Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FLOTEK INDUSTRIES INC/CN/FTK · Entity 5092 | Chief Financial Officer | April 19, 2022 | April 21, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FLOTEK INDUSTRIES INC/CN/
Report date April 19, 2022 · Filed April 21, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 403,979 |
Reported balance
After 2022-04-19 transaction · row 1
1 source rowRow 1 · 2022-04-19 · Tax withholding · Disposed 13,631 · Balance 403,979 F1: Shares sold to cover withholding tax liability at vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares sold to cover withholding tax liability at vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 19, 2022 Filed Apr 21, 2022 20:16 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 13,631 | $1.36 | $18,538.16 |
DisclosureSEC source: 0000928054-22-000097 · wf-form4_165057214618320.xml · nonDerivative · entry 1 Borton Michael E. · CIK 0001817633 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 403,979 F1 · shares: Shares sold to cover withholding tax liability at vesting. Read SEC document |
| September 08, 2021 Filed Sep 9, 2021 23:48 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 2,640 | $1.30 | $3,432.00 |
DisclosureSEC source: 0000928054-21-000138 · wf-form4_163123127749588.xml · nonDerivative · entry 1 Borton Michael E. · CIK 0001817633 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,610 Read SEC document |
| August 03, 2021 Filed Aug 5, 2021 20:43 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 19,480 | $1.70 | $33,116.00 |
DisclosureSEC source: 0000928054-21-000126 · wf-form4_162819619858471.xml · nonDerivative · entry 1 Borton Michael E. · CIK 0001817633 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,250 Read SEC document |
| April 19, 2021 Filed Apr 22, 2021 01:04 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantStock Option · Derivative | 141,667 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0000928054-21-000076 · wf-form4_161905344441687.xml · derivative · entry 3 Borton Michael E. · CIK 0001817633 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,334 Underlying: Common Shares · 141,667 shares Expires 2031-04-19 F3 · derivative.exercise_date: Restricted options to purchase common stock. Options vest based on percentage of revenue from new products developed over a three-year period. Vesting is ratable at revenue percentages of 15%, 20% and 25%, and is determined on 12/31/24. Read SEC document |
| April 19, 2021 Filed Apr 22, 2021 01:04 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantStock Option · Derivative | 141,667 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0000928054-21-000076 · wf-form4_161905344441687.xml · derivative · entry 2 Borton Michael E. · CIK 0001817633 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,667 Underlying: Common Shares · 141,667 shares Expires 2031-04-19 F2 · derivative.exercise_date: Restricted options to purchase common stock. Options vest ratably at share prices of $3, $4, $5 and $7. Read SEC document |
| April 19, 2021 Filed Apr 22, 2021 01:04 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Shares | 188,889 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-21-000076 · wf-form4_161905344441687.xml · nonDerivative · entry 1 Borton Michael E. · CIK 0001817633 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 439,730 F1 · shares: Restricted shares that vest ratably over four years from date of grant. Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 23:44 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Shares | 10,841 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-21-000022 · wf-form4_161541987253200.xml · nonDerivative · entry 1 Borton Michael E. · CIK 0001817633 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,841 F1 · shares: Granted as a portion of 2020 management incentive plan. Share number calculated based on the closing price on date of grant. Vests six months from date of grant. Read SEC document |
| August 03, 2020 Filed Aug 6, 2020 01:48 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Shares | 240,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-20-000150 · wf-form4_159667850828080.xml · nonDerivative · entry 2 Borton Michael E. · CIK 0001817633 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 240,000 F2 · balance_after: Inducement grant per employment agreement. Vests ratably over three years. Read SEC document |
| August 03, 2020 Filed Aug 6, 2020 01:48 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantStock Option | 360,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-20-000150 · wf-form4_159667850828080.xml · nonDerivative · entry 1 Borton Michael E. · CIK 0001817633 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 360,000 F1 · balance_after: Options: 50% vest based on performance of peer companies, remaining 50% vest ratably at FTK common share price of $2, $5, and $7. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.