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CASSIDY KATHRYN A

Disclosed activity across 2 companies

Tapewire entity
12677
SEC CIK
0001233155

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
GENERAL ELECTRIC COGE · Entity 2813Senior Vice PresidentSeptember 13, 2013September 17, 2013
Goldman Sachs Real Estate Diversified Income FundGSRXH · Entity 53576DirectorJanuary 01, 2024January 03, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

GENERAL ELECTRIC CO

Report date September 13, 2013 · Filed September 17, 2013

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.78 · Expires 2023-09-13Direct225,000 Reported balance After 2013-09-13 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2013-09-13 · Grant · Acquired 225,000 · Balance 225,000

F1: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Filing footnotes · ownership attribution and instrument terms

F1: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Goldman Sachs Real Estate Diversified Income Fund

Report date January 01, 2024 · Filed January 03, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Shares of Beneficial InterestSEC Table I · non-derivativeDirect0 Reported balance Holding disclosure · report date 2024-01-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 0

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 13, 2013 Filed Sep 17, 2013 21:21 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantEmployee Stock Option (right to buy) · Derivative 225,000 $0.00 Strike: $23.78 $0.00
Disclosure

SEC source: 0001231205-13-000098 · edgar.xml · derivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,000

Underlying: Common Stock · 225,000 shares

Expires 2023-09-13

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
September 12, 2013 Filed Sep 16, 2013 21:56 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 8,750 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000095 · edgar.xml · derivative · entry 6

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,750 shares

Expires 2013-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 12, 2013 Filed Sep 16, 2013 21:56 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 4,257 $23.97 $102,040.29
Disclosure

SEC source: 0001231205-13-000095 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,054

Read SEC document
September 12, 2013 Filed Sep 16, 2013 21:56 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 8,750 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000095 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2013 Filed Sep 11, 2013 20:19 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 3,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000085 · edgar.xml · derivative · entry 6

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,334 shares

Expires 2013-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2013 Filed Sep 11, 2013 20:19 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 1,622 $23.32 $37,825.04
Disclosure

SEC source: 0001231205-13-000085 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,561

Read SEC document
September 09, 2013 Filed Sep 11, 2013 20:19 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 3,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000085 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,183

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2013 Filed Jun 7, 2013 19:38 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000053 · edgar.xml · derivative · entry 6

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,000 shares

Expires 2013-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
June 05, 2013 Filed Jun 7, 2013 19:38 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 1,946 $23.39 $45,516.94
Disclosure

SEC source: 0001231205-13-000053 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,012

Read SEC document
June 05, 2013 Filed Jun 7, 2013 19:38 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-13-000053 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2012 Filed Sep 12, 2012 19:00 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 3,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000086 · edgar.xml · derivative · entry 6

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,334

Underlying: Common Stock · 3,334 shares

Expires 2012-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2012 Filed Sep 12, 2012 19:00 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 1,439 $21.49 $30,924.11
Disclosure

SEC source: 0001231205-12-000086 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,958

Read SEC document
September 09, 2012 Filed Sep 12, 2012 19:00 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 3,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000086 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2012 Filed Sep 11, 2012 20:16 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantEmployee Stock Option (right to buy) · Derivative 350,000 $0.00 Strike: $21.59 $0.00
Disclosure

SEC source: 0001231205-12-000078 · edgar.xml · derivative · entry 7

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires 2022-09-07

F2 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
September 07, 2012 Filed Sep 11, 2012 20:16 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 2,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000078 · edgar.xml · derivative · entry 6

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,334 shares

Expires 2012-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1-for-1

Read SEC document
September 07, 2012 Filed Sep 11, 2012 20:16 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 1,008 $21.45 $21,621.60
Disclosure

SEC source: 0001231205-12-000078 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,063

Read SEC document
September 07, 2012 Filed Sep 11, 2012 20:16 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 2,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000078 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,071

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2012 Filed Jun 7, 2012 19:25 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000040 · edgar.xml · derivative · entry 6

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,000

Underlying: Common Stock · 4,000 shares

Expires 2012-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
June 05, 2012 Filed Jun 7, 2012 19:25 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 1,726 $18.16 $31,344.16
Disclosure

SEC source: 0001231205-12-000040 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,574

Read SEC document
June 05, 2012 Filed Jun 7, 2012 19:25 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-12-000040 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 09, 2011 Filed Sep 13, 2011 20:10 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000098 · edgar.xml · derivative · entry 6

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,668

Underlying: Common Stock · 3,333 shares

Expires 2011-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 09, 2011 Filed Sep 13, 2011 20:10 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 1,439 $15.24 $21,930.36
Disclosure

SEC source: 0001231205-11-000098 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,722

Read SEC document
September 09, 2011 Filed Sep 13, 2011 20:10 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 3,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000098 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,161

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 08, 2011 Filed Sep 12, 2011 21:31 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 4,584 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000090 · edgar.xml · derivative · entry 6

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,584 shares

Expires 2011-09-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 08, 2011 Filed Sep 12, 2011 21:31 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 1,978 $15.67 $30,995.26
Disclosure

SEC source: 0001231205-11-000090 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,828

Read SEC document
September 08, 2011 Filed Sep 12, 2011 21:31 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 4,584 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000090 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,806

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2011 Filed Sep 9, 2011 19:09 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 2,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000081 · edgar.xml · derivative · entry 6

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,334

Underlying: Common Stock · 2,334 shares

Expires 2011-09-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

Read SEC document
September 07, 2011 Filed Sep 9, 2011 19:09 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 1,008 $15.65 $15,775.20
Disclosure

SEC source: 0001231205-11-000081 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,222

Read SEC document
September 07, 2011 Filed Sep 9, 2011 19:09 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 2,334 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000081 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,230

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2011 Filed Jun 13, 2011 20:59 UTC GENERAL ELECTRIC CO GE · Entity 2813 GrantEmployee Stock Option (right to buy) · Derivative 350,000 $0.00 Strike: $18.58 $0.00
Disclosure

SEC source: 0001231205-11-000053 · edgar.xml · derivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Underlying: Common Stock · 350,000 shares

Expires 2021-06-09

F1 · derivative.exercise_date: The Stock Options become exercisable in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.

Read SEC document
June 05, 2011 Filed Jun 8, 2011 20:47 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000048 · edgar.xml · derivative · entry 6

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 4,000 shares

Expires 2011-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

Read SEC document
June 05, 2011 Filed Jun 8, 2011 20:47 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 1,718 $18.73 $32,178.14
Disclosure

SEC source: 0001231205-11-000048 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,897

F1 · price: The price was calculated using the market price on June 3, 2011 and June 6, 2011.

Read SEC document
June 05, 2011 Filed Jun 8, 2011 20:47 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000048 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2011 Filed May 5, 2011 19:16 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 2,084 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000043 · edgar.xml · derivative · entry 15

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 2,084 shares

Expires 2011-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

Read SEC document
May 01, 2011 Filed May 5, 2011 19:16 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 2,917 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000043 · edgar.xml · derivative · entry 14

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Common Stock · 2,917 shares

Expires 2011-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

Read SEC document
May 01, 2011 Filed May 5, 2011 19:16 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 834 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000043 · edgar.xml · derivative · entry 13

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 834 shares

Expires 2011-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

Read SEC document
May 01, 2011 Filed May 5, 2011 19:16 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000043 · edgar.xml · derivative · entry 12

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2011-05-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: 1 for 1

Read SEC document
May 01, 2011 Filed May 5, 2011 19:16 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 896 $20.56 $18,421.76
Disclosure

SEC source: 0001231205-11-000043 · edgar.xml · nonDerivative · entry 8

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,615

F1 · price: The price was calculated using the market price on April 29, 2011 and May 2, 2011.

Read SEC document
May 01, 2011 Filed May 5, 2011 19:16 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 2,084 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000043 · edgar.xml · nonDerivative · entry 7

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2011 Filed May 5, 2011 19:16 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 1,253 $20.56 $25,761.68
Disclosure

SEC source: 0001231205-11-000043 · edgar.xml · nonDerivative · entry 6

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,427

F1 · price: The price was calculated using the market price on April 29, 2011 and May 2, 2011.

Read SEC document
May 01, 2011 Filed May 5, 2011 19:16 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 2,917 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000043 · edgar.xml · nonDerivative · entry 5

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2011 Filed May 5, 2011 19:16 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 359 $20.56 $7,381.04
Disclosure

SEC source: 0001231205-11-000043 · edgar.xml · nonDerivative · entry 4

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,763

F1 · price: The price was calculated using the market price on April 29, 2011 and May 2, 2011.

Read SEC document
May 01, 2011 Filed May 5, 2011 19:16 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 834 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000043 · edgar.xml · nonDerivative · entry 3

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,122

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2011 Filed May 5, 2011 19:16 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 1,074 $20.56 $22,081.44
Disclosure

SEC source: 0001231205-11-000043 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,288

F1 · price: The price was calculated using the market price on April 29, 2011 and May 2, 2011.

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May 01, 2011 Filed May 5, 2011 19:16 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001231205-11-000043 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 16, 2010 Filed Sep 20, 2010 22:02 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 2,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000109 · edgar.xml · derivative · entry 6

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,667 shares

Expires 2010-09-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

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September 16, 2010 Filed Sep 20, 2010 22:02 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 1,146 $16.21 $18,576.66
Disclosure

SEC source: 0001231205-10-000109 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,440

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September 16, 2010 Filed Sep 20, 2010 22:02 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionCommon Stock 2,667 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000109 · edgar.xml · nonDerivative · entry 1

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,586

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 09, 2010 Filed Sep 10, 2010 23:30 UTC GENERAL ELECTRIC CO GE · Entity 2813 Exercise / conversionRestricted Stock Units · Derivative 3,333 $0.00 $0.00
Disclosure

SEC source: 0001231205-10-000107 · edgar.xml · derivative · entry 6

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,001

Underlying: Common Stock · 3,333 shares

Expires 2010-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: 1 for 1

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September 09, 2010 Filed Sep 10, 2010 23:30 UTC GENERAL ELECTRIC CO GE · Entity 2813 Tax withholdingCommon Stock 1,432 $15.91 $22,783.12
Disclosure

SEC source: 0001231205-10-000107 · edgar.xml · nonDerivative · entry 2

CASSIDY KATHRYN A · CIK 0001233155 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,919

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.