Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENERAL ELECTRIC COGE · Entity 2813 | Director | April 02, 2013 | April 03, 2013 |
| HOME DEPOT, INC.HD · Entity 2816 | Director | July 08, 2005 | July 12, 2005 |
| PENSKE AUTOMOTIVE GROUP, INC.PAG · Entity 1680 | Director · Chair & CEO · 10% owner | June 01, 2026 | June 03, 2026 |
| UNIVERSAL TECHNICAL INSTITUTE INCUTI · Entity 4868 | Director | February 27, 2020 | February 28, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENERAL ELECTRIC CO
Report date April 02, 2013 · Filed April 03, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Fee Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 201,391 |
Reported balance
After 2013-04-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2013-04-02 · Grant · Acquired 2,670 · Balance 201,391 F1: Acquired at a price of $23.40 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2: Each unit of phantom stock is the economic equivalent of one share of common stock. F3: Payable beginning one year after termination of service as a director. |
Filing footnotes · ownership attribution and instrument terms
F1: Acquired at a price of $23.40 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director.
F2: Each unit of phantom stock is the economic equivalent of one share of common stock.
F3: Payable beginning one year after termination of service as a director.
HOME DEPOT, INC.
Report date July 08, 2005 · Filed July 12, 2005
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Deferred Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $40.08 | Direct | 0 |
Reported balance
After 2005-07-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2005-07-08 · Disposition to issuer · Disposed 5,498.8871 · Balance 0 F1: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The Deferred Stock Units convert to shares of Common Stock on a one-for-one basis following a termination of service as described in The Home Depot, Inc. NonEmployee Directors' Deferred Stock Compensation Plan.
PENSKE AUTOMOTIVE GROUP, INC.
Report date June 01, 2026 · Filed June 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 152,379 |
Reported balance
After 2026-06-01 transaction · row 1
1 source rowRow 1 · 2026-06-01 · Tax withholding · Disposed 27,598 · Balance 152,379 F1: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2026. |
| Common StockSEC Table I · non-derivative | IndirectBy Corporation | 34,181,121 |
Reported balance
Holding disclosure · report date 2026-06-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 34,181,121 F2: Consists of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2026.
F2: Consists of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities.
UNIVERSAL TECHNICAL INSTITUTE INC
Report date February 27, 2020 · Filed February 28, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.0001 par valueSEC Table I · non-derivative | Direct | 84,445 |
Reported balance
After 2020-02-27 transaction · row 1
1 source rowRow 1 · 2020-02-27 · Grant · Acquired 6,712 · Balance 84,445 F1: The award was approved by the Compensation Committee of UTI's Board of Directors and UTI's Board of Directors on February 27, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: The award was approved by the Compensation Committee of UTI's Board of Directors and UTI's Board of Directors on February 27, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 01, 2026 Filed Jun 3, 2026 20:24 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | Tax withholdingCommon Stock | 27,598 | $170.44 | $4,703,803.12 |
DisclosureSEC source: 0001628280-26-040341 · wk-form4_1780518288.xml · nonDerivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 152,379 F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2026. Read SEC document |
| February 25, 2026 Filed Feb 27, 2026 13:48 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantCommon Stock | 39,949 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-012588 · wk-form4_1772200135.xml · nonDerivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 179,991 F1 · shares: Fifteen percent of the shares vest on June 1, 2027, fifteen percent of these shares vest on June 1, 2028, twenty percent of the shares vest on June 1, 2029, and fifty percent of the shares vest on June 1, 2030. F2 · price: Price is not relevant to this transaction. Read SEC document |
| February 25, 2026 Filed Mar 12, 2026 21:01 UTC Amendment | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantCommon Stock | 39,935 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-017351 · wk-form4a_1773349295.xml · nonDerivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 179,977 F1 · shares: Fifteen percent of these shares vest on June 1, 2027, fifteen percent of these shares vest on June 1, 2028, twenty percent of the shares vest on June 1, 2029, and fifty percent of the shares vest on June 1, 2030. F2 · price: Price is not relevant to this transaction. Read SEC document |
| June 03, 2025 Filed Jun 3, 2025 20:45 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | SaleCommon Stock | 77,357 | $161.37 | $12,483,099.09 |
DisclosureSEC source: 0001019849-25-000067 · wk-form4_1748983511.xml · nonDerivative · entry 3 PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 140,042 F3 · price: The transaction was executed in multiple trade prices ranging from $160.13 to $162.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 02, 2025 Filed Jun 3, 2025 20:45 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | SaleCommon Stock | 20,100 | $159.80 | $3,211,980.00 |
DisclosureSEC source: 0001019849-25-000067 · wk-form4_1748983511.xml · nonDerivative · entry 2 PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 217,399 F2 · price: The transaction was executed in multiple trade prices ranging from $159.03 to $160.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 01, 2025 Filed Jun 3, 2025 20:45 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | Tax withholdingCommon Stock | 44,179 | $164.18 | $7,253,308.22 |
DisclosureSEC source: 0001019849-25-000067 · wk-form4_1748983511.xml · nonDerivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 237,499 F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2025. Read SEC document |
| February 19, 2025 Filed Feb 21, 2025 21:03 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantCommon Stock | 34,361 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019849-25-000017 · wk-form4_1740171821.xml · nonDerivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 281,678 F1 · shares: Fifteen percent of the shares vest on June 1, 2026, fifteen percent of the shares vest on June 1, 2027, twenty percent of the shares vest on June 1, 2028, and fifty percent of the shares vest on June 1, 2029. F2 · price: Price is not relevant to this transaction. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:11 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | Tax withholdingCommon Stock | 31,161 | $152.10 | $4,739,588.10 |
DisclosureSEC source: 0001019849-24-000064 · wk-form4_1717531883.xml · nonDerivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 247,317 F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2024. Read SEC document |
| February 13, 2024 Filed Feb 14, 2024 21:17 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantCommon Stock | 31,722 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019849-24-000015 · wk-form4_1707945422.xml · nonDerivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 278,478 F1 · shares: Fifteen percent of the shares vest on June 1, 2025, fifteen percent of the shares vest on June 1, 2026, twenty percent of the shares vest on June 1, 2027, and fifty percent of the shares vest on June 1, 2028. F2 · price: Price is not relevant to this transaction. Read SEC document |
| December 07, 2023 Filed Dec 8, 2023 21:10 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GiftCommon Stock | 341,815 | $0.00 | $0.00 |
DisclosureSEC source: 0001019849-23-000164 · wk-form4_1702069849.xml · nonDerivative · entry 2 PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Trust Disclosed balance after: 0 F1 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,195 shares held by Penske corporation. 54,980 of the shares indirectly held were previously held directly. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities. Read SEC document |
| December 07, 2023 Filed Dec 8, 2023 21:10 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GiftCommon Stock | 329,495 | $0.00 | $0.00 |
DisclosureSEC source: 0001019849-23-000164 · wk-form4_1702069849.xml · nonDerivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 246,756 F1 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,195 shares held by Penske corporation. 54,980 of the shares indirectly held were previously held directly. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities. Read SEC document |
| June 01, 2023 Filed Jun 5, 2023 21:03 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | Tax withholdingCommon Stock | 42,158 | $138.43 | $5,835,931.94 |
DisclosureSEC source: 0001019849-23-000098 · wk-form4_1685999009.xml · nonDerivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 631,231 F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2023. F2 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 286,833 shares held in a trust. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities. Read SEC document |
| February 15, 2023 Filed Feb 17, 2023 13:19 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantCommon Stock | 50,668 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019849-23-000023 · wf-form4_167663995113160.xml · nonDerivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 673,389 F1 · shares: Fifteen percent of the shares vest on June 1, 2024, fifteen percent of the shares vest on June 1, 2025, twenty percent of the shares vest on June 1, 2026, and fifty percent of the shares vest on June 1, 2027. F2 · price: Price is not relevant to this transaction. F3 · ownership.direct: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 286,833 shares held in a trust. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:15 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | SaleCommon Stock | 49,009 | $115.37 | $5,654,168.33 |
DisclosureSEC source: 0001209191-22-034019 · doc4.xml · nonDerivative · entry 2 PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 622,721 F3 · price: The transaction was executed in multiple trade prices ranging from $114.50 to $115.76. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 286,833 shares held in a trust. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities. Read SEC document |
| June 01, 2022 Filed Jun 3, 2022 20:15 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | Tax withholdingCommon Stock | 37,887 | $116.23 | $4,403,606.01 |
DisclosureSEC source: 0001209191-22-034019 · doc4.xml · nonDerivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 671,730 F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2022. F2 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 286,833 shares held in a trust. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities. Read SEC document |
| February 15, 2022 Filed Feb 17, 2022 21:27 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantCommon Stock (Restricted Shares) | 86,498 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-010763 · doc4.xml · nonDerivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 709,617 F1 · shares: Fifteen percent of the shares vest on June 1, 2023, fifteen percent of the shares vest on June 1, 2024, twenty percent of the shares vest on June 1, 2025 and fifty percent of the shares vest on June 1, 2026. F2 · price: Price is not relevant to this transaction. F3 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 286,835 shares held in a trust. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities. Read SEC document |
| August 16, 2021 Filed Aug 17, 2021 20:56 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | SaleCommon Stock | 25,000 | $89.87 | $2,246,842.50 |
DisclosureSEC source: 0001209191-21-051899 · doc4.xml · nonDerivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 286,835 F1 · price: This transaction was executed in multiple trade prices ranging from $89.07 to $90.18. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports direct beneficial ownership of 623,119 shares. The 25,000 shares sold on August 16, 2021 were previously held directly. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities. Read SEC document |
| June 03, 2021 Filed Jun 3, 2021 21:59 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | SaleCommon Stock | 8,500 | $82.35 | $699,975.00 |
DisclosureSEC source: 0001209191-21-037854 · doc4.xml · nonDerivative · entry 3 PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 648,119 F2 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 286,833 shares held in a trust. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities. Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 21:59 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | SaleCommon Stock | 12,313 | $85.31 | $1,050,422.03 |
DisclosureSEC source: 0001209191-21-037854 · doc4.xml · nonDerivative · entry 2 PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 656,619 F3 · price: The transaction was executed in multiple trade prices ranging from $85.00 to $86.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 286,833 shares held in a trust. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 21:59 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | Tax withholdingCommon Stock | 35,416 | $86.96 | $3,079,775.36 |
DisclosureSEC source: 0001209191-21-037854 · doc4.xml · nonDerivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668,932 F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2021. F2 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 286,833 shares held in a trust. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 13:36 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantCommon Stock (Restricted Shares) | 143,338 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-011629 · doc4.xml · nonDerivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 704,348 F1 · shares: Fifteen percent of the shares vest on June 1, 2022, fifteen percent of the shares vest on June 1, 2023, twenty percent of the shares vest on June 1, 2024 and fifty percent of the shares vest on June 1, 2025. F2 · price: Price is not relevant to this transaction. F3 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 286,833 shares held in a trust. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities. Read SEC document |
| November 17, 2020 Filed Jan 5, 2021 13:28 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GiftCommon Stock | 54,762 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-000637 · doc5.xml · nonDerivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 286,833 F1 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. 47,110 shares of the 286,833 shares held indirectly were previously held directly. Mr. Penske thus reports direct ownership of 561,010. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 20:07 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | Tax withholdingCommon Stock | 36,419 | $35.99 | $1,310,719.81 |
DisclosureSEC source: 0001209191-20-033471 · doc4.xml · nonDerivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director · Chair & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608,120 F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2020. F2 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 294,485 shares held in a trust. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities. Read SEC document |
| February 27, 2020 Filed Feb 28, 2020 21:18 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 6,712 | $7.45 | $50,004.40 |
DisclosureSEC source: 0001209191-20-013805 · doc4.xml · nonDerivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,445 F1 · shares: The award was approved by the Compensation Committee of UTI's Board of Directors and UTI's Board of Directors on February 27, 2020. Read SEC document |
| February 11, 2020 Filed Feb 13, 2020 21:31 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantCommon Stock (Restricted Shares) | 44,456 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-009203 · doc4.xml · nonDerivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 644,539 F1 · shares: 15% of the shares vest on June 1, 2021, 15% of the shares vest on June 1, 2022, 20% of the shares vest on June 1, 2023 and 50% of the shares vest on June 1, 2024. F2 · price: Price is not relevant to this transaction. F3 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 294,485 shares held in a trust. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 20:42 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | Disposition to issuerCommon Stock | 213,071 | $44.40 | $9,460,352.40 |
DisclosureSEC source: 0001209191-19-034324 · doc4.xml · nonDerivative · entry 3 PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 294,485 F2 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities. Read SEC document |
| June 03, 2019 Filed Jun 4, 2019 20:42 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | Disposition to issuerCommon Stock | 43,298 | $44.40 | $1,922,431.20 |
DisclosureSEC source: 0001209191-19-034324 · doc4.xml · nonDerivative · entry 2 PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,083 F2 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities. Read SEC document |
| June 01, 2019 Filed Jun 4, 2019 20:42 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | Tax withholdingCommon Stock | 30,844 | $42.72 | $1,317,655.68 |
DisclosureSEC source: 0001209191-19-034324 · doc4.xml · nonDerivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 643,381 F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2019. F2 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities. Read SEC document |
| February 27, 2019 Filed Feb 28, 2019 22:40 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 14,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-014637 · doc4.xml · nonDerivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,733 F1 · shares: The award was approved by the Compensation Committee of UTI's Board of Directors and UTI's Board of Directors on February 27, 2019. Read SEC document |
| February 12, 2019 Filed Feb 13, 2019 21:20 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantCommon Stock (Restricted Shares) | 107,543 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-009613 · doc4.xml · nonDerivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 674,225 F1 · shares: 15% of the shares vest on June 1, 2020, 15% of the shares vest on June 1, 2021, 20% of the shares vest on June 1, 2022 and 50% of the shares vest on June 1, 2023. F2 · price: Price is not relevant to this transaction. F3 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 507,556 shares held in a trust (53,195 of which were previously held directly). Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities. Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 20:23 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | Tax withholdingCommon Stock | 37,895 | $48.60 | $1,841,697.00 |
DisclosureSEC source: 0001209191-18-035071 · doc4.xml · nonDerivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619,877 F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2018. F2 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 454,361 shares held in a trust. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 23:32 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 18,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-018275 · doc4.xml · nonDerivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,447 F1 · shares: The award was approved by the Compensation Committee of UTI's Board of Directors and UTI's Board of Directors on March 7, 2018. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:33 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantCommon Stock (Restricted Shares) | 74,434 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-18-010420 · doc4.xml · nonDerivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 657,772 F1 · shares: 15% of the shares vest on June 1, 2019, 15% of the shares vest on June 1, 2020, 20% of the shares vest on June 1, 2021 and 50% of the shares vest on June 1, 2022. F2 · price: Price is not relevant to this transaction. F3 · balance_after: Mr. Penske also reports indirect beneficial ownership of 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske also reports indirect beneficial ownership of 454,361 shares held in a trust (which were previously held directly). Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities. Read SEC document |
| October 20, 2017 Filed Oct 23, 2017 20:48 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | PurchaseCommon Stock | 1,103,996 | $45.29 | $49,999,978.84 |
DisclosureSEC source: 0001209191-17-057755 · doc4.xml · nonDerivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Penske Automotive Holdings Corp. Disclosed balance after: 33,688,936 F1 · balance_after: In addition to the 33,688,936 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation), Mr. Penske reports indirect benefical ownership of 492,185 shares held by Penske Corporation, indirect ownership of 454,361 shares held in a trust (which were previously held directly) and direct ownership of 583,338 shares. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 20:12 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | Tax withholdingCommon Stock | 42,723 | $43.28 | $1,849,051.44 |
DisclosureSEC source: 0001209191-17-037198 · doc4.xml · nonDerivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,037,699 F1 · shares: Represents the number of shares of the Issuer's common stock withheld for payment of taxes on shares of restricted stock that vested on June 1, 2017. F2 · balance_after: Mr. Penske also reports indirect beneficial ownership of 32,584,940 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 23:12 UTC | UNIVERSAL TECHNICAL INSTITUTE INC UTI · Entity 4868 | GrantCommon Stock, $0.0001 par value | 14,286 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-016900 · doc4.xml · nonDerivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,650 F1 · shares: The award was approved by the Compensation Committee of UTI's Board of Directors on February 28, 2017. UTI's Board of Directors approved the award on March 1, 2017. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 21:45 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantCommon Stock | 91,144 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-009585 · doc4.xml · nonDerivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,084,481 F1 · shares: 15% of the shares vest on June 1, 2018, 15% of the shares vest on June 1, 2019, 20% of the shares vest on June 1, 2020 and 50% of the shares vest on June 1, 2021. F2 · price: Price is not relevant to this transaction. F3 · balance_after: Mr. Penske also reports indirect beneficial ownership of 32,584,940 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities. Read SEC document |
| February 08, 2017 Filed Mar 16, 2017 20:13 UTC Amendment | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | GrantCommon Stock (Restricted Shares) | 87,085 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-021084 · doc4a.xml · nonDerivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,080,422 F1 · security: This Form 4 is being amended to correct the number of shares awarded which was previously noted improperly due to a computational error. F2 · shares: 15% of the shares vest on June 1, 2018, 15% of the shares vest on June 1, 2019, 20% of the shares vest on June 1, 2020 and 50% of the shares vest on June 1, 2021. F3 · price: Price is not relevant to this transaction. F4 · balance_after: Mr. Penske also reports indirect beneficial ownership of 32,584,940 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation) and 492,185 shares held by Penske Corporation. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities. Read SEC document |
| September 09, 2016 Filed Sep 12, 2016 20:04 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | PurchaseCommon Stock | 157,602 | $47.62 | $7,504,550.19 |
DisclosureSEC source: 0001209191-16-140921 · doc4.xml · nonDerivative · entry 2 PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Penske Automotive Holdings Corp. Disclosed balance after: 32,584,940 F2 · price: This transaction was executed in multiple trade prices ranging from $47.04 to $48.36. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer fully information regarding the number of shares and prices at which the transaction was effected. F3 · balance_after: In addition to the 32,584,940 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation), Mr. Penske reports benefical ownership of 492,185 shares held by Penske Corporation and reports direct ownership of 993,337 shares. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities. Read SEC document |
| September 08, 2016 Filed Sep 12, 2016 20:04 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | PurchaseCommon Stock | 170,000 | $48.49 | $8,243,487.00 |
DisclosureSEC source: 0001209191-16-140921 · doc4.xml · nonDerivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Penske Automotive Holdings Corp. Disclosed balance after: 32,427,338 F1 · price: This transaction was executed in multiple trade prices ranging from $48.18 to $48.88. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer fully information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 07, 2016 Filed Sep 7, 2016 20:54 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | PurchaseCommon Stock | 100,000 | $47.52 | $4,752,120.00 |
DisclosureSEC source: 0001209191-16-140426 · doc4.xml · nonDerivative · entry 3 PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Penske Automotive Holdings Corp. Disclosed balance after: 32,257,338 F3 · price: This transaction was executed in multiple trade prices ranging from $47.01 to $47.77. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer fully information regarding the number of shares and prices at which the transaction was effected. F4 · balance_after: In addition to the 32,257,338 shares held by Penske Automotive Holdings Corp. (a subsidiary of Penske Corporation), Mr. Penske reports benefical ownership of 492,185 shares held by Penske Corporation and reports direct ownership of 993,337 shares. Mr. Penske disclaims beneficial ownership of the securities held indirectly, except to the extent of his pecuniary interest, if any, and this report shall not be deemed an admission that he is the beneficial owner of such securities. Read SEC document |
| September 06, 2016 Filed Sep 7, 2016 20:54 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | PurchaseCommon Stock | 75,000 | $46.64 | $3,497,730.00 |
DisclosureSEC source: 0001209191-16-140426 · doc4.xml · nonDerivative · entry 2 PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Penske Automotive Holdings Corp. Disclosed balance after: 32,157,338 F2 · price: This transaction was executed in multiple trade prices ranging from $46.12 to $47.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer fully information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 02, 2016 Filed Sep 7, 2016 20:54 UTC | PENSKE AUTOMOTIVE GROUP, INC. PAG · Entity 1680 | PurchaseCommon Stock | 50,000 | $46.30 | $2,314,920.00 |
DisclosureSEC source: 0001209191-16-140426 · doc4.xml · nonDerivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director · Chairman & CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Penske Automotive Holdings Corp. Disclosed balance after: 32,082,338 F1 · price: This transaction was executed in multiple trade prices ranging from $45.91 to $46.56. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer fully information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 02, 2013 Filed Apr 3, 2013 18:46 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 2,670 | $23.40 | $62,478.00 |
DisclosureSEC source: 0001231205-13-000039 · edgar.xml · derivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 201,391 Underlying: Common Stock · 2,670 shares Expires not disclosed F1 · security: Acquired at a price of $23.40 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 22:04 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 2,949 | $21.20 | $62,518.80 |
DisclosureSEC source: 0001231205-13-000014 · edgar.xml · derivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,066 Underlying: Common Stock · 2,949 shares Expires not disclosed F1 · security: Acquired at a price of $21.20 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| October 01, 2012 Filed Oct 1, 2012 21:21 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 2,856 | $21.89 | $62,517.84 |
DisclosureSEC source: 0001231205-12-000109 · edgar.xml · derivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,600 Underlying: Common Stock · 2,856 shares Expires not disclosed F1 · security: Acquired at a price of $21.89 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| July 02, 2012 Filed Jul 3, 2012 19:43 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 3,198 | $19.54 | $62,488.92 |
DisclosureSEC source: 0001231205-12-000061 · edgar.xml · derivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,172 Underlying: Common Stock · 3,198 shares Expires not disclosed F1 · security: Acquired at a price of $19.54 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| April 01, 2012 Filed Apr 3, 2012 21:12 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 3,180 | $19.65 | $62,487.00 |
DisclosureSEC source: 0001231205-12-000033 · edgar.xml · derivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,399 Underlying: Common Stock · 3,180 shares Expires not disclosed F1 · security: Acquired at a price of $19.65 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| January 03, 2012 Filed Jan 4, 2012 22:17 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GrantDeferred Fee Phantom Stock Units · Derivative | 3,652 | $17.11 | $62,485.72 |
DisclosureSEC source: 0001231205-12-000012 · edgar.xml · derivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,664 Underlying: Common Stock · 3,652 shares Expires not disclosed F1 · security: Acquired at a price of $17.11 per unit pursuant to the terms of the 2003 Non-Employee Director Compensation Plan. Payable beginning one year after termination of service as a director. F2 · derivative.exercise_price: Each unit of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.exercise_date: Payable beginning one year after termination of service as a director. F3 · derivative.expiration_date: Payable beginning one year after termination of service as a director. Read SEC document |
| December 23, 2011 Filed Feb 14, 2012 00:29 UTC | GENERAL ELECTRIC CO GE · Entity 2813 | GiftCommon Stock | 96,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001231205-12-000019 · edgar.xml · nonDerivative · entry 1 PENSKE ROGER S · CIK 0000942439 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.