Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FLOTEK INDUSTRIES INC/CN/FTK · Entity 5092 | SVP Research and Innovation | April 19, 2022 | April 21, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FLOTEK INDUSTRIES INC/CN/
Report date April 19, 2022 · Filed April 21, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 412,076 |
Reported balance
After 2022-04-19 transaction · row 1
1 source rowRow 1 · 2022-04-19 · Tax withholding · Disposed 8,049 · Balance 412,076 F1: Shares sold to cover withholding tax liability at vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares sold to cover withholding tax liability at vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 19, 2022 Filed Apr 21, 2022 20:18 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 8,049 | $1.36 | $10,946.64 |
DisclosureSEC source: 0000928054-22-000099 · wf-form4_165057228254293.xml · nonDerivative · entry 1 Silas James A · CIK 0001771630 · SVP Research and Innovation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,076 F1 · shares: Shares sold to cover withholding tax liability at vesting. Read SEC document |
| March 08, 2022 Filed Mar 11, 2022 01:40 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Shares | 57,803 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-22-000043 · wf-form4_164696281209464.xml · nonDerivative · entry 1 Silas James A · CIK 0001771630 · SVP Research and Innovation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,125 F1 · shares: Vests ratably over three years from date of grant Read SEC document |
| March 03, 2022 Filed Mar 7, 2022 22:34 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Shares | 9,627 | $1.41 | $13,574.07 |
DisclosureSEC source: 0000928054-22-000032 · wf-form4_164669244889593.xml · nonDerivative · entry 1 Silas James A · CIK 0001771630 · SVP Research and Innovation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,322 Read SEC document |
| December 31, 2021 Filed Jan 4, 2022 22:09 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Stock | 3,123 | $1.13 | $3,528.99 |
DisclosureSEC source: 0000928054-22-000004 · wf-form4_164133413966682.xml · nonDerivative · entry 1 Silas James A · CIK 0001771630 · SVP Research and Innovation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 371,949 Read SEC document |
| September 08, 2021 Filed Sep 9, 2021 23:53 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Stock | 4,263 | $1.30 | $5,541.90 |
DisclosureSEC source: 0000928054-21-000144 · wf-form4_163123161099978.xml · nonDerivative · entry 1 Silas James A · CIK 0001771630 · SVP Research and Innovation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 375,072 Read SEC document |
| April 19, 2021 Filed Apr 22, 2021 01:03 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantStock Option · Derivative | 89,063 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0000928054-21-000075 · wf-form4_161905338659502.xml · derivative · entry 3 Silas James A · CIK 0001771630 · SVP Research and Innovation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,126 Underlying: Common Stock · 89,063 shares Expires 2031-04-19 F3 · derivative.exercise_date: Restricted options to purchase common stock. Options vest based on percentage of revenue from new products developed over a three-year period. Vesting is ratable at revenue percentages of 15%, 20% and 25%, and is determined on 12/31/24. Read SEC document |
| April 19, 2021 Filed Apr 22, 2021 01:03 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantStock Option · Derivative | 89,063 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0000928054-21-000075 · wf-form4_161905338659502.xml · derivative · entry 2 Silas James A · CIK 0001771630 · SVP Research and Innovation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,063 Underlying: Common Stock · 89,063 shares Expires 2031-04-19 F2 · derivative.exercise_date: Restricted options to purchase common stock. Options vest ratably at share prices of $3, $4, $5 and $7. Read SEC document |
| April 19, 2021 Filed Apr 22, 2021 01:03 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Stock | 118,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-21-000075 · wf-form4_161905338659502.xml · nonDerivative · entry 1 Silas James A · CIK 0001771630 · SVP Research and Innovation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 373,012 F1 · shares: Restricted shares that vest ratably over four years from date of grant. Read SEC document |
| April 05, 2021 Filed Apr 7, 2021 01:34 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Stock | 6,323 | $1.75 | $11,065.25 |
DisclosureSEC source: 0000928054-21-000057 · wf-form4_161775906753039.xml · nonDerivative · entry 1 Silas James A · CIK 0001771630 · SVP Research and Innovation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,262 Read SEC document |
| March 08, 2021 Filed Mar 10, 2021 23:52 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Stock | 17,506 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-21-000028 · wf-form4_161542033594806.xml · nonDerivative · entry 1 Silas James A · CIK 0001771630 · SVP Research and Innovation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,585 F1 · shares: Granted as a portion of 2020 management incentive plan. Share number calculated based on the closing price on date of grant. Vests six months from date of grant. Read SEC document |
| March 03, 2021 Filed Mar 6, 2021 01:26 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Stock | 9,627 | $2.31 | $22,238.37 |
DisclosureSEC source: 0000928054-21-000014 · wf-form4_161499399372670.xml · nonDerivative · entry 1 Silas James A · CIK 0001771630 · SVP Research and Innovation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,079 F1 · shares: Shares sold to cover withholding tax liability at vesting. Read SEC document |
| April 01, 2020 Filed Apr 3, 2020 22:42 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Stock | 26,389 | $0.81 | $21,375.09 |
DisclosureSEC source: 0000928054-20-000068 · wf-form4_158595374302091.xml · nonDerivative · entry 1 Silas James A · CIK 0001771630 · SVP Research and Innovation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 252,706 F1 · kind: Restricted stock granted in exchange for a requested base salary reduction. Vests one year from date of grant. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:20 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Stock | 97,405 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-20-000021 · wf-form4_158345399358797.xml · nonDerivative · entry 1 Silas James A · CIK 0001771630 · SVP Research and Innovation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,317 F1 · shares: Vests ratably over three years Read SEC document |
| December 31, 2019 Filed Jan 4, 2020 00:30 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | Tax withholdingCommon Stock | 3,592 | $2.00 | $7,184.00 |
DisclosureSEC source: 0000928054-20-000002 · wf-form4_157809778486086.xml · nonDerivative · entry 1 Silas James A · CIK 0001771630 · SVP Research and Innovation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,912 F1 · shares: Disposition of 3,592 shares at $2.00/share for tax obligation relative to previously granted award vesting on 12/31/2019. Read SEC document |
| May 24, 2019 Filed May 28, 2019 20:17 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-19-000050 · wf-form4_155907464359474.xml · nonDerivative · entry 1 Silas James A · CIK 0001771630 · SVP Research and Innovation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,504 F1 · shares: Acquisition of 10,000 shares in connection with the closing of the sale of Floridca Chemical Company, LLC at the closing price of $3.04 on March 24, 2019. Read SEC document |
| May 20, 2019 Filed May 22, 2019 20:46 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Stock | 38,475 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-19-000038 · wf-form4_155855793227246.xml · nonDerivative · entry 1 Silas James A · CIK 0001771630 · SVP Research and Innovation 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,504 F1 · shares: Acquisition of 38,475 shares from the 2019 Performance Bonus Plan at the closing price of $3.31 on March 20, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.