Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FLOTEK INDUSTRIES INC/CN/FTK · Entity 5092 | Director | October 28, 2020 | November 05, 2020 |
| GCP Applied Technologies Inc.GCP · Entity 123481 | Director | June 01, 2020 | June 03, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FLOTEK INDUSTRIES INC/CN/
Report date October 28, 2020 · Filed November 05, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 103,755 |
Reported balance
After 2020-10-28 transaction · row 1
1 source rowRow 1 · 2020-10-28 · Grant · Acquired 7,706 · Balance 103,755 F1: Shares released from escrow pursuant to the Membership Interest Purchase Agreement dated May 18, 2020 between Flotek Industries, Inc. and the sellers of JP3 Measurement, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares released from escrow pursuant to the Membership Interest Purchase Agreement dated May 18, 2020 between Flotek Industries, Inc. and the sellers of JP3 Measurement, LLC.
GCP Applied Technologies Inc.
Report date June 01, 2020 · Filed June 03, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 9,437 |
Reported balance
After 2020-06-01 transaction · row 1
1 source rowRow 1 · 2020-06-01 · Grant · Acquired 5,437 · Balance 9,437 F1: Issued pursuant to the GCP non-employee director compensation program in partial payment of the 2020 retainer. |
Filing footnotes · ownership attribution and instrument terms
F1: Issued pursuant to the GCP non-employee director compensation program in partial payment of the 2020 retainer.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LyondellBasell Industries N.V.
Report date February 16, 2017 · Filed February 21, 2017
Section 16 reporting ended · disclosed 2017-02-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A ordinary sharesSEC Table I · non-derivative | Direct | 148,925 |
Last balance in matching sequence
After 2017-02-16 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2017-02-16 · Grant · Acquired 3,747 · Balance 149,950 F1: Represents shares earned in connection with the performance-based stock previously granted and unreportable on February 20, 2014 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 16, 2017 following certification by the Issuer's compensation committee. F2: Includes 20,211 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,212 granted on January 21, 2015 that vest on January 21, 2017; 3,686 granted on January 21, 2015 that vest on January 21, 2018; 3,687 granted on January 21, 2015 that vest on January 21, 2019; 3,686 granted on January 21, 2015 that vest on January 21, 2020; 3,058 granted on February 17, 2015 that vest on February 17, 2018 and 3,882 granted on February 16, 2016 that vest on February 16, 2019. Row 2 · 2017-02-16 · Tax withholding · Disposed 1,025 · Balance 148,925 F3: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 3,747 shares of performance-based stock granted to the Reporting Person on February 20, 2014. F2: Includes 20,211 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,212 granted on January 21, 2015 that vest on January 21, 2017; 3,686 granted on January 21, 2015 that vest on January 21, 2018; 3,687 granted on January 21, 2015 that vest on January 21, 2019; 3,686 granted on January 21, 2015 that vest on January 21, 2020; 3,058 granted on February 17, 2015 that vest on February 17, 2018 and 3,882 granted on February 16, 2016 that vest on February 16, 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares earned in connection with the performance-based stock previously granted and unreportable on February 20, 2014 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 16, 2017 following certification by the Issuer's compensation committee.
F2: Includes 20,211 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,212 granted on January 21, 2015 that vest on January 21, 2017; 3,686 granted on January 21, 2015 that vest on January 21, 2018; 3,687 granted on January 21, 2015 that vest on January 21, 2019; 3,686 granted on January 21, 2015 that vest on January 21, 2020; 3,058 granted on February 17, 2015 that vest on February 17, 2018 and 3,882 granted on February 16, 2016 that vest on February 16, 2019.
F3: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 3,747 shares of performance-based stock granted to the Reporting Person on February 20, 2014.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 28, 2020 Filed Nov 5, 2020 01:17 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Shares | 7,706 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-20-000188 · wf-form4_160453904766812.xml · nonDerivative · entry 1 Brown Kevin W. · CIK 0001500337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,755 F1 · shares: Shares released from escrow pursuant to the Membership Interest Purchase Agreement dated May 18, 2020 between Flotek Industries, Inc. and the sellers of JP3 Measurement, LLC. Read SEC document |
| June 18, 2020 Filed Jun 18, 2020 21:23 UTC | FLOTEK INDUSTRIES INC/CN/ FTK · Entity 5092 | GrantCommon Shares | 81,633 | $0.00 | $0.00 |
DisclosureSEC source: 0000928054-20-000128 · wf-form4_159251538123419.xml · nonDerivative · entry 1 Brown Kevin W. · CIK 0001500337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,049 F1 · shares: Grant calculated based on closing price on June 18, 2020. Vests at the next annual stockholders' meeting. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 18:15 UTC | GCP Applied Technologies Inc. GCP · Entity 123481 | GrantCommon Stock | 5,437 | $0.00 | $0.00 |
DisclosureSEC source: 0001644440-20-000058 · edgar.xml · nonDerivative · entry 1 Brown Kevin W. · CIK 0001500337 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,437 F1 · price: Issued pursuant to the GCP non-employee director compensation program in partial payment of the 2020 retainer. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 19:34 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | Tax withholdingClass A ordinary shares | 1,025 | $92.69 | $95,007.25 |
DisclosureSEC source: 0001225208-17-004024 · doc4.xml · nonDerivative · entry 2 Brown Kevin W. · CIK 0001500337 · EVP - Manufacturing & Refining 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,925 F3 · shares: Represents shares required to satisfy tax withholding obligations in connection with the vesting of 3,747 shares of performance-based stock granted to the Reporting Person on February 20, 2014. F2 · balance_after: Includes 20,211 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,212 granted on January 21, 2015 that vest on January 21, 2017; 3,686 granted on January 21, 2015 that vest on January 21, 2018; 3,687 granted on January 21, 2015 that vest on January 21, 2019; 3,686 granted on January 21, 2015 that vest on January 21, 2020; 3,058 granted on February 17, 2015 that vest on February 17, 2018 and 3,882 granted on February 16, 2016 that vest on February 16, 2019. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 19:34 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | GrantClass A ordinary shares | 3,747 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-004024 · doc4.xml · nonDerivative · entry 1 Brown Kevin W. · CIK 0001500337 · EVP - Manufacturing & Refining 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,950 F1 · shares: Represents shares earned in connection with the performance-based stock previously granted and unreportable on February 20, 2014 pursuant to the issuer's long-term incentive plan. Shares were earned based upon the level of attainment of certain performance objectives and continued employment. These shares fully vested on February 16, 2017 following certification by the Issuer's compensation committee. F2 · balance_after: Includes 20,211 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 2,212 granted on January 21, 2015 that vest on January 21, 2017; 3,686 granted on January 21, 2015 that vest on January 21, 2018; 3,687 granted on January 21, 2015 that vest on January 21, 2019; 3,686 granted on January 21, 2015 that vest on January 21, 2020; 3,058 granted on February 17, 2015 that vest on February 17, 2018 and 3,882 granted on February 16, 2016 that vest on February 16, 2019. Read SEC document |
| January 21, 2017 Filed Jan 25, 2017 14:16 UTC | LyondellBasell Industries N.V. LYB · Entity 3246 | Tax withholdingClass A ordinary shares | 633 | $90.89 | $57,533.37 |
DisclosureSEC source: 0001225208-17-001594 · doc4.xml · nonDerivative · entry 1 Brown Kevin W. · CIK 0001500337 · EVP - Manufacturing & Refining 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,203 F1 · balance_after: Includes 17,999 restricted stock units ("RSUs") granted pursuant to the issuer's long-term incentive plan: 3,686 granted on January 21, 2015 that vest on January 21, 2018; 3,687 granted on January 21, 2015 that vest on January 21, 2019; 3,686 granted on January 21, 2015 that vest on January 21, 2020; 3,058 granted on February 17, 2015 that vest on February 17, 2018 and 3,882 granted on February 16, 2016 that vest on February 16, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.