Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENERAL ELECTRIC COGE · Entity 2813 | Senior Vice President | February 05, 2007 | February 05, 2007 |
| GOODYEAR TIRE & RUBBER CO /OH/GT · Entity 753 | Director | April 02, 2018 | April 04, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENERAL ELECTRIC CO
Report date February 05, 2007 · Filed February 05, 2007
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 500,742 |
Ending reported balance
After 2007-02-05 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2007-02-05 · Exercise / conversion · Acquired 41,250 · Balance 532,818 Row 2 · 2007-02-05 · Sale · Disposed 32,076 · Balance 500,742 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.08 · Expires 2007-09-12 | Direct | 123,750 |
Reported balance
After 2007-02-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2007-02-05 · Exercise / conversion · Disposed 41,250 · Balance 123,750 |
| Common StockSEC Table I · non-derivative | IndirectBy Family | 19,815 |
Reported balance
Holding disclosure · report date 2007-02-05 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 19,815 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 21,417 |
Reported balance
Holding disclosure · report date 2007-02-05 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 21,417 |
GOODYEAR TIRE & RUBBER CO /OH/
Report date April 02, 2018 · Filed April 04, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 40,996 |
Reported balance
After 2018-04-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2018-04-02 · Grant · Acquired 1,388 · Balance 40,996 F1: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan. F2: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F3: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan.
F2: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service.
F3: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 02, 2018 Filed Apr 4, 2018 20:11 UTC | GOODYEAR TIRE & RUBBER CO /OH/ GT · Entity 753 | GrantRestricted Stock Units · Derivative | 1,388 | $26.12 | $36,254.56 |
DisclosureSEC source: 0001209191-18-023603 · doc4.xml · derivative · entry 1 CONATY WILLIAM J · CIK 0001233156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,996 Underlying: Common Stock · 1,388 shares Expires not disclosed F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan. F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 20:28 UTC | GOODYEAR TIRE & RUBBER CO /OH/ GT · Entity 753 | GrantRestricted Stock Units · Derivative | 1,122 | $32.32 | $36,263.04 |
DisclosureSEC source: 0001209191-18-001810 · doc4.xml · derivative · entry 1 CONATY WILLIAM J · CIK 0001233156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,412 Underlying: Common Stock · 1,122 shares Expires not disclosed F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan. F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 20:37 UTC | GOODYEAR TIRE & RUBBER CO /OH/ GT · Entity 753 | GrantRestricted Stock Units · Derivative | 1,080 | $33.57 | $36,255.60 |
DisclosureSEC source: 0001209191-17-055871 · doc4.xml · derivative · entry 1 CONATY WILLIAM J · CIK 0001233156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,125 Underlying: Common Stock · 1,080 shares Expires not disclosed F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan. F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement. Read SEC document |
| July 03, 2017 Filed Jul 6, 2017 16:38 UTC | GOODYEAR TIRE & RUBBER CO /OH/ GT · Entity 753 | GrantRestricted Stock Units · Derivative | 1,001 | $34.96 | $34,994.96 |
DisclosureSEC source: 0001209191-17-043897 · doc4.xml · derivative · entry 1 CONATY WILLIAM J · CIK 0001233156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,924 Underlying: Common Stock · 1,001 shares Expires not disclosed F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan. F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 20:07 UTC | GOODYEAR TIRE & RUBBER CO /OH/ GT · Entity 753 | GrantRestricted Stock Units · Derivative | 992 | $35.28 | $34,997.76 |
DisclosureSEC source: 0001209191-17-025580 · doc4.xml · derivative · entry 1 CONATY WILLIAM J · CIK 0001233156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,819 Underlying: Common Stock · 992 shares Expires not disclosed F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan. F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 21:20 UTC | GOODYEAR TIRE & RUBBER CO /OH/ GT · Entity 753 | GrantRestricted Stock Units · Derivative | 1,122 | $31.19 | $34,995.18 |
DisclosureSEC source: 0001209191-17-002060 · doc4.xml · derivative · entry 1 CONATY WILLIAM J · CIK 0001233156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,697 Underlying: Common Stock · 1,122 shares Expires not disclosed F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan. F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 20:51 UTC | GOODYEAR TIRE & RUBBER CO /OH/ GT · Entity 753 | GrantRestricted Stock Units · Derivative | 1,077 | $32.51 | $35,013.27 |
DisclosureSEC source: 0001209191-16-145027 · doc4.xml · derivative · entry 1 CONATY WILLIAM J · CIK 0001233156 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,498 Underlying: Common Stock · 1,077 shares Expires not disclosed F1 · security: Restricted Stock Units ("RSU"), each equivalent to a share of the Common Stock of the Company and payable only in Common Stock, awarded pursuant to the Company's Outside Directors' Equity Participation Plan, as amended (the "Plan"), and accrued to the Equity Participation Account of the reporting person in accordance with the Plan. F2 · derivative.exercise_price: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.exercise_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F2 · derivative.expiration_date: Each RSU was valued at the fair market value (the closing market price) on the Transaction Date. Each RSU will be converted to a share of Common Stock on the fifth business day of the calendar quarter following the quarter of the Director's separation from Board service. F3 · balance_after: Total RSUs accrued to the Equity Participation Account of the reporting person as of the date of this statement. Read SEC document |
| February 05, 2007 Filed Feb 5, 2007 21:57 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 41,250 | $0.00 Strike: $22.08 | $0.00 |
DisclosureSEC source: 0001231205-07-000024 · edgar.xml · derivative · entry 5 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,750 Underlying: Common Stock · 41,250 shares Expires 2007-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2007 Filed Feb 5, 2007 21:57 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 32,076 | $36.38 | $1,166,924.88 |
DisclosureSEC source: 0001231205-07-000024 · edgar.xml · nonDerivative · entry 2 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,742 Read SEC document |
| February 05, 2007 Filed Feb 5, 2007 21:57 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 41,250 | $22.08 | $910,800.00 |
DisclosureSEC source: 0001231205-07-000024 · edgar.xml · nonDerivative · entry 1 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 532,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 18, 2006 Filed Oct 18, 2006 20:06 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 3,836 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-06-000172 · edgar.xml · nonDerivative · entry 1 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 488,453 Read SEC document |
| September 12, 2006 Filed Sep 14, 2006 21:27 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-06-000151 · edgar.xml · derivative · entry 8 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,250 Underlying: Common Stock · 18,750 shares Expires 2006-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 Read SEC document |
| September 12, 2006 Filed Sep 14, 2006 21:27 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-06-000151 · edgar.xml · derivative · entry 7 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2006-09-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: 1-for-1 Read SEC document |
| September 12, 2006 Filed Sep 14, 2006 21:27 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 8,658 | $34.55 | $299,133.90 |
DisclosureSEC source: 0001231205-06-000151 · edgar.xml · nonDerivative · entry 4 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 492,289 Read SEC document |
| September 12, 2006 Filed Sep 14, 2006 21:27 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 18,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-06-000151 · edgar.xml · nonDerivative · entry 3 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,947 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 12, 2006 Filed Sep 14, 2006 21:27 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 9,235 | $34.55 | $319,069.25 |
DisclosureSEC source: 0001231205-06-000151 · edgar.xml · nonDerivative · entry 2 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 482,197 Read SEC document |
| September 12, 2006 Filed Sep 14, 2006 21:27 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-06-000151 · edgar.xml · nonDerivative · entry 1 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 491,432 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2006 Filed Sep 12, 2006 21:06 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 70,834 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-06-000133 · edgar.xml · derivative · entry 2 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,834 Underlying: Common Stock · 70,834 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. F3 · derivative.expiration_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. Read SEC document |
| September 08, 2006 Filed Sep 12, 2006 21:06 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 212,500 | $0.00 Strike: $34.01 | $0.00 |
DisclosureSEC source: 0001231205-06-000133 · edgar.xml · derivative · entry 1 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,500 Underlying: Common Stock · 212,500 shares Expires 2016-09-08 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| August 25, 2006 Filed Aug 28, 2006 22:16 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 240,000 | $0.00 Strike: $14.73 | $0.00 |
DisclosureSEC source: 0001231205-06-000122 · edgar.xml · derivative · entry 5 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 240,000 shares Expires 2006-09-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2006 Filed Aug 28, 2006 22:16 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 160,698 | $33.81 | $5,433,199.38 |
DisclosureSEC source: 0001231205-06-000122 · edgar.xml · nonDerivative · entry 2 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 471,432 F1 · price: Average of high and low NYSE traded prices for GE stock on 8/25/06 Read SEC document |
| August 25, 2006 Filed Aug 28, 2006 22:16 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 240,000 | $14.73 | $3,535,200.00 |
DisclosureSEC source: 0001231205-06-000122 · edgar.xml · nonDerivative · entry 1 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632,130 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2006 Filed Feb 24, 2006 21:14 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantPhantom Stock Units · Derivative | 1,943 | $33.41 | $64,915.63 |
DisclosureSEC source: 0001231205-06-000043 · edgar.xml · derivative · entry 1 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,308 Underlying: Common Stock · 1,943 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Reallocable to other investment media. Payable after termination of employment. Total includes accrued dividends. F2 · derivative.expiration_date: Reallocable to other investment media. Payable after termination of employment. Total includes accrued dividends. Read SEC document |
| September 16, 2005 Filed Sep 20, 2005 22:27 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 53,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-05-000183 · edgar.xml · derivative · entry 2 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,334 Underlying: Common Stock · 53,334 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. F3 · derivative.expiration_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. Read SEC document |
| September 16, 2005 Filed Sep 20, 2005 22:27 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 240,000 | $0.00 Strike: $34.47 | $0.00 |
DisclosureSEC source: 0001231205-05-000183 · edgar.xml · derivative · entry 1 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,000 Underlying: Common Stock · 240,000 shares Expires 2015-09-16 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| June 26, 2005 Filed Jun 28, 2005 21:01 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-05-000098 · edgar.xml · derivative · entry 5 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 30,000 shares Expires 2005-06-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis Read SEC document |
| June 26, 2005 Filed Jun 28, 2005 21:01 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 12,435 | $34.66 | $430,997.10 |
DisclosureSEC source: 0001231205-05-000098 · edgar.xml · nonDerivative · entry 2 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 384,369 Read SEC document |
| June 26, 2005 Filed Jun 28, 2005 21:01 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-05-000098 · edgar.xml · nonDerivative · entry 1 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 396,804 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2005 Filed May 24, 2005 18:22 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 240,000 | $0.00 Strike: $10.65 | $0.00 |
DisclosureSEC source: 0001231205-05-000086 · edgar.xml · derivative · entry 7 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 240,000 shares Expires 2005-09-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 20, 2005 Filed May 24, 2005 18:22 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 35,077 | $36.97 | $1,296,796.69 |
DisclosureSEC source: 0001231205-05-000086 · edgar.xml · nonDerivative · entry 4 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 366,804 Read SEC document |
| May 20, 2005 Filed May 24, 2005 18:22 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 36,000 | $36.95 | $1,330,200.00 |
DisclosureSEC source: 0001231205-05-000086 · edgar.xml · nonDerivative · entry 3 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,881 Read SEC document |
| May 20, 2005 Filed May 24, 2005 18:22 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 70,300 | $36.94 | $2,596,882.00 |
DisclosureSEC source: 0001231205-05-000086 · edgar.xml · nonDerivative · entry 2 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,881 Read SEC document |
| May 20, 2005 Filed May 24, 2005 18:22 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 240,000 | $10.65 | $2,556,000.00 |
DisclosureSEC source: 0001231205-05-000086 · edgar.xml · nonDerivative · entry 1 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 508,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 18, 2005 Filed Feb 22, 2005 21:56 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantPhantom Stock Units · Derivative | 1,597 | $35.81 | $57,188.57 |
DisclosureSEC source: 0001231205-05-000035 · edgar.xml · derivative · entry 1 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,542 Underlying: Common Stock · 1,597 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Reallocable to other investment media. Payable after termination of employment. Total includes accrued dividends. F2 · derivative.expiration_date: Reallocable to other investment media. Payable after termination of employment. Total includes accrued dividends. Read SEC document |
| September 17, 2004 Filed Sep 21, 2004 20:15 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 46,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000177 · edgar.xml · derivative · entry 2 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,667 Underlying: Common Stock · 46,667 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. F3 · derivative.expiration_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. Read SEC document |
| September 17, 2004 Filed Sep 21, 2004 20:15 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantEmployee Stock Option (right to buy) · Derivative | 210,000 | $0.00 Strike: $34.22 | $0.00 |
DisclosureSEC source: 0001231205-04-000177 · edgar.xml · derivative · entry 1 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,000 Underlying: Common Stock · 210,000 shares Expires 2014-09-17 F1 · derivative.exercise_date: The Stock Options become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| July 14, 2004 Filed Jul 15, 2004 20:43 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 120,000 | $0.00 Strike: $8.50 | $0.00 |
DisclosureSEC source: 0001231205-04-000118 · edgar.xml · derivative · entry 5 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 120,000 shares Expires 2004-09-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 14, 2004 Filed Jul 15, 2004 20:43 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | SaleCommon Stock | 68,806 | $33.10 | $2,277,478.60 |
DisclosureSEC source: 0001231205-04-000118 · edgar.xml · nonDerivative · entry 2 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,739 Read SEC document |
| July 14, 2004 Filed Jul 15, 2004 20:43 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 120,000 | $8.50 | $1,020,000.00 |
DisclosureSEC source: 0001231205-04-000118 · edgar.xml · nonDerivative · entry 1 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 20, 2004 Filed Feb 24, 2004 20:35 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantPhantom Stock Units · Derivative | 1,061 | $33.35 | $35,384.35 |
DisclosureSEC source: 0001231205-04-000051 · edgar.xml · derivative · entry 1 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,393 Underlying: Common Stock · 1,061 shares Expires not disclosed F1 · derivative.exercise_price: 1-for-1 F2 · derivative.exercise_date: Reallocable to other investment media. Payable after termination of employment. Total includes accrued dividends. F2 · derivative.expiration_date: Reallocable to other investment media. Payable after termination of employment. Total includes accrued dividends. Read SEC document |
| November 05, 2003 Filed Feb 14, 2004 00:13 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-04-000029 · edgar.xml · nonDerivative · entry 1 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,545 Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:18 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000092 · edgar.xml · derivative · entry 3 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F4 · derivative.exercise_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% at 65. F4 · derivative.expiration_date: Vesting schedule: 25% on third anniversary; 25% on fifth anniversary; 25% on tenth anniversary and 25% at 65. Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:18 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantRestricted Stock Units · Derivative | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000092 · edgar.xml · derivative · entry 2 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires not disclosed F2 · derivative.exercise_price: 1-for-1 F3 · derivative.exercise_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. F3 · derivative.expiration_date: Vesting schedule: 50% on third anniversary; 50% on fifth anniversary. Read SEC document |
| September 12, 2003 Filed Sep 17, 2003 01:18 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantStock Appreciation Rights (exercisable for stock) · Derivative | 180,000 | $0.00 Strike: $31.53 | $0.00 |
DisclosureSEC source: 0001231205-03-000092 · edgar.xml · derivative · entry 1 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,000 Underlying: Common Stock · 180,000 shares Expires 2013-09-12 F1 · derivative.exercise_date: The SARs become exercisable in five equal installments of 20% each, beginning on the first anniversary of the grant date. Read SEC document |
| July 27, 2003 Filed Jul 29, 2003 21:59 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000047 · edgar.xml · derivative · entry 5 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Common Stock · 12,500 shares Expires 2003-07-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis Read SEC document |
| July 27, 2003 Filed Jul 29, 2003 21:59 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Tax withholdingCommon Stock | 3,932 | $28.28 | $111,196.96 |
DisclosureSEC source: 0001231205-03-000047 · edgar.xml · nonDerivative · entry 2 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,545 Read SEC document |
| July 27, 2003 Filed Jul 29, 2003 21:59 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | Exercise / conversionCommon Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-03-000047 · edgar.xml · nonDerivative · entry 1 CONATY WILLIAM J · CIK 0001233156 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 222,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.