deferred restricted shares will vest, and the underlying shares of Class A common stock will be delivered, on July 9, 2020 subject to the Reporting Person's continued service on the board of directors of The Blackstone Group Inc.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 21:13 UTC Merck & Co., Inc. MRK · Entity 2807 GrantPhantom Stock · Derivative 342.8742 $83.85 $28,750.00
Disclosure

SEC source: 0001127602-19-023679 · form4.xml · derivative · entry 3

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,844.9579

Underlying: Common Stock · 342.8742 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F2 · derivative.expiration_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F3 · balance_after: Holdings include shares acquired in dividend reinvestment transactions.

Read SEC document
May 31, 2019 Filed Jun 4, 2019 21:19 UTC Merck & Co., Inc. MRK · Entity 2807 GrantPhantom Stock · Derivative 2,335.5637 $79.21 $185,000.00
Disclosure

SEC source: 0001104659-19-033851 · a4.xml · derivative · entry 3

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,502.0837

Underlying: Common Stock · 2,335.5637 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F2 · derivative.expiration_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F3 · balance_after: Holdings include shares acquired in dividend reinvestment transactions.

Read SEC document
March 29, 2019 Filed Apr 2, 2019 20:58 UTC Merck & Co., Inc. MRK · Entity 2807 GrantPhantom Stock · Derivative 345.6775 $83.17 $28,750.00
Disclosure

SEC source: 0001225208-19-006169 · doc4.xml · derivative · entry 3

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,615.7065

Underlying: Common Stock · 345.6775 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F2 · derivative.expiration_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F3 · balance_after: Holdings include shares acquired in dividend reinvestment transactions.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:27 UTC Merck & Co., Inc. MRK · Entity 2807 GrantPhantom Stock · Derivative 376.2597 $76.41 $28,750.00
Disclosure

SEC source: 0001225208-19-000471 · doc4.xml · derivative · entry 3

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,688.7427

Underlying: Common Stock · 376.2597 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F2 · derivative.expiration_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F3 · balance_after: Holdings include shares acquired in dividend reinvestment transactions.

Read SEC document
September 28, 2018 Filed Oct 2, 2018 20:38 UTC Merck & Co., Inc. MRK · Entity 2807 GrantPhantom Stock · Derivative 405.2721 $70.94 $28,750.00
Disclosure

SEC source: 0001225208-18-014114 · doc4.xml · derivative · entry 3

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,776.1184

Underlying: Common Stock · 405.2721 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F2 · derivative.expiration_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F3 · balance_after: Holdings include shares acquired in dividend reinvestment transactions.

Read SEC document
July 09, 2018 Filed Jul 11, 2018 22:20 UTC Blackstone Inc. BX · Entity 2861 GrantCommon units representing limited partner interests 4,247 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-042393 · doc4.xml · nonDerivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,590

F1 · kind: Granted under the 2007 Equity Incentive Plan, these deferred restricted units will vest, and the underlying common units will be delivered, on July 9, 2019 subject to the Reporting Person's continued service on the board of directors of Blackstone Group Management L.L.C., the general partner of The Blackstone Group L.P.

Read SEC document
June 29, 2018 Filed Jul 2, 2018 16:06 UTC Merck & Co., Inc. MRK · Entity 2807 GrantPhantom Stock · Derivative 473.6409 $60.70 $28,750.00
Disclosure

SEC source: 0001225208-18-010990 · doc4.xml · derivative · entry 3

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,764.9153

Underlying: Common Stock · 473.6409 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F2 · derivative.expiration_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F3 · balance_after: Holdings include shares acquired in dividend reinvestment transactions.

Read SEC document
May 25, 2018 Filed May 29, 2018 21:32 UTC Merck & Co., Inc. MRK · Entity 2807 GrantPhantom Stock · Derivative 3,130.8174 $59.09 $185,000.00
Disclosure

SEC source: 0001225208-18-009923 · doc4.xml · derivative · entry 3

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,291.2744

Underlying: Common Stock · 3,130.8174 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F2 · derivative.expiration_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F3 · balance_after: Holdings include shares acquired in dividend reinvestment transactions.

Read SEC document
April 02, 2018 Filed Apr 2, 2018 20:23 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 5,512 $14.06 $77,498.72
Disclosure

SEC source: 0001231205-18-000057 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,090

Underlying: Common Stock · 5,512 shares

Expires not disclosed

F1 · security: Acquired at a price of $14.06 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
April 02, 2018 Filed Apr 3, 2018 22:08 UTC Merck & Co., Inc. MRK · Entity 2807 GrantPhantom Stock · Derivative 539.7034 $53.27 $28,750.00
Disclosure

SEC source: 0001225208-18-007254 · doc4.xml · derivative · entry 3

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,495.1904

Underlying: Common Stock · 539.7034 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F2 · derivative.expiration_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F3 · balance_after: Holdings include shares acquired in dividend reinvestment transactions.

Read SEC document
January 02, 2018 Filed Jan 3, 2018 21:26 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 4,393 $17.64 $77,492.52
Disclosure

SEC source: 0001231205-18-000019 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,950

Underlying: Common Stock · 4,393 shares

Expires not disclosed

F1 · security: Acquired at a price of $17.64 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 16:42 UTC Merck & Co., Inc. MRK · Entity 2807 GrantPhantom Stock · Derivative 488.7151 $56.27 $27,500.00
Disclosure

SEC source: 0001225208-18-000185 · doc4.xml · derivative · entry 3

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,338.3351

Underlying: Common Stock · 488.7151 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F2 · derivative.expiration_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F3 · balance_after: Holdings include shares acquired in dividend reinvestment transactions.

Read SEC document
October 02, 2017 Filed Oct 3, 2017 20:08 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 3,176 $24.40 $77,494.40
Disclosure

SEC source: 0001231205-17-000113 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 217,168

Underlying: Common Stock · 3,176 shares

Expires not disclosed

F1 · security: Acquired at a price of $24.40 per unit pursuant to the terms of the 2007 Long-Term Incentive Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
September 29, 2017 Filed Oct 2, 2017 19:08 UTC Merck & Co., Inc. MRK · Entity 2807 GrantPhantom Stock · Derivative 429.4862 $64.03 $27,500.00
Disclosure

SEC source: 0001225208-17-015551 · doc4.xml · derivative · entry 3

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,326.1282

Underlying: Common Stock · 429.4862 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F2 · derivative.expiration_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F3 · balance_after: Holdings include shares acquired in dividend reinvestment transactions.

Read SEC document
July 09, 2017 Filed Jul 12, 2017 20:53 UTC Blackstone Inc. BX · Entity 2861 GrantCommon units representing limited partner interests 4,567 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-044903 · doc4.xml · nonDerivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,343

F1 · kind: Granted under the 2007 Equity Incentive Plan, these deferred restricted units will vest, and the underlying common units will be delivered, on July 9, 2018 subject to the Reporting Person's continued service on the board of directors of Blackstone Group Management L.L.C., the general partner of The Blackstone Group L.P.

Read SEC document
July 05, 2017 Filed Jul 6, 2017 20:18 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,773 $27.95 $77,505.35
Disclosure

SEC source: 0001231205-17-000070 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 212,018

Underlying: Common Stock · 2,773 shares

Expires not disclosed

F1 · security: Acquired at a price of $27.95 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
June 30, 2017 Filed Jul 5, 2017 16:22 UTC Merck & Co., Inc. MRK · Entity 2807 GrantPhantom Stock · Derivative 429.0841 $64.09 $27,500.00
Disclosure

SEC source: 0001225208-17-012022 · doc4.xml · derivative · entry 3

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,365.9976

Underlying: Common Stock · 429.0841 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F2 · derivative.expiration_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F3 · balance_after: Holdings include shares acquired in dividend reinvestment transactions.

Read SEC document
May 26, 2017 Filed May 30, 2017 21:33 UTC Merck & Co., Inc. MRK · Entity 2807 GrantPhantom Stock · Derivative 2,618.6075 $64.92 $170,000.00
Disclosure

SEC source: 0001225208-17-010555 · doc4.xml · derivative · entry 3

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,936.9135

Underlying: Common Stock · 2,618.6075 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F2 · derivative.expiration_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F3 · balance_after: Holdings include shares acquired in dividend reinvestment transactions.

Read SEC document
April 03, 2017 Filed Apr 3, 2017 20:12 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,606 $29.74 $77,502.44
Disclosure

SEC source: 0001231205-17-000038 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,574

Underlying: Common Stock · 2,606 shares

Expires not disclosed

F1 · security: Acquired at a price of $29.74 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
March 31, 2017 Filed Apr 4, 2017 21:59 UTC Merck & Co., Inc. MRK · Entity 2807 GrantPhantom Stock · Derivative 432.7982 $63.54 $27,500.00
Disclosure

SEC source: 0001225208-17-007500 · doc4.xml · derivative · entry 3

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,816.6372

Underlying: Common Stock · 432.7982 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F2 · derivative.expiration_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F3 · balance_after: Holdings include shares acquired in dividend reinvestment transactions.

Read SEC document
January 03, 2017 Filed Jan 4, 2017 21:27 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,446 $31.68 $77,489.28
Disclosure

SEC source: 0001231205-17-000013 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,380

Underlying: Common Stock · 2,446 shares

Expires not disclosed

F1 · security: Acquired at a price of $31.68 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
December 30, 2016 Filed Jan 3, 2017 21:13 UTC Merck & Co., Inc. MRK · Entity 2807 GrantPhantom Stock · Derivative 467.131 $58.87 $27,500.00
Disclosure

SEC source: 0001225208-17-000073 · doc4.xml · derivative · entry 3

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,873.025

Underlying: Common Stock · 467.131 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F2 · derivative.expiration_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F3 · balance_after: Holdings include shares acquired in dividend reinvestment transactions.

Read SEC document
November 02, 2016 Filed Nov 2, 2016 20:54 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $35.19 $0.00
Disclosure

SEC source: 0001225208-16-041014 · doc4.xml · derivative · entry 10

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2020-08-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable in equal installments on 8/4/2011, 8/4/2012 and 8/4/2013.

Read SEC document
November 02, 2016 Filed Nov 2, 2016 20:54 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $24.30 $0.00
Disclosure

SEC source: 0001225208-16-041014 · doc4.xml · derivative · entry 9

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2019-04-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable in equal installments on 5/1/2010, 5/1/2011 and 5/1/2012.

Read SEC document
November 02, 2016 Filed Nov 2, 2016 20:54 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $38.04 $0.00
Disclosure

SEC source: 0001225208-16-041014 · doc4.xml · derivative · entry 8

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2018-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable in equal installments on 4/30/2009, 4/30/2010 and 4/30/2011.

Read SEC document
November 02, 2016 Filed Nov 2, 2016 20:54 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionStock Option (right to buy) · Derivative 5,000 $0.00 Strike: $51.86 $0.00
Disclosure

SEC source: 0001225208-16-041014 · doc4.xml · derivative · entry 7

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2017-04-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option became exercisable in equal installments on 4/27/2008, 4/27/2009 and 4/27/2010.

Read SEC document
November 02, 2016 Filed Nov 2, 2016 20:54 UTC Merck & Co., Inc. MRK · Entity 2807 SaleCommon Stock 20,000 $59.06 $1,181,200.00
Disclosure

SEC source: 0001225208-16-041014 · doc4.xml · nonDerivative · entry 5

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,594

Read SEC document
November 02, 2016 Filed Nov 2, 2016 20:54 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionCommon Stock 5,000 $24.30 $121,500.00
Disclosure

SEC source: 0001225208-16-041014 · doc4.xml · nonDerivative · entry 4

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2016 Filed Nov 2, 2016 20:54 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionCommon Stock 5,000 $35.19 $175,950.00
Disclosure

SEC source: 0001225208-16-041014 · doc4.xml · nonDerivative · entry 3

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2016 Filed Nov 2, 2016 20:54 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionCommon Stock 5,000 $38.04 $190,200.00
Disclosure

SEC source: 0001225208-16-041014 · doc4.xml · nonDerivative · entry 2

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 02, 2016 Filed Nov 2, 2016 20:54 UTC Merck & Co., Inc. MRK · Entity 2807 Exercise / conversionCommon Stock 5,000 $51.86 $259,300.00
Disclosure

SEC source: 0001225208-16-041014 · doc4.xml · nonDerivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,594

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 03, 2016 Filed Oct 5, 2016 20:16 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantDeferred Fee Phantom Stock Units · Derivative 2,577 $30.07 $77,490.39
Disclosure

SEC source: 0001231205-16-000192 · edgar.xml · derivative · entry 1

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,354

Underlying: Common Stock · 2,577 shares

Expires not disclosed

F1 · security: Acquired at a price of $30.07 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.

F4 · security: All transactions reported on this Form 4 were conducted outside a trading venue.

F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock.

F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director.

F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director.

Read SEC document
September 30, 2016 Filed Oct 4, 2016 21:13 UTC Merck & Co., Inc. MRK · Entity 2807 GrantPhantom Stock · Derivative 440.6345 $62.41 $27,500.00
Disclosure

SEC source: 0001225208-16-040101 · doc4.xml · derivative · entry 3

LAZARUS ROCHELLE B · CIK 0001082206 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,925.9945

Underlying: Common Stock · 440.6345 shares

Expires not disclosed

F1 · derivative.exercise_price: 1-for-1

F2 · derivative.exercise_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F2 · derivative.expiration_date: Phantom stock units are to be settled 100% in cash upon reporting person's termination of service in accordance with a distribution schedule elected pursuant to the terms of the Plan for Deferred Payment of Directors' Compensation.

F3 · balance_after: Holdings include shares acquired in dividend reinvestment transactions.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.