Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BOEING COBA · Entity 2862 | Director · President & CEO | March 11, 2024 | March 14, 2024 |
| CATERPILLAR INCCAT · Entity 2808 | Director | March 28, 2024 | April 01, 2024 |
| Gates Industrial Corp Ltd.GTES · Entity 3767 | Director | January 25, 2018 | January 25, 2018 |
| Nielsen Holdings plcNLSN · Entity 16431 | Director | March 31, 2017 | April 03, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BOEING CO
Report date March 11, 2024 · Filed March 14, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 196,903.361 |
Reported balance
After 2024-03-11 transaction · row 1
1 source rowRow 1 · 2024-03-11 · Grant · Acquired 30,894 · Balance 196,903.361 F1: Represents restricted stock units that will vest and settle in shares of the Company's common stock on a one-for-one basis on March 11, 2027. Vested shares will be distributed in ten annual installments commencing the year following the year in which Mr. Calhoun separates from the Company. |
| Common StockSEC Table I · non-derivative | IndirectBy Trust | 25,000 |
Reported balance
Holding disclosure · report date 2024-03-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 25,000 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units that will vest and settle in shares of the Company's common stock on a one-for-one basis on March 11, 2027. Vested shares will be distributed in ten annual installments commencing the year following the year in which Mr. Calhoun separates from the Company.
CATERPILLAR INC
Report date March 28, 2024 · Filed April 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 21,559 |
Reported balance
After 2024-03-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-03-28 · Grant · Acquired 103 · Balance 21,559 F1: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2: Phantom stock units awarded or acquired in lieu of director cash compensation. F3: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4: Includes adjustments for dividends accrued. |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock.
F2: Phantom stock units awarded or acquired in lieu of director cash compensation.
F3: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
F4: Includes adjustments for dividends accrued.
Gates Industrial Corp Ltd.
Report date January 25, 2018 · Filed January 25, 2018
This filing explicitly reported no securities owned.
Nielsen Holdings plc
Report date March 31, 2017 · Filed April 03, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 507,445.382 |
Reported balance
After 2017-03-31 transaction · row 1
1 source rowRow 1 · 2017-03-31 · Grant · Acquired 484.14 · Balance 507,445.382 F1: Represents deferred stock units issued to the Reporting Person at the closing trading price as of March 31, 2017 in lieu of cash compensation pursuant to the terms of the Directors Deferred Compensation Plan (the "Plan"). Each deferred stock unit represents one share of Nielsen common stock and is fully vested. The shares subject to the units will be issued to the Reporting Person at a future date in accordance with the terms of the Plan, and the Reporting Person's plan election. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents deferred stock units issued to the Reporting Person at the closing trading price as of March 31, 2017 in lieu of cash compensation pursuant to the terms of the Directors Deferred Compensation Plan (the "Plan"). Each deferred stock unit represents one share of Nielsen common stock and is fully vested. The shares subject to the units will be issued to the Reporting Person at a future date in accordance with the terms of the Plan, and the Reporting Person's plan election.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
GENERAL ELECTRIC CO
Report date September 12, 2006 · Filed September 14, 2006
Section 16 reporting ended · disclosed 2006-09-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 377,713 |
Ending reported balance
After 2006-09-13 transaction · row 8
8 source rows · reconciled sequenceRow 1 · 2006-09-12 · Exercise / conversion · Acquired 26,667 · Balance 358,928 Row 2 · 2006-09-12 · Tax withholding · Disposed 11,054 · Balance 347,874 Row 3 · 2006-09-12 · Exercise / conversion · Acquired 31,250 · Balance 379,124 Row 4 · 2006-09-12 · Tax withholding · Disposed 12,954 · Balance 366,170 Row 5 · 2006-09-13 · Exercise / conversion · Acquired 48,000 · Balance 414,170 Row 6 · 2006-09-13 · Tax withholding · Disposed 45,460 · Balance 368,710 F2: Average of high and low NYSE traded prices for GE stock on 9/13/2006 Row 7 · 2006-09-13 · Exercise / conversion · Acquired 70,000 · Balance 438,710 Row 8 · 2006-09-13 · Tax withholding · Disposed 60,997 · Balance 377,713 F2: Average of high and low NYSE traded prices for GE stock on 9/13/2006 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2006-09-12 | Direct | 26,667 |
Reported balance
After 2006-09-12 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2006-09-12 · Exercise / conversion · Disposed 26,667 · Balance 26,667 F1: 1 for 1 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2006-09-12 | Direct | 93,750 |
Reported balance
After 2006-09-12 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2006-09-12 · Exercise / conversion · Disposed 31,250 · Balance 93,750 F1: 1 for 1 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.53 · Expires 2006-09-13 | Direct | 0 |
Reported balance
After 2006-09-13 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2006-09-13 · Exercise / conversion · Disposed 48,000 · Balance 0 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $27.05 · Expires 2006-09-13 | Direct | 0 |
Reported balance
After 2006-09-13 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2006-09-13 · Exercise / conversion · Disposed 70,000 · Balance 0 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 9,529 |
Reported balance
Holding disclosure · report date 2006-09-12 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 9,529 |
| Common StockSEC Table I · non-derivative | Indirectby trust | 28,205 |
Reported balance
Holding disclosure · report date 2006-09-12 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 28,205 |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1
F2: Average of high and low NYSE traded prices for GE stock on 9/13/2006
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 28, 2024 Filed Apr 1, 2024 20:51 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 103 | $365.38 | $37,634.14 |
DisclosureSEC source: 0001104659-24-041916 · tm2410354-1_4seq1.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,559 Underlying: Common Stock · 103 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 11, 2024 Filed Mar 14, 2024 00:47 UTC | BOEING CO BA · Entity 2862 | GrantCommon Stock | 30,894 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-004220 · doc4.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 196,903.361 F1 · shares: Represents restricted stock units that will vest and settle in shares of the Company's common stock on a one-for-one basis on March 11, 2027. Vested shares will be distributed in ten annual installments commencing the year following the year in which Mr. Calhoun separates from the Company. Read SEC document |
| February 16, 2024 Filed Feb 22, 2024 00:25 UTC | BOEING CO BA · Entity 2862 | Tax withholdingCommon Stock | 406.574 | $203.93 | $82,912.64 |
DisclosureSEC source: 0001225208-24-002663 · doc4.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,009.361 F1 · shares: Shares withheld to satisfy FICA and related taxes due on vesting of 12,500 restricted stock units; not an open market transaction. Pursuant to the terms of the award, the remaining shares will not be distributed to Mr. Calhoun until the later of his separation from the Company or February 16, 2027. Read SEC document |
| December 29, 2023 Filed Jan 2, 2024 18:48 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 127 | $295.72 | $37,556.44 |
DisclosureSEC source: 0001104659-24-000235 · tm241441-2_4seq1.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,369 Underlying: Common Stock · 127 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 22:29 UTC | BOEING CO BA · Entity 2862 | Tax withholdingCommon Stock | 1,831.262 | $233.38 | $427,379.93 |
DisclosureSEC source: 0001225208-23-010777 · doc4.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director · President & CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 166,415.935 F1 · shares: Shares withheld for FICA tax for retirement eligible executive; not an open market transaction. Read SEC document |
| September 29, 2023 Filed Oct 2, 2023 23:24 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 136 | $275.46 | $37,462.56 |
DisclosureSEC source: 0001104659-23-106046 · tm2327418-1_4seq1.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,132 Underlying: Common Stock · 136 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 17:07 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 153 | $245.41 | $37,547.73 |
DisclosureSEC source: 0001104659-23-077529 · tm2320445-2_4seq1.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,897 Underlying: Common Stock · 153 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| June 14, 2023 Filed Jun 15, 2023 15:08 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 698 | $243.32 | $169,837.36 |
DisclosureSEC source: 0001104659-23-071476 · tm2318786-10_4seq1.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,815 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 10:01 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 165 | $226.98 | $37,451.70 |
DisclosureSEC source: 0001104659-23-041121 · tm2311424-1_4seq1.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,630 Underlying: Common Stock · 165 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| February 24, 2023 Filed Mar 1, 2023 00:32 UTC | BOEING CO BA · Entity 2862 | Tax withholdingCommon Stock | 5,777 | $199.53 | $1,152,684.81 |
DisclosureSEC source: 0001225208-23-003015 · doc4.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,247.197 F1 · shares: Shares withheld for payment of taxes on vesting of restricted stock units; not an open market transaction. Read SEC document |
| February 16, 2023 Filed Feb 22, 2023 01:44 UTC | BOEING CO BA · Entity 2862 | GrantCommon Stock | 69,612.657 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-002468 · doc4.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,024.197 F1 · shares: Represents restricted stock units of which 12,500 units will vest on February 16, 2024, 12,500 units will vest on February 18, 2025 and 44,612.657 units will vest on February 17, 2026; units settle in shares of the Company's common stock on a one-for-one basis. Vested shares will be distributed in ten annual installments commencing the year following the year in which Mr. Calhoun separates from the Company, except with respect to the 25,000 units scheduled to vest in two equal installments in February 2024 and February 2025, which will be distributed on the later of Mr. Calhoun's separation from the Company or February 16, 2027. Read SEC document |
| December 30, 2022 Filed Jan 3, 2023 17:55 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 157 | $238.93 | $37,512.01 |
DisclosureSEC source: 0001104659-23-000236 · tm231394-1_4seq1.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,366 Underlying: Common Stock · 157 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| November 04, 2022 Filed Nov 9, 2022 01:22 UTC | BOEING CO BA · Entity 2862 | PurchaseCommon Stock | 5,634 | $159.96 | $901,214.64 |
DisclosureSEC source: 0001225208-22-011468 · doc4.xml · nonDerivative · entry 3 CALHOUN DAVID L · CIK 0001233152 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 25,000 F3 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $159.82 to $160.16 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| November 04, 2022 Filed Nov 9, 2022 01:22 UTC | BOEING CO BA · Entity 2862 | PurchaseCommon Stock | 5,700 | $159.28 | $907,896.00 |
DisclosureSEC source: 0001225208-22-011468 · doc4.xml · nonDerivative · entry 2 CALHOUN DAVID L · CIK 0001233152 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 19,366 F2 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $158.81 to $159.69 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| November 04, 2022 Filed Nov 9, 2022 01:22 UTC | BOEING CO BA · Entity 2862 | PurchaseCommon Stock | 13,666 | $158.27 | $2,162,917.82 |
DisclosureSEC source: 0001225208-22-011468 · doc4.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 13,666 F1 · price: The price shown is a weighted average sale price for shares sold in multiple transactions; the sale prices ranged from $157.79 to $158.72 per share. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| October 31, 2022 Filed Dec 5, 2022 23:15 UTC | BOEING CO BA · Entity 2862 | Tax withholdingCommon Stock | 1,582.214 | $141.98 | $224,642.74 |
DisclosureSEC source: 0001225208-22-012331 · doc4.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,411.54 F1 · shares: Shares withheld for FICA tax for retirement eligible executive. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 20:23 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 226 | $165.84 | $37,479.84 |
DisclosureSEC source: 0000018230-22-000209 · wf-form4_166482859358166.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,104 Underlying: Common Stock · 226 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 12:53 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 306 | $179.63 | $54,966.78 |
DisclosureSEC source: 0000018230-22-000168 · wf-form4_165667996578027.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,757 Underlying: Common Stock · 306 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| June 08, 2022 Filed Jun 10, 2022 16:23 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 816 | $229.80 | $187,516.80 |
DisclosureSEC source: 0000018230-22-000134 · wf-form4_165487821748101.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,964 F1 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 21:34 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 246 | $223.81 | $55,057.26 |
DisclosureSEC source: 0000018230-22-000093 · wf-form4_164884883259506.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,343 Underlying: Common Stock · 246 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| February 24, 2022 Filed Mar 1, 2022 02:59 UTC | BOEING CO BA · Entity 2862 | Tax withholdingCommon Stock | 4,047 | $192.87 | $780,544.89 |
DisclosureSEC source: 0001225208-22-003592 · doc4.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,993.754 F1 · shares: Shares withheld for payment of taxes on vesting of restricted stock units; not an open market transaction. Read SEC document |
| February 16, 2022 Filed Feb 19, 2022 02:15 UTC | BOEING CO BA · Entity 2862 | GrantStock Option (Right to Buy) · Derivative | 102,360 | $0.00 Strike: $260.98 | $0.00 |
DisclosureSEC source: 0001225208-22-002827 · doc4.xml · derivative · entry 2 CALHOUN DAVID L · CIK 0001233152 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,360 Underlying: Common Stock · 102,360 shares Expires 2032-02-16 F2 · derivative.exercise_price: The exercise price is equal to 120% of the average of the high and the low trading prices on the date of the grant (the "Grant Date FMV"). The exercise price will be reduced to 110% of the Grant Date FMV if the issuer's total shareholder return ("TSR") over the three-year vesting period exceeds the median TSR for the peer group of companies listed in the award agreement. F3 · derivative.exercise_date: The option becomes vested and exercisable in full on February 16, 2025, which is the third anniversary of the date of grant. Read SEC document |
| February 16, 2022 Filed Feb 19, 2022 02:15 UTC | BOEING CO BA · Entity 2862 | GrantCommon Stock | 39,084.054 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-002827 · doc4.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,040.754 F1 · shares: Represents restricted stock units that will vest and settle in shares of the Company's common stock on a one-for-one basis on February 17, 2025. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 16:57 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 266 | $206.71 | $54,984.86 |
DisclosureSEC source: 0000018230-22-000004 · wf-form4_164122905089754.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,988 Underlying: Common Stock · 266 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| October 29, 2021 Filed Dec 20, 2021 21:31 UTC | BOEING CO BA · Entity 2862 | Tax withholdingCommon Stock | 1,501.45 | $206.77 | $310,454.82 |
DisclosureSEC source: 0001225208-21-015153 · doc4.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,956.7 F1 · shares: Shares withheld for FICA tax for retirement eligible executive; not an open market transaction. Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 19:08 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 282 | $195.25 | $55,060.50 |
DisclosureSEC source: 0000018230-21-000242 · wf-form4_163311531470764.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,620 Underlying: Common Stock · 282 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 20:33 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 255 | $216.00 | $55,080.00 |
DisclosureSEC source: 0000018230-21-000204 · wf-form4_162517154451988.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,239 Underlying: Common Stock · 255 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 13:31 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 236 | $232.93 | $54,971.48 |
DisclosureSEC source: 0000018230-21-000132 · wf-form4_161737017031779.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,896 Underlying: Common Stock · 236 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 19:48 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 683 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-21-000096 · wf-form4_161480089388683.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,987 F1 · balance_after: Includes adjustments for dividends accrued and reflects exempt transfer pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended relating to reporting Person's grantor retained annuity trust. Read SEC document |
| February 24, 2021 Filed Feb 27, 2021 00:20 UTC | BOEING CO BA · Entity 2862 | Tax withholdingCommon Stock | 3,910.85 | $220.61 | $862,772.62 |
DisclosureSEC source: 0001225208-21-003967 · doc4.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,458.15 F1 · shares: Shares withheld for payment of taxes on vesting of restricted stock units; not an open market transaction. Read SEC document |
| February 17, 2021 Filed Feb 20, 2021 01:08 UTC | BOEING CO BA · Entity 2862 | GrantStock Option (Right to Buy) · Derivative | 107,195 | $0.00 Strike: $258.83 | $0.00 |
DisclosureSEC source: 0001225208-21-003239 · doc4.xml · derivative · entry 2 CALHOUN DAVID L · CIK 0001233152 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,195 Underlying: Common Stock · 107,195 shares Expires 2031-02-17 F2 · derivative.exercise_price: The exercise price is equal to 120% of the average of the high and low trading prices on the date of grant. F3 · derivative.exercise_date: The option becomes vested and and exercisable in full on February 17, 2024, which is the third anniversary of the date of grant. Read SEC document |
| February 17, 2021 Filed Feb 20, 2021 01:08 UTC | BOEING CO BA · Entity 2862 | GrantCommon Stock | 37,089 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-003239 · doc4.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,369 F1 · shares: Represents restricted stock units that will vest and settle in shares of the Company's common stock on a one-for-one basis on February 19, 2024. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 22:46 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 305 | $180.43 | $55,031.15 |
DisclosureSEC source: 0000018230-21-000006 · wf-form4_160980037083851.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,573 Underlying: Common Stock · 305 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| September 30, 2020 Filed Oct 2, 2020 00:09 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 368 | $149.34 | $54,957.12 |
DisclosureSEC source: 0000018230-20-000256 · wf-form4_160159736654141.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,165 Underlying: Common Stock · 368 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| June 30, 2020 Filed Jul 1, 2020 22:13 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 438 | $125.54 | $54,986.52 |
DisclosureSEC source: 0000018230-20-000198 · wf-form4_159364154056815.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,671 Underlying: Common Stock · 438 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 16:54 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 484 | $113.59 | $54,977.56 |
DisclosureSEC source: 0000018230-20-000132 · wf-form4_158584644985773.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,089 Underlying: Common Stock · 484 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 02, 2020 Filed Mar 3, 2020 23:32 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 1,176 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-20-000090 · wf-form4_158327830584440.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,159 F1 · balance_after: Includes adjustments for dividends accrued and reflects exempt transfer pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended relating to Reporting Person's grantor retained annuity trust. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 23:34 UTC | BOEING CO BA · Entity 2862 | GrantCommon Stock | 5,485 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003592 · doc4.xml · nonDerivative · entry 2 CALHOUN DAVID L · CIK 0001233152 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,280 F2 · shares: Represents restricted stock units that will vest and settle in shares of the Company's common stock on a one-for-one basis on February 24, 2023. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 23:34 UTC | BOEING CO BA · Entity 2862 | GrantCommon Stock | 31,345 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-003592 · doc4.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,795 F1 · shares: Represents restricted stock units of which 10,344 will vest on February 24, 2021, 10,344 will vest on February 24, 2022, and 10,657 will vest on February 24, 2023. Restricted stock units settle in shares of the Company's common stock on a one-for-one basis. The grant of these restricted stock units was designed to compensate the reporting person for amounts forfeited upon his departure from his former employer. Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 22:53 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 373 | $147.51 | $55,021.23 |
DisclosureSEC source: 0000018230-20-000008 · wf-form4_157800561728446.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,489 Underlying: Common Stock · 373 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 21:05 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 257.43 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-013176 · doc4.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,766.64 Underlying: Common Stock · 257.43 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 18:55 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 435 | $126.49 | $55,023.15 |
DisclosureSEC source: 0000018230-19-000255 · wf-form4_157004252818993.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,007 Underlying: Common Stock · 435 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 20:30 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 271.38 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-010054 · doc4.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,365.22 Underlying: Common Stock · 271.38 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 15:16 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 399 | $136.64 | $54,519.36 |
DisclosureSEC source: 0000018230-19-000200 · wf-form4_156208056918339.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,446 Underlying: Common Stock · 399 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 20:54 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 270.98 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-006351 · doc4.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,948.92 Underlying: Common Stock · 270.98 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 15:27 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 371 | $134.95 | $50,066.45 |
DisclosureSEC source: 0000018230-19-000130 · wf-form4_155421886042333.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,949 Underlying: Common Stock · 371 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 23:00 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 2,891 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-19-000100 · wf-form4_155191318586947.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,134 F1 · balance_after: Includes adjustments for dividends accrued. F2 · balance_after: Reflects the transfer of 8,600 shares from a grantor retained annuity trust to the Reporting Person during 2018. This transfer was exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Read SEC document |
| March 04, 2019 Filed Jun 13, 2019 16:39 UTC Amendment | CATERPILLAR INC CAT · Entity 2808 | GrantCommon Stock | 1,084 | $0.00 | $0.00 |
DisclosureSEC source: 0000018230-19-000171 · wf-form4a_156044394926830.xml · nonDerivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,327 F1 · shares: This amended report is being filed to correct the number of restricted stock units granted to the reporting person on March 4, 2019, which was reported incorrectly in the original report due to an administrative error. This amendment corrects the number of restricted stock units granted to the reporting person from 2,891 to 1,084. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:29 UTC | BOEING CO BA · Entity 2862 | GrantPhantom Stock Units · Derivative | 286.2 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-000599 · doc4.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,564.02 Underlying: Common Stock · 286.2 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units are convertible into common stock on a 1-for-1 basis. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F3 · derivative.expiration_date: Pursuant to The Deferred Compensation Plan for Directors of The Boeing Company, phantom stock units are distributed as shares of common stock after the reporting person's termination of services as a director. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
| December 31, 2018 Filed Jan 3, 2019 17:12 UTC | CATERPILLAR INC CAT · Entity 2808 | GrantPhantom Stock Units · Derivative | 297 | $126.31 | $37,514.07 |
DisclosureSEC source: 0000018230-19-000008 · wf-form4_154653556220599.xml · derivative · entry 1 CALHOUN DAVID L · CIK 0001233152 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,494 Underlying: Common Stock · 297 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Stock unit is the economic equivalent of one share of Caterpillar Inc. common stock. F2 · shares: Phantom stock units awarded or acquired in lieu of director cash compensation. F3 · derivative.exercise_date: The phantom stock units were acquired under the Caterpillar, Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F3 · derivative.expiration_date: The phantom stock units were acquired under the Caterpillar, Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service. F4 · balance_after: Includes adjustments for dividends accrued. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.