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HOGAN JOSEPH M

Disclosed activity across 2 companies

Tapewire entity
13426
SEC CIK
0001233163

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ALIGN TECHNOLOGY INCALGN · Entity 3488Director · President and CEOFebruary 20, 2026February 25, 2026
GENERAL ELECTRIC COGE · Entity 2813Senior Vice PresidentMay 01, 2008May 05, 2008

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ALIGN TECHNOLOGY INC

Report date February 20, 2026 · Filed February 25, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect225,377 Reported balance After 2026-02-20 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-02-20 · Exercise / conversion · Acquired 40,248 · Balance 225,377

F1: Includes 184 shares acquired on January 30, 2026 under the ALGN Employee Stock Purchase Plan.

Common StockSEC Table I · non-derivativeDirect209,270 Reported balance After 2026-02-20 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2026-02-20 · Tax withholding · Disposed 16,107 · Balance 209,270

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct19,144 Reported balance After 2026-02-20 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2026-02-20 · Grant · Acquired 19,144 · Balance 19,144

F4: Represents par value of ALGN common stock.

F5: 1/4th of the restricted stock unit granted on February 20, 2026 will become vested on February 20, 2027 and shares will be delivered to reporting person on such date. 1/4th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct11,882 Reported balance After 2026-02-20 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2026-02-20 · Exercise / conversion · Disposed 3,961 · Balance 11,882

F4: Represents par value of ALGN common stock.

F7: 1/4th of the restricted stock unit granted on February 20, 2025 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-02-20 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2026-02-20 · Exercise / conversion · Disposed 1,865 · Balance 0

F4: Represents par value of ALGN common stock.

F8: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct3,672 Reported balance After 2026-02-20 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2026-02-20 · Exercise / conversion · Disposed 3,672 · Balance 3,672

F4: Represents par value of ALGN common stock.

F10: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct6,794 Reported balance After 2026-02-20 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2026-02-20 · Exercise / conversion · Disposed 3,397 · Balance 6,794

F4: Represents par value of ALGN common stock.

F11: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Market Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct44,670 Reported balance After 2026-02-20 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-02-20 · Grant · Acquired 44,670 · Balance 44,670

F4: Represents par value of ALGN common stock.

F6: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Market Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2026-02-20 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2026-02-20 · Exercise / conversion · Disposed 27,353 · Balance 0

F4: Represents par value of ALGN common stock.

F9: The market stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such vest date.

Common StockSEC Table I · non-derivativeIndirectSee Footnote55,267 Reported balance Holding disclosure · report date 2026-02-20 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 55,267

F2: Shares are held by the Hogan 2025 GRAT, for which the Reporting Person serves as trustee.

Common StockSEC Table I · non-derivativeIndirectSee Footnote1,500 Reported balance Holding disclosure · report date 2026-02-20 · row 4 Holding and transaction disclosures are not merged.
1 source row

Row 4 · Balance 1,500

F3: These securities are held directly by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 184 shares acquired on January 30, 2026 under the ALGN Employee Stock Purchase Plan.

F2: Shares are held by the Hogan 2025 GRAT, for which the Reporting Person serves as trustee.

F3: These securities are held directly by the spouse of the reporting person. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or any other purpose.

F4: Represents par value of ALGN common stock.

F5: 1/4th of the restricted stock unit granted on February 20, 2026 will become vested on February 20, 2027 and shares will be delivered to reporting person on such date. 1/4th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.

F6: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F7: 1/4th of the restricted stock unit granted on February 20, 2025 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F8: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date.

F9: The market stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such vest date.

F10: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F11: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

GENERAL ELECTRIC CO

Report date May 01, 2008 · Filed May 05, 2008

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect33,373 Ending reported balance After 2008-05-01 transaction · row 12
12 source rows · reconciled sequence

Row 1 · 2008-05-01 · Exercise / conversion · Acquired 7,500 · Balance 17,458

Row 2 · 2008-05-01 · Tax withholding · Disposed 3,109 · Balance 14,349

Row 3 · 2008-05-01 · Exercise / conversion · Acquired 5,000 · Balance 19,349

Row 4 · 2008-05-01 · Tax withholding · Disposed 2,073 · Balance 17,276

Row 5 · 2008-05-01 · Exercise / conversion · Acquired 8,333 · Balance 25,609

Row 6 · 2008-05-01 · Tax withholding · Disposed 3,455 · Balance 22,154

Row 7 · 2008-05-01 · Exercise / conversion · Acquired 6,666 · Balance 28,820

Row 8 · 2008-05-01 · Tax withholding · Disposed 2,764 · Balance 26,056

Row 9 · 2008-05-01 · Exercise / conversion · Acquired 4,166 · Balance 30,222

Row 10 · 2008-05-01 · Tax withholding · Disposed 1,727 · Balance 28,495

Row 11 · 2008-05-01 · Exercise / conversion · Acquired 8,333 · Balance 36,828

Row 12 · 2008-05-01 · Tax withholding · Disposed 3,455 · Balance 33,373

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2008-05-01Direct15,000 Reported balance After 2008-05-01 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2008-05-01 · Exercise / conversion · Disposed 7,500 · Balance 15,000

F1: 1-for-1

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2008-05-01Direct10,000 Reported balance After 2008-05-01 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2008-05-01 · Exercise / conversion · Disposed 5,000 · Balance 10,000

F1: 1-for-1

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2008-05-01Direct16,667 Reported balance After 2008-05-01 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2008-05-01 · Exercise / conversion · Disposed 8,333 · Balance 16,667

F1: 1-for-1

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2008-05-01Direct23,334 Reported balance After 2008-05-01 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2008-05-01 · Exercise / conversion · Disposed 6,666 · Balance 23,334

F1: 1-for-1

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2008-05-01Direct33,334 Reported balance After 2008-05-01 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2008-05-01 · Exercise / conversion · Disposed 4,166 · Balance 33,334

F1: 1-for-1

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2008-05-01Direct66,667 Reported balance After 2008-05-01 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2008-05-01 · Exercise / conversion · Disposed 8,333 · Balance 66,667

F1: 1-for-1

Common StockSEC Table I · non-derivativeIndirect401(k)19,639 Reported balance Holding disclosure · report date 2008-05-01 · row 13 Holding and transaction disclosures are not merged.
1 source row

Row 13 · Balance 19,639

Common StockSEC Table I · non-derivativeIndirectby family84 Reported balance Holding disclosure · report date 2008-05-01 · row 14 Holding and transaction disclosures are not merged.
1 source row

Row 14 · Balance 84

Filing footnotes · ownership attribution and instrument terms

F1: 1-for-1

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 20, 2026 Filed Feb 25, 2026 00:56 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 3,397 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-067963 · ownership.xml · derivative · entry 11

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,794

Underlying: Common Stock · 3,397 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents par value of ALGN common stock.

F11 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F11 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Read SEC document
February 20, 2026 Filed Feb 25, 2026 00:56 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 3,672 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-067963 · ownership.xml · derivative · entry 10

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,672

Underlying: Common Stock · 3,672 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents par value of ALGN common stock.

F10 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F10 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Read SEC document
February 20, 2026 Filed Feb 25, 2026 00:56 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionMarket Stock Unit · Derivative 27,353 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-067963 · ownership.xml · derivative · entry 9

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 27,353 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents par value of ALGN common stock.

F9 · derivative.exercise_date: The market stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such vest date.

F9 · derivative.expiration_date: The market stock unit granted on February 20, 2023 became vested on February 20, 2026 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2026 Filed Feb 25, 2026 00:56 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 1,865 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-067963 · ownership.xml · derivative · entry 8

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,865 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents par value of ALGN common stock.

F8 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date.

F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date.

Read SEC document
February 20, 2026 Filed Feb 25, 2026 00:56 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 3,961 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-067963 · ownership.xml · derivative · entry 7

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,882

Underlying: Common Stock · 3,961 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2025 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2025 became vested on February 20, 2026 and shares were delivered to reporting person on such grant date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each such vest date.

Read SEC document
February 20, 2026 Filed Feb 25, 2026 00:56 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantMarket Stock Unit · Derivative 44,670 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-067963 · ownership.xml · derivative · entry 6

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,670

Underlying: Common Stock · 44,670 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F6 · derivative.expiration_date: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2026 Filed Feb 25, 2026 00:56 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantRestricted Stock Unit · Derivative 19,144 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001193125-26-067963 · ownership.xml · derivative · entry 5

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,144

Underlying: Common Stock · 19,144 shares

Expires not disclosed

F4 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2026 will become vested on February 20, 2027 and shares will be delivered to reporting person on such date. 1/4th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2026 will become vested on February 20, 2027 and shares will be delivered to reporting person on such date. 1/4th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.

Read SEC document
February 20, 2026 Filed Feb 25, 2026 00:56 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 16,107 $190.02 $3,060,652.14
Disclosure

SEC source: 0001193125-26-067963 · ownership.xml · nonDerivative · entry 2

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 209,270

Read SEC document
February 20, 2026 Filed Feb 25, 2026 00:56 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 40,248 $0.00 $0.00
Disclosure

SEC source: 0001193125-26-067963 · ownership.xml · nonDerivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 225,377

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 184 shares acquired on January 30, 2026 under the ALGN Employee Stock Purchase Plan.

Read SEC document
August 01, 2025 Filed Aug 1, 2025 20:05 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 PurchaseCommon Stock 7,576 $131.49 $996,131.12
Disclosure

SEC source: 0001415889-25-020838 · form4-08012025_040811.xml · nonDerivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,945

F1 · balance_after: Reflects the Reporting Person's contribution of 55,267 shares to the Hogan 2025 GRAT dated May 31, 2025 ("Hogan 2025 GRAT").

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:44 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantMarket Stock Unit · Derivative 36,969 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005333 · form4-02242025_110251.xml · derivative · entry 10

HOGAN JOSEPH M · CIK 0001233163 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,969

Underlying: Common Stock · 36,969 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F10 · derivative.exercise_date: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F10 · derivative.expiration_date: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:44 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantRestricted Stock Unit · Derivative 15,843 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005333 · form4-02242025_110251.xml · derivative · entry 9

HOGAN JOSEPH M · CIK 0001233163 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,843

Underlying: Common Stock · 15,843 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F9 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2025 will become vested on February 20, 2026 and shares will be delivered to reporting person on such date. 1/4th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.

F9 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2025 will become vested on February 20, 2026 and shares will be delivered to reporting person on such date. 1/4th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:44 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 3,397 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005333 · form4-02242025_110251.xml · derivative · entry 8

HOGAN JOSEPH M · CIK 0001233163 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,191

Underlying: Common Stock · 3,397 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F8 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2025 and shares were delivered to reporting person on such date. 1/4th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.

F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2024 became vested on February 20, 2025 and shares were delivered to reporting person on such date. 1/4th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:44 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 3,673 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005333 · form4-02242025_110251.xml · derivative · entry 7

HOGAN JOSEPH M · CIK 0001233163 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,344

Underlying: Common Stock · 3,673 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:44 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionMarket Stock Unit · Derivative 10,802 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005333 · form4-02242025_110251.xml · derivative · entry 6

HOGAN JOSEPH M · CIK 0001233163 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,802 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: The market stock unit granted on February 20, 2022 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date.

F6 · derivative.expiration_date: The market stock unit granted on February 20, 2022 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:44 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 1,865 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005333 · form4-02242025_110251.xml · derivative · entry 5

HOGAN JOSEPH M · CIK 0001233163 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,865

Underlying: Common Stock · 1,865 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2025 and shares were delivered to reporting person. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2025 and shares were delivered to reporting person. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:44 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 1,412 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005333 · form4-02242025_110251.xml · derivative · entry 4

HOGAN JOSEPH M · CIK 0001233163 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2025 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:44 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 8,853 $198.06 $1,753,425.18
Disclosure

SEC source: 0001415889-25-005333 · form4-02242025_110251.xml · nonDerivative · entry 2

HOGAN JOSEPH M · CIK 0001233163 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 232,636

Read SEC document
February 20, 2025 Filed Feb 24, 2025 23:44 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 21,149 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005333 · form4-02242025_110251.xml · nonDerivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 241,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 109 shares acquired on January 31, 2025 under the ALGN Employee Stock Purchase Plan.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 00:56 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantMarket Stock Unit · Derivative 31,707 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004950 · form4-02232024_120242.xml · derivative · entry 10

HOGAN JOSEPH M · CIK 0001233163 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,707

Underlying: Common Stock · 31,707 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F10 · derivative.exercise_date: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F10 · derivative.expiration_date: Represents the number of shares which may be issued at target under the market stock unit. If performance exceeds target, the maximum number of shares that may vest is 250% of the at target amount. Vesting, if any, of the market stock unit occurs on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2024 Filed Feb 23, 2024 00:56 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantRestricted Stock Unit · Derivative 13,588 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004950 · form4-02232024_120242.xml · derivative · entry 9

HOGAN JOSEPH M · CIK 0001233163 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,588

Underlying: Common Stock · 13,588 shares

Expires not disclosed

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F9 · derivative.exercise_date: 1/14th of the restricted stock unit granted on February 20, 2024 will become vested on February 20, 2025 and shares will be delivered to reporting person on such date. 1/14th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.

F9 · derivative.expiration_date: 1/14th of the restricted stock unit granted on February 20, 2024 will become vested on February 20, 2025 and shares will be delivered to reporting person on such date. 1/14th of restricted stock unit will vest annually thereafter and shares will be delivered to reporting person on such vest date.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 00:56 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionMarket Stock Unit · Derivative 9,908 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004950 · form4-02232024_120242.xml · derivative · entry 8

HOGAN JOSEPH M · CIK 0001233163 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,908 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F8 · derivative.exercise_date: The market stock unit granted on February 20, 2021 vested on February 20, 2024 and shares were delivered to reporting person on such vest date.

F8 · derivative.expiration_date: The market stock unit granted on February 20, 2021 vested on February 20, 2024 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 00:56 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 3,673 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004950 · form4-02232024_120242.xml · derivative · entry 7

HOGAN JOSEPH M · CIK 0001233163 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,017

Underlying: Common Stock · 3,673 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2023 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 00:56 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 1,865 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004950 · form4-02232024_120242.xml · derivative · entry 6

HOGAN JOSEPH M · CIK 0001233163 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,730

Underlying: Common Stock · 1,865 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2924 and shares were delivered to reporting person. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2924 and shares were delivered to reporting person. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 00:56 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 1,412 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004950 · form4-02232024_120242.xml · derivative · entry 5

HOGAN JOSEPH M · CIK 0001233163 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,412

Underlying: Common Stock · 1,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on such vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on such vest date.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 00:56 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 2,716 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004950 · form4-02232024_120242.xml · derivative · entry 4

HOGAN JOSEPH M · CIK 0001233163 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,716 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2024 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 00:56 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 8,674 $313.53 $2,719,559.22
Disclosure

SEC source: 0001415889-24-004950 · form4-02232024_120242.xml · nonDerivative · entry 2

HOGAN JOSEPH M · CIK 0001233163 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,653

Read SEC document
February 20, 2024 Filed Feb 23, 2024 00:56 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 19,574 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-004950 · form4-02232024_120242.xml · nonDerivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · PRESIDENT AND CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,327

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 89 shares acquired on January 31, 2024 under the ALGN Employee Stock Purchase Plan.

Read SEC document
November 09, 2023 Filed Nov 10, 2023 01:35 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 PurchaseCommon Stock 5,194 $192.50 $999,845.00
Disclosure

SEC source: 0001209191-23-054911 · doc4.xml · nonDerivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,664

Read SEC document
October 31, 2023 Filed Nov 1, 2023 21:18 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 PurchaseCommon Stock 5,319 $188.00 $999,972.00
Disclosure

SEC source: 0001209191-23-054034 · doc4.xml · nonDerivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,470

Read SEC document
February 20, 2023 Filed Feb 24, 2023 01:14 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantMarket Stock Unit · Derivative 34,277 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012417 · doc4.xml · derivative · entry 10

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,277

Underlying: Common Stock · 34,277 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F9 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F9 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2023 Filed Feb 24, 2023 01:14 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantRestricted Stock Unit · Derivative 14,690 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012417 · doc4.xml · derivative · entry 9

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,690

Underlying: Common Stock · 14,690 shares

Expires not disclosed

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F8 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2023 will become vested on February 20, 2024 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually thereafter and shares will be delivered to reporting person on each vest date.

F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2023 will become vested on February 20, 2024 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually thereafter and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2023 Filed Feb 24, 2023 01:14 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionMarket Stock Unit · Derivative 8,284 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012417 · doc4.xml · derivative · entry 8

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,284 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F7 · derivative.exercise_date: The market stock unit granted February 20, 2020 became fully vested on February 20, 2023, and shares were delivered to reporting person on such vest date.

F7 · derivative.expiration_date: The market stock unit granted February 20, 2020 became fully vested on February 20, 2023, and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2023 Filed Feb 24, 2023 01:14 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 3,348 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012417 · doc4.xml · derivative · entry 7

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,348 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date.

Read SEC document
February 20, 2023 Filed Feb 24, 2023 01:14 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 2,716 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012417 · doc4.xml · derivative · entry 6

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,716

Underlying: Common Stock · 2,716 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2023 Filed Feb 24, 2023 01:14 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 1,412 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012417 · doc4.xml · derivative · entry 5

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,824

Underlying: Common Stock · 1,412 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F4 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F4 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2023 Filed Feb 24, 2023 01:14 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 1,865 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012417 · doc4.xml · derivative · entry 4

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,595

Underlying: Common Stock · 1,865 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Represents par value of ALGN common stock.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2022 became vested on February 20, 2023 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2023 Filed Feb 24, 2023 01:14 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 7,891 $316.71 $2,499,158.61
Disclosure

SEC source: 0001209191-23-012417 · doc4.xml · nonDerivative · entry 2

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,151

Read SEC document
February 20, 2023 Filed Feb 24, 2023 01:14 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionCommon Stock 17,625 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-012417 · doc4.xml · nonDerivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,042

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2023 Filed Feb 10, 2023 02:03 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 PurchaseCommon Stock 2,928 $341.50 $999,912.00
Disclosure

SEC source: 0001209191-23-008205 · doc4.xml · nonDerivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,417

F1 · balance_after: Includes 88 shares acquired under the ALGN ESPP on January 31, 2023.

Read SEC document
November 02, 2022 Filed Nov 3, 2022 21:05 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 PurchaseCommon Stock 10,600 $188.58 $1,998,987.22
Disclosure

SEC source: 0001209191-22-055541 · doc4.xml · nonDerivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,401

F1 · price: The price reported in column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $188.32 to $188.65, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
May 04, 2022 Filed May 5, 2022 23:12 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 PurchaseCommon Stock 6,700 $298.48 $1,999,842.13
Disclosure

SEC source: 0001209191-22-027428 · doc4.xml · nonDerivative · entry 1

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,801

F1 · price: The price reported in column 4 is an average price. These shares were purchased in multiple transactions at prices ranging from $298.03 to $298.50, inclusive. The reporting person undertakes to provide Align Technology, Inc., any security holder of Align Technology, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
February 20, 2022 Filed Feb 25, 2022 00:08 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantMarket Stock Unit · Derivative 37,302 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012819 · doc4.xml · derivative · entry 10

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,302

Underlying: Common Stock · 37,302 shares

Expires not disclosed

F9 · derivative.exercise_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

F9 · derivative.expiration_date: Represents the maximum number of shares which may be issued under the market stock unit. 100% of the market stock unit will vest on the last day of the third year of the Performance Period (as defined in the market stock unit agreement).

Read SEC document
February 20, 2022 Filed Feb 25, 2022 00:08 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 GrantRestricted Stock Unit · Derivative 7,460 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012819 · doc4.xml · derivative · entry 9

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,460

Underlying: Common Stock · 7,460 shares

Expires not disclosed

F8 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2022 will become vested on February 20, 2023 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F8 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2022 will become vested on February 20, 2023 and shares will be delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2022 Filed Feb 25, 2022 00:08 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 1,413 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012819 · doc4.xml · derivative · entry 8

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,236

Underlying: Common Stock · 1,413 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F7 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2021 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

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February 20, 2022 Filed Feb 25, 2022 00:08 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 2,716 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012819 · doc4.xml · derivative · entry 7

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,432

Underlying: Common Stock · 2,716 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F6 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2020 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

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February 20, 2022 Filed Feb 25, 2022 00:08 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 3,349 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012819 · doc4.xml · derivative · entry 6

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,348

Underlying: Common Stock · 3,349 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

F5 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2019 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date. 1/4th of the restricted stock unit will continue to vest annually and shares will be delivered to reporting person on each vest date.

Read SEC document
February 20, 2022 Filed Feb 25, 2022 00:08 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionMarket Stock Unit · Derivative 49,958 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012819 · doc4.xml · derivative · entry 5

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,958 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The market stock unit granted February 20, 2019 became fully vested on February 20, 2022, and shares were delivered to reporting person on such vest date.

F4 · derivative.expiration_date: The market stock unit granted February 20, 2019 became fully vested on February 20, 2022, and shares were delivered to reporting person on such vest date.

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February 20, 2022 Filed Feb 25, 2022 00:08 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Exercise / conversionRestricted Stock Unit · Derivative 2,400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-22-012819 · doc4.xml · derivative · entry 4

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,400 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date.

F3 · derivative.expiration_date: 1/4th of the restricted stock unit granted on February 20, 2018 became vested on February 20, 2022 and shares were delivered to reporting person on such vest date.

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February 20, 2022 Filed Feb 25, 2022 00:08 UTC ALIGN TECHNOLOGY INC ALGN · Entity 3488 Tax withholdingCommon Stock 26,875 $498.65 $13,401,218.75
Disclosure

SEC source: 0001209191-22-012819 · doc4.xml · nonDerivative · entry 2

HOGAN JOSEPH M · CIK 0001233163 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,101

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.