Last 12 months
Inside the activity.
1 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 1 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 1 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 24, 2020 Filed Aug 24, 2020 22:17 UTC |
Agadi Harshavardhan VDirector
|
PurchaseCommon Shares | 5,000 | $2.06 | $10,300.00 |
DisclosureSEC source: 0000928054-20-000166 · wf-form4_159830739609433.xml · nonDerivative · entry 3 Agadi Harshavardhan V · CIK 0001498132 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · GHS Defined Benefit Plan Disclosed balance after: 6,000 Read SEC document |
| August 21, 2020 Filed Aug 25, 2020 01:05 UTC |
HOBBY PAUL WDirector
|
PurchaseCommon Shares | 20,000 | $1.94 | $38,800.00 |
DisclosureSEC source: 0000928054-20-000172 · wf-form4_159831748890694.xml · nonDerivative · entry 1 HOBBY PAUL W · CIK 0001092063 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Fidelity IRA Disclosed balance after: 20,000 Read SEC document |
| August 21, 2020 Filed Aug 24, 2020 22:21 UTC |
Nierenberg DavidDirector
|
PurchaseCommon Stock | 5,615 | $1.95 | $10,949.25 |
DisclosureSEC source: 0000928054-20-000170 · wf-form4_159830763321803.xml · nonDerivative · entry 8 Nierenberg David · CIK 0001040899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Haredale Ltd. Disclosed balance after: 114,476 F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| August 21, 2020 Filed Aug 24, 2020 22:21 UTC |
Nierenberg DavidDirector
|
PurchaseCommon Stock | 121,204 | $1.95 | $236,347.80 |
DisclosureSEC source: 0000928054-20-000170 · wf-form4_159830763321803.xml · nonDerivative · entry 5 Nierenberg David · CIK 0001040899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The D3 Family Bulldog Fund, LP Disclosed balance after: 2,471,227 F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| August 21, 2020 Filed Aug 24, 2020 22:21 UTC |
Nierenberg DavidDirector
|
PurchaseCommon Stock | 60,536 | $1.95 | $118,045.20 |
DisclosureSEC source: 0000928054-20-000170 · wf-form4_159830763321803.xml · nonDerivative · entry 2 Nierenberg David · CIK 0001040899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The D3 Family Fund, LP Disclosed balance after: 1,234,265 F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| August 21, 2020 Filed Aug 24, 2020 22:17 UTC |
Agadi Harshavardhan VDirector
|
PurchaseCommon Shares | 1,000 | $2.06 | $2,060.00 |
DisclosureSEC source: 0000928054-20-000166 · wf-form4_159830739609433.xml · nonDerivative · entry 2 Agadi Harshavardhan V · CIK 0001498132 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · GHS Defined Benefit Plan Disclosed balance after: 1,000 Read SEC document |
| August 21, 2020 Filed Aug 24, 2020 22:17 UTC |
Agadi Harshavardhan VDirector
|
GrantCommon Shares | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-20-000166 · wf-form4_159830739609433.xml · nonDerivative · entry 1 Agadi Harshavardhan V · CIK 0001498132 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · shares: Grant calculated based on closing price on August 20, 2020 and pro-rated for nine months. Vests at the next annual stockholders' meeting. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 22:21 UTC |
Nierenberg DavidDirector
|
PurchaseCommon Stock | 4,106 | $1.85 | $7,596.10 |
DisclosureSEC source: 0000928054-20-000170 · wf-form4_159830763321803.xml · nonDerivative · entry 7 Nierenberg David · CIK 0001040899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Haredale Ltd. Disclosed balance after: 108,861 F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 22:21 UTC |
Nierenberg DavidDirector
|
PurchaseCommon Stock | 127,809 | $1.85 | $236,446.65 |
DisclosureSEC source: 0000928054-20-000170 · wf-form4_159830763321803.xml · nonDerivative · entry 4 Nierenberg David · CIK 0001040899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The D3 Family Bulldog Fund, LP Disclosed balance after: 2,350,023 F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| August 20, 2020 Filed Aug 24, 2020 22:21 UTC |
Nierenberg DavidDirector
|
PurchaseCommon Stock | 53,085 | $1.85 | $98,207.25 |
DisclosureSEC source: 0000928054-20-000170 · wf-form4_159830763321803.xml · nonDerivative · entry 1 Nierenberg David · CIK 0001040899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The D3 Family Fund, LP Disclosed balance after: 1,173,729 F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| August 03, 2020 Filed Aug 6, 2020 01:48 UTC |
Borton Michael E.Chief Financial Officer
|
GrantCommon Shares | 240,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-20-000150 · wf-form4_159667850828080.xml · nonDerivative · entry 2 Borton Michael E. · CIK 0001817633 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,000 F2 · balance_after: Inducement grant per employment agreement. Vests ratably over three years. Read SEC document |
| August 03, 2020 Filed Aug 6, 2020 01:48 UTC |
Borton Michael E.Chief Financial Officer
|
GrantStock Option | 360,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-20-000150 · wf-form4_159667850828080.xml · nonDerivative · entry 1 Borton Michael E. · CIK 0001817633 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,000 F1 · balance_after: Options: 50% vest based on performance of peer companies, remaining 50% vest ratably at FTK common share price of $2, $5, and $7. Read SEC document |
| July 13, 2020 Filed Jul 15, 2020 20:56 UTC |
Thomas Matthew RayEVP Analysis & Data, Pres JP3
|
GrantCommon Shares | 506,603 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-20-000142 · wf-form4_159484659810862.xml · nonDerivative · entry 1 Thomas Matthew Ray · CIK 0001812624 · EVP Analysis & Data, Pres JP3 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 506,603 F1 · balance_after: Inducement grant per employee agreement. Vests ratably over three years. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 23:01 UTC |
Koid TengBengPresident Global Business Exec
|
GrantStock Option | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-20-000138 · wf-form4_159373086697203.xml · nonDerivative · entry 2 Koid TengBeng · CIK 0001413765 · President Global Business Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 F2 · balance_after: Options: 50% vest based on performance of peer companies, remaining 50% vest ratably at FTK common share price of $2, $5, and $7. Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 23:01 UTC |
Koid TengBengPresident Global Business Exec
|
GrantCommon Shares | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-20-000138 · wf-form4_159373086697203.xml · nonDerivative · entry 1 Koid TengBeng · CIK 0001413765 · President Global Business Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 F1 · balance_after: Inducement grant per employment agreement. Vests ratably over three years. Read SEC document |
| June 18, 2020 Filed Jun 18, 2020 21:23 UTC |
Brown Kevin W.Director
|
GrantCommon Shares | 81,633 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-20-000128 · wf-form4_159251538123419.xml · nonDerivative · entry 1 Brown Kevin W. · CIK 0001500337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,049 F1 · shares: Grant calculated based on closing price on June 18, 2020. Vests at the next annual stockholders' meeting. Read SEC document |
| May 18, 2020 Filed May 21, 2020 01:56 UTC |
Thomas Matthew RayEVP Analysis & Data, Pres JP3
|
GrantStock Option | 460,548 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-20-000097 · wf-form4_159002615128354.xml · nonDerivative · entry 1 Thomas Matthew Ray · CIK 0001812624 · EVP Analysis & Data, Pres JP3 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,548 F1 · shares: Options: 50% vest based on performance of peer companies, remaining 50% vest ratably at FTK common share price of $2, $5 and $7. Read SEC document |
| May 05, 2020 Filed May 8, 2020 01:32 UTC |
Brown Ted DDirector
|
GrantCommon Stock | 89,888 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-20-000087 · wf-form4_158890155117326.xml · nonDerivative · entry 1 Brown Ted D · CIK 0001297978 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,432 F1 · shares: Award grant of 89,888 shares based on a closing price of $0.89 per share on May 4, 2020 which vest at the 2021 annual stockholders' meeting. Read SEC document |
| May 05, 2020 Filed May 8, 2020 01:30 UTC |
Nierenberg DavidDirector
|
GrantCommon Stock | 89,888 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-20-000085 · wf-form4_158890141018572.xml · nonDerivative · entry 1 Nierenberg David · CIK 0001040899 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,337 F1 · shares: Award grant of 89,888 shares based on a closing price of $0.89 per share on May 4, 2020 which vest at the 2021 annual stockholders' meeting. Read SEC document |
| May 05, 2020 Filed May 8, 2020 01:28 UTC |
HOBBY PAUL WDirector
|
GrantCommon Stock | 89,888 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-20-000083 · wf-form4_158890127429548.xml · nonDerivative · entry 1 HOBBY PAUL W · CIK 0001092063 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,955 F1 · shares: Award grant of 89,888 shares based on a closing price of $0.89 per share on May 4, 2020 which vest at the 2021 annual stockholders' meeting. Read SEC document |
| May 05, 2020 Filed May 8, 2020 01:26 UTC |
Adams Michelle MDirector
|
GrantCommon Stock | 89,888 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-20-000081 · wf-form4_158890116763100.xml · nonDerivative · entry 1 Adams Michelle M · CIK 0001697269 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,295 F1 · shares: Award grant of 89,888 shares based on a closing price of $0.89 per share on May 4, 2020 which vest at the 2021 annual stockholders' meeting. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 22:41 UTC |
Lewis Mark AndrewSVP Global Sales & Bus. Dev.
|
GrantCommon Stock | 29,167 | $0.81 | $23,625.27 |
DisclosureSEC source: 0000928054-20-000066 · wf-form4_158595365456009.xml · nonDerivative · entry 1 Lewis Mark Andrew · CIK 0001786309 · SVP Global Sales & Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,825 F1 · kind: Restricted stock granted in exchange for a requested base salary reduction. Vests one year from date of grant. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 22:42 UTC |
Silas James ASVP Research and Innovation
|
GrantCommon Stock | 26,389 | $0.81 | $21,375.09 |
DisclosureSEC source: 0000928054-20-000068 · wf-form4_158595374302091.xml · nonDerivative · entry 1 Silas James A · CIK 0001771630 · SVP Research and Innovation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,706 F1 · kind: Restricted stock granted in exchange for a requested base salary reduction. Vests one year from date of grant. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 22:38 UTC |
Bigney Nicholas J.SVP General Counsel
|
GrantCommon Stock | 23,148 | $0.81 | $18,749.88 |
DisclosureSEC source: 0000928054-20-000062 · wf-form4_158595348602893.xml · nonDerivative · entry 1 Bigney Nicholas J. · CIK 0001801480 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,591 F1 · kind: Restricted stock granted in exchange for a requested base salary reduction. Vests one year from date of grant. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 22:40 UTC |
Ezell Ryan GillisSVP, Operations
|
GrantCommon Shares | 27,778 | $0.81 | $22,500.18 |
DisclosureSEC source: 0000928054-20-000064 · wf-form4_158595358257371.xml · nonDerivative · entry 1 Ezell Ryan Gillis · CIK 0001805598 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,810 F1 · kind: Restricted stock granted in exchange for a requested base salary reduction. Vests one year from date of grant. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 22:36 UTC |
WILKINSON ELIZABETH TChief Financial Officer
|
GrantCommon Stock | 32,407 | $0.81 | $26,249.67 |
DisclosureSEC source: 0000928054-20-000060 · wf-form4_158595338455415.xml · nonDerivative · entry 1 WILKINSON ELIZABETH T · CIK 0001206267 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,277 F1 · kind: Restricted stock granted in exchange for a requested base salary reduction. Vests one year from date of grant. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 22:33 UTC |
GIBSON JOHN W JRDirector · CEO and President
|
GrantCommon Shares | 92,593 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-20-000058 · wf-form4_158595318995583.xml · nonDerivative · entry 1 GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 862,593 F1 · kind: Restricted stock granted in exchange for a requested base salary reduction. Vests one year from date of grant. Read SEC document |
| March 13, 2020 Filed Mar 13, 2020 20:57 UTC |
Nierenberg DavidDirector
|
PurchaseCommon Stock | 151,601 | $1.01 | $153,117.01 |
DisclosureSEC source: 0000928054-20-000032 · wf-form4_158413300459584.xml · nonDerivative · entry 9 Nierenberg David · CIK 0001040899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The D3 Family Bulldog Fund, LP Disclosed balance after: 2,222,214 F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| March 13, 2020 Filed Mar 13, 2020 20:57 UTC |
Nierenberg DavidDirector
|
PurchaseCommon Stock | 7,146 | $1.01 | $7,217.46 |
DisclosureSEC source: 0000928054-20-000032 · wf-form4_158413300459584.xml · nonDerivative · entry 6 Nierenberg David · CIK 0001040899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Haredale Ltd. Disclosed balance after: 104,755 F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| March 13, 2020 Filed Mar 13, 2020 20:57 UTC |
Nierenberg DavidDirector
|
PurchaseCommon Stock | 76,451 | $1.01 | $77,215.51 |
DisclosureSEC source: 0000928054-20-000032 · wf-form4_158413300459584.xml · nonDerivative · entry 3 Nierenberg David · CIK 0001040899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The D3 Family Fund, LP Disclosed balance after: 1,120,644 F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 20:57 UTC |
Nierenberg DavidDirector
|
PurchaseCommon Stock | 151,600 | $0.90 | $136,440.00 |
DisclosureSEC source: 0000928054-20-000032 · wf-form4_158413300459584.xml · nonDerivative · entry 8 Nierenberg David · CIK 0001040899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The D3 Family Bulldog Fund, LP Disclosed balance after: 2,070,613 F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 20:57 UTC |
Nierenberg DavidDirector
|
PurchaseCommon Stock | 7,146 | $0.90 | $6,431.40 |
DisclosureSEC source: 0000928054-20-000032 · wf-form4_158413300459584.xml · nonDerivative · entry 5 Nierenberg David · CIK 0001040899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Haredale Ltd. Disclosed balance after: 97,609 F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 20:57 UTC |
Nierenberg DavidDirector
|
PurchaseCommon Stock | 76,451 | $0.90 | $68,805.90 |
DisclosureSEC source: 0000928054-20-000032 · wf-form4_158413300459584.xml · nonDerivative · entry 2 Nierenberg David · CIK 0001040899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The D3 Family Fund, LP Disclosed balance after: 1,044,193 F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 20:57 UTC |
Nierenberg DavidDirector
|
PurchaseCommon Stock | 363,618 | $0.99 | $359,981.82 |
DisclosureSEC source: 0000928054-20-000032 · wf-form4_158413300459584.xml · nonDerivative · entry 7 Nierenberg David · CIK 0001040899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The D3 Family Bulldog Fund, LP Disclosed balance after: 1,919,013 F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 20:57 UTC |
Nierenberg DavidDirector
|
PurchaseCommon Stock | 18,918 | $0.99 | $18,728.82 |
DisclosureSEC source: 0000928054-20-000032 · wf-form4_158413300459584.xml · nonDerivative · entry 4 Nierenberg David · CIK 0001040899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Haredale Ltd. Disclosed balance after: 90,463 F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 20:57 UTC |
Nierenberg DavidDirector
|
PurchaseCommon Stock | 147,069 | $0.99 | $145,598.31 |
DisclosureSEC source: 0000928054-20-000032 · wf-form4_158413300459584.xml · nonDerivative · entry 1 Nierenberg David · CIK 0001040899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By The D3 Family Fund, LP Disclosed balance after: 967,742 F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 20:55 UTC |
HOBBY PAUL WDirector
|
PurchaseCommon Stock | 30,000 | $0.97 | $29,100.00 |
DisclosureSEC source: 0000928054-20-000030 · wf-form4_158413291412339.xml · nonDerivative · entry 1 HOBBY PAUL W · CIK 0001092063 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Paul William Hobby 1986 Trust Disclosed balance after: 30,000 Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:21 UTC |
Lewis Mark AndrewSVP Global Sales & Bus. Dev.
|
GrantCommon Stock | 107,658 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-20-000022 · wf-form4_158345403865831.xml · nonDerivative · entry 1 Lewis Mark Andrew · CIK 0001786309 · SVP Global Sales & Bus. Dev. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,658 F1 · shares: Vests ratably over three years Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:20 UTC |
Silas James ASVP Research and Innovation
|
GrantCommon Stock | 97,405 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-20-000021 · wf-form4_158345399358797.xml · nonDerivative · entry 1 Silas James A · CIK 0001771630 · SVP Research and Innovation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,317 F1 · shares: Vests ratably over three years Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:19 UTC |
WILKINSON ELIZABETH TChief Financial Officer
|
GrantCommon Stock | 119,620 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-20-000020 · wf-form4_158345395451487.xml · nonDerivative · entry 1 WILKINSON ELIZABETH T · CIK 0001206267 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,870 F1 · shares: Vests ratably over three years Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:18 UTC |
Ezell Ryan GillisSVP, Operations
|
GrantCommon Sotck | 102,532 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-20-000019 · wf-form4_158345391597064.xml · nonDerivative · entry 1 Ezell Ryan Gillis · CIK 0001805598 · SVP, Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,032 F1 · shares: Vests ratably over three years Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:17 UTC |
Bigney Nicholas J.SVP General Counsel
|
GrantCommon Stock | 85,443 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-20-000017 · wf-form4_158345382919273.xml · nonDerivative · entry 1 Bigney Nicholas J. · CIK 0001801480 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,443 F1 · shares: Vests ratably over three years Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:43 UTC |
Bigney Nicholas J.SVP General Counsel
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-20-000008 · wf-form4_158093900260975.xml · nonDerivative · entry 1 Bigney Nicholas J. · CIK 0001801480 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
| January 10, 2020 Filed Jan 11, 2020 00:04 UTC |
GIBSON JOHN W JRDirector · CEO and President
|
Exercise / conversionRight to Purchase Common Stock · Derivative | 200,000 | $0.00 Strike: $1.69 | $0.00 |
DisclosureSEC source: 0000899243-20-001021 · doc4.xml · derivative · entry 2 GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2020-03-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reporting person has the right to purchase up to the lesser of: (a) 0.99% of the number of shares of Flotek Industries, Inc. ("FTK") common stock outstanding immediately before such issuance, and (b) $500,000 of shares of FTK common stock, less the 200,000 FTK shares exercised at $1.69 per share on January 10, 2020. Read SEC document |
| January 10, 2020 Filed Jan 11, 2020 00:04 UTC |
GIBSON JOHN W JRDirector · CEO and President
|
Exercise / conversionCommon Stock | 200,000 | $1.69 | $338,000.00 |
DisclosureSEC source: 0000899243-20-001021 · doc4.xml · nonDerivative · entry 1 GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2019 Filed Jan 4, 2020 00:32 UTC |
CHISHOLM JOHNDirector · Director, President and CEO
|
Tax withholdingCommon Stock | 7,853 | $2.00 | $15,706.00 |
DisclosureSEC source: 0000928054-20-000004 · wf-form4_157809792086215.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director · Director, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,159,625 F1 · shares: Disposition of 7,853 shares at $2.00/share for tax obligation relative to previously granted award vesting on 12/31/2019. Read SEC document |
| December 31, 2019 Filed Jan 4, 2020 00:30 UTC |
Silas James ASVP Research and Innovation
|
Tax withholdingCommon Stock | 3,592 | $2.00 | $7,184.00 |
DisclosureSEC source: 0000928054-20-000002 · wf-form4_157809778486086.xml · nonDerivative · entry 1 Silas James A · CIK 0001771630 · SVP Research and Innovation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,912 F1 · shares: Disposition of 3,592 shares at $2.00/share for tax obligation relative to previously granted award vesting on 12/31/2019. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 22:02 UTC |
CHISHOLM JOHNDirector · Director, President and CEO
|
SaleCommon Stock | 25,000 | $1.78 | $44,500.00 |
DisclosureSEC source: 0000928054-19-000097 · wf-form4_157618815486599.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director · Director, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,167,478 F1 · shares: Disposition on December 10, 2019 of 25,000 shares at $1.78 weighted average per share pursuant to a Rule 10b5-1 Trading Plan. These shares were sold in multiple transactions at prices ranging from $1.76 to $1.81, inclusive. The reporting person will provide upon request by the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 29, 2019 Filed Nov 1, 2019 19:33 UTC |
CHISHOLM JOHNDirector · Director, President and CEO
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SaleCommon Stock | 25,000 | $2.04 | $51,000.00 |
DisclosureSEC source: 0000928054-19-000093 · wf-form4_157263677588706.xml · nonDerivative · entry 1 CHISHOLM JOHN · CIK 0001173236 · Director · Director, President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,192,478 F1 · shares: Disposition on October 29, 2019 of 25,000 shares at $2.04 weighted average per share pursuant to a Rule 10b5-1 Trading Plan. These shares were sold in multiple transactions at prices ranging from $1.975 to $2.075, inclusive. The reporting person will provide upon request by the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| September 16, 2019 Filed Sep 16, 2019 21:38 UTC |
Nierenberg DavidDirector
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PurchaseCommon Stock | 266 | $2.54 | $675.64 |
DisclosureSEC source: 0000928054-19-000091 · wf-form4_156866988350797.xml · nonDerivative · entry 6 Nierenberg David · CIK 0001040899 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Haredale Ltd. Disclosed balance after: 71,545 F1 · ownership.nature: The reporting person disclaims ownership of these securities except to the extent of the reporting person's pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.