Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FLOTEK INDUSTRIES INC/CN/FTK · Entity 5092 | SVP General Counsel | February 03, 2023 | February 07, 2023 |
| Nauticus Robotics, Inc.KITT · Entity 8200 | General Counsel | January 31, 2024 | February 03, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FLOTEK INDUSTRIES INC/CN/
Report date February 03, 2023 · Filed February 07, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 283,755 |
Reported balance
After 2023-02-03 transaction · row 1
1 source rowRow 1 · 2023-02-03 · Tax withholding · Disposed 2,472 · Balance 283,755 F1: Shares sold to cover withholding tax liability at vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares sold to cover withholding tax liability at vesting.
Nauticus Robotics, Inc.
Report date January 31, 2024 · Filed February 03, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| RSUSEC Table II · derivative / convertible security | Direct | 986,461 |
Reported balance
After 2024-01-31 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-01-31 · Grant · Acquired 573,614 · Balance 986,461 F1: Each Restricted Stock Unit ("RSU") is issued pursuant to Nauticus Robotics, Inc.'s 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock. Vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates, or subsidiaries. F2: The RSUs will vest in three annual installments commencing on January 31, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit ("RSU") is issued pursuant to Nauticus Robotics, Inc.'s 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock. Vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates, or subsidiaries.
F2: The RSUs will vest in three annual installments commencing on January 31, 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2024 Filed Feb 3, 2024 01:00 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | GrantRSU · Derivative | 573,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-009786 · ownership.xml · derivative · entry 1 Bigney Nicholas J. · CIK 0001801480 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 986,461 Underlying: Common Stock · 573,614 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to Nauticus Robotics, Inc.'s 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock. Vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates, or subsidiaries. F2 · derivative.exercise_date: The RSUs will vest in three annual installments commencing on January 31, 2025. F2 · derivative.expiration_date: The RSUs will vest in three annual installments commencing on January 31, 2025. Read SEC document |
| November 07, 2023 Filed Nov 10, 2023 02:37 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | GrantRSU · Derivative | 412,847 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-085418 · ownership.xml · derivative · entry 1 Bigney Nicholas J. · CIK 0001801480 · General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 412,847 Underlying: Common Stock · 412,847 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries. F2 · derivative.exercise_date: The RSUs will vest in five annual installments commencing on November 7, 2024. F2 · derivative.expiration_date: The RSUs will vest in five annual installments commencing on November 7, 2024. Read SEC document |
| February 03, 2023 Filed Feb 7, 2023 00:41 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Stock | 2,472 | $1.18 | $2,916.96 |
DisclosureSEC source: 0000928054-23-000022 · wf-form4_167573049835714.xml · nonDerivative · entry 1 Bigney Nicholas J. · CIK 0001801480 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,755 F1 · shares: Shares sold to cover withholding tax liability at vesting. Read SEC document |
| April 19, 2022 Filed Apr 21, 2022 20:14 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Stock | 7,759 | $1.36 | $10,552.24 |
DisclosureSEC source: 0000928054-22-000096 · wf-form4_165057207559564.xml · nonDerivative · entry 1 Bigney Nicholas J. · CIK 0001801480 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,227 F1 · shares: Shares sold to cover withholding tax liability at vesting. Read SEC document |
| March 08, 2022 Filed Mar 11, 2022 01:44 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Stock | 57,803 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-22-000045 · wf-form4_164696307298718.xml · nonDerivative · entry 1 Bigney Nicholas J. · CIK 0001801480 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 293,986 F1 · shares: Vests ratably over three years from date of grant Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:29 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Stock | 8,445 | $1.41 | $11,907.45 |
DisclosureSEC source: 0000928054-22-000028 · wf-form4_164669211867978.xml · nonDerivative · entry 1 Bigney Nicholas J. · CIK 0001801480 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 236,183 Read SEC document |
| February 03, 2022 Filed Feb 8, 2022 00:10 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Stock | 2,471 | $0.82 | $2,026.22 |
DisclosureSEC source: 0000928054-22-000014 · wf-form4_164427902844830.xml · nonDerivative · entry 1 Bigney Nicholas J. · CIK 0001801480 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,628 Read SEC document |
| September 08, 2021 Filed Sep 9, 2021 23:46 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Stock | 3,839 | $1.30 | $4,990.70 |
DisclosureSEC source: 0000928054-21-000136 · wf-form4_163123116614652.xml · nonDerivative · entry 1 Bigney Nicholas J. · CIK 0001801480 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,099 Read SEC document |
| April 19, 2021 Filed Apr 22, 2021 01:06 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantStock Option · Derivative | 84,375 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0000928054-21-000078 · wf-form4_161905355371243.xml · derivative · entry 3 Bigney Nicholas J. · CIK 0001801480 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,750 Underlying: Common Stock · 84,375 shares Expires 2031-04-19 F3 · derivative.exercise_date: Restricted options to purchase common stock. Options vest based on percentage of revenue from new products developed over a three-year period. Vesting is ratable at revenue percentages of 15%, 20% and 25%, and is determined on 12/31/24. Read SEC document |
| April 19, 2021 Filed Apr 22, 2021 01:06 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantStock Option · Derivative | 84,375 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0000928054-21-000078 · wf-form4_161905355371243.xml · derivative · entry 2 Bigney Nicholas J. · CIK 0001801480 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,375 Underlying: Common Stock · 84,375 shares Expires 2031-04-19 F2 · derivative.exercise_date: Restricted options to purchase common stock. Options vest ratably at share prices of $3, $4, $5 and $7. Read SEC document |
| April 19, 2021 Filed Apr 22, 2021 01:06 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Stock | 112,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-21-000078 · wf-form4_161905355371243.xml · nonDerivative · entry 1 Bigney Nicholas J. · CIK 0001801480 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,394 F1 · shares: Restricted shares that vest ratably over four years from date of grant. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 01:38 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Stock | 5,544 | $1.75 | $9,702.00 |
DisclosureSEC source: 0000928054-21-000059 · wf-form4_161775936357331.xml · nonDerivative · entry 1 Bigney Nicholas J. · CIK 0001801480 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,894 Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 23:40 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Stock | 15,763 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-21-000020 · wf-form4_161541961884131.xml · nonDerivative · entry 1 Bigney Nicholas J. · CIK 0001801480 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,438 F1 · shares: Granted as a portion of 2020 management incentive plan. Share number calculated based on the closing price on date of grant. Vests six months from date of grant. Read SEC document |
| March 03, 2021 Filed Mar 6, 2021 01:21 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Stock | 8,445 | $2.31 | $19,507.95 |
DisclosureSEC source: 0000928054-21-000010 · wf-form4_161499368588798.xml · nonDerivative · entry 2 Bigney Nicholas J. · CIK 0001801480 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,675 F1 · shares: Shares sold to cover withholding tax liability at vesting. Read SEC document |
| February 03, 2021 Filed Mar 6, 2021 01:21 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Stock | 2,471 | $2.23 | $5,510.33 |
DisclosureSEC source: 0000928054-21-000010 · wf-form4_161499368588798.xml · nonDerivative · entry 1 Bigney Nicholas J. · CIK 0001801480 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,120 F1 · shares: Shares sold to cover withholding tax liability at vesting. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 22:38 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Stock | 23,148 | $0.81 | $18,749.88 |
DisclosureSEC source: 0000928054-20-000062 · wf-form4_158595348602893.xml · nonDerivative · entry 1 Bigney Nicholas J. · CIK 0001801480 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,591 F1 · kind: Restricted stock granted in exchange for a requested base salary reduction. Vests one year from date of grant. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:17 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Stock | 85,443 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-20-000017 · wf-form4_158345382919273.xml · nonDerivative · entry 1 Bigney Nicholas J. · CIK 0001801480 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,443 F1 · shares: Vests ratably over three years Read SEC document |
| February 03, 2020 Filed Feb 5, 2020 21:43 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-20-000008 · wf-form4_158093900260975.xml · nonDerivative · entry 1 Bigney Nicholas J. · CIK 0001801480 · SVP General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.