Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENERAL ELECTRIC COGE · Entity 2813 | Senior Vice President | December 08, 2005 | December 12, 2005 |
| GENWORTH FINANCIAL INCGNW · Entity 4085 | Director | September 30, 2017 | October 02, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENERAL ELECTRIC CO
Report date December 08, 2005 · Filed December 12, 2005
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 228,375 |
Reported balance
After 2005-12-08 transaction · row 1
1 source rowRow 1 · 2005-12-08 · Tax withholding · Disposed 24,870 · Balance 228,375 |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 69,011 |
Reported balance
Holding disclosure · report date 2005-12-08 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 69,011 |
GENWORTH FINANCIAL INC
Report date September 30, 2017 · Filed October 02, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 242,302.1912 |
Reported balance
After 2017-09-30 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-09-30 · Grant · Acquired 56.987 · Balance 242,302.1912 F1: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F2: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.7655 per share of Class A Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years.
F2: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.7655 per share of Class A Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 30, 2017 Filed Oct 2, 2017 16:17 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantDeferred Stock Units · Derivative | 56.987 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-054604 · doc4.xml · derivative · entry 1 PARKE JAMES A · CIK 0001233169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,302.1912 Underlying: Class A Common Stock · 56.987 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.7655 per share of Class A Common Stock. F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 16:10 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantDeferred Stock Units · Derivative | 15,669.71 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-043266 · doc4.xml · derivative · entry 1 PARKE JAMES A · CIK 0001233169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,245.2042 Underlying: Class A Common Stock · 15,669.71 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $3.6695 per share of Class A Common Stock. F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 16:09 UTC | GENWORTH FINANCIAL INC GNW · Entity 4085 | GrantDeferred Stock Units · Derivative | 14,273.303 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-024691 · doc4.xml · derivative · entry 1 PARKE JAMES A · CIK 0001233169 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,575.4942 Underlying: Class A Common Stock · 14,273.303 shares Expires not disclosed F1 · derivative.exercise_price: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F2 · price: The number of Deferred Stock Units acquired represents a portion of the Reporting Person's annual retainer fee and was based on a price of $4.0285 per share of Class A Common Stock. F1 · derivative.exercise_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. F1 · derivative.expiration_date: Deferred Stock Units become payable in shares of Class A Common Stock beginning one year after termination of service as a director. The Reporting Person has previously elected to receive such amount in a single payment or in payments spread out for up to 10 years. Read SEC document |
| December 08, 2005 Filed Dec 12, 2005 22:08 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 24,870 | $35.45 | $881,641.50 |
DisclosureSEC source: 0001231205-05-000245 · edgar.xml · nonDerivative · entry 1 PARKE JAMES A · CIK 0001233169 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,375 Read SEC document |
| August 18, 2005 Filed Aug 18, 2005 20:26 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionStock Option Exercise (right to buy) · Derivative | 198,000 | $0.00 Strike: $10.65 | $0.00 |
DisclosureSEC source: 0001231205-05-000156 · edgar.xml · derivative · entry 8 PARKE JAMES A · CIK 0001233169 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 198,000 shares Expires 2005-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 18, 2005 Filed Aug 18, 2005 20:26 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 7,025 | $34.13 | $239,763.25 |
DisclosureSEC source: 0001231205-05-000156 · edgar.xml · nonDerivative · entry 6 PARKE JAMES A · CIK 0001233169 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,245 F1 · balance_after: Total holding reduced by 3,145 shares to correct a prior computational error. Read SEC document |
| August 18, 2005 Filed Aug 18, 2005 20:26 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 10,500 | $34.12 | $358,260.00 |
DisclosureSEC source: 0001231205-05-000156 · edgar.xml · nonDerivative · entry 5 PARKE JAMES A · CIK 0001233169 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,270 F1 · balance_after: Total holding reduced by 3,145 shares to correct a prior computational error. Read SEC document |
| August 18, 2005 Filed Aug 18, 2005 20:26 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 2,000 | $34.11 | $68,220.00 |
DisclosureSEC source: 0001231205-05-000156 · edgar.xml · nonDerivative · entry 4 PARKE JAMES A · CIK 0001233169 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 270,770 F1 · balance_after: Total holding reduced by 3,145 shares to correct a prior computational error. Read SEC document |
| August 18, 2005 Filed Aug 18, 2005 20:26 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 86,200 | $34.10 | $2,939,420.00 |
DisclosureSEC source: 0001231205-05-000156 · edgar.xml · nonDerivative · entry 3 PARKE JAMES A · CIK 0001233169 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,770 F1 · balance_after: Total holding reduced by 3,145 shares to correct a prior computational error. Read SEC document |
| August 18, 2005 Filed Aug 18, 2005 20:26 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 13,700 | $34.09 | $467,033.00 |
DisclosureSEC source: 0001231205-05-000156 · edgar.xml · nonDerivative · entry 2 PARKE JAMES A · CIK 0001233169 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,970 F1 · balance_after: Total holding reduced by 3,145 shares to correct a prior computational error. Read SEC document |
| August 18, 2005 Filed Aug 18, 2005 20:26 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 198,000 | $10.65 | $2,108,700.00 |
DisclosureSEC source: 0001231205-05-000156 · edgar.xml · nonDerivative · entry 1 PARKE JAMES A · CIK 0001233169 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 372,670 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Total holding reduced by 3,145 shares to correct a prior computational error. Read SEC document |
| June 26, 2005 Filed Jun 28, 2005 21:06 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 26,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-05-000109 · edgar.xml · derivative · entry 4 PARKE JAMES A · CIK 0001233169 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,500 Underlying: Common Stock · 26,250 shares Expires 2005-06-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis Read SEC document |
| June 26, 2005 Filed Jun 28, 2005 21:06 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 10,881 | $34.66 | $377,135.46 |
DisclosureSEC source: 0001231205-05-000109 · edgar.xml · nonDerivative · entry 2 PARKE JAMES A · CIK 0001233169 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,815 Read SEC document |
| June 26, 2005 Filed Jun 28, 2005 21:06 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 26,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-05-000109 · edgar.xml · nonDerivative · entry 1 PARKE JAMES A · CIK 0001233169 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,696 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 22:04 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantPhantom Stock Units · Derivative | 1,742 | $35.81 | $62,381.02 |
DisclosureSEC source: 0001231205-05-000055 · edgar.xml · derivative · entry 1 PARKE JAMES A · CIK 0001233169 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,800 Underlying: Common Stock · 1,742 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Reallocable to other investment media. Payable after termination of employment. Total includes accrued dividends. F2 · derivative.expiration_date: Reallocable to other investment media. Payable after termination of employment. Total includes accrued dividends. Read SEC document |
| November 01, 2004 Filed Nov 3, 2004 17:45 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000199 · edgar.xml · nonDerivative · entry 3 PARKE JAMES A · CIK 0001233169 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,446 Read SEC document |
| November 01, 2004 Filed Nov 3, 2004 17:45 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | PurchaseCommon Stock | 500 | $34.09 | $17,045.00 |
DisclosureSEC source: 0001231205-04-000199 · edgar.xml · nonDerivative · entry 2 PARKE JAMES A · CIK 0001233169 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,446 Read SEC document |
| November 01, 2004 Filed Nov 3, 2004 17:45 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | PurchaseCommon Stock | 500 | $34.08 | $17,040.00 |
DisclosureSEC source: 0001231205-04-000199 · edgar.xml · nonDerivative · entry 1 PARKE JAMES A · CIK 0001233169 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,946 Read SEC document |
| September 17, 2004 Filed Sep 21, 2004 20:10 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 26,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000163 · edgar.xml · derivative · entry 2 PARKE JAMES A · CIK 0001233169 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,667 Underlying: Common Stock · 26,667 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. F3 · derivative.expiration_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. Read SEC document |
| September 17, 2004 Filed Sep 21, 2004 20:10 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 120,000 | $0.00 Strike: $34.22 | $0.00 |
DisclosureSEC source: 0001231205-04-000163 · edgar.xml · derivative · entry 1 PARKE JAMES A · CIK 0001233169 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2014-09-17 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| February 20, 2004 Filed Feb 24, 2004 20:47 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantPhantom Stock Units · Derivative | 1,247 | $33.35 | $41,587.45 |
DisclosureSEC source: 0001231205-04-000071 · edgar.xml · derivative · entry 1 PARKE JAMES A · CIK 0001233169 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,454 Underlying: Common Stock · 1,247 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Reallocable to other investment media. Payable after termination of employment. Total includes accrued dividends. F2 · derivative.expiration_date: Reallocable to other investment media. Payable after termination of employment. Total includes accrued dividends. Read SEC document |
| October 27, 2003 Filed Oct 29, 2003 20:22 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 26,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000129 · edgar.xml · derivative · entry 2 PARKE JAMES A · CIK 0001233169 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,667 Underlying: Common Stock · 26,667 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. F3 · derivative.expiration_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. Read SEC document |
| October 27, 2003 Filed Oct 29, 2003 20:22 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantStock Appreciation Rights (exercisable for stock) · Derivative | 120,000 | $0.00 Strike: $28.22 | $0.00 |
DisclosureSEC source: 0001231205-03-000129 · edgar.xml · derivative · entry 1 PARKE JAMES A · CIK 0001233169 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2013-10-27 F1 · derivative.exercise_date: The SARs become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| June 22, 2003 Filed Jun 24, 2003 17:45 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock · Derivative | 10,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000013 · edgar.xml · derivative · entry 3 PARKE JAMES A · CIK 0001233169 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Common Stock · 10,000 shares Expires 2003-06-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Security converts to common stock on a one-for-one basis Read SEC document |
| June 22, 2003 Filed Jun 24, 2003 17:45 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 3,145 | $30.07 | $94,570.15 |
DisclosureSEC source: 0001231205-03-000013 · edgar.xml · nonDerivative · entry 2 PARKE JAMES A · CIK 0001233169 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,301 F1 · balance_after: Reporting person also holds 64,805 shares indirectly through a 401(k) plan. Read SEC document |
| June 22, 2003 Filed Jun 24, 2003 17:45 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000013 · edgar.xml · nonDerivative · entry 1 PARKE JAMES A · CIK 0001233169 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,446 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.