Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FLOTEK INDUSTRIES INC/CN/FTK · Entity 5092 | Director · CEO and President | December 30, 2022 | January 04, 2023 |
| Nauticus Robotics, Inc.KITT · Entity 8200 | Director · CEO | February 23, 2026 | February 24, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FLOTEK INDUSTRIES INC/CN/
Report date December 30, 2022 · Filed January 04, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 871,021 |
Reported balance
After 2022-12-30 transaction · row 1
1 source rowRow 1 · 2022-12-30 · Purchase · Acquired 4,000 · Balance 871,021 |
Nauticus Robotics, Inc.
Report date February 23, 2026 · Filed February 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,066 |
Reported balance
After 2026-02-23 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-02-23 · Exercise / conversion · Acquired 2,161 · Balance 14,066 F1: Adjusted to reflect 1 for 9 reverse stock split on September 2025. |
| Common StockSEC Table I · non-derivative | Direct | 13,351 |
Reported balance
After 2026-02-24 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-02-24 · Sale · Disposed 715 · Balance 13,351 F2: Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding upon vesting. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 2,160 |
Reported balance
After 2026-02-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2026-02-23 · Exercise / conversion · Disposed 2,161 · Balance 2,160 F3: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries. F1: Adjusted to reflect 1 for 9 reverse stock split on September 2025. F4: RSUs vest pro-rata over three years on February 21, 2025, February 21, 2026 and February 21, 2027 |
Filing footnotes · ownership attribution and instrument terms
F1: Adjusted to reflect 1 for 9 reverse stock split on September 2025.
F2: Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding upon vesting.
F3: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.
F4: RSUs vest pro-rata over three years on February 21, 2025, February 21, 2026 and February 21, 2027
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2026 Filed Feb 24, 2026 23:34 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | SaleCommon Stock | 715 | $0.82 | $586.30 |
DisclosureSEC source: 0001849820-26-000013 · wk-form4_1771976051.xml · nonDerivative · entry 2 GIBSON JOHN W JR · CIK 0001189981 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,351 F2 · kind: Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding upon vesting. Read SEC document |
| February 23, 2026 Filed Feb 24, 2026 23:34 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | Exercise / conversionRestricted Stock Units · Derivative | 2,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001849820-26-000013 · wk-form4_1771976051.xml · derivative · entry 3 GIBSON JOHN W JR · CIK 0001189981 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,160 Underlying: Common Stock · 2,161 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries. F1 · shares: Adjusted to reflect 1 for 9 reverse stock split on September 2025. F4 · derivative.exercise_date: RSUs vest pro-rata over three years on February 21, 2025, February 21, 2026 and February 21, 2027 F4 · derivative.expiration_date: RSUs vest pro-rata over three years on February 21, 2025, February 21, 2026 and February 21, 2027 Read SEC document |
| February 23, 2026 Filed Feb 24, 2026 23:34 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | Exercise / conversionCommon Stock | 2,161 | $0.00 | $0.00 |
DisclosureSEC source: 0001849820-26-000013 · wk-form4_1771976051.xml · nonDerivative · entry 1 GIBSON JOHN W JR · CIK 0001189981 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,066 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Adjusted to reflect 1 for 9 reverse stock split on September 2025. Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 22:55 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | Exercise / conversionRestricted Stock Units · Derivative | 19,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001849820-25-000060 · wk-form4_1740524113.xml · derivative · entry 3 GIBSON JOHN W JR · CIK 0001189981 · Director · Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,889 Underlying: Common Stock · 19,445 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries. F3 · derivative.exercise_date: RSUs vest pro-rata over three years on February 21, 2025, February 21, 2026 and February 21, 2027 F3 · derivative.expiration_date: RSUs vest pro-rata over three years on February 21, 2025, February 21, 2026 and February 21, 2027 Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 22:55 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | SaleCommon Stock | 6,919 | $1.11 | $7,680.09 |
DisclosureSEC source: 0001849820-25-000060 · wk-form4_1740524113.xml · nonDerivative · entry 2 GIBSON JOHN W JR · CIK 0001189981 · Director · Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 107,132 F1 · kind: Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding upon vesting. Read SEC document |
| February 21, 2025 Filed Feb 25, 2025 22:55 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | Exercise / conversionCommon Stock | 19,445 | $0.00 | $0.00 |
DisclosureSEC source: 0001849820-25-000060 · wk-form4_1740524113.xml · nonDerivative · entry 1 GIBSON JOHN W JR · CIK 0001189981 · Director · Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 114,051 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 06, 2025 Filed Jan 7, 2025 20:05 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | SaleCommon Stock | 3,190 | $6.03 | $19,235.70 |
DisclosureSEC source: 0001849820-25-000013 · wk-form4_1736280318.xml · nonDerivative · entry 2 GIBSON JOHN W JR · CIK 0001189981 · Director · Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,606 F1 · kind: Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding upon vesting. Read SEC document |
| January 01, 2025 Filed Jan 7, 2025 20:05 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | Exercise / conversionRestricted Stock Units · Derivative | 26,083 | $0.00 | $0.00 |
DisclosureSEC source: 0001849820-25-000013 · wk-form4_1736280318.xml · derivative · entry 3 GIBSON JOHN W JR · CIK 0001189981 · Director · Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,083 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: RSUs vest on January 1, 2025 F3 · derivative.expiration_date: RSUs vest on January 1, 2025 Read SEC document |
| January 01, 2025 Filed Jan 7, 2025 20:05 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | Exercise / conversionCommon Stock | 26,083 | $0.00 | $0.00 |
DisclosureSEC source: 0001849820-25-000013 · wk-form4_1736280318.xml · nonDerivative · entry 1 GIBSON JOHN W JR · CIK 0001189981 · Director · Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 97,796 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 26, 2024 Filed Nov 28, 2024 01:14 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | PurchaseCommon Stock | 52,157 | $1.03 | $53,972.06 |
DisclosureSEC source: 0001849820-24-000276 · wk-form4_1732756445.xml · nonDerivative · entry 3 GIBSON JOHN W JR · CIK 0001189981 · Director · Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 71,713 F1 · balance_after: Holdings reflect 1-for-36 reverse stock split on July 18, 2024. Read SEC document |
| October 09, 2024 Filed Nov 28, 2024 01:14 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | Exercise / conversionRestricted Stock Units · Derivative | 3,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001849820-24-000276 · wk-form4_1732756445.xml · derivative · entry 4 GIBSON JOHN W JR · CIK 0001189981 · Director · Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,417 Underlying: Common Stock · 3,229 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock. F4 · derivative.exercise_date: RSU's vested on October 9, 2024. F4 · derivative.expiration_date: RSU's vested on October 9, 2024. F1 · balance_after: Holdings reflect 1-for-36 reverse stock split on July 18, 2024. Read SEC document |
| October 09, 2024 Filed Nov 28, 2024 01:14 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | SaleCommon Stock | 766 | $1.27 | $973.05 |
DisclosureSEC source: 0001849820-24-000276 · wk-form4_1732756445.xml · nonDerivative · entry 2 GIBSON JOHN W JR · CIK 0001189981 · Director · Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,556 F2 · kind: Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding upon vesting. F1 · balance_after: Holdings reflect 1-for-36 reverse stock split on July 18, 2024. Read SEC document |
| October 09, 2024 Filed Nov 28, 2024 01:14 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | Exercise / conversionCommon Stock | 3,229 | $0.00 | $0.00 |
DisclosureSEC source: 0001849820-24-000276 · wk-form4_1732756445.xml · nonDerivative · entry 1 GIBSON JOHN W JR · CIK 0001189981 · Director · Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,322 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Holdings reflect 1-for-36 reverse stock split on July 18, 2024. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 23:56 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | Exercise / conversionRestricted Stock Units · Derivative | 938,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001849820-24-000008 · wk-form4_1710546960.xml · derivative · entry 3 GIBSON JOHN W JR · CIK 0001189981 · Director · Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,155,205 Underlying: Common Stock · 938,975 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: 100% of the RSU's vest on October 9, 2024. F2 · derivative.expiration_date: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 23:56 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | SaleCommon Stock | 352,475 | $0.19 | $66,970.25 |
DisclosureSEC source: 0001849820-24-000008 · wk-form4_1710546960.xml · nonDerivative · entry 2 GIBSON JOHN W JR · CIK 0001189981 · Director · Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 615,305 F1 · price: Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding upon vesting. Read SEC document |
| March 13, 2024 Filed Mar 15, 2024 23:56 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | Exercise / conversionCommon Stock | 938,975 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001849820-24-000008 · wk-form4_1710546960.xml · nonDerivative · entry 1 GIBSON JOHN W JR · CIK 0001189981 · Director · Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 967,780 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Sell-Cover; cash proceeds delivered to the issuer to satisfy tax withholding upon vesting. Read SEC document |
| February 22, 2024 Filed Feb 27, 2024 01:11 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | GrantRestricted Stock Units · Derivative | 1,877,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001849820-24-000006 · wk-form4_1708996271.xml · derivative · entry 3 GIBSON JOHN W JR · CIK 0001189981 · Director · Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,094,180 Underlying: Common Stock · 1,877,950 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: Award in respect of bonus under prior contract. 50% vest upon grant and 50% vest on January 1, 2025 F3 · derivative.expiration_date: Award in respect of bonus under prior contract. 50% vest upon grant and 50% vest on January 1, 2025 Read SEC document |
| February 22, 2024 Filed Feb 27, 2024 01:11 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | GrantRestricted Stock Units · Derivative | 2,100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001849820-24-000006 · wk-form4_1708996271.xml · derivative · entry 2 GIBSON JOHN W JR · CIK 0001189981 · Director · Interim CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,216,230 Underlying: Common Stock · 2,100,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: RSUs vest ratably over three years on the anniversary of grant. F2 · derivative.expiration_date: RSUs vest ratably over three years on the anniversary of grant. Read SEC document |
| October 09, 2023 Filed Oct 11, 2023 20:30 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | GrantRSU · Derivative | 116,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001013762-23-003193 · ownership.xml · derivative · entry 1 GIBSON JOHN W JR · CIK 0001189981 · Director · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 116,230 Underlying: Common Stock · 116,230 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock. F2 · derivative.exercise_date: 100% of the RSU's vest on October 9, 2024. F2 · derivative.expiration_date: 100% of the RSU's vest on October 9, 2024. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 00:06 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | PurchaseCommon Shares | 4,000 | $1.13 | $4,520.00 |
DisclosureSEC source: 0000928054-23-000002 · wf-form4_167279078984871.xml · nonDerivative · entry 1 GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 871,021 Read SEC document |
| December 22, 2022 Filed Dec 27, 2022 23:37 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 27,759 | $1.12 | $31,090.08 |
DisclosureSEC source: 0000928054-22-000225 · wf-form4_167218426254313.xml · nonDerivative · entry 1 GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 867,021 Read SEC document |
| November 30, 2022 Filed Dec 5, 2022 11:41 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | PurchaseCommon Shares | 4,000 | $1.18 | $4,720.00 |
DisclosureSEC source: 0000928054-22-000216 · wf-form4_167024046259481.xml · nonDerivative · entry 1 GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 894,780 Read SEC document |
| October 31, 2022 Filed Nov 2, 2022 22:08 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | PurchaseCommon Shares | 4,000 | $1.19 | $4,760.00 |
DisclosureSEC source: 0000928054-22-000203 · wf-form4_166742686985309.xml · nonDerivative · entry 1 GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 890,780 Read SEC document |
| October 07, 2022 Filed Oct 12, 2022 20:38 UTC | Nauticus Robotics, Inc. KITT · Entity 8200 | GrantRSU · Derivative | 28,805 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-063548 · ownership.xml · derivative · entry 1 GIBSON JOHN W JR · CIK 0001189981 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,805 Underlying: Common Stock · 28,805 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting (i.e., forfeiture restriction termination) generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries. F2 · derivative.exercise_date: 100% of the RSUs vest on the earlier of (i) October 7, 2023, or (ii) the date immediately preceding the Company's 2023 annual meeting of stockholders if the reporting person is not on the ballot for such meeting. F2 · derivative.expiration_date: 100% of the RSUs vest on the earlier of (i) October 7, 2023, or (ii) the date immediately preceding the Company's 2023 annual meeting of stockholders if the reporting person is not on the ballot for such meeting. Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 21:15 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | PurchaseCommon Shares | 4,000 | $0.99 | $3,960.00 |
DisclosureSEC source: 0000928054-22-000183 · wf-form4_166491810435079.xml · nonDerivative · entry 1 GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 886,780 Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 21:07 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | PurchaseCommon Shares | 4,000 | $1.03 | $4,120.00 |
DisclosureSEC source: 0000928054-22-000181 · wf-form4_166206639570765.xml · nonDerivative · entry 1 GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 882,780 Read SEC document |
| July 29, 2022 Filed Aug 1, 2022 20:28 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | PurchaseCommon Shares | 4,000 | $1.08 | $4,320.00 |
DisclosureSEC source: 0000928054-22-000159 · wf-form4_165938571128266.xml · nonDerivative · entry 1 GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 878,780 Read SEC document |
| June 30, 2022 Filed Jul 5, 2022 21:46 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | PurchaseCommon Shares | 3,947 | $1.01 | $3,986.47 |
DisclosureSEC source: 0000928054-22-000154 · wf-form4_165705758176578.xml · nonDerivative · entry 1 GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 874,780 Read SEC document |
| May 31, 2022 Filed Jun 2, 2022 20:05 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | PurchaseCommon Shares | 4,000 | $1.35 | $5,400.00 |
DisclosureSEC source: 0000928054-22-000140 · wf-form4_165420028959193.xml · nonDerivative · entry 1 GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 870,833 Read SEC document |
| April 29, 2022 Filed May 3, 2022 21:32 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | PurchaseCommon Shares | 4,000 | $1.41 | $5,640.00 |
DisclosureSEC source: 0000928054-22-000104 · wf-form4_165161351307273.xml · nonDerivative · entry 1 GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 866,833 Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 22:52 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | PurchaseCommon Shares | 4,000 | $1.30 | $5,200.00 |
DisclosureSEC source: 0000928054-22-000074 · wf-form4_164911271765261.xml · nonDerivative · entry 1 GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 862,833 Read SEC document |
| February 28, 2022 Filed Mar 2, 2022 22:19 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | PurchaseCommon Shares | 4,000 | $1.34 | $5,360.00 |
DisclosureSEC source: 0000928054-22-000026 · wf-form4_164625952957024.xml · nonDerivative · entry 1 GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 858,833 Read SEC document |
| January 31, 2022 Filed Feb 3, 2022 01:31 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | PurchaseCommon Shares | 4,000 | $0.77 | $3,080.00 |
DisclosureSEC source: 0000928054-22-000006 · wf-form4_164385187959086.xml · nonDerivative · entry 1 GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 854,833 Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 22:08 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | PurchaseCommon Shares | 4,000 | $1.21 | $4,840.00 |
DisclosureSEC source: 0000928054-22-000003 · wf-form4_164133409280776.xml · nonDerivative · entry 1 GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 850,833 Read SEC document |
| December 22, 2021 Filed Dec 28, 2021 02:09 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 27,760 | $0.61 | $16,933.60 |
DisclosureSEC source: 0000928054-21-000176 · wf-form4_164065736959499.xml · nonDerivative · entry 1 GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 846,833 Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 02:17 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | PurchaseCommon Shares | 2,000 | $0.78 | $1,560.00 |
DisclosureSEC source: 0000928054-21-000169 · wf-form4_163841144367607.xml · nonDerivative · entry 1 GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 874,593 Read SEC document |
| October 29, 2021 Filed Nov 2, 2021 20:20 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | PurchaseCommon Shares | 2,000 | $1.23 | $2,460.00 |
DisclosureSEC source: 0000928054-21-000154 · wf-form4_163588438389539.xml · nonDerivative · entry 1 GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 872,593 Read SEC document |
| September 30, 2021 Filed Oct 4, 2021 23:24 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | PurchaseCommon Shares | 2,000 | $1.22 | $2,440.00 |
DisclosureSEC source: 0000928054-21-000148 · wf-form4_163338986823066.xml · nonDerivative · entry 1 GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 870,593 Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 21:59 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | PurchaseCommon Shares | 2,000 | $1.37 | $2,740.00 |
DisclosureSEC source: 0000928054-21-000134 · wf-form4_163061993901830.xml · nonDerivative · entry 1 GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 868,593 Read SEC document |
| July 30, 2021 Filed Aug 3, 2021 22:23 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | PurchaseCommon Shares | 2,000 | $1.71 | $3,420.00 |
DisclosureSEC source: 0000928054-21-000124 · wf-form4_162802938679010.xml · nonDerivative · entry 1 GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 866,593 Read SEC document |
| June 30, 2021 Filed Jul 2, 2021 01:13 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | PurchaseCommon Shares | 2,000 | $1.80 | $3,600.00 |
DisclosureSEC source: 0000928054-21-000121 · wf-form4_162518838571087.xml · nonDerivative · entry 1 GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 864,593 Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 00:54 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 23,833 | $1.75 | $41,707.75 |
DisclosureSEC source: 0000928054-21-000055 · wf-form4_161775673359850.xml · nonDerivative · entry 1 GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 838,760 Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 22:33 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Shares | 92,593 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-20-000058 · wf-form4_158595318995583.xml · nonDerivative · entry 1 GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 862,593 F1 · kind: Restricted stock granted in exchange for a requested base salary reduction. Vests one year from date of grant. Read SEC document |
| January 10, 2020 Filed Jan 11, 2020 00:04 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Exercise / conversionRight to Purchase Common Stock · Derivative | 200,000 | $0.00 Strike: $1.69 | $0.00 |
DisclosureSEC source: 0000899243-20-001021 · doc4.xml · derivative · entry 2 GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,000 shares Expires 2020-03-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reporting person has the right to purchase up to the lesser of: (a) 0.99% of the number of shares of Flotek Industries, Inc. ("FTK") common stock outstanding immediately before such issuance, and (b) $500,000 of shares of FTK common stock, less the 200,000 FTK shares exercised at $1.69 per share on January 10, 2020. Read SEC document |
| January 10, 2020 Filed Jan 11, 2020 00:04 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Exercise / conversionCommon Stock | 200,000 | $1.69 | $338,000.00 |
DisclosureSEC source: 0000899243-20-001021 · doc4.xml · nonDerivative · entry 1 GIBSON JOHN W JR · CIK 0001189981 · Director · CEO and President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.